UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 1999
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Dawson-Giammalva Capital Management, Inc.
Address: (Formerly Dawson-Samberg Capital Mgt.)
354 Pequot Avenue
Southport, CT 06490
13F File Number:
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Thomas S. Galvin
Title: CFO
Phone: (203) 254-0091
Signature, Place, and Date of Signing:
Thomas S. Galvin Southport, CT February 10, 2000
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
<PAGE>
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 167
Form 13F Information Table Value Total: 1,011,131,510
List of Other Included Managers:
<PAGE>
<TABLE> <C> <C>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------
ACE LTD USD COM CS G0070K103 1073 64308 SH SOLE 64308
ACTV INC CS 00088E104 5738 125600 SH SOLE 125600
ADAPTEC INC COM CS 00651F108 6713 134600 SH SOLE 134600
ALZA CORP CS 022615108 12465 360000 SH SOLE 360000
AMERICAN EXPRESS COMPANY CS 025816109 335 2018 SH SOLE 2018
AMERICAN INTERNATIONAL GROUP I CS 026874107 545 5041 SH SOLE 5041
AMERICAN MANAGEMENT SYSTEMS IN CS 027352103 13918 443600 SH SOLE 443600
AMFM INC CS 001693100 391 5000 SH SOLE 5000
APACHE CORP COM CS 037411105 13611 368500 SH SOLE 368500
APPLE COMPUTER INC COM CS 037833100 2324 22600 SH SOLE 22600
AT HOME CORPORATION CS 045919107 5690 132700 SH SOLE 132700
BAKER HUGHES INC COM CS 057224107 880 41800 SH SOLE 41800
BELLWETHER EXPLORATION CO CS 079895207 1481 307700 SH SOLE 307700
BERKLEY PETROLEUM CORP CS 543991103 471 53700 SH SOLE 53700
BIOGEN N V COM CS 090597105 12345 146100 SH SOLE 146100
BLOCKBUSTER INC. CS 093679108 5920 442600 SH SOLE 442600
BONUS RESOURCE SERVICES CORP CS 09853K104 426 261500 SH SOLE 261500
BURLINGTON RESOURCES INC CS 122014103 14584 441100 SH SOLE 441100
CABLETRON SYS INC COM CS 126920107 23267 894900 SH SOLE 894900
CALL BHI APL 15 OC 0572240DC 1375 200000 SH SOLE 200000
CALL BHI JUL 20 OC 0572240GD 539 115000 SH SOLE 115000
CALL DVN FEB 40 OC 2517990BH 23 60000 SH SOLE 60000
CALL OEI AUG 7.5 OC 67481EJHU 328 150000 SH SOLE 150000
CALL PZL JUL 10 OC 7093231GB 145 89000 SH SOLE 89000
CALL TDW JAN 30 OC 886423EAF 947 150000 SH SOLE 150000
CALL UPR FEB 15 OC 9078340BC 94 150000 SH SOLE 150000
CALL XTO MAY 10 OC 2275730EB 350 200000 SH SOLE 200000
CALLON PETROLEUM CO CS 13123X102 370 25000 SH SOLE 25000
CANADIAN NATURAL RESOURCES LTD CS 136385101 244 10000 SH SOLE 10000
CBS INC CS 124845108 23631 369600 SH SOLE 369600
CERNER CORP COM CS 156782104 305 15500 SH SOLE 15500
CHARTER ONE FINANCIAL CS 160903100 11843 619260 SH SOLE 619260
