SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 1999
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Royce & Associates, Inc.
Address: 1414 Avenue of the Americas
New York, NY 10019
13F File Number: 28-3780
The institutional investment manager filing this report and the person by
whom it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true,
correct and complete, and that it is understood that all required items,
statements, schedules, lists and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: John E. Denneen
Title: Associate General Counsel
Phone: (212) 508-4578
Signature, Place, and Date of Signing:
/s/ John E. Denneen
John E. Denneen New York, New York October 13,1999
Report Type (Check only one.):
[ X ] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT
OF 1934#
<PAGE>
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 911
Form 13F Information Table Value Total: 2507597
List of Other Included Managers:
No. 13F File Number Name
<PAGE>
<TABLE>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INV OTHR VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCR MGRS SOLE SHRD NONE
- - - - - ------------------------------ -------------------------- --------- -------- -------- --- ---- ---- ---- -------- ---- ----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
A.D.A.M. Software, Inc. COM 00088F101 42 3700 SH SOLE 3700 0 0
ADE Corp. COM 00089C107 700 50000 SH SOLE 50000 0 0
ABM Industries Inc. COM 000957100 4616 181900 SH SOLE 181900 0 0
ACT Manufacturing, Inc. COM 000973107 30 1200 SH SOLE 1200 0 0
AMC Entertainment Inc. COM 001669100 2658 190700 SH SOLE 190700 0 0
AVT Corporation COM 002420107 459 15000 SH SOLE 15000 0 0
Abercrombie & Fitch Co. Cl. A COM 002896207 68 2000 SH SOLE 2000 0 0
Acceptance Insurance Companies COM 004308102 11 900 SH SOLE 900 0 0
Aceto Corp. COM 004446100 3028 278431 SH SOLE 278431 0 0
Action Performance Cos., Inc. COM 004933107 42 2000 SH SOLE 2000 0 0
ACX Technologies, Inc. COM 005123104 131 13800 SH SOLE 13800 0 0
Adaptive Broadband Corporation COM 00650M104 2583 77100 SH SOLE 77100 0 0
Adaptive Broadband Corporation Cv. 5.25% due 12/15/03 00650MAA2 60 50000 PRN SOLE 50000 0 0
Adforce, Inc. COM 006867105 888 35000 SH SOLE 35000 0 0
Administaff, Inc. COM 007094105 14 900 SH SOLE 900 0 0
Advance Paradigm, Inc. COM 007491103 16 300 SH SOLE 300 0 0
Advanced Communication Systems COM 00750X109 62 5000 SH SOLE 5000 0 0
Advanced Marketing Services COM 00753T105 28 1400 SH SOLE 1400 0 0
Advanced Energy Industries,Inc COM 007973100 451 14600 SH SOLE 14600 0 0
Aerovox Inc. COM 00808M105 589 224200 SH SOLE 224200 0 0
Aetrium Inc. COM 00817R103 70 10000 SH SOLE 10000 0 0
Affiliated Managers Group Inc. COM 008252108 6469 237400 SH SOLE 237400 0 0
