<PAGE> 1
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13D
UNDER THE SECURITIES EXCHANGE ACT OF 1934
METROCALL, INC.
----------------
(Name of Issuer)
COMMON STOCK $.01 PAR VALUE
-----------------------------
(Title of Class of Securities)
591647102
-------------
(CUSIP Number)
Thomas W. White
Wilmer, Cutler & Pickering
2445 M Street, N.W.
Washington, D.C. 20037-1420
(202) 663-6000
--------------
(Name, Address and Telephone Number of Person Authorized to Receive Notices
and Communications)
August 8, 1997
--------------
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition which is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ].
NOTE: Six copies of this statement, including all exhibits, should be filed
with the Commission. See Rule 13d-1(a) for other parties to whom copies are to
be sent.
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities,
and for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
<PAGE> 2
SCHEDULE 13D
CUSIP NO. 591647102 PAGE 2 OF 42 PAGES
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
C.G. Grefenstette and Thomas G. Bigley, Trustees U/A/T Dated
8/28/68 for Juliet Lea Hillman
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [X]
(b) [ ]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
OO
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Pennsylvania
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF 0
SHARES ------------------------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY
EACH 10,878,624
REPORTING ------------------------------------------------------
PERSON 9 SOLE DISPOSITIVE POWER
WITH
14,130
------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
14,130
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES SHARES* [X]
Excludes shares for which the only basis for asserting beneficial
ownership is the Voting Agreement
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.05%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
OO
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE> 3
SCHEDULE 13D
CUSIP NO. 591647102 PAGE 3 OF 42 PAGES
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
C.G. Grefenstette and Thomas G. Bigley, Trustees U/A/T dated
8/28/68 for Audrey Hilliard Hillman
25-6094896
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [X]
(b) [ ]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
OO
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Pennsylvania
- --------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES 0
BENEFICIALLY ------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 10,878,624
PERSON ------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
14,130
------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
14,130
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES SHARES* [X]
Excludes shares for which the only basis for asserting beneficial
ownership is the Voting Agreement
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.05%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
OO
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE> 4
SCHEDULE 13D
CUSIP NO. 591647102 PAGE 4 OF 42 PAGES
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
C.G. Grefenstette and Thomas G. Bigley, Trustees U/A/T dated
8/28/68 for Henry Lea Hillman, Jr.
25-6094897
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [X]
(b) [ ]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
OO
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Pennsylvania
- --------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES 0
BENEFICIALLY ------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 10,878,624
PERSON ------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
14,130
------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
14,130
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES SHARES* [X]
Excludes shares for which the only basis for asserting beneficial
ownership is the Voting Agreement
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.05%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
OO
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE> 5
SCHEDULE 13D
CUSIP NO. 591647102 PAGE 5 OF 42 PAGES
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
C.G. Grefenstette and Thomas G. Bigley, Trustees U/A/T dated
8/28/68 for William Talbott Hillman
25-6094899
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [X]
(b) [ ]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
OO
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Pennsylvania
- --------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES 0
BENEFICIALLY ------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 10,878,624
PERSON ------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
14,130
------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
14,130
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES SHARES* [X]
Excludes shares for which the only basis for asserting beneficial
ownership is the Voting Agreement.
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.05%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
OO
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE> 6
SCHEDULE 13D
CUSIP NO. 591647102 PAGE 6 OF 42 PAGES
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Henry L. Hillman, Elsie Hilliard Hillman and C.G. Grefenstette,
Trustees of the Henry L. Hillman Trust U/A dated November 18, 1985
18-2145466
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [X]
(b) [ ]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
OO
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Pennsylvania
- --------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES 0
BENEFICIALLY ------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 10,878,624
PERSON ------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
42,391
------------------------------------------------------
10 SHARED DISPOSITIVE POWER
1,154,185
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,196,576
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES SHARES* [X]
Excludes shares for which the only basis for asserting beneficial
ownership is the voting Agreement
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
4.1%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
OO
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE> 7
SCHEDULE 13D
CUSIP NO. 591647102 PAGE 7 OF 42 PAGES
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
C.G. Grefenstette, as Trustee for Various Trusts
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [X]
(b) [ ]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
OO
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- --------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES 0
BENEFICIALLY ------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 10,878,624
PERSON ------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
0
------------------------------------------------------
10 SHARED DISPOSITIVE POWER
1,253,096
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,253,096
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES SHARES* [X]
Excludes 11,900 shares owned in his individual capacity and shares
for which the only basis for asserting beneficial ownership is
the Voting Agreement.
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
4.3%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE> 8
SCHEDULE 13D
CUSIP NO. 591647102 PAGE 8 OF 42 PAGES
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Thomas G. Bigley, as Trustee for Various Trusts
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [X]
(b) [ ]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
OO
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- --------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES 0
BENEFICIALLY ------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 10,878,624
PERSON ------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
0
------------------------------------------------------
10 SHARED DISPOSITIVE POWER
56,520
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
56,520
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES SHARES* [X]
Excludes shares for which the only basis for asserting beneficial
ownership is the Voting Agreement
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.2%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE> 9
SCHEDULE 13D
CUSIP NO. 591647102 PAGE 9 OF 42 PAGES
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Henry L. Hillman, as Trustee for the Henry L. Hillman Trust
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [X]
(b) [ ]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
OO
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- --------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES 0
BENEFICIALLY ------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 10,878,624
PERSON ------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
0
------------------------------------------------------
10 SHARED DISPOSITIVE POWER
1,196,576
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,196,576
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES SHARES* [X]
Excludes shares for which the only basis for asserting beneficial
ownership is the Voting Agreement
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
4.1%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE> 10
SCHEDULE 13D
CUSIP NO. 591647102 PAGE 10 OF 42 PAGES
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Elsie Hilliard Hillman, as Trustee for the Henry L. Hillman Trust
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [X]
(b) [ ]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
OO
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- --------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES 0
BENEFICIALLY ------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 10,878,624
PERSON ------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
0
------------------------------------------------------
10 SHARED DISPOSITIVE POWER
1,196,576
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,196,576
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES SHARES* [X]
Excludes shares for which the only basis for asserting beneficial
ownership is the voting Agreement
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
4.1%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE> 11
SCHEDULE 13D
CUSIP NO. 591647102 PAGE 11 OF 42 PAGES
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Wilmington Securities, Inc.
51-0114700
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [X]
(b) [ ]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
OO
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- --------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES 0
BENEFICIALLY ------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 10,878,624
PERSON ------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
1,154,185
------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,154,185
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES SHARES* [X]
Excludes shares for which the only basis for asserting beneficial
ownership is the Voting Agreement
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
4.0%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
CO
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE> 12
SCHEDULE 13D
CUSIP NO. 591647102 PAGE 12 OF 42 PAGES
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
William L. Collins, III
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [X]
(b) [ ]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
OO
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- --------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES 0
BENEFICIALLY ------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 10,878,624
PERSON ------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
379,554
------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
379,554
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES SHARES* [X]
Excludes 305 shares owned by William L. Collins, Jr. and shares for
which the only basis for asserting beneficial ownership is the
Voting Agreement.
