Small Cap Portfolio
Rule 10f-3 Transactions
Trade Date 10/28/1999
Broker Lehman Brothers
Issuer Spanish Broadcasting (SBSA)
Shares Purchased 20,000
% of Offering 0.0918%
Spread or Commission
Per Share $0.75
Price Per Share $20.00
Total $400,000
Trade Date 11/16/1999
Broker Donaldson, Lufkin & Jenrette
Issuer Quintas Corporation (QNTS)
Shares Purchased 3,400
% of Offering 0.10929%
Spread or Commission
Per Share $0.76
Price Per Share $18.00
Total $61,200
Trade Date 11/23/1999
Broker Donaldson, Lufkin & Jenrette
Issuer GetThere.com, Inc. (GTHR)
Shares Purchased 7,800
% of Offering 0.17829%
Spread or Commission
Per Share $0.67
Price Per Share $16.00
Total $124,800
Trade Date 12/13/1999
Broker Goldman Sachs & Co.
Issuer Tritel, Inc. (TTEL)
Shares Purchased 16,400
% of Offering 0.1750%
Spread or Commission
Per Share $1.26
Price Per Share $18.00
Total $295,200
Trade Date 10/26/1999
Broker Donaldson, Lufkin & Jenrette
Issuer Emmis Communication Corp. (EMMS)
Shares Purchased 6,200
% of Offering 0.230%
Spread or Commission
Per Share $1.59
Price Per Share $62.50
Total $387,500
Trade Date 12/9/1999
Broker Goldman Sachs & Co.
Issuer FreeMarkets, Inc, (FMKT)
Shares Purchased 900
% of Offering 0.025%
Spread or Commission
Per Share $3.36
Price Per Share $48.00
Total $43,200
Trade Date 12/9/1999
Broker Credit Suisse First Boston
Issuer VA Linux (LNUX)
Shares Purchased 1,800
% of Offering 0.096%
Spread or Commission
Per Share $2.10
Price Per Share $30.00
Total $54,000
Trade Date 11/22/1999
Broker Salomon Smith Barney
Issuer TeleCorp PCS, Inc.
Shares Purchased 6,800
% of Offering 0.2430%
Spread or Commission
Per Share $0.81
Price Per Share $20.00
Total $136,000
Trade Date 11/4/1999
Broker Goldman Sachs & Co.
Issuer Cobalt Networks (COBT)
Shares Purchased 1,675
% of Offering 0.066%
Spread or Commission
Per Share $0.92
Price Per Share $22.00
Total $36,850
Trade Date 1/28/2000
Broker Lehman Brothers
Issuer SBA Communications Corp. (SBAC)
Shares Purchased 59,600
% of Offering 0.662%
Spread or Commission
Per Share $1.41
Price Per Share $27.00
Total $1,609,200
Trade Date 2/17/2000
Broker US Bancorp Piper Jaffray
Issuer Eloquent, Inc. (ELOQ)
Shares Purchased 500
% of Offering 0.011%
Spread or Commission
Per Share $1.12
Price Per Share $16.00
Total $8,000
Trade Date 2/29/2000
Broker Chase H&Q
Issuer net.Genesis Corporation (NTGX)
Shares Purchased 7,200
% of Offering 0.169%
Spread or Commission
Per Share $1.26
Price Per Share $18.00
Total $129,600
Trade Date 2/3/2000
Broker Lehman Brothers
Issuer Dobson Communications Corp. (DCEL)
Shares Purchased 50,300
% of Offering 0.190%
Spread or Commission
Per Share $1.265
Price Per Share $22.00
Total $1,106,600
Trade Date 1/31/2000
Broker Warburg Dillon Read
Issuer Sequenom Industrial Genomics (SQNM)
Shares Purchased 700
% of Offering 0.013%
Spread or Commission
Per Share $1.82
Price Per Share $26.00
Total $18,200
Trade Date 3/9/2000
Broker CS First Boston
Issuer OTG Software (OTGS)
Shares Purchased 2,400
% of Offering 0.048%
Spread or Commission
Per Share $1.33
Price Per Share $19.00
Total $45,600
Trade Date 3/9/2000
Broker CS First Boston
Issuer Selectica, Inc. (SLTC)
Shares Purchased 1,500
% of Offering 0.023%
Spread or Commission
Per Share $2.10
Price Per Share $30.00
Total $45,000
Trade Date 3/17/2000
Broker Robertson Stephens
Issuer Integrated Information Systems (IISX)
Shares Purchased 700
% of Offering 0.015%
Spread or Commission
Per Share $1.05
Price Per Share $15.00
Total $10,500
Trade Date 3/15/2000
Broker Chase H&Q
Issuer PSI Technologies, Inc. (PSIT)
Shares Purchased 600
% of Offering 0.017%
Spread or Commission
Per Share $1.12
Price Per Share $16.00
Total $9,600
Trade Date 3/27/2000
Broker Chase H&Q
Issuer Websense, Inc. (WBSN)
Shares Purchased 2,600
% of Offering 0.065%
Spread or Commission
Per Share $1.26
Price Per Share $18.00
Total $46,800
Trade Date 3/23/2000
Broker Morgan Stanley Dean Witter
Issuer Silicon Laboratories Inc. (SLAB)
Shares Purchased 1,700
% of Offering 0.053%
Spread or Commission
Per Share $2.17
Price Per Share $31.00
Total $52,700
