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Previous: URBAN SHOPPING CENTERS INC, 8-A12B, 1999-05-13 |
Next: INTERSCIENCE COMPUTER CORP /CA/, 10QSB, 1999-05-13 |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 1999
Check here if Amendment [ ]; Amendment Number: ____
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Securities Management and Research, Inc.
Address: 2450 South Shore Blvd., Suite 400
League City, TX 77573
__________________________________________
Form 13F File Number: 28-03361
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Brenda T. Koelemay
Title: Chief Administrative Officer
Phone: (281) 538-4932
Signature, Place, and Date of Signing:
Brenda T. Koelemay League City, Texas May 13, 1999
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
<PAGE>
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 290
Form 13F Information Table Value Total: $1392998
(thousands)
List of Other Included Managers:
No. Form 13F File Number Name
01 28-____________ AMERICAN NATIONAL INSURANCE COMPANY
<PAGE>
<TABLE>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
AXA ADR COM 054536107 46 700.00 SH SOLE 700.00
219 3300.00 SH DEFINED 01 3300.00
Abbott Labs. COM 002824100 1145 24450.00 SH SOLE 24450.00
8716 186200.00SH DEFINED 01 186200.00
Aeroquip Vickers Inc COM 007869100 1605 28000.00 SH DEFINED 01 28000.00
Aetna, Inc. COM 008117103 743 8950.00 SH SOLE 8950.00
11122 134000.00SH DEFINED 01 134000.00
Albertson's Inc. COM 013104104 743 13650.00 SH SOLE 13650.00
15019 275900.00SH DEFINED 01 275900.00
Allegheny Energy Inc. COM 017361106 285 9650.00 SH SOLE 9650.00
3634 123200.00SH DEFINED 01 123200.00
Allegheny Teledyne Inc. COM 017415100 212 11200.00 SH SOLE 11200.00
7370 389200.00SH DEFINED 01 389200.00
AlliedSignal Inc. COM 019512102 418 8500.00 SH SOLE 8500.00
8047 163600.00SH DEFINED 01 163600.00
Alltel Corp. COM 020039103 1001 16050.00 SH SOLE 16050.00
20858 334400.00SH DEFINED 01 334400.00
American General Corp COM 026351106 599 8500.00 SH SOLE 8500.00
8643 122600.00SH DEFINED 01 122600.00
Anheuser-Busch COM 035229103 1062 13950.00 SH SOLE 13950.00
20866 274100.00SH DEFINED 01 274100.00
Apple Computer Co. COM 037833100 938 26100.00 SH DEFINED 01 26100.00
Applebee's International COM 037899101 273 11000.00 SH SOLE 11000.00
893 36000.00 SH DEFINED 01 36000.00
Ascend Communications Inc COM 043491109 4174 49875.00 SH DEFINED 01 49875.00
Associates First Capital COM 046008108 5927 131716.00SH DEFINED 01 131716.00
Avnet, Inc. COM 053807103 597 16250.00 SH SOLE 16250.00
6883 187300.00SH DEFINED 01 187300.00
BMC Software COM 055921100 771 20800.00 SH SOLE 20800.00
3084 83200.00 SH DEFINED 01 83200.00
BP Amoco Plc ADR COM 055622104 1694 16772.00 SH SOLE 16772.00
30549 302469.00SH DEFINED 01 302469.00
Baltimore Gas & Electric COM 059165100 667 26300.00 SH DEFINED 01 26300.00
Bank of Tokyo-Mitsubishi Ltd. COM 065379109 71 5100.00 SH SOLE 5100.00