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.3%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE> 13
SCHEDULE 13D
CUSIP NO. 591647102 PAGE 13 OF 42 PAGES
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Harry L. Brock, Jr.
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [X]
(b) [ ]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
OO
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- --------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES 0
BENEFICIALLY ------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 10,878,624
PERSON ------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
3,663,710
------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,663,710
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES SHARES* [X]
Excludes 215,000 shares held by Suzanne S. Brock and shares for
which the only basis for asserting beneficial ownership is the
Voting Agreement.
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
12.5%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE> 14
SCHEDULE 13D
CUSIP NO. 591647102 PAGE 14 OF 42 PAGES
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Suzanne S. Brock
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [X]
(b) [ ]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
OO
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- --------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES 0
BENEFICIALLY ------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 10,878,624
PERSON ------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
215,000
------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
215,000
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES SHARES* [X]
Excludes 3,663,710 shares beneficially owned by Harry L. Brock, Jr.
and shares for which the only basis for asserting beneficial
ownership is the Voting Agreement.
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.7%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE> 15
SCHEDULE 13D
CUSIP NO. 591647102 PAGE 15 OF 42 PAGES
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Ronald V. Aprahamian
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [X]
(b) [ ]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
OO
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF 0
SHARES ------------------------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY
EACH 10,878,624
REPORTING ------------------------------------------------------
PERSON 9 SOLE DISPOSITIVE POWER
WITH
56,000
------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
56,000
-------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES SHARES* [X]
Excludes shares for which the only basis for asserting beneficial
ownership is the Voting Agreement.
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.2%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE> 16
SCHEDULE 13D
CUSIP NO. 591647102 PAGE 16 OF 42 PAGES
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Francis A. Martin, III
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [X]
(b) [ ]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
OO
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- --------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES 0
BENEFICIALLY ------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 10,878,624
PERSON ------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
67,000
------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
67,000
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES SHARES* [X]
Excludes shares for which the only basis for asserting beneficial
ownership is the Voting Agreement
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.2%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE> 17
SCHEDULE 13D
CUSIP NO. 591647102 PAGE 17 OF 42 PAGES
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Ray Russenberger
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [X]
(b) [ ]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
OO
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- --------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES 0
BENEFICIALLY ------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 10,878,624
PERSON ------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
2,144,448
------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,144,448
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES SHARES* [X]
Excludes shares for which the only basis for asserting beneficial
ownership is the Voting Agreement
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
7.4%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE> 18
SCHEDULE 13D
CUSIP NO. 591647102 PAGE 18 OF 42 PAGES
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Elliot H. Singer
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [X]
(b) [ ]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
OO
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- --------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES 0
BENEFICIALLY ------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 10,878,624
PERSON ------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
1,025,797
------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,025,797
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES SHARES* [X]
Excludes shares for which the only basis for asserting beneficial
ownership is the Voting Agreement
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
3.5%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE> 19
SCHEDULE 13D
CUSIP NO. 591647102 PAGE 19 OF 42 PAGES
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
UBS Capital LLC
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [X]
(b) [ ]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
OO
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- --------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES 0
BENEFICIALLY ------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 10,878,624
PERSON ------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
2,074,019
------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,074,019
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES SHARES* [X]
Excludes shares for which the only basis for asserting beneficial
ownership is the Voting Agreement
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
6.9%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
00
- -------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE> 20
SCHEDULE 13D PAGE 20 OF 42 PAGES
ITEM 1. SECURITY AND ISSUER.
This Statement relates to the common stock, $.01 par value (the "Common
Stock") of Metrocall, Inc. (the "Issuer"). The principal executive office of
the Issuer is located at 6677 Richmond Highway, Alexandria, Virginia 22306.
ITEM 2. IDENTITY AND BACKGROUND.
This statement is being filed on behalf of the following persons who
are collectively referred to as the "Reporting Persons" (except for those
persons for which information has been required to be provided pursuant to
General Instruction C of Schedule 13D, which is contained in Exhibit 99.2
attached hereto and Exhibit 99.3 attached hereto).
The parties comprising the Reporting Persons are filing this Statement
jointly as they may be deemed to be a "group" within the meaning of Section
13(d)(3) of the Securities Exchange Act of 1934, as amended, solely as a result
of the Voting Agreement described in Item 4 below. A joint filing agreement
among the Reporting Persons is attached hereto as Exhibit 99.1. ProNet Inc.
("ProNet") may also be deemed to be a part of this "group"; however, the
Reporting Persons understand that ProNet has filed or will file a separate
Statement on Schedule 13D.
Trust for Juliet Lea Hillman dated 8/28/68 ("JLH Trust")
(C.G.Grefenstette and Thomas G. Bigley, Trustees) is a Pennsylvania trust
engaged in diversified investments and operations. The principal business and
office of the JLH Trust is located at 2000 Grant Building, Pittsburgh,
Pennsylvania 15219. The principal business and office of C.G. Grefenstette is
located at 2000 Grant Building, Pittsburgh, Pennsylvania 15219. The principal
business and office of Thomas G. Bigley is located at One Oxford Centre, 28th
Floor, Pittsburgh, Pennsylvania, 15219.
Trust for Audrey Hilliard Hillman dated 8/28/68 ("AHH Trust") (C.G.
Grefenstette and Thomas G. Bigley, Trustees) is a Pennsylvania trust engaged in
diversified investments and operations. The principal business and office of
the AHH Trust is located at 2000 Grant Building, Pittsburgh, Pennsylvania
15219. The principal business and office of C.G. Grefenstette is located at
2000 Grant Building, Pittsburgh, Pennsylvania 15219. The principal business
and office of Thomas G. Bigley is located at One Oxford Centre, 28th Floor,
Pittsburgh, Pennsylvania, 15219.
Trust for Henry Lea Hillman, Jr. dated 8/28/68 ("HLHJR Trust")
(C.G.Grefenstette and Thomas G. Bigley, Trustees) is a Pennsylvania trust
engaged in diversified investments and operations. The principal business and
office of the HLHJR Trust is located at 2000 Grant Building, Pittsburgh,
Pennsylvania 15219. The principal business and office of C.G. Grefenstette is
located at 2000 Grant Building, Pittsburgh, Pennsylvania 15219. The principal
business and office of Thomas G. Bigley is located at One Oxford Centre, 28th
Floor, Pittsburgh, Pennsylvania, 15219.
Trust for William Talbott Hillman dated 8/28/68 ("WTH Trust") (C.G.
Grefenstette and Thomas G. Bigley, Trustees) is a Pennsylvania trust engaged in
diversified investments and operations. The principal business and office of
the WTH Trust is located at 2000 Grant Building, Pittsburgh, Pennsylvania
15219. The principal business and office of C.G. Grefenstette is located at
2000 Grant Building, Pittsburgh, Pennsylvania 15219. The principal business
and office of Thomas G. Bigley is located at One Oxford Centre, 28th Floor,
Pittsburgh, Pennsylvania, 15219.
