|
|
|
|
|
|
|
|
|
|
|
|
|
|
Previous: WEST HIGHLAND CAPITAL INC/LHG/WHP/PB/BP, SC 13G/A, 2000-09-15 |
Next: ALPHA HOSPITALITY CORP, 424B3, 2000-09-15 |
<PAGE> 1
Filed pursuant to
Rule 424 (b)(3)
Reg Nos. 333-42792,
333-42792-01 and
333-42792-02
PROSPECTUS SUPPLEMENT NO. 1
(To Prospectus dated August 30, 2000)
NTL Communications Corp.
7% Convertible Subordinated Notes Due 2008
NTL Incorporated
Shares of Common Stock
This Prospectus Supplement No. 1 supplements and amends the Prospectus dated
August 30, 2000, relating to the 7% Convertible Subordinated Notes Due 2008 of
NTL Communications Corp. and the shares of NTL Incorporated's common stock, par
value $.01 per share, issuable upon conversion of the Convertible Notes.
The table on page 44 of the Prospectus sets forth information with respect to
the Selling Securityholder (as defined in the Prospectus) and the amount of
Convertible Notes beneficially owned by such Selling Securityholder that may be
offered pursuant to the Prospectus. This Prospectus Supplement amends that table
by adding the Selling Securityholders who have provided appropriate information
to NTL Incorporated from the date of filing of the Registration Statement on
Form S-3 (File No. 333-72335), in which the securities registered pursuant
thereto this Prospectus Supplement relates, up to and including the date of this
Prospectus Supplement.
<TABLE>
<CAPTION>
PRINCIPAL
AMOUNT AT
MATURITY OF
DEBENTURES
BENEFICIALLY
OWNED AND
SELLING SECURITY HOLDERS OFFERED ($)
------------------------ ------------
<S> <C>
Aim High Yield Fund $5,000,000
Aim High Yield II Fund 30,000
Albert Luce, Jr. 140,000
Alexandra Global Investment Fund I LTD 2,000,000
Allegheny Teledyne Inc. Pension Plan 700,000
</TABLE>
<PAGE> 2
<TABLE>
<S> <C>
Alpine Associates 4,750,000
Alpine Partners, L.P. 500,000
Alsam Foundation 150,000
Alscott Investments, LLC 2,200,000
Alta Partners Holdings, LDC 1,500,000
American Stores 900,000
Argent Convertible Arbitrage Fund Ltd. 2,500,000
Argent Classic Convertible Arbitrage Fund L.P. 5,650,000
Argent Classic Convertible Arbitrage Fund (Bermuda) L.P. 16,350,000
Aristeia International Ltd. 1,749,000
Aristeia Trading, LLC 1,251,000
Arkansas Teachers Retirement 2,399,000
Armand Von Ernst & CEAG 125,000
Aspen Partner's 300,000
Associated Jewish Charities of Baltimore 250,000
Atlas Strategic Income Fund 100,000
AXP Bond Fund Inc. 880,000
AXP Variable Portfolio-Bond Fund 340,000
AXP Variable Portfolio-Managed Fund 480,000
BancBoston Robertson Stephens 500,000
Bancroft Convertible Fund, Inc. 1,750,000
Bankers Trust Trustee For Chrysler Corp.