Affymetrix, Inc. COM 00826T108 1477 15000 SH SOLE 15000 0 0
Agribrands International Inc. COM 00849R105 20 400 SH SOLE 400 0 0
Air Express International Corp COM 009104100 24412 1075998 SH SOLE 1075998 0 0
Airborne Freight Corporation COM 009266107 1422 67500 SH SOLE 67500 0 0
AirNet Systems Inc. COM 009417106 7934 869500 SH SOLE 869500 0 0
Aladdin Knowledge Systems Ltd. COM M0392N101 217 27300 SH SOLE 27300 0 0
Albany International Corp. COM 012348108 1913 126500 SH SOLE 126500 0 0
Aldila Inc. COM 014384101 436 348500 SH SOLE 348500 0 0
Alexander & Baldwin, Inc. COM 014482103 1688 70700 SH SOLE 70700 0 0
Alico, Inc. COM 016230104 767 52000 SH SOLE 52000 0 0
Align-Rite International, Inc. COM 016251100 941 50000 SH SOLE 50000 0 0
Alleghany Corporation COM 017175100 957 5409 SH SOLE 5409 0 0
Allen Organ Co. Cl. B COM 017753104 1201 31600 SH SOLE 31600 0 0
Allen Telecom Inc. COM 018091108 2528 259300 SH SOLE 259300 0 0
Alliance Capital Management LP COM 018548107 3956 144200 SH SOLE 144200 0 0
Allied Healthcare Products,Inc COM 019222108 421 168200 SH SOLE 168200 0 0
AlphaNet Solutions, Inc. COM 020787107 780 192000 SH SOLE 192000 0 0
Alternative Resources Corp. COM 02145R102 130 25000 SH SOLE 25000 0 0
American Management Systems COM 027352103 128 5000 SH SOLE 5000 0 0
American Medical Security COM 02744P101 7 1000 SH SOLE 1000 0 0
American Power Conversion Corp. COM 029066107 190 10000 SH SOLE 10000 0 0
Ameron International Corp. COM 030710107 2966 63200 SH SOLE 63200 0 0
Amkor Technology Inc. Cv. 5.75% due 5/01/03 031652AA8 663 500000 PRN SOLE 500000 0 0
Ampco-Pittsburgh Corp. COM 032037103 2322 172000 SH SOLE 172000 0 0
Amway Japan Ltd. ADR COM 03234J100 1055 234500 SH SOLE 234500 0 0
Analog Devices, Inc. COM 032654105 1599 31200 SH SOLE 31200 0 0
Analysts International Corp. COM 032681108 1012 97500 SH SOLE 97500 0 0
Analytical Surveys, Inc. COM 032683302 79 5000 SH SOLE 5000 0 0
Anchor Gaming COM 033037102 60 1000 SH SOLE 1000 0 0
Andersons, Inc. (The) COM 034164103 9 1000 SH SOLE 1000 0 0
Angelica Corp. COM 034663104 997 86700 SH SOLE 86700 0 0
Anglogold Ltd COM 035128206 16442 523000 SH SOLE 523000 0 0
Anixter International Inc. COM 035290105 19 800 SH SOLE 800 0 0
ANSYS, Inc. COM 03662Q105 1884 190800 SH SOLE 190800 0 0
ANTEC Corp. COM 03664P105 90 1700 SH SOLE 1700 0 0
Applied Analytical Industries, COM 037939105 1415 125800 SH SOLE 125800 0 0
Applied Extrusion Technologies COM 038196101 2558 346800 SH SOLE 346800 0 0
Applix, Inc. COM 038316105 234 20000 SH SOLE 20000 0 0
Aramex International Ltd. COM G04450105 243 28600 SH SOLE 28600 0 0
Arch Chemicals, Inc. COM 03937R102 2618 161750 SH SOLE 161750 0 0
Arkansas Best Corporation COM 040790107 2310 186700 SH SOLE 186700 0 0
Arnold Industries, Inc. COM 042595108 14233 1127396 SH SOLE 1127396 0 0