The Henry L. Hillman Trust dated November 18, 1985 (the "HLH Trust")
(Henry L. Hillman, Elsie Hilliard Hillman and C.G. Grefenstette, Trustees) is
a Pennsylvania trust engaged in diversified investments and operations. The
principal business and office of the HLH Trust is located at 2000 Grant
Building, Pittsburgh, Pennsylvania 15219. The principal business and office of
each of Henry L. Hillman, Elsie Hilliard Hillman, and C.G. Grefenstette is
located at 2000 Grant Building, Pittsburgh, Pennsylvania 15219.
<PAGE> 21
SCHEDULE 13D PAGE 21 OF 42 PAGES
Wilmington Securities, Inc. ("Wilmington Securities") is a Delaware
corporation and a wholly-owned subsidiary of Wilmington Investments, Inc.,
which is a wholly-owned subsidiary of The Hillman Company. Wilmington
Securities is engaged in diversified investments and operations. The principal
business and office of Wilmington Securities is located at 824 Market Street,
Suite 900, Wilmington, Delaware 19801.
C.G. Grefenstette is Chairman of the Board and Director of The Hillman
Company and Trustee for the JLH Trust, the AHH Trust, the HLHJR Trust, the WTH
Trust and the HLH Trust. The principal business and office of C.G.
Grefenstette is located at 2000 Grant Building, Pittsburgh, Pennsylvania 15219.
C.G. Grefenstette is a United States citizen.
Thomas G. Bigley is a retired Managing Partner of Ernst & Young. He
is Trustee for the JLH Trust, the AHH Trust, the HLHJR Trust, and the WTH
Trust. The principal business and office of Thomas G. Bigley is located at One
Oxford Centre, 28th Floor, Pittsburgh, Pennsylvania 15219. Mr. Bigley is a
United States citizen.
Henry L. Hillman is Chairman of the Executive Committee and Director
of The Hillman Company and Trustee of the HLH Trust. The principal business
and office of Henry L. Hillman is located at 2000 Grant Building, Pittsburgh,
Pennsylvania 15219. Henry L. Hillman is a United States citizen.
Elsie Hilliard Hillman is a Director of The Hillman Company and
Trustee of the HLH Trust. The principal business and office of Elsie Hilliard
Hillman is located at 2000 Grant Building, Pittsburgh, Pennsylvania 15219.
Elsie Hilliard Hillman is a United States citizen.
William L. Collins, III is Vice Chairman of the Board of Directors, a
Director, President, and Chief Executive Officer of the Issuer. The principal
business and office of William L. Collins is located at 6677 Richmond Highway,
Alexandria, Virginia 22306. Mr. Collins is a citizen of the United States.
Harry L. Brock, Jr. is a Director of the Issuer. The principal
business and office of Harry L. Brock is located at 6677 Richmond Highway,
Alexandria, Virginia 22306. Mr. Brock is a citizen of the United States.
Suzanne S. Brock is a Director of the Issuer. The principal business
and office of Suzanne S. Brock is located at 314 South St. Asaph Street,
Alexandria, Virginia 22314. Mrs. Brock is a citizen of the United States.
Ronald V. Aprahamian is a Director of the Issuer. The principal
business and office of Ronald V. Aprahamian is located at 6677 Richmond
Highway, Alexandria, Virginia 22306. Mr. Aprahamian is a citizen of the United
States.
Francis A. Martin, III is a Director of the Issuer. The principal
business and office of Francis A. Martin, III is located at U.S. Media Group,
Inc., 275 Battery Street, Suite 1850, San Francisco, California, 94111-3335.
Mr. Martin is a citizen of the United States.
Ray Russenberger is a Director of the Issuer. The principal business
and office of Ray Russenberger is located at 6677 Richmond Highway, Alexandria,
Virginia 22306. Mr. Russenberger is a citizen of the United States.
Elliot H. Singer is a Director of the Issuer. The principal business
and office of Elliot H. Singer is located at 6677 Richmond Highway, Alexandria,
Virginia 22306. Mr. Singer is a citizen of the United States.
Unless otherwise stated above, information concerning the name,
position, and business address of each executive officer and director of the
foregoing Reporting Persons and the persons controlling such Reporting Persons,
if any, is set forth in Exhibit 99.2 attached hereto.
<PAGE> 22
SCHEDULE 13D PAGE 22 OF 42 PAGES
During the last five years, none of the foregoing Reporting Persons
nor, to the best of their knowledge, any person named in Exhibit 99.2 to this
Schedule 13D, (i) has been convicted in a criminal proceeding (excluding traffic
violations or similar misdemeanors), or (ii) has been a party to a civil
proceeding of a judicial or administrative body of competent jurisdiction and
as a result of such proceeding was or is subject to a judgment, decree or final
order enjoining future violations of, or prohibiting or mandating activities
subject to, federal or state securities laws or finding any violation with
respect to such laws.
UBS Capital LLC ("UBS") is a limited liability company organized under
the laws of the state of Delaware. UBS hereby incorporates by reference the
information set forth in Item 2 of the statement on Schedule 13D filed by UBS
on December 27, 1996, and Appendix 1 thereto, as revised. A copy of the
pertinent pages of this document, including Appendix 1 thereto, as revised, is
included as Exhibit 99.3 hereto and incorporated by reference herein.
ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION.
The Reporting Persons are filing this statement on Schedule 13D as a
result of their entrance into the Voting Agreement attached hereto as Exhibit
99.4 and not as a result of any acquisition of Common Stock by the Reporting
Persons. Recent acquisitions of Common Stock by Mrs. Suzanne S. Brock, as set
forth in Item 5 herein, were made using personal funds.
ITEM 4. PURPOSE OF TRANSACTION.
Pursuant to a Stockholders Voting Agreement among ProNet and the
Reporting Persons dated as of August 8, 1997 ("Voting Agreement"), each of the
Reporting Persons has agreed to vote in favor of (i) approval of the merger of
ProNet with and into the Issuer pursuant to an Agreement and Plan of Merger
between ProNet and the Issuer ("Merger Agreement") dated August 8, 1997 (the
"Merger Proposal"), and (ii) a proposed amendment to the Issuer's certificate
of incorporation to increase the number of authorized shares of Common Stock to
80,000,000 (the "Amendment Proposal"). The Issuer's Board of Directors has
adopted resolutions recommending and approving the Merger Proposal and the
Amendment Proposal (the "Proposals") and directing that they be submitted to
the stockholders of the Issuer at a special stockholders meeting (the
"Meeting").
The Voting Agreement obligates each Reporting Person to vote all
shares owned by such Reporting Person at the time of the Meeting in favor of
the Proposals, and grants an irrevocable proxy to ProNet to vote such shares in
favor of the Proposals, if such Reporting Person does not do so. The Voting
Agreement places certain restrictions on the Reporting Persons' right to
transfer shares of Common Stock subject to the Voting Agreement, provided that
some shares owned by certain Reporting Persons are excepted from these
restrictions.