Emp #1 Pension Plan dated 4/1/89 1,630,000
Baptist Health of South Florida 160,000
Bear Stearns & Co Inc. 1,410,000
</TABLE>
<PAGE> 3
<TABLE>
<S> <C>
Bill W. Mintz TTEE Revocable Trust 200,000
Blue Cross Blue Shield of Michigan Retirement Income 1,110,000
BNP Arbitrage SNC 2,500,000
Boston Museum of Fine Arts 113,000
Boulder II Limited 1,220,000
Boulder Management, Inc. 3,895,040
Brown Family Trust A 100,000
Brown University 1,500,000
BTC Partners LLP 130,000
The California Endowment 1,250,000
California Healthcare Foundation 600,000
Caregroup Pension Plan 45,000
Catholic Healthcare West Funded Depreciation 335,000
Catholic Healthcare West Retirement 335,000
Catholic Healthcare West Self Insurance 125,000
Catholic Healthcare West Workers Compensation 90,000
CBBB Cotenancy 220,000
Chase Manhattan NA Trustee For IBM Retirement Plan
dated 12/18/45 2,772,000
Cheyne Walk Trust 725,000
Christine Russell Revocable Trust 500,000
CIBC Wood Grundy International Equity Arbitrage Corp. 3,500,000
Citibank, et al Employees Retirement Plan 2,070,000
Clorox Co. Employee Benefits 400,000
Colgate-Palmolive Company Retirement Trust 800,000
</TABLE>
<PAGE> 4
<TABLE>
<S> <C>
Conseco Direct Life 700,000
Corlon Associates I 400,000
Corlon Co. Foundation 110,000
Cowles Investment Partnership 180,000
CPR (USA) Inc. 275,000
Credit Suisse First Boston Corporation 700,000
Cygnus X1 Limited Partnership 1,800,000
Deeprock & Co. 1,000,000
D.E. Shaw & Co. 1,000,000
Deutsche Bank Securities Inc. 38,730,000
Discovery Group of Funds 190,000
Donald G. Linber & Joyce Linber, jnt 27,000
Donaldson, Lufkin & Jenrette Securities Corp. 368,000
Duckbill & Co. 1,000,000
Duke University Employees Retirement Plan 160,000
Duke University Long Term Pool 780,000
Dunham & Associates Ser III 110,000
East Bay Community Foundation 230,000
East Oakland Youth Development Fund 160,000
Ellsworth Convertible Growth and Income Fund, Inc. 1,250,000
Engineers Joint Pension Fund 303,000
Erin Partners Two 65,000
Federated Equity Income Fund, Inc. 31,200,000
Federated Insurance Series on
behalf of its Federated Equity Income Fund II 1,100,000
</TABLE>
<PAGE> 5
<TABLE>
<S> <C>
Federated Insurance Series on
behalf of its Federated Utility Fund II 2,535,000
Federated Utility Fund, Inc. 17,300,000
Fidelity Fixed-Income Trust: Fidelity High Income Fund 17,020,000
Fidelity Summer Street Trust: Fidelity Capital & Income Fund 3,000,000
Fidelity Management Trust Company on
behalf of accounts managed by it 2,980,000
Forest Performance Fund LP 165,000
Forest Alternative Strategies Fund II LP Series A-5M 240,000
Forest Alternative Strategies Fund II LP Series A-5T 780,000
Forest Fulcrum Fund LP 7,700,000
Forest Global Convertible Fund Series A-5 9,700,000
Forest Global Convertible Fund Series B-1 65,000
Franklin & Marshall College 127,000
The Gabelli Global Convertible Securities Fund 145,000
General Electric Pension Trust 1,000,000
General Motors Welfare Benefit Trust 1,000,000
Geo-Volor Ltd. 500,000
The Georgia International Fund Ltd. 200,000
Georgia Partners 20,000,000
Glaxo Wellcome Benefits Plan 450,000
Glaxo Wellcome Cash Balance Plan 450,000
Global Bermuda Limited Partnership 1,500,000
Golden Rule Insurance Company 1,600,000
Goldman, Sachs & Co. 1,405,000