Arrow Electronics, Inc. COM 042735100 5432 308200 SH SOLE 308200 0 0
Arrow International, Inc. COM 042764100 10902 426500 SH SOLE 426500 0 0
Art's-Way Manufacturing Co.Inc COM 043168103 442 124000 SH SOLE 124000 0 0
Ash Grove Cement Company Cl. A COM 043693100 6869 70628 SH SOLE 70628 0 0
Ash Grove Cement Company Cl. B COM 043693308 8025 82518 SH SOLE 82518 0 0
Aspect Development, Inc. COM 045234101 152 6000 SH SOLE 6000 0 0
Aspen Technology, Inc. COM 045327103 1090 111800 SH SOLE 111800 0 0
Associated Materials Inc. COM 045709102 14 900 SH SOLE 900 0 0
Atchison Casting Corp. COM 046613105 2324 253000 SH SOLE 253000 0 0
Audiovox Corp. Cl. A COM 050757103 47 2700 SH SOLE 2700 0 0
Aurora Biosciences Corporation COM 051920106 2384 175000 SH SOLE 175000 0 0
Auspex Systems, Inc. COM 052116100 1510 170100 SH SOLE 170100 0 0
Autodesk, Inc. COM 052769106 3826 174900 SH SOLE 174900 0 0
Avant! Corp. COM 053487104 821 46000 SH SOLE 46000 0 0
Aviall, Inc. COM 05366B102 29 2800 SH SOLE 2800 0 0
Avid Technology, Inc. COM 05367P100 14 1100 SH SOLE 1100 0 0
Avnet, Inc. COM 053807103 18005 428700 SH SOLE 428700 0 0
Axiohm Transaction Solutions COM 054602107 392 440177 SH SOLE 440177 0 0
Aztec Manufacturing Co. COM 054825104 1128 108100 SH SOLE 108100 0 0
BHA Group Holdings Inc. COM 055446108 8177 844036 SH SOLE 844036 0 0
BOK Financial Corp. COM 05561Q201 786 40300 SH SOLE 40300 0 0
Baker Boyer Bancorp COM 057124109 1722 31300 SH SOLE 31300 0 0
Baker, Fentress & Co. 057213100 627 45000 SH SOLE 45000 0 0
Baker (J.), Inc. COM 057232100 362 46000 SH SOLE 46000 0 0
Balanced Care Corporation COM 057630105 270 239800 SH SOLE 239800 0 0
Balchem Corporation* COM 057665200 57 10000 SH SOLE 10000 0 0
Baldor Electric Co. COM 057741100 2316 122300 SH SOLE 122300 0 0
Baldwin & Lyons, Inc. Class B COM 057755209 6031 293278 SH SOLE 293278 0 0
Baldwin Technology Co., Inc. COM 058264102 909 382700 SH SOLE 382700 0 0
Bank of the Ozarks, Inc. COM 063904106 295 17500 SH SOLE 17500 0 0
Barbeques Galore Limited ADR COM 067091108 140 20000 SH SOLE 20000 0 0
BARRA, Inc. COM 068313105 4096 195050 SH SOLE 195050 0 0
Barrett Resources Corporation COM 068480201 12795 346400 SH SOLE 346400 0 0
Bassett Furniture Industries COM 070203104 11192 589062 SH SOLE 589062 0 0
Bay Bancshares, Inc. COM 07203N109 350 20000 SH SOLE 20000 0 0
Bay View Capital Corporation COM 07262L101 1363 102900 SH SOLE 102900 0 0
BE Semiconductor Industries NV COM 073320103 1234 117500 SH SOLE 117500 0 0
Beazer Homes USA, Inc. COM 07556Q105 7 400 SH SOLE 400 0 0
Bell Industries, Inc. COM 078107109 1095 250200 SH SOLE 250200 0 0
Bell Microproducts Inc. COM 078137106 3184 376000 SH SOLE 376000 0 0
Benchmark Electronics, Inc. COM 08160H101 2016 57100 SH SOLE 57100 0 0
