UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 1999
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Dawson-Samberg Capital Management, Inc.
Address: 354 Pequot Avenue
Southport, CT 06490
13F File Number:
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Thomas S. Galvin
Title: CFO
Phone: (203) 254-0091
Signature, Place, and Date of Signing:
Thomas S. Galvin Southport, CT November 15, 1999
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
<PAGE>
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 157
Form 13F Information Table Value Total: 584,751,539
List of Other Included Managers:
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FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------
3DX TECHNOLOGIES INC. CS 88554G109 62 90237 SH SOLE 90237
ACE LTD USD COM CS G0070K103 1089 64308 SH SOLE 64308
ADAPTEC INC COM CS 00651F108 5342 134600 SH SOLE 134600
ADCT OCT 45 PUT OP 0008860VI 94 26500 SH SOLE 26500
AMERICAN EXPRESS COMPANY CS 025816109 272 2018 SH SOLE 2018
AMERICAN INTERNATIONAL GROUP I CS 026874107 351 4032 SH SOLE 4032
AMERICAN MANAGEMENT SYSTEMS IN CS 027352103 8908 347200 SH SOLE 347200
AMFM INC CS 001693100 911 15000 SH SOLE 15000
APACHE CORP COM CS 037411105 13367 309500 SH SOLE 309500
APPLE COMPUTER INC COM CS 037833100 1431 22600 SH SOLE 22600
AW OCT 15 PUT OP 019589JVC 169 50000 SH SOLE 50000
BAKER HUGHES INC COM CS 057224107 1212 41800 SH SOLE 41800
BELLWETHER EXPLORATION CO CS 079895207 1673 267700 SH SOLE 267700
BERKLEY PETROLEUM CORP CS 543991103 538 53700 SH SOLE 53700
BJ SERVICE CO COM CS 055482103 636 20000 SH SOLE 20000
BMCS OCT 70 PUT OP 0559210VN 75 25000 SH SOLE 25000
BONUS RESOURCE SERVICES CORP CS 09853K104 380 194500 SH SOLE 194500
BPA OCT 120 PUT OP 055622JVD 337 35000 SH SOLE 35000
CA OCT 60 PUT OP 2049120VL 56 27000 SH SOLE 27000
CABLETRON SYS INC COM CS 126920107 14541 926900 SH SOLE 926900
CAL PUT OCT 35 OP 2107959VG 78 31000 SH SOLE 31000
CALL DVN OCT 25 OC 2517990JE 658 40000 SH SOLE 40000
CALL HAL OCT 35 OC 4062160JG 94 15000 SH SOLE 15000
CALL KMG OCT 30 OP 4923860JF 793 31500 SH SOLE 31500
CALL KMG OCT 35 OC 4923860JG 404 20000 SH SOLE 20000
CALL SII OCT 35 OC 8321100JG 344 55000 SH SOLE 55000
CANADIAN NATURAL RESOURCES LTD CS 136385101 234 10000 SH SOLE 10000
CAT OCT 60 PUT OP 1491230VL 171 30000 SH SOLE 30000
CBS INC CS 124845108 16521 357200 SH SOLE 357200
CERNER CORP COM CS 156782104 236 15500 SH SOLE 15500
CHARTER ONE FINL INC COM CS 160903100 12510 540960 SH SOLE 540960
CHIRON CORP COM CS 170040109 853 30800 SH SOLE 30800
CITIGROUP CS 172967101 6239 141794 SH SOLE 141794
CLEAR CHANNEL COMMUNICATIONS I CS 184502102 11582 145000 SH SOLE 145000
COMPAQ COMPUTER CORP COM CS 204493100 2127 93000 SH SOLE 93000
COOPER CAMERON CORP. CS 216640102 3809 100900 SH SOLE 100900
CORE LABORATORIES CS N22717107 1853 98800 SH SOLE 98800
COST OCT 75 PUT OP 22160Q0VO 74 17500 SH SOLE 17500
CRESCENT OPERATING INC CS 22575M100 4217 1030130 SH SOLE 1030130
CRESCENT REAL ESTATE EQUITY'S CS 225756105 25155 1397500 SH SOLE 1397500
CROSS TIMBER OIL CO CS 22757102 1688 125000 SH SOLE 125000
DELL COMPUTER CORP COM CS 247025109 28508 681800 SH SOLE 681800
DEVON ENERGY CORP NEW CS 25179M103 9601 231700 SH SOLE 231700
DO OCT 40 PUT OP 25271C0VH 861 132500 SH SOLE 132500
