UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2000
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Dawson-Giammalva Capital Management,Inc.
Address: (Formerly Dawson-Samberg Capital Mgt.)
354 Pequot Avenue
Southport, CT 06490
13F File Number:
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Thomas S. Galvin
Title: CFO
Phone: (203) 254-0091
Signature, Place, and Date of Signing:
Thomas S. Galvin Southport, CT November 13, 2000
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
<PAGE>
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 195
Form 13F Information Table Value Total: 1,162,263,165
List of Other Included Managers:
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FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------
ACE LTD USD COM CS G0070K103 27664 704808 SH SOLE 704808
ACTIVISION INC NEW COM NEW CS 004930202 455 30300 SH SOLE 30300
ADAPTEC INC COM CS 00651F108 692 34600 SH SOLE 34600
AGILENT TECH CS 00846U101 280 5721 SH SOLE 5721
ALZA CORP CS 022615108 36183 418300 SH SOLE 418300
AMERICAN EXPRESS COMPANY CS 025816109 368 6054 SH SOLE 6054
AMERICAN GENERAL COR CS 026351106 12620 161800 SH SOLE 161800
AMERICAN INTERNATIONAL GROUP I CS 026874107 334 3492 SH SOLE 3492
ANADARKO PETE CORP COM CS 032511107 44551 670340 SH SOLE 670340
AON CORP CS 037389103 18553 472700 SH SOLE 472700
APPLE COMPUTER INC COM CS 037833100 1164 45200 SH SOLE 45200
ARENA PHARM CS 040047102 219 5100 SH SOLE 5100
ARQULE INC CS 04269E107 341 20000 SH SOLE 20000
ASHLAND INC CS 044204105 418 12400 SH SOLE 12400
AT & T LATIN AMERICA CORP CS 04649A106 6612 783600 SH SOLE 783600
ATLANTIC COAST AIRLINES CS 048396105 653 20300 SH SOLE 20300
BAKER HUGHES INC COM CS 057224107 10870 292800 SH SOLE 292800
BELLWETHER EXPLORATION CO CS 079895207 4736 616100 SH SOLE 616100
BOSTON COMMUNICATION CS 100582105 385 20000 SH SOLE 20000
BRISTOL MYERS SQUIBB CO USD.10 CS 110122108 20171 353100 SH SOLE 353100
CALL BP OCT 55 OC 055622CJK 350 350000 SH SOLE 350000
CALL IR OCT 40 OC 456866EJH 78 250000 SH SOLE 250000
CALL MDR FEB 10 OC 5800370BB 2613 950000 SH SOLE 950000
CALL MDR FEB 7.50 OC 5800370BU 3358 790000 SH SOLE 790000
CALL MRO JAN 22.5 OC 9029050A3 4550 700000 SH SOLE 700000
CALL OII JAN 12.5 OC 6752320AV 263 52000 SH SOLE 52000
CALL OXY JAN 20 OC 6745990AD 2081 740000 SH SOLE 740000
CALL PDE OCT 25 OC 741932EJE 88 40000 SH SOLE 40000
CALL PSFT OCT 30 OC 7127130JF 25 15000 SH SOLE 15000
CALL PWR OCT 30 OC 74762E0JF 43 30000 SH SOLE 30000
CALL PZL JAN 10 OC 7093231AB 156 100000 SH SOLE 100000
CALL SCI OCT 40 OC 7838900JH 32 10000 SH SOLE 10000
CALL SUN JAN 25 OC 86764P0AE 159 50000 SH SOLE 50000
CALL T OCT 30 OC 0019570JF 188 150000 SH SOLE 150000
CALL TDW NOV 40 OC 8864230KH 2396 355000 SH SOLE 355000
CALL TOS OCT 30 OC 8914900JF 691 335200 SH SOLE 335200
CALL TSO OCT 10 OC 8816090JB 5 10000 SH SOLE 10000
CALL UCL NOV 35 OC 915289EKG 769 300000 SH SOLE 300000
CALL UDS DEC 25 OC 9040000LE 206 100000 SH SOLE 100000