The Reporting Persons entered into the Voting Agreement as a
condition to ProNet's willingness to enter into the Merger Agreement. Pursuant
to the Merger Agreement, ProNet will be merged into the Issuer, and each share
of ProNet common stock will be converted into 0.9 fully paid and non-assessable
shares of Common Stock, subject to certain adjustments.
The purpose of the Amendment Proposal is to increase the number of
authorized and unissued and unreserved shares of Common Stock in order to
provide shares of Common Stock for issuance as consideration for ProNet's
shares of common stock in the Merger and to authorize additional unissued
shares for future corporate purposes.
The description of the Voting Agreement is not necessarily complete,
and reference is made to the copy of the Voting Agreement, which is
incorporated by reference into Exhibit 99.4 hereto. Reference is also made to
the Merger Agreement, which is incorporated by reference into Exhibit 99.5
hereto.
<PAGE> 23
SCHEDULE 13D PAGE 23 OF 42 PAGES
ITEM 5. INTEREST IN SECURITIES OF THE ISSUER.
The following table sets forth the beneficial ownership of shares of
the Issuer's Common Stock by (a) each Reporting Person and (b) each person for
whom information has been required to be provided pursuant to General
Instruction C of Schedule 13D who beneficially owns Common Stock. The table
below excludes shares that may be acquired upon exercise of options that are
not currently exercisable or exercisable within 60 days. As of August 1, 1997,
there were 29,146,436 shares of the Issuer's Common Stock outstanding. In the
aggregate, the Reporting Persons beneficially own 10,878,624 (including shares
obtainable upon exercise of options or warrants that are exercisable within 60
days), over which they exercise shared voting power pursuant to the Voting
Agreement. These shares represent approximately 35.6% of the Common Stock of
the Issuer (including for purposes of this calculation options or warrants held
by the Reporting Persons and exercisable within 60 days). Except for shared
rights to vote pursuant to the Voting Agreement and as otherwise noted, each
person has sole voting and dispositive control over the shares identified
below. Each Reporting Person disclaims beneficial ownership of those shares
for which the only basis for asserting beneficial ownership is the Voting
Agreement.
<TABLE>
<CAPTION>
Aggregate Number of Percentage of Class
Name Shares of Shares
- --------------------------------------- ----------------------- ---------------------
<S> <C> <C>
JLH Trust 14,130 0.05%
AHH Trust 14,130 0.05%
HLHJR Trust 14,130 0.05%
WTH Trust 14,130 0.05%
HLH Trust(1) 1,196,576 4.1%
C.G. Grefenstette(2) 1,253,096 4.3%
Thomas G. Bigley(3) 56,520 0.2%
Henry L. Hillman(1) 1,196,576 4.1%
Elsie Hilliard Hillman(1) 1,196,576 4.1%
Wilmington Securities, Inc.(4) 1,154,185 4.0%
William L. Collins, III(5) 379,554 1.3%
Harry L. Brock, Jr.(6) 3,663,710 12.5%
Suzanne S. Brock(7) 215,000 0.7%
Ronald V. Aprahamian(8) 56,000 0.2%
Francis A. Martin, III (9) 67,000 0.2%
Ray Russenberger(10) 2,144,448 7.4%
</TABLE>
<PAGE> 24
SCHEDULE 13D PAGE 24 OF 42 PAGES
<TABLE>
<S> <C> <C>
Elliot H. Singer(11) 1,025,797 3.5%
UBS Capital LLC(12) 2,074,019 6.9%
</TABLE>
- -----------------------
(1) Includes: (a) 1,154,185 shares held of record by Wilmington Securities,
Inc. and with respect to which HLH Trust shares voting and dispositive power
with Mr. and Mrs. Hillman, Wilmington Securities, Inc. and Mr. Grefenstette as
a result of their control of The Hillman Company, of which Wilmington
Securities, Inc. is an indirect, wholly-owned subsidiary; and (b) 42,391 shares
held of record by the HLH Trust and with respect to which Mr. and Mrs. Hillman
share voting and dispositive power with Mr. Grefenstette as a result of their
position as co-trustees of the HLH Trust.
(2) Includes: (a) 1,154,185 shares held of record by Wilmington Securities,
Inc. and with respect to which Mr. Grefenstette shares voting and dispositive
power with Wilmington Securities, Inc. and Mr. and Mrs. Hillman as a result of
their control of The Hillman Company, of which Wilmington Securities, Inc. is
an indirect, wholly-owned subsidiary; (b) 42,391 shares held of record by the
HLH Trust and with respect to which Mr. Grefenstette shares voting and
dispositive power with Mr. and Mrs. Hillman as a result of his position as
co-trustee of the HLH Trust; and (c) 56,520 shares held by the JLH Trust, the
AHH Trust, the HLHJR Trust, and the WTH Trust with respect to which Mr.
Grefenstette shares voting and dispositive power with Mr. Bigley as a result of
his position as co-trustee of these trusts. Excludes 11,900 shares held by Mr.
Grefenstette in his individual capacity which are not subject to the Voting
Agreement.
(3) Includes 56,520 shares held by the JLH Trust, the AHH Trust, the HLHJR
Trust, and the WTH Trust with respect to which Mr. Bigley shares voting and
dispositive power with Mr. Grefenstette as a result of his position as
co-trustee of these trusts.
(4) Wilmington Securities shares voting and dispositive power with Messrs.
Grefenstette and Hillman and Mrs. Hillman as a result of their control of The
Hillman Company, of which Wilmington Securities, Inc. is an indirect, wholly-
owned subsidiary.
(5) Includes: (a) 19,396 shares held by USA Telecommunications, Inc. with
respect to which Mr. Collins shares voting and dispositive power as a result of
his control with respect to that company; (b) 492 shares held by Collins &
Clarke First Page Investment Partnership, with respect to which Mr. Collins
shares voting and dispositive power as a result of his control with respect to
that company; and (c) 11,846 shares that may be acquired upon exercise of
options that are currently exercisable or exercisable within 60 days. Excludes
305 shares owned by William L. Collins, Jr., with respect to which Mr. Collins
disclaims beneficial ownership.
(6) Includes 127,510 shares that may be acquired upon exercise of options
that are currently exercisable or exercisable within 60 days. Excludes 215,000
shares beneficially owned by Mrs. Brock, with respect to which Mr. Brock
disclaims beneficial ownership.
(7) Includes 5,000 shares that may be acquired upon exercise of options that
are currently exercisable or excercisable within 60 days. Excludes 3,663,710
shares beneficially owned by Mr. Brock, with respect to which Mrs. Brock
disclaims beneficial ownership.
(8) Includes 16,000 shares that may be acquired upon exercise of options that
are currently exercisable or exercisable within 60 days.
<PAGE> 25
SCHEDULE 13D PAGE 25 OF 42 PAGES
(9) Includes 17,000 shares that may be acquired upon exercise of options that
are currently exercisable or exercisable within 60 days.
