UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 1999
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: SIFE
Address: 100 North Wiget Lane
Walnut Creek, CA 94598
13F File Number: 28-3808
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Bruce W. Woods
Title: President & CEO
Phone: (925) 988-2424
Signature, Place, and Date of Signing:
/s/ Bruce W. Woods Walnut Creek, CA 11/11/99
- ------------------ ---------------- --------
(Signature) (City, State) (Date)
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[_] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
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FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
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Form 13F Information Table Entry Total: 81
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Form 13F Information Table Value Total: $ 883,861
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(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
NONE.
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FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
AIG INTERNATIONAL COM 026874107 12543144281.25 SH SOLE 144281.25
ALLIANCE CAPITAL MANAGEMENT HO COM 01855A101 2461 89700.00 SH SOLE 89700.00
AMSOUTH FINANCIAL COM 032165102 16903721200.00 SH SOLE 721200.00
BANK NEW YORK INC COM COM 064057102 357781070000.00SH SOLE 1070000.00
BANKBOSTON CORPORATION COM 06605R106 17350400000.00 SH SOLE 400000.00
BANKNORTH GROUP INC.(to merge COM 06646L100 448 15000.00 SH SOLE 15000.00
BB&T CORP. COM 054937107 9716300096.00 SH SOLE 300096.00
CARDINAL HEALTH COM 14149Y108 392 7200.00 SH SOLE 7200.00
CARLISLE COMPANIES COM 142339100 332 8400.00 SH SOLE 8400.00
CCB FINANCIAL COM 124875105 957 23000.00 SH SOLE 23000.00
CENTURA BANKS INC. COM 15640T100 1138 27500.00 SH SOLE 27500.00
CHARTER ONE FINL INC COM COM 160903100 17715766070.05 SH SOLE 766070.05
CHASE MANHATTAN NEW COM COM 16161A108 57963769000.00 SH SOLE 769000.00
CHITTENDEN CORP COM COM 170228100 3139110156.00 SH SOLE 110156.00
CINTAS CORP. COM 172908105 694 12000.00 SH SOLE 12000.00
CITIGROUP (WAS CITICORP COM ME COM 172967101 39600900000.00 SH SOLE 900000.00
CITY NATL CORP COM COM 178566105 12082360000.00 SH SOLE 360000.00
COLONIAL BANCGROUP INC COM COM 195493309 447 40000.00 SH SOLE 40000.00
COMERICA INC COM COM 200340107 31213616550.00 SH SOLE 616550.00
COMMUNITY FIRST BANKSH COM COM 203902101 5704338024.00 SH SOLE 338024.00
COMPASS BANCSHARES INC COM COM 20449H109 12622504900.00 SH SOLE 504900.00
CONCORD EFS COM 206197105 590 28600.00 SH SOLE 28600.00
CULLEN FROST BANKERS COM COM 229899109 8295331800.00 SH SOLE 331800.00
DOLLAR GENERAL COM 256669102 741 24000.00 SH SOLE 24000.00
EVEREN SECURITIES COM 299903104 752 25500.00 SH SOLE 25500.00
FEDERAL HOME LOAN COM 313400301 6932133300.00 SH SOLE 133300.00
FEDERAL NATL MTG ASSN COM COM 313586109 18806300000.00 SH SOLE 300000.00
FIFTH THIRD BANCORP COM COM 316773100 3651 60000.00 SH SOLE 60000.00
FIRST AMER CORP TENN COM (to m COM 318900107 10875250000.00 SH SOLE 250000.00
FIRST SECURITY COM 336294103 1784 75000.00 SH SOLE 75000.00
FIRST TENN NATL CORP COM COM 337162101 21994782000.00 SH SOLE 782000.00
FIRST UN CORP COM COM 337358105 12896362000.00 SH SOLE 362000.00
FIRSTAR (merged w/Starbanc Cor COM 33763V109 271911061100.00SH SOLE 1061100.00