360 25700.00 SH DEFINED 01 25700.00
Banta Corp. COM 066821109 388 20400.00 SH SOLE 20400.00
8031 422700.00SH DEFINED 01 422700.00
Beckman Coulter Inc. COM 075811109 299 6750.00 SH SOLE 6750.00
5797 131000.00SH DEFINED 01 131000.00
Bergen Brunswig COM 083739102 821 41050.00 SH SOLE 41050.00
17180 859000.00SH DEFINED 01 859000.00
Biomet, Inc COM 090613100 1216 29000.00 SH SOLE 29000.00
19446 463700.00SH DEFINED 01 463700.00
Black & Decker COM 091797100 266 4800.00 SH SOLE 4800.00
15351 276900.00SH DEFINED 01 276900.00
Bristol Myers Squibb COM 110122108 2796 43600.00 SH SOLE 43600.00
15108 235600.00SH DEFINED 01 235600.00
British Telecommunications PLC COM 111021408 82 500.00 SH SOLE 500.00
378 2300.00 SH DEFINED 01 2300.00
Brunswick COM 117043109 389 20400.00 SH SOLE 20400.00
2552 133900.00SH DEFINED 01 133900.00
Burlington Northern, Inc. COM 12189T104 5756 175100.00SH DEFINED 01 175100.00
Cabot Corp. COM 127055101 117 5500.00 SH SOLE 5500.00
667 31400.00 SH DEFINED 01 31400.00
Centerpoint Properties Corp. COM 151895109 2025 64800.00 SH DEFINED 01 64800.00
Centex COM 152312104 344 10300.00 SH SOLE 10300.00
5570 166900.00SH DEFINED 01 166900.00
Chevron Corp. COM 166751107 1118 12600.00 SH SOLE 12600.00
7011 79000.00 SH DEFINED 01 79000.00
Cigna Corp. COM 125509109 1064 12700.00 SH SOLE 12700.00
19537 233100.00SH DEFINED 01 233100.00
Cisco Systems COM 17275R102 1491 13611.00 SH SOLE 13611.00
21682 197900.00SH DEFINED 01 197900.00
Citigroup Inc. COM 172967101 1875 29350.00 SH SOLE 29350.00
25499 399200.00SH DEFINED 01 399200.00
Coca-Cola COM 191216100 6 100.00 SH SOLE 100.00
2117 34500.00 SH DEFINED 01 34500.00
Coltec Industries COM 196879100 269 14800.00 SH SOLE 14800.00
4414 242700.00SH DEFINED 01 242700.00
Comerica, Inc. COM 200340107 862 13800.00 SH SOLE 13800.00
5214 83500.00 SH DEFINED 01 83500.00
ConAgra, Inc. COM 205887102 1 50.00 SH SOLE 50.00
1204 47000.00 SH DEFINED 01 47000.00
Conseco, Inc. COM 208464107 592 19167.00 SH SOLE 19167.00
6642 215120.00SH DEFINED 01 215120.00
Countrywide Credit Industries COM 222372104 608 16200.00 SH SOLE 16200.00
9758 260200.00SH DEFINED 01 260200.00
Crescent Real Estate Trust COM 225756105 1505 70000.00 SH DEFINED 01 70000.00
Cyprus Minerals COM 232809103 132 10900.00 SH SOLE 10900.00
1091 90000.00 SH DEFINED 01 90000.00
DTE Energy Co. COM 233331107 686 17850.00 SH SOLE 17850.00
6792 176700.00SH DEFINED 01 176700.00
DaimlerChrysler COM D1668R123 621 7233.00 SH SOLE 7233.00
9253 107829.00SH DEFINED 01 107829.00
Deere & Co COM 244199105 37 950.00 SH SOLE 950.00
4372 113200.00SH DEFINED 01 113200.00
Deluxe Corp. COM 248019101 7 250.00 SH SOLE 250.00
1456 50000.00 SH DEFINED 01 50000.00
Deutsche Telekom AG ADR COM 251566105 105 2600.00 SH SOLE 2600.00
534 13200.00 SH DEFINED 01 13200.00
Dillard's Inc. COM 254067101 10 408.00 SH SOLE 408.00
8907 351000.00SH DEFINED 01 351000.00