Berkley (W.R.) Corp. COM 084423102 4416 192000 SH SOLE 192000 0 0
Berkshire Hathaway Inc. Cl. A COM 084670108 2750 50 SH SOLE 50 0 0
Biogen, Inc. COM 090597105 315 4000 SH SOLE 4000 0 0
Biomet, Inc. COM 090613100 132 5000 SH SOLE 5000 0 0
Biopure Corporation* COM 09065H105 98 10000 SH SOLE 10000 0 0
BioReliance Corporation COM 090951104 2865 458400 SH SOLE 458400 0 0
Black Hills Corp. COM 092113109 14 600 SH SOLE 600 0 0
Blanch (E.W.) Holdings, Inc. COM 093210102 17180 263800 SH SOLE 263800 0 0
Boca Research, Inc. COM 096888102 1519 229300 SH SOLE 229300 0 0
Bombay Co., Inc. (The) COM 097924104 2062 407400 SH SOLE 407400 0 0
Bonavista Petroleum Ltd. COM 097933105 1233 105000 SH SOLE 105000 0 0
Boston Acoustics, Inc. COM 100534106 408 27000 SH SOLE 27000 0 0
Boston Private Finl Hlds, Inc. COM 101119105 89 10000 SH SOLE 10000 0 0
Bowne & Co., Inc. COM 103043105 10592 878100 SH SOLE 878100 0 0
Bradlees, Inc. COM 104499207 80 5000 SH SOLE 5000 0 0
Brady (W.H.) Co. Cl. A COM 104674106 7965 248900 SH SOLE 248900 0 0
Brooks Automation, Inc. COM 11434A100 88 5000 SH SOLE 5000 0 0
Brookstone, Inc. COM 114537103 192 13000 SH SOLE 13000 0 0
Tom Brown Inc. COM 115660201 21277 1442510 SH SOLE 1442510 0 0
Brown Shoe Company,Inc.* COM 115736100 1238 67600 SH SOLE 67600 0 0
Buffets, Inc. COM 119882108 10966 943335 SH SOLE 943335 0 0
Burlington Coat Factory COM 121579106 2155 109100 SH SOLE 109100 0 0
Burlington Industries, Inc. COM 121693105 1559 351400 SH SOLE 351400 0 0
Burnham Corporation Cl. A COM 122295108 3456 94040 SH SOLE 94040 0 0
Burnham Corporation Cl. B COM 122295306 825 22442 SH SOLE 22442 0 0
Burr-Brown Corp. COM 122574106 593 15000 SH SOLE 15000 0 0
Business Objects S.A. ADR COM 12328X107 1003 17000 SH SOLE 17000 0 0
Business Resource Group COM 12329K104 1914 493900 SH SOLE 493900 0 0
Butler International, Inc. COM 123649105 5 600 SH SOLE 600 0 0
Butler Manufacturing Co. COM 123655102 11 400 SH SOLE 400 0 0
CCC Information Services Group COM 12487Q109 1190 90200 SH SOLE 90200 0 0
CB Richard Ellis Svcs, Inc. COM 12489L108 15 1000 SH SOLE 1000 0 0
C-COR.net Corp. COM 125010108 1399 46060 SH SOLE 46060 0 0
CDI Corp. COM 125071100 4127 151100 SH SOLE 151100 0 0
CEM Corp. COM 125165100 1295 211400 SH SOLE 211400 0 0
CFC International, Inc. COM 125252106 4038 482100 SH SOLE 482100 0 0
CFI ProServices, Inc. COM 12525N100 196 20000 SH SOLE 20000 0 0
C. H. Robinson Worldwide Inc. COM 12541W100 1179 35000 SH SOLE 35000 0 0
CMI Corp. Cl. A COM 125761304 2292 327400 SH SOLE 327400 0 0
CNA Surety Corporation COM 12612L108 263 20000 SH SOLE 20000 0 0
CSP Inc. COM 126389105 990 172104 SH SOLE 172104 0 0
CTS Corp. COM 126501105 104 1800 SH SOLE 1800 0 0
Cable Design Technology Corp. Cl. A COM 126924109 3283 143900 SH SOLE 143900 0 0