CHIRON CORP COM CS 170040109 1305 30800 SH SOLE 30800
CIENA CORPORATION CS 171779101 719 12500 SH SOLE 12500
CISCO SYS INC COM CS 17275R102 471 4400 SH SOLE 4400
CITIGROUP CS 172967101 8112 145673 SH SOLE 145673
CLEAR CHANNEL COMMUNICATIONS I CS 184502102 17024 190750 SH SOLE 190750
COMPAQ COMPUTER CORP COM CS 204493100 2517 93000 SH SOLE 93000
COOPER CAMERON CORP. CS 216640102 4214 86100 SH SOLE 86100
CORE LABORATORIES CS N22717107 1476 73800 SH SOLE 73800
CORNERSTONE INTERNET SOLUTIONS CS 21923C103 570 75000 SH SOLE 75000
CRESCENT OPERATING INC CS 22575M100 2888 1050130 SH SOLE 1050130
CRESCENT REAL ESTATE EQUITY'S CS 225756105 28702 1562000 SH SOLE 1562000
CROSS TIMBER OIL CO CS 22757102 928 102400 SH SOLE 102400
CYLINK CORP CS 232565101 1350 100000 SH SOLE 100000
DELL COMPUTER CORP COM CS 247025109 34772 681800 SH SOLE 681800
DEVON ENERGY CORP NEW CS 25179M103 8452 257100 SH SOLE 257100
DIGEX INC CS 253754105 516 7500 SH SOLE 7500
DOW CHEMICAL CS 260543103 301 2250 SH SOLE 2250
DURA PHARM INC COM CS 26632S109 1394 100000 SH SOLE 100000
ENRON CS 293561106 3918 88300 SH SOLE 88300
ENSCO INTERNATIONAL INC CS 26874Q100 2809 122800 SH SOLE 122800
EXXON MOBIL CORPORATION CS 30231G102 236 2934 SH SOLE 2934
FIRSTCOM CORPORATION CS 33763T104 5152 140200 SH SOLE 140200
FRESH CHOICE INC COM CS 358032100 28 11700 SH SOLE 11700
FUGRO NV CS 9900038C2 1389 37400 SH SOLE 37400
GEMSTAR INTLGROUP CS G3788V106 21318 299200 SH SOLE 299200
GENERAL ELEC CO USD .63 COM CS 369604103 297 1920 SH SOLE 1920
GILEAD SCIENCES INC COM CS 375558103 758 14000 SH SOLE 14000
GLOBAL INDS LTD COM CS 379336100 3144 364500 SH SOLE 364500
GLOBAL MARINE INC. CS 379352404 2741 164900 SH SOLE 164900
GO.COM CS 254687205 238 10000 SH SOLE 10000
HARTFORD FINANCIAL CS 416515104 27918 589300 SH SOLE 589300
HEWLETT PACKARD CO USD1 COM CS 428236103 1706 15000 SH SOLE 15000
HOME DEPOT INC COM CS 437076102 228 3315 SH SOLE 3315
HOUSEHOLD INTERNATIONAL CS 441815107 12523 336200 SH SOLE 336200
IMS HEALTH INC CS 449934108 13689 503500 SH SOLE 503500
INFINITY BROADCASTING CS 45662S102 1628 45000 SH SOLE 45000
INFORMIX CORP COM CS 456779107 1350 118000 SH SOLE 118000
INSO CORPORATION CS 456783109 49952 1548900 SH SOLE 1548900
INTEGRATED DEVICE TECHNOLOGY I CS 458118106 12893 444600 SH SOLE 444600
INTEL CORP COM CS 458140100 11227 136400 SH SOLE 136400
INTERNET CAPITAL GROUP INC CS 46059C106 1020 6000 SH SOLE 6000
IRI INTERNATIONAL CS 45004F107 3336 834100 SH SOLE 834100
JOHNSON & JOHNSON COM CS 478160104 1091 11700 SH SOLE 11700
JONES APPAREL GROUP CS 480074103 19346 713200 SH SOLE 713200
KERR MCGEE CORP CS 492386107 3193 51500 SH SOLE 51500