(10) Includes 15,000 shares that may be acquired upon exercise of options that
are currently exercisable or exercisable within 60 days.
(11) Includes 156,452 shares that may be acquired upon exercise of options
that are currently exercisable or exercisable within 60 days.
(12) Includes 1,088,654 shares that may be acquired upon exercise of
warrants that are currently exercisable or exercisable within 60 days.
Includes 15,000 shares that may be acquired upon exercise of options that are
currently exercisable or exercisable within 60 days. Excludes shares of Common
Stock which may be acquired upon conversion of preferred shares that are not
currently convertible or convertible within 60 days.
Mr. Harry L. Brock, Jr. purchased 50,000 shares of Common Stock through
a broker from June 10, 1997 through June 17, 1997 at a price between $5.04 and
$5.75. Mrs. Suzanne S. Brock purchased 4,000 shares of Common Stock through a
broker on June 17, 1997 at a price of $5.00 per share. Except as set forth in
the Schedule 13D filed by UBS Capital LLC on December 27, 1996, and subsequent
amendments thereto, the Reporting Persons and the persons listed as required by
General Instruction C have not effected any other transaction in the Issuer's
Common Stock within the last 60 days.
ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT
TO SECURITIES OF THE ISSUER.
Other than the Voting Agreement and the agreements identified in Item
6 of the statement on Schedule 13D filed by UBS on December 27, 1996, there are
no contracts, arrangements, understandings or relationships between the
Reporting Persons and any other person with respect to the securities of the
Issuer. A description of the material terms of the agreements identified in
Item 6 of the statement on Schedule 13D filed by UBS on December 27, 1996 is
incorporated herein by reference to a Form 8-K filed by the Issuer on November
21, 1996, to which the agreements are attached as exhibits.
ITEM 7. MATERIAL TO BE FILED AS EXHIBITS
<TABLE>
<S> <C>
Exhibit 99.1 Agreement relating to the filing of joint statements
as required by Rule 13d-1(f)(1) of the Securities
Exchange Act of 1934, as amended.
Exhibit 99.2 Information Regarding Executive Directors and Officers
of Wilmington Securities, Inc. and The Hillman Company
Exhibit 99.3 Item 2 and Appendix 1 from the Statement on Schedule
13D filed by UBS Capital LLC on December 27, 1996.
Exhibit 99.4 Stockholders Voting Agreement among ProNet and
Reporting Persons, dated as of August 8, 1997
(incorporated by reference to Issuer's Current Report
on Form 8-K filed August 12, 1997).
Exhibit 99.5 Agreement and Plan of Merger between the Issuer and
ProNet, dated as of August 8, 1997 (incorporated by
reference to Issuer's Current Report on Form 8-K filed
August 12, 1997).
</TABLE>
<PAGE> 26
SCHEDULE 13D PAGE 26 OF 42 PAGES
SIGNATURES
After reasonable inquiry and to the best of our knowledge and belief,
the undersigned certify that the information set forth in this Statement on
Schedule 13D is true, complete and correct.
Dated: August __, 1997
C.G. GREFENSTETTE AND THOMAS G.
BIGLEY, TRUSTEES U/A/T DATED 8/28/68
FOR JULIET LEA HILLMAN
C.G. GREFENSTETTE AND THOMAS G.
BIGLEY, TRUSTEES U/A/T DATED 8/28/68
FOR AUDREY HILLIARD HILLMAN
C.G. GREFENSTETTE AND THOMAS G.
BIGLEY, TRUSTEES U/A/T DATED 8/28/68
FOR HENRY LEA HILLMAN, JR.
C.G. GREFENSTETTE AND THOMAS G.
BIGLEY, TRUSTEES U/A/T DATED 8/28/68
WILLIAM TALBOTT HILLMAN
By: /s/ C.G. GREFENSTETTE
--------------------------
C.G. Grefenstette, Trustee
By: /s/ THOMAS G. BIGLEY
--------------------------
Thomas G. Bigley, Trustee
HENRY L. HILLMAN, ELSIE HILLIARD
HILLMAN AND C.G. GREFENSTETTE,
TRUSTEES OF THE HENRY L. HILLMAN
TRUST U/A DATED NOVEMBER 18, 1985
By: /s/ C.G. GREFENSTETTE
--------------------------
C.G. Grefenstette, Trustee
<PAGE> 27
SCHEDULE 13D PAGE 27 OF 42 PAGES
WILMINGTON SECURITIES, INC.
By: /s/ DARLENE CLARKE
--------------------------
Darlene Clarke
Title: Vice President, Chief Financial Officer
and Treasurer
/s/ WILLIAM L. COLLINS, III
--------------------------
William L. Collins, III
/s/ HARRY L. BROCK, JR.
--------------------------
Harry L. Brock, Jr.
/s/ SUZANNE S. BROCK
--------------------------
Suzanne S. Brock
<PAGE> 28
SCHEDULE 13D PAGE 28 OF 42 PAGES
/s/ RONALD V. APRAHAMIAN
--------------------------
Ronald V. Aprahamian
/s/ FRANCIS A. MARTIN, III
--------------------------
Francis A. Martin, III
/s/ RAY RUSSENBERGER
--------------------------
Ray Russenberger
/s/ ELLIOT H. SINGER
--------------------------
Elliot H. Singer
UBS CAPITAL LLC
By: /s/ MICHAEL GREENE
--------------------------
Michael Greene
By: /s/ MARC A. UNGER
--------------------------
Marc A. Unger
<PAGE> 29
SCHEDULE 13D PAGE 29 OF 42 PAGES
Exhibit Index
<TABLE>
<CAPTION>
Exhibit Page
- ------------------------------------------------------------------------------------------------------------------
<S> <C>
Exhibit 99.1 Agreement relating to the filing of joint statements as required by Rule 30
13d-1(f)(1) of the Securities Exchange Act of 1934, as amended.
Exhibit 99.2 Information Regarding Executive Directors and Officers of Wilmington 33
Securities, Inc. and The Hillman Company
Exhibit 99.3 Item 2 from the Statement on Schedule 13D filed by UBS Capital LLC on 36
December 27, 1996, and Appendix 1 thereto, as revised.
Exhibit 99.4 Stockholders Voting Agreement among ProNet and Reporting Persons, dated
as of August 8, 1997 (incorporated by reference to Issuer's Current
Report on Form 8-K filed August 12, 1997).
Exhibit 99.5 Agreement and Plan of Merger between the Issuer and ProNet, dated as of
August 8, 1997 (incorporated by reference to Issuer's Current Report on
Form 8-K filed August 12, 1997).
</TABLE>
<PAGE> 1
SCHEDULE 13D PAGE 30 OF 42 PAGES
EXHIBIT 99.1
Agreement of Joint Filing
Pursuant to Rule 13d-1(f)(1) of the Securities Exchange Act of 1934,
as amended, the undersigned agree that the Statement on Schedule 13D to which
this Exhibit 99.1 is attached, and any subsequent amendments thereto, are filed
on behalf of each of them.