CACI International Inc. COM 127190304 107 5000 SH SOLE 5000 0 0
Cadiz Inc. COM 127537108 167 17500 SH SOLE 17500 0 0
Cagle's, Inc. Cl. A COM 127703106 39 2400 SH SOLE 2400 0 0
Calgon Carbon Corporation COM 129603106 2356 345900 SH SOLE 345900 0 0
California Micro Devices Corp. COM 130439102 1541 352200 SH SOLE 352200 0 0
Capital Senior Living Corp. COM 140475104 4 500 SH SOLE 500 0 0
Capitol Transamerica Corp. COM 140640103 7379 527060 SH SOLE 527060 0 0
Carbo Ceramics Inc. COM 140781105 15898 578100 SH SOLE 578100 0 0
CareerBuilders, Inc. COM 141684100 4 500 SH SOLE 500 0 0
Carreker-Antinori, Inc. COM 144433109 322 50000 SH SOLE 50000 0 0
Catalina Marketing Corp. COM 148867104 424 5000 SH SOLE 5000 0 0
Catherines Stores Corp. COM 14916F100 1848 140800 SH SOLE 140800 0 0
Cato Corp. Cl. A COM 149205106 2431 172500 SH SOLE 172500 0 0
Cavalier Homes, Inc. COM 149507105 124 24700 SH SOLE 24700 0 0
Celestial Seasonings, Inc. COM 151016102 770 40000 SH SOLE 40000 0 0
Celgene Corporation COM 151020104 677 25000 SH SOLE 25000 0 0
Centocor, Inc. COM 152342101 2635 45000 SH SOLE 45000 0 0
Central Fund of Canada Ltd. Cl. A 153501101 482 115000 SH SOLE 115000 0 0
Central Steel & Wire Co. COM 155411101 5318 7597 SH SOLE 7597 0 0
Centris Group, Inc. COM 155904105 7 700 SH SOLE 700 0 0
Century Aluminum Co. COM 156431108 1668 155200 SH SOLE 155200 0 0
Cephalon Inc. COM 156708109 1078 60000 SH SOLE 60000 0 0
Cerus Corporation COM 157085101 739 31800 SH SOLE 31800 0 0
Chart House Enterprises, Inc. COM 160902102 109 20000 SH SOLE 20000 0 0
Charming Shoppes, Inc. COM 161133103 27635 5392200 SH SOLE 5392200 0 0
Charming Shoppes, Inc. Cv. 7.50% due 7/15/06 161133AA1 8323 8950000 PRN SOLE 8950000 0 0
Chart Industries, Inc. COM 16115Q100 1424 288500 SH SOLE 288500 0 0
Chartwell Re Corp. COM 16139W109 1074 74400 SH SOLE 74400 0 0
Chattem, Inc. COM 162456107 110 5000 SH SOLE 5000 0 0
Cheap Tickets, Inc. COM 162672109 324 10000 SH SOLE 10000 0 0
Check Point Software Tech.,Ltd COM M22465104 2567 30400 SH SOLE 30400 0 0
Chelsea GCA Realty, Inc. COM 163262108 3052 96500 SH SOLE 96500 0 0
Chemfab Corp. COM 16361L102 5738 355819 SH SOLE 355819 0 0
Chicago Bridge & Iron Co. N.V. COM N19808109 10 700 SH SOLE 700 0 0
Chicago Title Corporation COM 168228104 5053 126524 SH SOLE 126524 0 0
ChiRex Inc. COM 170038103 1415 54800 SH SOLE 54800 0 0
Chiron Corp. COM 170040109 14697 530800 SH SOLE 530800 0 0
Chock Full O'Nuts Corp. COM 170268106 363 33400 SH SOLE 33400 0 0
Chromcraft Revington, Inc. COM 171117104 1669 133500 SH SOLE 133500 0 0
Chyron Corp. COM 171605207 738 621200 SH SOLE 621200 0 0
CIBER, Inc. COM 17163B102 1302 85000 SH SOLE 85000 0 0
Ciprico Inc. COM 172529109 1354 121700 SH SOLE 121700 0 0
Circle International Group Inc COM 172574105 29481 1442499 SH SOLE 1442499 0 0