CALL VLO DEC 30 OC 91913YELF 1288 200000 SH SOLE 200000
CALL VRC NOV 17.5 OC 9221220KW 118 30000 SH SOLE 30000
CALL VRC NOV 20 OC 9221220KD 206 100000 SH SOLE 100000
CERNER CORP COM CS 156782104 720 15500 SH SOLE 15500
CHARTER ONE FINANCIAL CS 160903100 7773 318885 SH SOLE 318885
CHIRON CORP COM CS 170040109 1386 30800 SH SOLE 30800
CHUBB CORP CS 171232101 562 7100 SH SOLE 7100
CITIGROUP CS 172967101 7936 146789 SH SOLE 146789
COASTAL CORP COM CS 190441105 237 3200 SH SOLE 3200
COMMERCE ONE INC CS 200693109 550 7000 SH SOLE 7000
COMPAQ COMPUTER CORP COM CS 204493100 10715 388500 SH SOLE 388500
CONNECTICS CORP CS 208192104 11534 478100 SH SOLE 478100
CONSOLIDATED STORES CS 210149100 135 10000 SH SOLE 10000
COOPER CAMERON CORP. CS 216640102 855 11600 SH SOLE 11600
CORE LABORATORIES CS N22717107 7904 321800 SH SOLE 321800
CRESCENT OPERATING INC CS 22575M100 1224 1029970 SH SOLE 1029970
CRESCENT REAL ESTATE EQUITY'S CS 225756105 34910 1564600 SH SOLE 1564600
CROSS TIMBER OIL CO CS 227573102 8634 450000 SH SOLE 450000
DELL COMPUTER CORP COM CS 247025109 16386 531800 SH SOLE 531800
DELTA AND PINE LAND CS 247357106 26343 1025500 SH SOLE 1025500
DEVON ENERGY CORP NEW CS 25179M103 21637 359724 SH SOLE 359724
DO OCT 45 PUT OP 25271C0VI 1420 320000 SH SOLE 320000
DUKE ENERGY CO. CS 264399106 10436 121700 SH SOLE 121700
EBT INTERNATIONAL INC CS 268248101 8056 1621300 SH SOLE 1621300
ECHO STAR COMMUNICAT CS 278762109 3624 68700 SH SOLE 68700
ENSCO INTERNATIONAL INC CS 26874Q100 8094 211600 SH SOLE 211600
FOREST OIL CORP. CS 346091606 1976 122100 SH SOLE 122100
FRESH CHOICE INC COM CS 358032100 32 11700 SH SOLE 11700
GEMINI GENOMICS CS 36865M109 144 10000 SH SOLE 10000
GEMSTAR-TV GUIDE INTL CS 36866W106 35782 410400 SH SOLE 410400
GENAISSANCE PHARMACUETICALS IN CS 36867W105 699 33800 SH SOLE 33800
GENERAL MOTORS CLASS H CS 370442832 3205 86200 SH SOLE 86200
GENZYME MOLECULAR ONCOLOGY DIV CS 372917500 197 14200 SH SOLE 14200
GILEAD SCIENCES INC COM CS 375558103 439 4000 SH SOLE 4000
GLOBAL INDS LTD COM CS 379336100 9128 730200 SH SOLE 730200
GLOBAL MARINE INC. CS 379352404 11813 382600 SH SOLE 382600
GRANT PRIDECO INC CS 38821G101 5982 272700 SH SOLE 272700
GREY WOLF INC. CS 397888108 6339 1102400 SH SOLE 1102400
HAL OCT 50 PUT OP 4062160VJ 1458 530000 SH SOLE 530000
HAL OCT 55 PUT OP 4062160VK 644 100000 SH SOLE 100000
HALLIBURTON CO CS 406216101 27385 559600 SH SOLE 559600
HEALTHSOUTH CORP CS 421924101 1921 236400 SH SOLE 236400
HEWLETT PACKARD CO USD1 COM CS 428236103 1455 15000 SH SOLE 15000
HILTON HOTELS CORPORATION CS 432848109 173 15000 SH SOLE 15000
HOUSEHOLD INTERNATIONAL CS 441815107 15068 266100 SH SOLE 266100
IGATE CAPITAL CORP CS 45169U105 54 10000 SH SOLE 10000
IMMUNOGEN INC CS 45253H101 1368 40000 SH SOLE 40000
INCO LTD CAD COM NPV CS 453258402 1306 81000 SH SOLE 81000
INFORMIX CORP COM CS 456779107 487 118000 SH SOLE 118000
INGERSOLL RAND CO CS 456866102 2818 83200 SH SOLE 83200
INTEGRATED DEVICE TECHNOLOGY I CS 458118106 1720 19000 SH SOLE 19000