KEY ENERGY GROUP INC CS 492914106 1830 352700 SH SOLE 352700
KINDER MORGAN INC CS 49455P101 2471 122400 SH SOLE 122400
LAM RESH CORP COM CS 512807108 859 7700 SH SOLE 7700
LSI LOGIC CORP COM CS 502161102 790 11700 SH SOLE 11700
LUCENT TECHNOLOGIES CS 549463107 4691 62550 SH SOLE 62550
MACROVISION CORP CS 555904101 444 6000 SH SOLE 6000
MAGELLAN HEALTH SERVICES, INC. CS 559079108 316 50000 SH SOLE 50000
MATTEL INC COM CS 577081102 239 18192 SH SOLE 18192
MAVERICK TUBE CORP CS 577914104 1997 80900 SH SOLE 80900
MCI WORLDCOM INC CS 98155K102 255 4810 SH SOLE 4810
MENS WAREHOUSE INC CS 587118100 1254 42700 SH SOLE 42700
MICROSOFT CORP COM CS 594918104 49385 423000 SH SOLE 423000
MID ATLANTIC CS 59523C107 972 116900 SH SOLE 116900
NABORS INDUSTRIES, INC. CS 629568106 35198 1137700 SH SOLE 1137700
NATIONAL OILWELL INC CS 637071101 1197 76300 SH SOLE 76300
NATIONAL SEMICONDUCT OR CORP U CS 637640103 22263 520000 SH SOLE 520000
NETCREATIONS INC CS 64110N102 308 7000 SH SOLE 7000
NEWPARK RESOURCES CS 651718504 4033 658400 SH SOLE 658400
NOBLE DRILLING CORP CS 655042109 33261 1015600 SH SOLE 1015600
NORTEL NETWORKS CORP CS 665815106 1726 17090 SH SOLE 17090
NOVELL INC COM CS 670006105 320 8000 SH SOLE 8000
NTL INC CS 629407107 37353 299425 SH SOLE 299425
NUEVO ENERGY CS 670509108 7044 375700 SH SOLE 375700
OCEAN ENERGY CS 67481E106 16283 2101056 SH SOLE 2101056
PATTERSON ENERGY INC CS 703414102 1828 140600 SH SOLE 140600
PEREGRINE SYSTEMS CS 71366Q101 421 5000 SH SOLE 5000
PETROLEUM GEO SVCS SPON ADR CS 716597109 2088 117200 SH SOLE 117200
PRIDE PETROLEUM SERVICES CS 741541106 23192 1585800 SH SOLE 1585800
PROJECT SOFTWARE CS 74339P101 389 7000 SH SOLE 7000
PRUDENTIAL STEEL LTD CANADIAN CS 9910009U6 1324 147000 SH SOLE 147000
PUT BJS FEB 45 OP 0554820NI 366 65000 SH SOLE 65000
PUT BJS JAN 45 OP 0554820MI 178 40000 SH SOLE 40000
PUT BMCS JAN 75 OP 0559210MO 120 40000 SH SOLE 40000
PUT BPA JAN 65 OP 055622JMM 407 70000 SH SOLE 70000
PUT CAH JAN 50 OP 14149YTMJ 70 20000 SH SOLE 20000
PUT CAM FEB 50 OP 216640WNJ 456 90000 SH SOLE 90000
PUT CPB JAN 45 OP 1344290MI 155 23000 SH SOLE 23000
PUT CSCO JAN 100 OP 17275RCMT 78 40000 SH SOLE 40000
PUT DO FEB 35 OP 25271C0NG 550 100000 SH SOLE 100000
PUT FDX JAN 45 OP 31304NUMI 66 15000 SH SOLE 15000
PUT HAL FEB 45 OP 4062160NI 538 91500 SH SOLE 91500
PUT HWP FEB 105 OC 4282360NA 185 37500 SH SOLE 37500
PUT JPM JAN 130 OP 6168800MF 100 15000 SH SOLE 15000
PUT LU JAN 80 OP 5494630MP 138 20000 SH SOLE 20000
PUT MCD JAN 45 OP 5801350MI 83 17500 SH SOLE 17500
PUT MRL FEB 25 OP 568240ONE 634 175000 SH SOLE 175000