Dated: August __, 1997
C.G. GREFENSTETTE AND THOMAS G.
BIGLEY, TRUSTEES U/A/T DATED 8/28/68
FOR JULIET LEA HILLMAN
C.G. GREFENSTETTE AND THOMAS G.
BIGLEY, TRUSTEES U/A/T DATED 8/28/68
FOR AUDREY HILLIARD HILLMAN
C.G. GREFENSTETTE AND THOMAS G.
BIGLEY, TRUSTEES U/A/T DATED 8/28/68
FOR HENRY LEA HILLMAN, JR.
C.G. GREFENSTETTE AND THOMAS G.
BIGLEY, TRUSTEES U/A/T DATED 8/28/68
WILLIAM TALBOTT HILLMAN
By: /s/ C.G. GREFENSTETTE
---------------------------
C.G. Grefenstette, Trustee
By: /s/ THOMAS G. BIGLEY
---------------------------
Thomas G. Bigley, Trustee
HENRY L. HILLMAN, ELSIE HILLIARD
HILLMAN AND C.G. GREFENSTETTE,
TRUSTEES OF THE HENRY L. HILLMAN
TRUST U/A DATED NOVEMBER 18, 1985
By: /s/ C.G. GREFENSTETTE
---------------------------
C.G. Grefenstette, Trustee
<PAGE> 2
SCHEDULE 13D PAGE 31 OF 42 PAGES
WILMINGTON SECURITIES, INC.
By: /s/ DARLENE CLARKE
---------------------------
Darlene Clarke
Title: Vice President, Chief Financial Officer
and Treasurer
/s/ WILLIAM L. COLLINS, III
---------------------------
William L. Collins, III
/s/ HARRY L. BROCK, JR.
---------------------------
Harry L. Brock, Jr.
/s/ SUZANNE S. BROCK
---------------------------
Suzanne S. Brock
/s/ RONALD V. APRAHAMIAN
---------------------------
Ronald V. Aprahamian
/s/ FRANCIS A. MARTIN, III
---------------------------
Francis A. Martin, III
/s/ RAY RUSSENBERGER
---------------------------
Ray Russenberger
/s/ ELLIOT H. SINGER
---------------------------
Elliot H. Singer
<PAGE> 3
SCHEDULE 13D PAGE 32 OF 42 PAGES
UBS CAPITAL LLC
By: /s/ MICHAEL GREENE
---------------------------
Michael Greene
By: /s/ MARC A. UNGER
---------------------------
Marc A. Unger
<PAGE> 1
SCHEDULE 13D PAGE 33 OF 42 PAGES
EXHIBIT 99.2
Executive Officers and Directors of
Wilmington Securities, Inc.*
<TABLE>
<CAPTION>
Name and Address Position
- ---------------- --------
<S> <C>
Lawrence M. Wagner President
2000 Grant Building
Pittsburgh, Pennsylvania 15219
Darlene Clarke Vice President, Chief Financial Officer, Treasurer
824 Market Street, Suite 900 and Director
Wilmington, Delaware 19801
Lario M. Marini Senior Vice President and Director
Rodney Square North
Wilmington, Delaware 19801
Richard H. Brown Assistant Vice President and Assistant Secretary
824 Market Street, Suite 900
Wilmington, Delaware 19801
H. Vaughn Blaxter, III Secretary
1900 Grant Building
Pittsburgh, Pennsylvania 15219
Jody B. Cosner Assistant Secretary
824 Market Street, Suite 900
Wilmington, Delaware 19801
Joan E. Bachner Assistant Treasurer
824 Market Street, Suite 900
Wilmington, Delaware 19801
Charles H. Bracken, Jr. Assistant Secretary and Assistant Treasurer
2000 Grant Building
Pittsburgh, Pennsylvania 15219
Russell W. Ayres, III Director
1900 Grant Building
Pittsburgh, Pennsylvania 15219
</TABLE>
*All officers and directors of Wilmington Securities, Inc. are U.S. citizens.
<PAGE> 2
SCHEDULE 13D PAGE 34 OF 42 PAGES
Executive Officers and Directors of
The Hillman Company*
<TABLE>
<S> <C>
Henry L. Hillman Chairman of the Executive Committee and Director
2000 Grant Building
Pittsburgh, Pennsylvania 15219
C.G. Grefenstette Chairman of the Board and Director
2000 Grant Building
Pittsburgh, Pennsylvania 15219
Lawrence M. Wagner President, Chief Executive Officer and Director
2000 Grant Building
Pittsburgh, Pennsylvania 15219
H. Vaughan Blaxter, III Vice President, Secretary, General Counsel and
1900 Grant Building Director
Pittsburgh, Pennsylvania 15219
Mark J. Laskow Vice President, Assistant Secretary and Director
1900 Grant Building
Pittsburgh, Pennsylvania 15219
Carol J. Cusick Riley Vice President, Associate General Counsel and
1900 Grant Building Assistant Secretary
Pittsburgh, Pennsylvania 15219
Anthony J. Burlando Vice President - Risk Management
1900 Grant Building
Pittsburgh, Pennsylvania 15219
James R. Philp Vice President - Personnel and Administration
2000 Grant Building
Pittsburgh, Pennsylvania 15219
Richard M. Johnston Vice President - Investments
2000 Grant Building
Pittsburgh, Pennsylvania 15219
John W. Hall Vice President - Accounting and Information Services
1800 Grant Building
Pittsburgh, Pennsylvania 15219
Timothy O. Fisher Vice President
1900 Grant Building
Pittsburgh, Pennsylvania 15219
</TABLE>
*All officers and directors of The Hillman Company are U.S. citizens.
<PAGE> 3
SCHEDULE 13D PAGE 35 OF 42 PAGES
Executive Officers and Directors of
The Hillman Company* (continued)
<TABLE>
<S> <C>
Bruce I. Crocker Vice President - Taxes
1800 Grant Building
Pittsburgh, Pennsylvania 15219
Denis P. McCarthy Vice President
1800 Grant Building
Pittsburgh, Pennsylvania 15219
Charles H. Bracken, Jr. Treasurer
2000 Grant Building
Pittsburgh, Pennsylvania 15219
Cornelius Conley Controller - Corporate
1800 Grant Building
Pittsburgh, Pennsylvania 15219
Mark M. Poljak Controller - Taxes
1800 Grant Building
Pittsburgh, Pennsylvania 15219
Jeffrey A. Davis Assistant Treasurer
2000 Grant Building
Pittsburgh, Pennsylvania 15219
D. Richard Roesch Assistant Treasurer
1800 Grant Building
Pittsburgh, Pennsylvania 15219
Mary Black Strong Assistant Treasurer
2000 Grant Building
Pittsburgh, Pennsylvania 15219
Michael S. Adamycyk Assistant Secretary and Assistant Treasurer
2000 Grant Building
Pittsburgh, Pennsylvania 15219
Elsie H. Hillman Director
2000 Grant Building
Pittsburgh, Pennsylvania 15219
Juliet Lea Hillman Simonds Director
1800 Grant Building
Pittsburgh, Pennsylvania 15219
</TABLE>
*All officers and directors of The Hillman Company are U.S. citizens.
