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Deutsche Small Cap Portfolio 10f-3 Transactions - Q1 2000 <Table> |
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<Caption> |
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Security Purchased <C> |
Comparison Security <C> |
Comparison Security <C> |
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Issuer |
SBA Communications Corp |
Crown Castle Int'l |
Spectrasite Holdings |
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Underwriters |
Lehman Bros, DBSI, Salomon Smith Barney, Raymond James, Fidelity Capital Markets, DLJ, Dresdner Kleinwort Benson, RBC Dominion, Nesbitt Burns, SunTrust Equitable, Wachovia |
Goldman Sachs, SSB, Lehman Bros, and others. |
Morgan Stanley Dean Witter, Goldman Sachs, and others, including DBAB |
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Years of continuous operation, including predecessors |
>3 |
>3 |
2.5 |
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Security |
SBAC |
TWRS |
SITE |
||
Is the affiliate a manager or co-manager of offering? |
Yes |
n/a |
Yes |
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Name of underwriter or dealer from which purchased |
Lehman Bros |
n/a |
n/a |
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Firm commitment underwriting? |
Yes |
Yes |
Yes |
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Trade date/Date of Offering |
1/28/2000 |
5/12/1999 |
2/1/2000 |
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Total dollar amount of offering sold to QIBs |
$ - |
$ - |
$ - |
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Total dollar amount of any concurrent public offering |
$ 243,000,000.00 |
$ 367,500,000 |
$ 379,100,000 |
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Total |
$ 243,000,000.00 |
$ 367,500,000 |
$ 379,100,000 |
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Public offering price |
27.00 |
17.50 |
17.00 |
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Price paid if other than public offering price |
same |
n/a |
n/a |
||
Underwriting spread or commission |
$ 1.41 (5.2%) |
$ .70 (4%) |
$ .8925 (5.25%) |
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Shares purchased |
59,600 |
n/a |
n/a |
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$ amount of purchase |
$ 1,609,200.00 |
n/a |
n/a |
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% of offering purchased by fund |
0.662% |
n/a |
n/a |
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% of offering purchased by associated funds |
0.000% |
n/a |
n/a |
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Total |
0.662% |
n/a |
n/a |
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