GranGem 23 41 LLC 250,000
</TABLE>
<PAGE> 6
<TABLE>
<S> <C>
Greyhound Lines 50,000
Greyhound Lines Inc. Amalgamated CNCL Retirement &
Disability TR Imperial TR c/o Forest Investment Management LLC 70,000
Guide Dogs for the Blind 500,000
HBK Cayman L.P. 4,944,000
HBK Offshore Fund Ltd. 9,356,000
Henry J. Kaiser Family Foundation 550,000
Hign Bridge Capital Corporation 10,000,000
Horowitz Limited Partnership I 150,000
H&S Partners I, L.P. 20,000,000
The Income Fund of America, Inc. 50,000,000
Indiana University Foundation 650,000
Jackson Investment Fund Ltd. 625,000
James Irvine Foundation 900,000
Janus Aspen Balanced 14,379,000
Janus Aspen Equity Income 127,000
Janus Aspen Growth and Income 83,000
Janus Aspen High Yield 35,000
Janus Balanced Fund 28,425,000
Janus Capital Corporation 19,378,000
Janus Capital Corporation IDEX Balanced Fund 1,732,000
Janus Equity Income Fund 10,974,000
Janus Growth and Income 20,332,000
Janus High Yield 1,000,000
JWF Balanced Fund 1,380,000
</TABLE>
<PAGE> 7
<TABLE>
<S> <C>
JWF High Yield Bond Fund 35,000
Jefferies & Company 188,000
Jeffrey Rymer 35,000
Jicarilla Apache Tribe 2,100,000
JMB Children's Holding Co. 600,000
JMG Convertible Investments L.P. 6,000,000
John Robert 110,000
J.P.Morgan & Co. Inc. 12,000,000
Julius Baer Securities 700,000
Lakeshore International, Ltd. 3,000,000
Lazard Freres & CIE Paris 700,000
LB Series Fund Inc. High Yield Portfolio 2,500,000
LDG Limited 250,000
Libertyview Plus Fund 225,000
Loomis Sayles & Company, L.P. for Benefit of New England
High Income Bond Fund 1,000,000
LLT Limited 880,000
Mainstay Convertible Fund 4,000,000
McMahon Securities Company, L.P. 2,715,000
Melinda Marfield Trust 35,000
Merrill Lynch Pierce Fenner & Smith Inc. 1,717,000
Metropolitan Museum of Art 750,000
MGBA Investments 100,000
Michigan State University 400,000
Milton L. Schwartz Revocable Family Trust 110,000
</TABLE>
<PAGE> 8
<TABLE>
<S> <C>
Monumental Life Insurance Company-(teamsters-camden non-enhanced) 7,000,000
Morgan Stanley Dean Witter 5,500,000
Morgan Stanley Dean Witter Convertible Securities Trust 2,500,000
Mount Sinai School of Medicine 800,000
Museum of Fine Arts, Boston 16,000
Nationwide Family of Funds on
behalf of Nationwide Equity Income Fund 400,000
National Bank of Canada 900,000
NationsBanc Montgomery Securities LLC 1,500,000
N.B. Giustina Trust 150,000
New Hampshire Retirement System 94,000
New York Life Insurance Company 10,750,000
Nicholas Applegate Convertible Fund 530,000
NMS Services Inc. 10,000,000
Oak Foundation USA, Inc. 200,000
Ohio National Equity Income Portfolio on behalf of
its Ohio National Fund, Inc. 70,000
Onex Industrial Partners Limited 5,540,000
Oppenheimer Champion Income Fund 11,700,000
Oppenheimer Strategic Income Fund 10,250,000
Oppenheimer High Yield Fund 2,000,000
Oppenheimer Strategic Bond Fund 400,000
Oppenheimer High Income Fund 3,550,000
Oppenheimer Convertible Securities Fund 4,000,000
OZ Master Fund, Ltd. 3,000,000
OS Ventures 120,000
</TABLE>
<PAGE> 9
<TABLE>
<S> <C>
Pace Setter 1, L.P. 1,000,000
Pacific Life Insurance Company 500,000
Palladin Securities, LLC 700,000
Pebble Capital, Inc. 1,544,960
Pell Rudman Trust Company 1,928,000
Penn Treaty Network America Insurance Company 110,000