<PAGE> 1
SCHEDULE 13D PAGE 36 OF 42 PAGES
EXHIBIT 99.3
Set forth below is Item 2 from the statement on Schedule 13D filed by UBS
Capital LLC on December 27, 1996, and Appendix 1 thereto, as revised.
ITEM 2. IDENTITY AND BACKGROUND
(a) This Statement constitutes the filing on Schedule 13D by UBS Capital
LLC, a Delaware limited liability company ("UBS"). A list of the directors and
executive officers of UBS appears on Appendix 1.
UBS Securities LLC, a Delaware limited liability company ("UBS
Securities") owns 77% of the membership interests of UBS. Union Bank of
Switzerland, a company organized under the laws of Switzerland ("Union Bank of
Switzerland") owns 95% of the membership interests of UBS Securities. Union
Bank of Switzerland is principally engaged in the general banking business and
UBS Securities is principally engaged in the securities and investment banking
businesses. A list of the managers and executive officers of UBS Securities and
the directors and executive officers of Union Bank of Switzerland appears on
Appendix 1.
(b) The address of the principal business office of UBS is as follows:
Reporting Person Address
UBS Capital LLC 299 Park Avenue
New York, New York 10171
The address of each of the managers and executive officers of UBS is c/o
UBS Capital LLC, 299 Park Avenue, New York, New York 10171. The address of
each of the managers and executive officers of UBS Securities is c/o UBS
Securities LLC, 299 Park Avenue, New York, New York 10171. The address of each
of the directors and executive officers of Union Bank of Switzerland is c/o
Union Bank of Switzerland, Bahnhofstrasse 45, 8021 Zurich, Switzerland.
(c) The present principal occupation or employment of each of the managers
and executive officers of each of UBS and UBS Securities and each of the
directors and executive officers of Union Bank of Switzerland are set forth on
Appendix 1.
(d) During the past five years, neither UBS, UBS Securities nor Union
Bank of Switzerland nor, to the knowledge of UBS, any of the executive
officers or managers of UBS or UBS Securities or any of the executive officers
or directors of Union Bank of Switzerland, has been convicted in a criminal
proceeding (excluding traffic violations and similar misdemeanors).
(e) During the past five years, neither UBS, UBS Securities nor Union
Bank of Switzerland nor, to the knowledge of UBS, any of the executive
officers or managers of UBS or UBS Securities or the executive officers or
directors of Union Bank of Switzerland has been a party to a civil proceeding
of a judicial or administrative body of competent jurisdiction as a result of
which such person was or is subject to a judgment, decree or final order
enjoining future violations of, or prohibiting or mandating activities subject
to, federal and state securities laws or finding any violation with respect to
such laws.
(f) Each of UBS and UBS Securities is a Delaware limited liability
company. To the knowledge of UBS, each executive officer and manager of each
of UBS and UBS Securities is a citizen of the United States, except for Pierre
de Weck, a member of the Board of Managers of UBS Securities, who is a citizen
of Switzerland. Union
<PAGE> 2
SCHEDULE 13D PAGE 37 OF 42 PAGES
Bank of Switzerland is a bank organized under the laws of Switzerland. To the
knowledge of UBS, none of the executive officers and directors of Union Bank of
Switzerland are citizens of the United States.
<PAGE> 3
SCHEDULE 13D PAGE 38 OF 42 PAGES
Appendix 1
Executive Officers and Managers of
UBS Capital LLC
BOARD OF MANAGERS
Richard C. Capone
Charles J. Delaney
Robert C. Dinerstein
Justin S. Maccarone
OFFICERS
<TABLE>
<CAPTION>
Name and Address Position
- ---------------- --------
<S> <C>
Charles J. Delaney President and Chief Executive Officer
Robert C. Dinerstein Senior Managing Director and Secretary
Michael Greene Managing Director
Justin S. Maccarone Managing Director
David Daniels Managing Director
George A. Duarte Managing Director
Charles Santos-Buch Managing Director
Marc Unger Chief Financial Officer
James A. Breckenridge Vice President
Renata Jacobson Vice President
Jeffrey W. Wald Vice President
James A. Breckenridge Vice President
Ruth Webster Assistant Treasurer
David Drabik Assistant Treasurer
Sandra Costin Assistant Secretary
Barbara A. Blanck Assistant Secretary
</TABLE>
Executive Officers and Managers of
UBS Securities LLC
BOARD OF MANAGERS
Richard C. Capone
Pierre de Weck
John P. Costas
Marc K. Suvall
EXECUTIVE OFFICERS
<PAGE> 4
SCHEDULE 13D PAGE 39 OF 42 PAGES
<TABLE>
<S> <C>
Capone, Richard C. President
Bozian, Alan G. Senior Managing Director
Canel, Daniel J. Senior Managing Director
Costas, John P. Senior Managing Director
Goldstein, A. Ramy Senior Managing Director
Rodman, Andrew O. Senior Managing Director
Rosasco, Mark Senior Managing Director
Snow, Michael Senior Managing Director
Suvall, Marc K. Senior Managing Director
Ahearn, Michael Managing Director
Ajello, James A. Managing Director
Ali, Mir Syed Managing Director
Allen, Michael J. Managing Director
Anikewich, Stephen Managing Director
Antolini, Michael R. Managing Director
Apfel, Ronny I. Managing Director
Barbian, Paul Managing Director
Barrett, Richard James Managing Director
Benjamin, Jeffrey D. Managing Director
Botts, Theodore Managing Director
Brennan, Martin A. Managing Director
Brown, John Managing Director
Burns, Gordon M. Managing Director
Burstein, Alan N. Managing Director
Cantalini, James Managing Director
Cardew, Piers A. Managing Director
Chafetz, Randall C. Managing Director
Clement, Helen Managing Director
Cohen, Jonathan Managing Director
Cooke, John Managing Director
Copeland, James R. Managing Director and Secretary
Criswell, Christopher Managing Director
Croonenberghs, Olivier Managing Director
Cucchissi, Paul G. Managing Director
Cutillo, Thomas J. Managing Director
Daniels, David S. Managing Director
Daum, Robert C. Managing Director
DeVerna, Robert J. Managing Director
Donahue, Michael Managing Director
Donatelli, Mike M. Managing Director
Dorsey, Michael Managing Director
Doyle, Lawrence Managing Director
Dudack, Gail Managing Director
Dysenchuk, David Managing Director