Circuit City Stores, Inc. COM 172737306 5 1400 SH SOLE 1400 0 0
Cirrus Logic, Inc. COM 172755100 1939 176300 SH SOLE 176300 0 0
Claire's Stores, Inc. COM 179584107 40 2400 SH SOLE 2400 0 0
CLARCOR Inc. COM 179895107 1382 82225 SH SOLE 82225 0 0
Clark/Bardes Holdings Inc. COM 180668105 3919 190000 SH SOLE 190000 0 0
Coeur D'alene Mines Corp.* COM 192108108 1055 225000 SH SOLE 225000 0 0
Cognex Corp. COM 192422103 5884 194900 SH SOLE 194900 0 0
Coherent, Inc. COM 192479103 8780 393500 SH SOLE 393500 0 0
Comdisco, Inc. COM 200336105 18944 980900 SH SOLE 980900 0 0
Commerce Group Inc/ MA COM 200641108 22836 992860 SH SOLE 992860 0 0
Commercial Intertech Corp. COM 201709102 1834 152000 SH SOLE 152000 0 0
Commonwealth Industries Inc/DE COM 203004106 12 900 SH SOLE 900 0 0
Community Banks, Inc. (Pa.) COM 203628102 1318 65677 SH SOLE 65677 0 0
Communications Systems, Inc. COM 203900105 1315 113100 SH SOLE 113100 0 0
Complete Business Solutions COM 20452F107 205 15000 SH SOLE 15000 0 0
CompuCom Systems, Inc. COM 204780100 10 2700 SH SOLE 2700 0 0
Computer Task Group, Inc. COM 205477102 516 35000 SH SOLE 35000 0 0
CompX International Inc. COM 20563P101 186 9800 SH SOLE 9800 0 0
Comtech Telecommunications COM 205826209 1955 181900 SH SOLE 181900 0 0
Computer Horizons Corp. COM 205908106 2205 189700 SH SOLE 189700 0 0
ConBraCo Industries, Inc. COM 206002107 5254 9640 SH SOLE 9640 0 0
Concord Communications Inc. COM 206186108 119 3000 SH SOLE 3000 0 0
Cone Mills Corp. COM 206814105 1131 231900 SH SOLE 231900 0 0
Conso International Corp. COM 20854R105 4095 799075 SH SOLE 799075 0 0
Consolidated Freightways Corp. COM 209232107 14 1400 SH SOLE 1400 0 0
Consolidated Stores Corp. COM 210149100 221 10000 SH SOLE 10000 0 0
Consolidated-Tomoka Land Co. COM 210226106 850 62965 SH SOLE 62965 0 0
Cooker Restaurant Corp. COM 216284208 1011 256794 SH SOLE 256794 0 0
Corel Corp. COM 21868Q109 1646 222200 SH SOLE 222200 0 0
Cornell Corrections, Inc COM 219141108 5641 344500 SH SOLE 344500 0 0
CorVel Corp. COM 221006109 673 30600 SH SOLE 30600 0 0
Jenny Craig, Inc. COM 224206102 469 203000 SH SOLE 203000 0 0
Crawford & Co. Cl. B COM 224633107 1078 75300 SH SOLE 75300 0 0
Crawford & Co. Cl. A COM 224633206 11985 1014625 SH SOLE 1014625 0 0
Credence Systems Corp. COM 225302108 1378 30700 SH SOLE 30700 0 0
Credence Systems Corp. Cv. 5.25% due 9/15/02 225302AC2 972 1000000 PRN SOLE 1000000 0 0
A.T. Cross Company Cl. A COM 227478104 1241 296300 SH SOLE 296300 0 0
Cubic Corp. COM 229669106 4418 188500 SH SOLE 188500 0 0
Curative Health Services, Inc. COM 231264102 3 700 SH SOLE 700 0 0
Curtiss-Wright Corp. COM 231561101 27545 854100 SH SOLE 854100 0 0
Cymer, Inc COM 232572107 1006 29000 SH SOLE 29000 0 0
Cymer, Inc Cv. 3.5% due 8/6/04 232572AA5 985 1000000 PRN SOLE 1000000 0 0