Peoples Benefit Life Insurance Company 6,000,000
Peyton Anderson Foundation 260,000
PGEP III LLC 700,000
Physicians Life 166,000
Pilgrim Convertible Fund 2,610,000
PIMCO Convertible Bond Fund 300,000
Pitney Bowes Retirement Fund 6,540,000
Prime 66 Partners, Inc. 50,000,000
Pro Mutual 59,000
Putnam Convertible Income Growth Trust 5,520,000
Putnam Convertible Opportunities and Income Trust 46,000
Quattro Offshore Fund Ltd. 250,000
R2 Investments, LDC 8,500,000
Radiology Associates Employee Benefit 250,000
Radiology Group Profit Sharing Plan 80,000
Radiology Medical Group Pension Plan 75,000
Radiology Medical Group P/S San Diego 40,000
Ralco Inc. 200,000
Ramius, L.P. 1,583,000
</TABLE>
<PAGE> 10
<TABLE>
<S> <C>
Ramius Capital Group Holdings, Ltd. 1,000,000
Ramius Fund, Ltd. 2,375,000
RCG Baldwin L.P. 792,000
RCM Financial Services LP 350,000
Ridgeway/Floum Profit Sharing Plan 100,000
Riverside Church 450,000
Ronald Family Trust A 850,000
S&J Partners 120,000
Salomon Brothers Asset Management, Inc. 29,050,000
Salomon Smith Barney Inc. 1,100,000
San Diego City Retirement 839,000
San Diego County Convertible 2,125,000
Sbaggs Family Foundation 110,000
S.C. Johnson Retirement Plan 240,000
South Fork Partners 4,000,000
Southern Methodist University 240,000
Southport Management Partners. L.P. 1,080,000
Southport Partners International, Ltd. 2,130,000
Southwest Franciscan Missions Inc. 150,000
Speer Leeds & Kellogg 1,000,000
Starvest Combined Portfolio 375,000
State of Maryland Retirement Plan 3,500,000
State Street Bank Custodian For GE Pension Trust 861,000
Sterling Partners 1,943,000
Stoel Rives LLP 370,000
</TABLE>
<PAGE> 11
<TABLE>
<S> <C>
SunAmerica Series Trust on
behalf of its Federated Utility Portfolio 1,625,000
Susquehanna Capital Group 2,545,000
Tribeca Investments LLC 4,000,000
Triton Capital Investments, LTD 6,000,000
Trustees of Hamilton College 700,000
TQA Vantage Plus Fund, Ltd. 300,000
TQA Vantage Fund, Ltd. 3,540,000
TQA Leverage Fund, L.P. 1,610,000
Union Bancaire Privee 6,500,000
University of Oregon 265,000
University of Rochester 15,000
University of Washington Endowment Fund 370,000
Van Kampen Harbor Fund 4,300,000
Van Kampen Convertible Securities Fund 700,000
Wake Forest University 598,000
Warburg Dillon Read LLC 9,400,000
West 64 Limited 5,200,000
Western Cancer Medical Group P/S 35,000
Zellerbach Family Fund 200,000
</TABLE>
The Prospectus, together with this Prospectus Supplement No. 1, constitutes the
prospectus required to be delivered by Section 5(b) of the Securities Act of
1933, as amended, with respect to offers and sales of the Convertible Notes and
the Common Stock issuable upon conversion of the Convertible Notes.
<PAGE> 12
Prospective investors should carefully consider matters discussed under the
caption "Risk Factors" beginning on page 4 of the Prospectus.
THESE SECURITIES HAVE NOT BEEN APPROVED OR DISAPPROVED BY THE SECURITIES AND
EXCHANGE COMMISSION OR ANY STATE SECURITIES COMMISSION NOR HAS THE SECURITIES
AND EXCHANGE COMMISSION OR ANY STATE SECURITIES COMMISSION PASSED UPON THE
ACCURACY OR ADEQUACY OF THIS PROSPECTUS. ANY REPRESENTATION TO THE CONTRARY IS
A CRIMINAL OFFENSE.
The date of this Prospectus Supplement No. 1 is September 15, 2000.
|
|