INTEL CORP COM CS 458140100 11338 272800 SH SOLE 272800
INTERNATIONAL GAME TECH. CS 459902102 6900 205200 SH SOLE 205200
INVITROGEN CORP CS 46185R100 1778 25000 SH SOLE 25000
JOHNSON & JOHNSON COM CS 478160104 1099 11700 SH SOLE 11700
JONES APPAREL GROUP CS 480074103 15243 575200 SH SOLE 575200
KERR MCGEE CORP CS 492386107 3412 51500 SH SOLE 51500
KETCH ENERGY LTD. CS 492557103 91 41606 SH SOLE 41606
KINDER MORGAN INC CS 49455P101 5764 140800 SH SOLE 140800
KMG OCT 60 PUT OP 4923860VL 28 150000 SH SOLE 150000
LAM RESH CORP COM CS 512807108 484 23100 SH SOLE 23100
LASMO PLC CS 501730204 2086 347600 SH SOLE 347600
LEXICON GENETICS INC CS 528872104 316 10000 SH SOLE 10000
LIBERTY SATELLITE & TECHNOLOGY CS 531182103 159 15000 SH SOLE 15000
LOCKHEED MARTIN CORP. CS 539830109 465 14100 SH SOLE 14100
LODGENET ENTERTAINMENT CORP CS 540211109 289 10000 SH SOLE 10000
LSI LOGIC CORP COM CS 502161102 684 23400 SH SOLE 23400
LUCENT TECHNOLOGIES CS 549463107 1803 59000 SH SOLE 59000
MARINE DRILLING COMPANIES INC CS 568240204 9174 321200 SH SOLE 321200
MARSH & MCLENNAN COS CS 571748102 17231 129800 SH SOLE 129800
MATTEL INC COM CS 577081102 987 88192 SH SOLE 88192
MAVERICK TUBE CORP CS 577914104 11176 414900 SH SOLE 414900
MAXTOR CORP COM CS 577729205 788 75000 SH SOLE 75000
MAXYGEN CS 577776107 301 5800 SH SOLE 5800
MCDATA CORP CS 580031102 307 2500 SH SOLE 2500
MICROSOFT CORP COM CS 594918104 16236 269200 SH SOLE 269200
MOTIENT CORP. CS 619908106 199 14100 SH SOLE 14100
MYRIAD GENETICS CS 62855J104 346 4000 SH SOLE 4000
NABORS INDUSTRIES, INC. CS 629568106 50445 962700 SH SOLE 962700
NATCO GROUP CS 63227W203 1329 153000 SH SOLE 153000
NATIONAL OILWELL INC CS 637071101 14707 470613 SH SOLE 470613
NEWPARK RESOURCES CS 651718504 16716 1807100 SH SOLE 1807100
NOBLE DRILLING CORP CS 655042109 27939 556000 SH SOLE 556000
NTL INC CS 629407107 1744 37666 SH SOLE 37666
NUEVO ENERGY CS 670509108 8436 459100 SH SOLE 459100
OAK TECHNOLOGY CS 671802106 22379 817500 SH SOLE 817500
OCEAN ENERGY CS 67481E106 39590 2564544 SH SOLE 2564544
OMI CORP CS Y6476W104 7366 879500 SH SOLE 879500
ONESOURCE INFO CS 68272J106 267 25000 SH SOLE 25000
PACTIV CORP CS 695257105 224 20000 SH SOLE 20000
PARADIGM GENETICS CS 69900R106 212 8900 SH SOLE 8900
PARKER DRILLING CO CS 701081101 8459 1208400 SH SOLE 1208400
PATTERSON ENERGY INC CS 703414102 4833 140600 SH SOLE 140600
PENN ENGINEERING & MANUFACTURI CS 707389300 821 26100 SH SOLE 26100
PENN NATIONAL GAMING CS 707569109 342 22500 SH SOLE 22500
PETROLEUM GEO SVCS SPON ADR CS 716597109 2170 125800 SH SOLE 125800
PRIDE PETROLEUM SERVICES CS 741541106 52232 1971000 SH SOLE 1971000
PUT AES OCT 70 OP 00130H0VN 221 60000 SH SOLE 60000
PUT APA OCT 65 OP 0374110VM 1931 300000 SH SOLE 300000
PUT AVX OCT 30 OP 0024440VF 244 50000 SH SOLE 50000
PUT BHI OCT 40 OP 0572240VH 1738 515000 SH SOLE 515000
PUT BLDP OCT 100 OP 05858H0VT 53 15000 SH SOLE 15000
PUT BR OCT 40 OP 1220140VH 1334 350000 SH SOLE 350000
PUT CY OCT 45 OP 2328060VI 213 40000 SH SOLE 40000