Cyrk, Inc. COM 232817106 5 900 SH SOLE 900 0 0
D&K Healthcare Resources Inc. COM 232861104 12 500 SH SOLE 500 0 0
DII Group, Inc. COM 232949107 53 1500 SH SOLE 1500 0 0
DRS Technologies, Inc. COM 23330X100 2911 291100 SH SOLE 291100 0 0
Dain Rauscher Corporation COM 233856103 15 300 SH SOLE 300 0 0
Daisytek International Corp. COM 234053106 2606 185300 SH SOLE 185300 0 0
Dallas Semiconductor Corp. COM 235204104 13007 243400 SH SOLE 243400 0 0
Danaher Corporation COM 235851102 1605 30471 SH SOLE 30471 0 0
Davel Communications Group Inc COM 238341101 256 65000 SH SOLE 65000 0 0
Deb Shops, Inc. COM 242728103 965 49500 SH SOLE 49500 0 0
Decker Manufacturing Corp. COM 243498102 319 6022 SH SOLE 6022 0 0
Del Global Technologies Corp. COM 245073101 1555 197400 SH SOLE 197400 0 0
Delta Woodside Industries,Inc. COM 247909104 1121 407700 SH SOLE 407700 0 0
Denbury Resources Inc. COM 247916208 18806 3458572 SH SOLE 3458572 0 0
Denison International PLC ADS COM 248335101 1831 155800 SH SOLE 155800 0 0
Department 56, Inc. COM 249509100 3052 127500 SH SOLE 127500 0 0
Deswell Industries, Inc.* COM 250639101 297 25000 SH SOLE 25000 0 0
Detroit Diesel Corp. COM 250837101 11 600 SH SOLE 600 0 0
DeVlieg-Bullard, Inc. COM 251782108 131 570000 SH SOLE 570000 0 0
Devon Energy Corp. COM 25179M103 23673 571300 SH SOLE 571300 0 0
Diedrich Coffee, Inc. COM 253675102 948 223000 SH SOLE 223000 0 0
DIMON Inc. COM 254394109 3587 925800 SH SOLE 925800 0 0
Dionex Corp. COM 254546104 20138 471076 SH SOLE 471076 0 0
Dixie Group Inc. COM 255519100 945 121900 SH SOLE 121900 0 0
Dixie Group Inc. Cv. 7% due 5/15/12 255519AA8 564 728000 PRN SOLE 728000 0 0
Documentum, Inc. COM 256159104 108 5000 SH SOLE 5000 0 0
Donaldson Company, Inc. COM 257651109 1043 45000 SH SOLE 45000 0 0
Donna Karan International Inc. COM 257826107 2851 335400 SH SOLE 335400 0 0
Dot Hill Systems Corp. COM 25848T109 2598 392100 SH SOLE 392100 0 0
Dril-Quip, Inc COM 262037104 1587 62100 SH SOLE 62100 0 0
Drug Emporium, Inc. COM 262175102 9 1300 SH SOLE 1300 0 0
Ducommun Incorporated COM 264147109 294 26700 SH SOLE 26700 0 0
DUFF & PHELPS CREDIT RATING CO COM 26432F109 18330 229299 SH SOLE 229299 0 0
DuPont Photomasks, Inc. COM 26613X101 2533 55000 SH SOLE 55000 0 0
Dura Pharmaceuticals, Inc. COM 26632S109 365 26200 SH SOLE 26200 0 0
EG&G, Inc. COM 268457108 40 1000 SH SOLE 1000 0 0
ESCO Electronics Corp. COM 269030201 2195 197300 SH SOLE 197300 0 0
ESS Technology, Inc. COM 269151106 1769 133500 SH SOLE 133500 0 0
Eagle USA Airfreight, Inc. COM 270018104 139 4650 SH SOLE 4650 0 0
East West Bancorp, Inc. COM 27579R104 3047 256600 SH SOLE 256600 0 0
Eastern Co. COM 276317104 246 15000 SH SOLE 15000 0 0
Eaton Vance Corp. COM 278265103 10138 316800 SH SOLE 316800 0 0