Edens, Wesley Managing Director
Ellman, Mark Managing Director
Fennebresque, Kim S. Managing Director
Feuille, James Managing Director
Finnell, Michael H. Managing Director
Finnerty, Kevin Managing Director
Forbes, Geraldo de Figueiredo Managing Director
Francis, Mark C. Managing Director
Frieman, Adam Managing Director
Frumberg, Charles Managing Director
Gamarci, Jorge L. Managing Director
Ganser, Terrance Managing Director
Gebhardt, Bruce Managing Director
Ginsberg, Alan Managing Director
Gomez, Modesto Managing Director
Gonye, Lori Managing Director
Gould, Andrew Managing Director
Grace, Howard Eden Managing Director
Grant, Peter M. Managing Director
</TABLE>
<PAGE> 5
SCHEDULE 13D PAGE 40 OF 42 PAGES
<TABLE>
<S> <C>
Gray, Donald M. Managing Director
Grayson, Matthew Managing Director
Gunther, Nicholas Managing Director
Hall, Carey Managing Director
Handjinicolaou, George Managing Director
Hanley, Thomas H. Managing Director
Harnik, Peter L. Managing Director
Hatch, Edward T. Managing Director
Hawkins, Brett Managing Director
Hermoso, Rolando Managing Director
Holtz, Marc Managing Director
Hradsky, Gregory T. Managing Director
Hutchins, Michael T. Managing Director
Imholz, Alfred Managing Director
Kaestli, Urs Managing Director
Kalal, David Managing Director
Kantowitz, Robert Managing Director
Karl, Kenneth J. Managing Director
Kauffman, Robert Managing Director
Kaye, Joan B. Managing Director
Kenney, David A. Managing Director
Klimley, Brooks J. Managing Director
Knight, Parker W. Managing Director
Krohn, Lawrence D. Managing Director
Kyle, Donald B. Managing Director
Lefever, David M. Managing Director
Levy, Christopher Managing Director
Lewis, Meriwether F. Managing Director
Lilley, Gary C. Managing Director
Lisboa, Jose Rafael Nunes Managing Director
Long, Martin Managing Director
Lynch, Gary Managing Director
MacCallum, David H. Managing Director
Mahaffy, Michael T. Managing Director
Martinez, Amalia Managing Director
Martini, Greg F. Managing Director
Mason, Jason K. Managing Director
McCulley, Paul Managing Director
McKenna, Margaret Managing Director
McLendon, Charles Managing Director
Meltzer, Linda B. Managing Director
Morgan, Tim J. Managing Director
Muller, Andrea K. Managing Director
Nardone, Randal Managing Director
Nau, Robert Andrew Managing Director
Navarro, Samuel E. Managing Director
Neely, K.Dean Managing Director
Nolan, Jr., Robert B. Managing Director
Nygaard, Erik P. Managing Director
Okun, Robert B. Managing Director
Parsons, Robert Managing Director
Pedhazur, Hadar Managing Director
Perkins, Tod D. Managing Director
Pittarelli, Ernest A. Managing Director
Politzer, Gabriel Managing Director
Price, John Managing Director
Quinn, Norman P. Managing Director
Reed, Sharon Managing Director
Reilly, Michael J. Managing Director
Rye, Manit Managing Director
Santos-Buch, Charlie Managing Director
Schafrann, Richard Managing Director
Schwartz, Charles Managing Director
Schwartz, Simeon Managing Director
Selig, Stefan Managing Director
Sipp, John Managing Director
Skwarek, Lucia Managing Director
Smith, Gerard L. Managing Director
Spooner, Roger Managing Director
Stachnik, James J. Managing Director
Steuerer, Michael G. Managing Director
</TABLE>
<PAGE> 6
SCHEDULE 13D PAGE 41 OF 42 PAGES
<TABLE>
<S> <C>
Sturtevant, Joseph Managing Director
Sunderland, Donald N. Managing Director
Tamburro, Gerald Managing Director
Thalheim, Neil Managing Director
Thaw, Mitchell A. Managing Director
Velastegui, Eric Managing Director
Wade, Stephen J. Managing Director
Ward, Susan Managing Director
Wells Jr., Edwin Managing Director
White, Brenda Managing Director
Whitworth, David T. Managing Director
Widas, Bruce J. Managing Director
Wieczorek, Michael B. Managing Director
Williams, W. Daniel Managing Director
Wilson, Timothy Managing Director
Wilton, Pamela Managing Director
Wolf, Robert Managing Director
Wolfe, Stephen W. Managing Director
Woolfrey Sr., William James Managing Director
Yearly, Peter Managing Director
Zimmer, Janet Managing Director and Assistant Secretary
</TABLE>
Executive Officers and Directors of
UNION BANK OF SWITZERLAND
BOARD OF DIRECTORS
<TABLE>
<S> <C>
Robert Studer* Schonenberg, Chairman
Hans Heckmann* Schlieren, Vice Chairman
Markus Kundig* Zug, Vice Chairman, Publisher
Marc C. Cappis Herisau, Managing Director of Huber + Suhner Ltd., Herisau
AR/Pfaffikon ZH
Fritz Fahrni Islikon, President of the Corporate Executive Management of Sulzer
Ltd., Winterthur
Kurt E. Feller Wollerau, Managing Director and Chief Executive Officer of Rieter
Holding Ltd., Winterthur
Charles R. Firmenich Genthod, Vice Chairman of the Board of Firmenich (International)
SA, Geneva
Hannes Goetz* Ruschlikon, Chairman of the Board of Swissair, Zurich Airport
Reto Mengiardi Chur, Attorney and Notary Public
</TABLE>
<PAGE> 7
SCHEDULE 13D PAGE 42 OF 42 PAGES
<TABLE>
<S> <C>
Rolf A. Meyer* Basle, Chief Financial Officer and Member of the Executive
Committee of Ciba-Geigy Ltd., Basle
Anne-Lise Monnier-Blaile Gland, Pharmacist and Chairwoman of the Board of Ofac, Geneva
Andreas Reinhart* Winterthur, Chairman of the Board of Volkart Brothers Holding Ltd.,
Winterhur
Maria Reinshagen Zurich, Vice President of Christie's (International) SA Switzerland
Rene K. Ruepp Pfaffhausen, Chairman of the Board and Chief Executive Officer of
Forbo Holding SA, Eglisau
Alfred N. Schindler* Hergiswil, Vice Chairman and Chief Executive Officer of Schindler
Holding AG, Hergiswil
Johann-Niklaus Schneider- Langenthal, Chairman of the Board and Managing Director
Ammann of the Ammann Group, Langenthal
Manfred Zobl Ruschlikon, Chairman of the Corporate Executive Board of Swiss
Life/Rentenanstalt, Zurich
Franz Lusser Zug, Secretary of Union Bank of Switzerland
</TABLE>
*Member of the Board of Directors Committee
UNION BANK OF SWITZERLAND
GROUP EXECUTIVE BOARD
<TABLE>
<S> <C>
Mathis Cabiallavetta President of the Group Executive Board
Werner Bonadurer Executive Vice President
Arthur Decurtins Executive Vice President
Ulrich Grete Executive Vice President
Felix Fischer Executive Vice President
Stephan Haeringer Executive Vice President
Karl Janjori Executive Vice President
Pierre de Weck Executive Vice President
</TABLE>