DOW CHEMICAL CS 260543103 256 2250 SH SOLE 2250
ENRON CS 293561106 3724 90700 SH SOLE 90700
ENSCO INTERNATIONAL INC CS 26874Q100 2218 122800 SH SOLE 122800
EXTREME NETWORKS INC CS 30226D106 412 6500 SH SOLE 6500
FOREST LABS INC COM CS 345838106 9112 216300 SH SOLE 216300
FRESH CHOICE INC COM CS 358032100 23 11700 SH SOLE 11700
FUGRO NV CS 9900038C2 1246 37400 SH SOLE 37400
GEMSTAR INTLGROUP CS G3788V106 19305 247100 SH SOLE 247100
GIC OCT 50 PUT OP 3701200VJ 69 25000 SH SOLE 25000
GILEAD SCIENCES INC COM CS 375558103 257 4000 SH SOLE 4000
GLBL CALL OCT 7.5 OC 3793360JU 50 50000 SH SOLE 50000
GLOBAL INDS LTD COM CS 379336100 1668 205300 SH SOLE 205300
GLOBAL MARINE INC. CS 379352404 3421 208100 SH SOLE 208100
GM OCT 70 PUT OP 3704420VN 114 16000 SH SOLE 16000
GOTO.COM INC CS 38348T107 261 5000 SH SOLE 5000
GPS OCT 40 PUT OP 3647600VH 139 17500 SH SOLE 17500
GTW PUT NOV 50 OP 367833EWJ 223 30000 SH SOLE 30000
HDI OCT 55 PUT OP 4128220VK 176 33500 SH SOLE 33500
HEWLETT PACKARD CO USD1 COM CS 428236103 1361 15000 SH SOLE 15000
HYPERION TELECOM INC CS 44914K306 496 20000 SH SOLE 20000
IBI OCT 40 PUT OP 4611560VH 99 48000 SH SOLE 48000
INFORMIX CORP COM CS 456779107 937 118000 SH SOLE 118000
INPUT OUTPUT INC. CS 457652105 652 98400 SH SOLE 98400
INSO CORPORATION CS 456783109 12266 1533300 SH SOLE 1533300
INTEGRATED DEVICE TECHNOLOGY I CS 458118106 5252 283900 SH SOLE 283900
INTEL CORP COM CS 458140100 10136 136400 SH SOLE 136400
IRI INTERNATIONAL CS 45004F107 3022 644700 SH SOLE 644700
JOHNSON & JOHNSON COM CS 478160104 1075 11700 SH SOLE 11700
JONES APPAREL GROUP CS 480074103 14605 508000 SH SOLE 508000
JPM OCT 130 PUT OP 6168800VF 271 17000 SH SOLE 17000
KEY ENERGY GROUP INC CS 492914106 1248 252700 SH SOLE 252700
KMG OCT 60 PUT OP 4923860VL 363 70000 SH SOLE 70000
KN ENERGY INC. CS 482620101 2181 97200 SH SOLE 97200
LAM RESH CORP COM CS 512807108 470 7700 SH SOLE 7700
LIN OCT 40 PUT OP 5356790VH 239 37500 SH SOLE 37500
LSI LOGIC CORP COM CS 502161102 608 11700 SH SOLE 11700
LUCENT TECHNOLOGIES CS 549463107 7386 113850 SH SOLE 113850
MACROVISION CORP CS 555904101 355 8000 SH SOLE 8000
MAGELLAN HEALTH SERVICES, INC. CS 559079108 366 50000 SH SOLE 50000
MATTEL INC COM CS 577081102 346 18192 SH SOLE 18192
MAVERICK TUBE CORP CS 577914104 1127 67800 SH SOLE 67800
MCDERMOTT INTERNATIONAL INC CS 580037109 1908 94200 SH SOLE 94200
MICROSOFT CORP COM CS 594918104 41106 453900 SH SOLE 453900
MOB PUT OCT 105 OP 6070590VA 67 14000 SH SOLE 14000
MRL OCT 20 PUT OP 568240OVD 293 70000 SH SOLE 70000
MU OCT 85 PUT OP 5951120VQ 333 17500 SH SOLE 17500
MWD OCT 95 PUT OP 617446JVS 100 14000 SH SOLE 14000
NABORS INDUSTRIES, INC. CS 629568106 20990 839600 SH SOLE 839600
NATIONAL SEMICONDUCT OR CORP U CS 637640103 8634 282500 SH SOLE 282500
NEWPARK RESOURCES CS 651718504 380 49000 SH SOLE 49000
NOBLE DRILLING CORP CS 655042109 15649 715400 SH SOLE 715400
NORTEL NETWORKS CORP CS 665815106 872 17090 SH SOLE 17090
NTL INC CS 629407107 26124 271864 SH SOLE 271864
NUEVO ENERGY CS 670509108 5734 332400 SH SOLE 332400
OCEAN ENERGY CS 67481E106 18825 1847856 SH SOLE 1847856
PARKER DRILLING CO CS 701081101 666 150000 SH SOLE 150000
PATTERSON ENERGY INC CS 703414102 1148 75600 SH SOLE 75600
PDE OCT 17.5 PUT OP 741932EVW 50 15000 SH SOLE 15000
