UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 1999
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: SIFE
Address: 100 North Wiget Lane
Walnut Creek, CA 94598
13F File Number: 28-3808
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Bruce W. Woods
Title: President & CEO
Phone: (925) 988-2424
Signature, Place, and Date of Signing:
/s/ Bruce W. Woods Walnut Creek, CA 5/11/99
- ------------------ ---------------- -------
(Signature) (City, State) (Date)
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[_] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
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FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
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Form 13F Information Table Entry Total: 74
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Form 13F Information Table Value Total: $1,023,327
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(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
NONE.
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FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
AIG INTERNATIONAL COM 026874107 13923 115425.0 SH SOLE 115425.0
ALLIANCE CAPITAL COM 018548107 2271 89700.0 SH SOLE 89700.0
AMERICAN EXPRESS COM 025816109 5887 50000.0 SH SOLE 50000.0
AMSOUTH FINANCIAL COM 032165102 29575 650000.0 SH SOLE 650000.0
BANK NEW YORK INC COM COM 064057102 384531070000.0 SH SOLE 1070000.0
BANKBOSTON CORPORATION COM 06605R106 17325 400000.0 SH SOLE 400000.0
BANKNORTH GROUP INC. COM 06646L100 424 15000.0 SH SOLE 15000.0
BB&T CORP. COM 054937107 10878 300096.0 SH SOLE 300096.0
CENTURA BANKS INC. COM 15640T100 5819 100000.0 SH SOLE 100000.0
CHARTER ONE FINL INC COM COM 160903100 17401 603281.7 SH SOLE 603281.7
CHASE MANHATTAN NEW COM COM 16161A108 62577 769000.0 SH SOLE 769000.0
CHITTENDEN CORP COM COM 170228100 2940 110156.0 SH SOLE 110156.0
CITIGROUP (WAS CITICORP COM ME COM 172967101 31937 500000.0 SH SOLE 500000.0
CITY NATL CORP COM COM 178566105 10497 340000.0 SH SOLE 340000.0
COLONIAL BANCGROUP INC COM COM 195493309 900 75000.0 SH SOLE 75000.0
COMERICA INC COM COM 200340107 36935 591550.0 SH SOLE 591550.0
COMMUNITY FIRST BANKSH COM COM 203902101 7974 398724.0 SH SOLE 398724.0
COMPASS BANCSHARES INC COM COM 20449H109 12303 356600.0 SH SOLE 356600.0
CULLEN FROST BANKERS COM COM 229899109 7953 165900.0 SH SOLE 165900.0
D & N FINANCIAL CORP. COM 232864108 250 11000.0 SH SOLE 11000.0
FEDERAL HOME LOAN COM 313400301 7640 133300.0 SH SOLE 133300.0
FEDERAL NATL MTG ASSN COM COM 313586109 20775 300000.0 SH SOLE 300000.0
FIFTH THIRD BANCORP COM COM 316773100 2637 40000.0 SH SOLE 40000.0
FIRST AMER CORP TENN COM COM 318900107 13867 376050.0 SH SOLE 376050.0
FIRST SECURITY COM 336294103 1448 75000.0 SH SOLE 75000.0
FIRST TENN NATL CORP COM COM 337162101 28641 782000.0 SH SOLE 782000.0
FIRST UN CORP COM COM 337358105 8657 162000.0 SH SOLE 162000.0
FIRSTAR (merged w/Starbanc Cor COM 33763V109 31656 353700.0 SH SOLE 353700.0
FIRSTFED FINANCIAL COM 337907109 4738 295000.0 SH SOLE 295000.0