Echelon Corporation COM 27874N105 38 5000 SH SOLE 5000 0 0
J. D. Edwards & Company COM 281667105 414 20000 SH SOLE 20000 0 0
800 JR Cigar Inc COM 282491109 6114 575400 SH SOLE 575400 0 0
8x8 Inc. COM 282912104 56 11600 SH SOLE 11600 0 0
Elamex, S.A. de C.V. COM P36209107 287 86600 SH SOLE 86600 0 0
Elbit Medical Imaging Ltd. COM M37605108 10 1300 SH SOLE 1300 0 0
Elcor Corp. COM 284443108 45 1800 SH SOLE 1800 0 0
The Elder-Beerman Stores Corp. COM 284470101 691 108400 SH SOLE 108400 0 0
Electroglas, Inc. COM 285324109 16119 689600 SH SOLE 689600 0 0
Elscint Ltd. Ord COM M40168102 8 1000 SH SOLE 1000 0 0
EMCOR Group, Inc. COM 29084Q100 12 600 SH SOLE 600 0 0
Energysouth Inc. COM 292970100 730 34350 SH SOLE 34350 0 0
Enesco Group Inc. COM 292973104 13127 853800 SH SOLE 853800 0 0
Ennis Business Forms, Inc. COM 293389102 11585 1305400 SH SOLE 1305400 0 0
Erie Indemnity Company COM 29530P102 12566 381500 SH SOLE 381500 0 0
Etec Systems, Inc. COM 26922C103 376 10000 SH SOLE 10000 0 0
Evans & Sutherland Computer COM 299096107 1846 149200 SH SOLE 149200 0 0
Evergreen Resources, Inc. COM 299900308 481 20000 SH SOLE 20000 0 0
Exabyte Corp. COM 300615101 1207 277900 SH SOLE 277900 0 0
Exar Corp. COM 300645108 19980 533700 SH SOLE 533700 0 0
Extended Systems Incorporated COM 301973103 370 54300 SH SOLE 54300 0 0
Expeditors Int'l of Washington COM 302130109 3903 121600 SH SOLE 121600 0 0
Exponent Inc. COM 30214U102 316 63200 SH SOLE 63200 0 0
F & M Bancorporation, Inc. COM 302370101 800 13800 SH SOLE 13800 0 0
FRP Properties, Inc. COM 30262E109 5924 250100 SH SOLE 250100 0 0
FSI International, Inc. COM 302633102 1903 230700 SH SOLE 230700 0 0
Fab Industries, Inc. COM 302747100 7135 546232 SH SOLE 546232 0 0
Fair, Isaac and Co., Inc. COM 303250104 9109 324600 SH SOLE 324600 0 0
Falcon Products, Inc. COM 306075102 8607 983600 SH SOLE 983600 0 0
Family Dollar Stores, Inc. COM 307000109 99 4700 SH SOLE 4700 0 0
Fansteel Inc. COM 307260109 1110 277400 SH SOLE 277400 0 0
Farmer Bros. Co. COM 307675108 10695 64425 SH SOLE 64425 0 0
Farmers & Merchants Bk of L.B. COM 308243104 5577 2028 SH SOLE 2028 0 0
Farr Co. COM 311648109 1004 108500 SH SOLE 108500 0 0
Federal Realty Investment Trust COM 313747206 105 5000 SH SOLE 5000 0 0
Federal Signal Corp. COM 313855108 378 19000 SH SOLE 19000 0 0
Federated Investors, Inc. Cl. B COM 314211103 345 20000 SH SOLE 20000 0 0
FileNet Corp. COM 316869106 107 10000 SH SOLE 10000 0 0
Finish Line, Inc. (The) Cl. A COM 317923100 505 57700 SH SOLE 57700 0 0
First Albany Cos. Inc. COM 318465101 15 700 SH SOLE 700 0 0
First American Financial Corp. COM 318522307 548 41000 SH SOLE 41000 0 0
First Midwest Financial Inc. COM 320878101 140 11000 SH SOLE 11000 0 0
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</TABLE>