PDE OCT 7 1/2 CALL OC 741932EJU 1013 150000 SH SOLE 150000
PEOPLES HERITAGE SVGS BK PORTL CS 711147108 5435 326900 SH SOLE 326900
PER-SE TECHNOLOGIES CS 713569200 43 12400 SH SOLE 12400
PETROLEUM GEO SVCS SPON ADR CS 716597109 2234 117200 SH SOLE 117200
PGO PUT OCT 20 OP 716597EVD 65 45000 SH SOLE 45000
PRIDE PETROLEUM SERVICES CS 741541106 12289 866200 SH SOLE 866200
PRUDENTIAL STEEL LTD CANADIAN CS 9910009U6 506 55000 SH SOLE 55000
PTEN NOV 7 CALL OC 7034140KU 508 65000 SH SOLE 65000
PUT CXIPY OCT 55 OP 1923840VK 73 10000 SH SOLE 10000
PUT HWP OCT 105 OP 4282360VA 150 11500 SH SOLE 11500
PUT MER OCT 75 OP 5901880VO 197 24000 SH SOLE 24000
PUT PGO OCT 22.5 OP 716597EVX 71 20000 SH SOLE 20000
PUT PTEN OCT 17.5 OP 7034140VW 202 85000 SH SOLE 85000
R & B FALCON CORP. CS 7491ZE101 35572 2710248 SH SOLE 2710248
RAMSAY YOUTH SERVICES CS 75158K107 110 33333 SH SOLE 33333
RANGE RESOURCES CORP CS 75281A109 2117 428800 SH SOLE 428800
REMEDY CORP CS 759548100 2715 95700 SH SOLE 95700
SANTA FE SNYDER CS 80218K105 763 84800 SH SOLE 84800
SCH PUT OCT 35 OP 8085130VG 144 55000 SH SOLE 55000
SILICON GRAPHICS INC COM CS 827056102 219 20000 SH SOLE 20000
SKYTEL COMMUNICATIONS, INC. CS 83087Q104 229 12500 SH SOLE 12500
SLB PUT NOV 70 OP 8068570WN 280 32500 SH SOLE 32500
SPINNAKER EXPLORATION CS 84855W109 650 50000 SH SOLE 50000
SPLS OCT 25 PUT OP 8550300VE 143 45000 SH SOLE 45000
SS & C TECHNOLGIES, INC. CS 85227Q100 100 18200 SH SOLE 18200
STOLT COMEX SEAWAY S.A. CLASS CS 861567105 1135 104400 SH SOLE 104400
STOLT COMEX SEAWAY SA CS L8873E103 658 58200 SH SOLE 58200
SWIFT ENERGY CS 870738101 742 58800 SH SOLE 58800
SXY PUT OCT 1325 OP 648815MVE 1086 25000 SH SOLE 25000
T CORP LIBERTY MEDIA GROUP CS 001957208 19003 509300 SH SOLE 509300
T OCT 50 PUT OP 0019570VJ 228 35000 SH SOLE 35000
TDW CALL OCT 25 OC 8864230JE 98 62500 SH SOLE 62500
TEXAS MERIDIAN RESOURCES LTD CS 882545106 93 19548 SH SOLE 19548
TITAN EXPLORATION INC CS 888289105 1234 250000 SH SOLE 250000
TJX COS INC NEW COM CS 872540109 3617 128900 SH SOLE 128900
TRANS OCEAN OFFSHORE CS 893817106 3157 103100 SH SOLE 103100
TUBOSCOPE INC CS 898600101 2359 189700 SH SOLE 189700
TV GUIDE INC CS 87307Q109 1096 28000 SH SOLE 28000
TYCO INTERNATIONAL LTD CS 902124106 775 7505 SH SOLE 7505
UNION PACIFIC RESOURCE GROUP CS 907834105 20548 1264493 SH SOLE 1264493
UNIT CORP CS 909218109 2269 300000 SH SOLE 300000
UNITED GLOBAL COM CS 913247508 716 10000 SH SOLE 10000
USA NETWORKS INC CS 902984103 7510 193800 SH SOLE 193800
UTI ENERGY CORP CS 903387108 311 16000 SH SOLE 16000
UTI OCT 22.5 PUT OP 9033870VX 96 31000 SH SOLE 31000
VERITAS DGC INC CS 253804306 1530 79500 SH SOLE 79500
VINTAGE PETROLEUM INC CS 927460105 1619 119900 SH SOLE 119900
VIVUS INC CS 928551100 47 16600 SH SOLE 16600
WASHINGTON FED INC. CS 938828100 429 18519 SH SOLE 18519
WEATHERFORD INTERNATIONAL INC CS 947074100 11030 344700 SH SOLE 344700
WEN OCT 30 PUT OP 9505900VF 124 32500 SH SOLE 32500
WESTERN DIGITAL CORP COM CS 958102105 176 47800 SH SOLE 47800
WESTERN GAS RESOURCES INC. CS 958259103 772 41300 SH SOLE 41300
WFMI OCT 35 PUT OP 9668370VG 113 40000 SH SOLE 40000
WILLIAMS COMPANIES CS 969457100 5888 156500 SH SOLE 156500
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