PUT PFE FEB 35 OP 717081ENG 169 50000 SH SOLE 50000
PUT RBQ JAN 45 OP 7493610MI 24 20000 SH SOLE 20000
PUT SHW JAN 20 OP 8243480MD 26 52500 SH SOLE 52500
PUT STT JAN 70 OP 8574770MN 39 28500 SH SOLE 28500
PUT WCOM JAN 53 3/8 OP 55268BAMT 124 45000 SH SOLE 45000
PUT WFT JAN 35 OP 947074EMG 24 32500 SH SOLE 32500
PUT XOM JAN 90 OP 30231G1MR 212 22500 SH SOLE 22500
QUICKSILVER RESOURCES INC CS 74837R104 821 187600 SH SOLE 187600
R & B FALCON CORP. CS 7491ZE101 36111 2725348 SH SOLE 2725348
RANGE RESOURCES CORP CS 75281A109 1408 441600 SH SOLE 441600
RECKSON SERVICES INDUSTRIES IN CS 756215109 624 10000 SH SOLE 10000
REMEDY CORP CS 759548100 22991 485300 SH SOLE 485300
SANTA FE SNYDER CS 80218K105 1662 207700 SH SOLE 207700
SECURE COMPUTING CORP. CS 813705100 229 18200 SH SOLE 18200
SILICON GRAPHICS INC COM CS 827056102 194 20000 SH SOLE 20000
SMITH INTERNATIONAL CS 832110100 15696 315900 SH SOLE 315900
SS & C TECHNOLGIES, INC. CS 85227Q100 118 18200 SH SOLE 18200
ST PAUL COMPANIES CS 792860108 7425 220400 SH SOLE 220400
STOLT COMEX SEAWAY S.A. CLASS CS 861567105 2346 213300 SH SOLE 213300
STOLT COMEX SEAWAY SA CS L8873E103 644 58200 SH SOLE 58200
SWIFT ENERGY CS 870738101 676 58800 SH SOLE 58800
T CORP LIBERTY MEDIA GROUP CS 001957208 36190 637000 SH SOLE 637000
TEXAS MERIDIAN RESOURCES LTD CS 882545106 60 19548 SH SOLE 19548
TIDEWATER INC COM CS 886423102 3967 110200 SH SOLE 110200
TITAN EXPLORATION INC CS 888289105 1269 233400 SH SOLE 233400
TJX COS INC NEW COM CS 872540109 2559 125200 SH SOLE 125200
TRANS OCEAN OFFSHORE SEDCO FOR CS G90078109 3473 103100 SH SOLE 103100
TUBOSCOPE INC CS 898600101 4737 298400 SH SOLE 298400
UNION PACIFIC RESOURCE GROUP CS 907834105 18495 1450593 SH SOLE 1450593
UNIT CORP CS 909218109 2472 321600 SH SOLE 321600
UNITED GLOBAL COM CS 913247508 35878 508000 SH SOLE 508000
USA NETWORKS INC CS 902984103 10144 183600 SH SOLE 183600
UTI ENERGY CORP CS 903387108 2380 103200 SH SOLE 103200
VERITAS DGC INC CS 253804306 1393 99500 SH SOLE 99500
VINTAGE PETROLEUM INC CS 927460105 3070 254500 SH SOLE 254500
VIVUS INC CS 928551100 52 16600 SH SOLE 16600
WAL MART STORES INC CS 931142103 215 3110 SH SOLE 3110
WASHINGTON FED INC. CS 938828100 366 18519 SH SOLE 18519
WEATHERFORD INTERNATIONAL INC CS 947074100 18004 450800 SH SOLE 450800
WELLPOINT HEALTH NETWORKS INC CS 94973H108 20124 305200 SH SOLE 305200
WESTERN DIGITAL CORP COM CS 958102105 200 47800 SH SOLE 47800
WESTERN GAS RESOURCES INC. CS 958259103 545 41300 SH SOLE 41300
WILLIAMS COMPANIES CS 969457100 4756 155600 SH SOLE 155600
ZALE CORP. CS 988858106 10159 210000 SH SOLE 210000
</TABLE>