FLEET BOSTON CORP. (was Fleet COM 338915101 29300800000.00 SH SOLE 800000.00
FREMONT GENERAL COM 357288109 415 44000.00 SH SOLE 44000.00
GOLDEN STATE BANCORP., INC. COM 381197102 5579311000.00 SH SOLE 311000.00
HOME DEPOT COM 437076AE2 3404 49600.00 SH SOLE 49600.00
IMPERIAL BANCORP COM COM 452556103 11493540863.00 SH SOLE 540863.00
INDEPENDENT BK CP MASS COM COM 453836108 7067541000.00 SH SOLE 541000.00
KEYCORP NEW COM COM 493267108 316201225000.00SH SOLE 1225000.00
LEGGETT & PLATT COM 524660107 370 18800.00 SH SOLE 18800.00
M&T BANK CORPORATION (WAS FIRS COM 55261F104 17947 39100.00 SH SOLE 39100.00
MBNA INC. COM 55262L100 2224 97500.00 SH SOLE 97500.00
MELLON FINANCIAL CORP. COM 58551A108 374521113800.00SH SOLE 1113800.00
MERRILL LYNCH & CO., INC. COM 590188108 4042 60000.00 SH SOLE 60000.00
MGIC Investment COM 552848103 1910 40000.00 SH SOLE 40000.00
MICROSOFT COM 594918104 6339 70000.00 SH SOLE 70000.00
NATIONAL CITY CORP. (Merged wi COM 635405103 282891060000.00SH SOLE 1060000.00
NATIONAL COMM BANCORP COM COM 635449101 2768126000.00 SH SOLE 126000.00
NORTH FORK BANKCORP COM 659424105 15195779232.00 SH SOLE 779232.00
NORTHERN TR CORP COM COM 665859104 11657139600.00 SH SOLE 139600.00
OMNICOM GROUP COM 681919106 1790 22600.00 SH SOLE 22600.00
PACIFIC CENTURY FINANCIAL COM 694058108 817 40000.00 SH SOLE 40000.00
PAYCHEX INC. COM 704326107 682 20000.00 SH SOLE 20000.00
PEOPLES HERITAGE FINL COM COM 711147108 5906355270.00 SH SOLE 355270.00
PNC FINANCIAL CORP. COM 693475105 17387330000.00 SH SOLE 330000.00
PROVIDENT FINANCIAL GROUP INC. COM 743866105 1828 50000.00 SH SOLE 50000.00
REGIONS FINL CORP COM COM 758940100 2916 97200.00 SH SOLE 97200.00
SCHERING PLOUGH CORP COM COM 806605101 6055138800.00 SH SOLE 138800.00
SCHWAB CHARLES CP NEW COM COM 808513105 2441 73000.00 SH SOLE 73000.00
SOUTHTRUST CORP. COM 844730101 4843135000.00 SH SOLE 135000.00
SOVEREIGN BANCORP COM 845905108 2001220000.00 SH SOLE 220000.00
STAPLES INC. COM 855030102 864 39600.00 SH SOLE 39600.00
STATE ST BOSTON CORP COM COM 857477103 25850400000.00 SH SOLE 400000.00
STERLING BANCSHS INC COM COM 858907108 4575400000.00 SH SOLE 400000.00
SUMMIT BANCORP COM COM 866005101 18799579530.00 SH SOLE 579530.00
SUMMIT BANCSHARES TEX COM COM 866011109 5256290000.00 SH SOLE 290000.00
SUNTRUST BANKS INC. COM 867914103 27004410700.00 SH SOLE 410700.00
TCF FINANCIAL CORP. COM 872275102 5176181200.00 SH SOLE 181200.00
TELEFLEX INC. COM 879369106 316 8000.00 SH SOLE 8000.00
TRANSATLANTIC HOLDINGS INC. COM 893521104 1581 22500.00 SH SOLE 22500.00
U.S. BANCORP (NEW) COM 902973106 344291140500.00SH SOLE 1140500.00
UNION BANCAL CORPORATION COM 908906100 9099251000.00 SH SOLE 251000.00
UNION PLANTERS CORP COM COM 908068109 4890120000.00 SH SOLE 120000.00
UST CORP. COM 902900109 2368 77000.00 SH SOLE 77000.00
WACHOVIA CORP COM COM 929771103 29414374100.00 SH SOLE 374100.00
WALGREEN CO. COM 931422109 1725 68000.00 SH SOLE 68000.00
WEBSTER FINANCIAL CORP.(merged COM 947890109 4172163600.00 SH SOLE 163600.00
WELLS FARGO & CO COM 949746101 32889830000.80 SH SOLE 830000.80
WESTAMERICA BANCORP COM COM 957090103 10587350000.00 SH SOLE 350000.00
ZIONS BANCORPORATION COM 989701107 7425134700.00 SH SOLE 134700.00
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