FLEET FINANCIAL COM 338915101 526751400000.0 SH SOLE 1400000.0
FLORIDA BANKS INC. COM 340560101 953 125000.0 SH SOLE 125000.0
FREMONT GENERAL COM 357288109 839 44000.0 SH SOLE 44000.0
GOLDEN STATE BANCORP., INC. COM 381197102 4450 200000.0 SH SOLE 200000.0
HIBERNIA CORP CL A COM 428656102 2354 178500.0 SH SOLE 178500.0
IMPERIAL BANCORP COM COM 452556103 11097 648000.0 SH SOLE 648000.0
INDEPENDENT BK CP MASS COM COM 453836108 7405 541000.0 SH SOLE 541000.0
KEYCORP NEW COM COM 493267108 303121000000.0 SH SOLE 1000000.0
M&T BANK CORPORATION (WAS FIRS COM 55261F104 18729 39100.0 SH SOLE 39100.0
MBNA INC. COM 55262L100 2328 97500.0 SH SOLE 97500.0
MELLON BK CORP COM COM 585509102 39192 556900.0 SH SOLE 556900.0
MERCANTILE BANCORPORTN COM COM 587342106 6412 135000.0 SH SOLE 135000.0
MERCANTILE BANKSHARES COM COM 587405101 2220 60000.0 SH SOLE 60000.0
MGIC Investment COM 552848103 1402 40000.0 SH SOLE 40000.0
NATIONAL CITY CORP. (Merged wi COM 635405103 35179 530000.0 SH SOLE 530000.0
NATIONAL COMM BANCORP COM COM 635449101 2874 126000.0 SH SOLE 126000.0
NORTH FORK BANKCORP COM 659424105 236451119300.0 SH SOLE 1119300.0
NORTHERN TR CORP COM COM 665859104 13464 151600.0 SH SOLE 151600.0
PEOPLES HERITAGE FINL COM COM 711147108 5585 310270.0 SH SOLE 310270.0
PNC FINANCIAL CORP. COM 693475105 20280 365000.0 SH SOLE 365000.0
PROVIDENT FINANCIAL GROUP INC. COM 743866105 2494 65000.0 SH SOLE 65000.0
REGIONS FINL CORP COM COM 758940100 6579 190000.0 SH SOLE 190000.0
REPUBLIC BANCORP COM 760281204 495 45000.0 SH SOLE 45000.0
SCHWAB CHARLES CP NEW COM COM 808513105 18264 190000.0 SH SOLE 190000.0
SILICON VALLEY BANK COM 827064106 664 32100.0 SH SOLE 32100.0
SOUTHTRUST CORP. COM 844730101 4477 120000.0 SH SOLE 120000.0
SOVEREIGN BANCORP COM 845905108 2389 195000.0 SH SOLE 195000.0
STATE ST BOSTON CORP COM COM 857477103 41125 500000.0 SH SOLE 500000.0
STERLING BANCSHS INC COM COM 858907108 4150 400000.0 SH SOLE 400000.0
SUMMIT BANCORP COM COM 866005101 22602 579530.0 SH SOLE 579530.0
SUMMIT BANCSHARES TEX COM COM 866011109 5075 290000.0 SH SOLE 290000.0
SUNTRUST BANKS INC. COM 867914103 27390 440000.0 SH SOLE 440000.0
TCF FINANCIAL CORP. COM 872275102 6599 253200.0 SH SOLE 253200.0
TRANSATLANTIC HOLDINGS INC. COM 893521104 2625 35000.0 SH SOLE 35000.0
U.S. BANCORP (NEW) COM 902973106 425951250500.0 SH SOLE 1250500.0
UNION BANCAL CORPORATION COM 908906100 5143 151000.0 SH SOLE 151000.0
UNION PLANTERS CORP COM COM 908068109 13401 305000.0 SH SOLE 305000.0
UNITED BANCSHARES INC. (was Ge COM 909907107 2507 109594.5 SH SOLE 109594.5
UST CORP. COM 902900109 1464 67000.0 SH SOLE 67000.0
VALLEY NATIONAL BANCORP COM 919794107 1776 70500.0 SH SOLE 70500.0
WACHOVIA CORP COM COM 929771103 43037 530100.0 SH SOLE 530100.0
WEBSTER FINANCIAL CORP.(merged COM 947890109 4724 163600.0 SH SOLE 163600.0
WELLS FARGO & CO COM 949746101 23358 665000.8 SH SOLE 665000.8
WESTAMERICA BANCORP COM COM 957090103 13757 435000.0 SH SOLE 435000.0
ZIONS BANCORPORATION COM 989701107 8958 134700.0 SH SOLE 134700.0
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