PUT EMR DEC 70 OP 2910110XN 233 45000 SH SOLE 45000
PUT ENZN OCT 65 OP 2939040VM 72 12000 SH SOLE 12000
PUT FD OCT 27.50 OP 31410H0VY 119 50000 SH SOLE 50000
PUT HD OCT 55 OP 4370760VK 374 130000 SH SOLE 130000
PUT KEM OCT 30 OP 4883601VF 89 25000 SH SOLE 25000
PUT KO OCT 55 OP 1912160VK 122 75000 SH SOLE 75000
PUT KSS OCT 60 OP 5002550VL 263 60000 SH SOLE 60000
PUT NBR OCT 50 OP 6295680VJ 188 125000 SH SOLE 125000
PUT NOK OCT 45 OP 654902CVI 495 90000 SH SOLE 90000
PUT OSX OCT 135 OP 69333V0VG 3750 600000 SH SOLE 600000
PUT OSX OCT 140 OP 69333VOVH 2344 250000 SH SOLE 250000
PUT OSX OCT 150 OP 69333V0VJ 935 55000 SH SOLE 55000
PUT PEP OCT 45 OP 7134480VI 61 70000 SH SOLE 70000
PUT Q OCT 50 OP 7491211VJ 239 75000 SH SOLE 75000
PUT SLB OCT 85 OP 8068570VQ 1636 385000 SH SOLE 385000
PUT SLE OCT 20 OP 8031110VD 10 20000 SH SOLE 20000
PUT SPX OCT 1500 OP 648815SVT 789 12500 SH SOLE 12500
PUT SWS OCT 35 OP 8452240VG 210 35000 SH SOLE 35000
PUT UBG OCT 25 OP 0325111VE 27 120000 SH SOLE 120000
PUT UPS OCT 55 OP 9113120VK 131 100000 SH SOLE 100000
PUT VTS OCT 30 OP 92343P0VF 215 84000 SH SOLE 84000
PUT WMT OCT 50 OP 9311420VJ 183 65000 SH SOLE 65000
PUT XOM OCT 85 OP 30231G1VQ 64 85000 SH SOLE 85000
R & B FALCON CORP. CS 7491ZE101 75548 2710250 SH SOLE 2710250
ROWAN COMPANIES INC. CS 779382100 10240 353100 SH SOLE 353100
SANTA FE INTERNATIONAL CS G7805C108 3348 74300 SH SOLE 74300
SCI SYSTEMS INC. CS 783890106 615 15000 SH SOLE 15000
SEQUENOM INC. CS 817337108 18350 435600 SH SOLE 435600
SILICON GRAPHICS INC COM CS 827056102 83 20000 SH SOLE 20000
SOUTHERN CO. CS 842587107 9770 301200 SH SOLE 301200
SS & C TECHNOLGIES, INC. CS 85227Q100 100 18200 SH SOLE 18200
STOLT COMEX SEAWAY S.A. CLASS CS 861567105 9665 758000 SH SOLE 758000
T CORP LIBERTY MEDIA GROUP CS 001957208 22350 1241648 SH SOLE 1241648
TEXAS MERIDIAN RESOURCES LTD CS 882545106 134 19548 SH SOLE 19548
THERMO ELECTRON CS 883556102 364 14000 SH SOLE 14000
TIOGA TECHNOLOGIES LTD CS M8789G100 1588 191000 SH SOLE 191000
TRANSOCEAN SEDCO FOREX INC. CS G90078109 5047 86093 SH SOLE 86093
TURLARIK INC CS 899165104 257 7800 SH SOLE 7800
UNIT CORP CS 909218109 3269 221600 SH SOLE 221600
UNITED GLOBAL COM CS 913247508 10470 349000 SH SOLE 349000
USA NETWORKS INC CS 902984103 9367 427000 SH SOLE 427000
UTI ENERGY CORP CS 903387108 5016 112400 SH SOLE 112400
VALERO ENERGY CORP CS 91913Y100 968 27500 SH SOLE 27500
VARCO INTL INC CS 922122106 34900 1676870 SH SOLE 1676870
VERITAS DGC INC CS 253804306 13468 465400 SH SOLE 465400
VINTAGE PETROLEUM INC CS 927460105 5908 259700 SH SOLE 259700
VIVUS INC CS 928551100 71 16600 SH SOLE 16600
WASHINGTON FED INC. CS 938828100 421 18519 SH SOLE 18519
WEATHERFORD INTERNATIONAL INC CS 947074100 1324 30800 SH SOLE 30800
WESTERN DIGITAL CORP COM CS 958102105 281 47800 SH SOLE 47800
WILLIAMS COMPANIES CS 969457100 2353 55700 SH SOLE 55700
WIRE ONE TECHNOLOGIES INC CS 220 20000 SH SOLE 20000
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