EMC Corp. COM 268648102 18064 141400.00SH DEFINED 01 141400.00
ENI SPA ADR COM 26874r108 88 1400.00 SH SOLE 1400.00
442 7000.00 SH DEFINED 01 7000.00
Elf Aquitaine ADR COM 286269105 1496 22230.00 SH SOLE 22230.00
32741 486400.00SH DEFINED 01 486400.00
Emerson Electric COM 291011104 625 11800.00 SH SOLE 11800.00
6882 130000.00SH DEFINED 01 130000.00
Enron Corp. COM 293561106 1050 16350.00 SH SOLE 16350.00
7479 116400.00SH DEFINED 01 116400.00
Equity Office Properties Trust COM 294741103 254 10000.00 SH DEFINED 01 10000.00
Ericsson LM ADR COM 294821400 36 1500.00 SH SOLE 1500.00
183 7700.00 SH DEFINED 01 7700.00
Exxon COM 302290101 254 3600.00 SH SOLE 3600.00
2893 41000.00 SH DEFINED 01 41000.00
Federated Department Stores, I COM 31410h101 536 13350.00 SH SOLE 13350.00
8908 222000.00SH DEFINED 01 222000.00
First Data Corp. COM 319963104 921 21550.00 SH SOLE 21550.00
603 14100.00 SH DEFINED 01 14100.00
Flowserve Corp. COM 34354P105 271 17400.00 SH SOLE 17400.00
5039 323800.00SH DEFINED 01 323800.00
Ford Motors COM 345370100 561 9900.00 SH SOLE 9900.00
14246 251299.00SH DEFINED 01 251299.00
Foster Wheeler COM 350244109 150 12400.00 SH SOLE 12400.00
594 49000.00 SH DEFINED 01 49000.00
France Telecom ADR COM 35177q105 89 1100.00 SH SOLE 1100.00
436 5400.00 SH DEFINED 01 5400.00
General Electric COM 369604103 2666 24100.00 SH SOLE 24100.00
42192 381400.00SH DEFINED 01 381400.00
General Motors, Inc. COM 370442105 805 9250.00 SH SOLE 9250.00
8918 102500.00SH DEFINED 01 102500.00
General Telephone and Electron COM 362320103 817 13500.00 SH SOLE 13500.00
19148 316500.00SH DEFINED 01 316500.00
Glatfelter P.H. COM 377316104 1052 94000.00 SH DEFINED 01 94000.00
Glaxo Holdings ADR COM 37733W105 87 1300.00 SH SOLE 1300.00
428 6400.00 SH DEFINED 01 6400.00
Global Marine Inc. COM 379352404 135 11500.00 SH SOLE 11500.00
2160 183800.00SH DEFINED 01 183800.00
Goodrich BF Co COM 382388106 9 250.00 SH SOLE 250.00
3047 88800.00 SH DEFINED 01 88800.00
Group 1 Automotive Inc. COM 398905109 1965 80000.00 SH DEFINED 01 80000.00
Hercules, Inc. COM 427056106 306 12100.00 SH SOLE 12100.00
1975 78200.00 SH DEFINED 01 78200.00
Honda Motor Co Ltd. ADR COM 438128308 45 500.00 SH SOLE 500.00
241 2700.00 SH DEFINED 01 2700.00
Hong Kong Telecom Ltd ADR COM 438579203 35 1800.00 SH SOLE 1800.00
180 9200.00 SH DEFINED 01 9200.00
Hospitality Properties Trust COM 44106M102 1353 50000.00 SH DEFINED 01 50000.00
IBP, Inc. COM 449223106 383 20569.00 SH SOLE 20569.00
7007 376200.00SH DEFINED 01 376200.00
Imperial Chemical Industries P COM 452704505 713 19900.00 SH SOLE 19900.00
8878 247900.00SH DEFINED 01 247900.00
Intel Corp. COM 458140100 2125 17875.00 SH SOLE 17875.00
24833 208900.00SH DEFINED 01 208900.00
International Business Machine COM 459200101 284 1600.00 SH SOLE 1600.00
18080 102000.00SH DEFINED 01 102000.00
Interstate Bakeries Corp. COM 46072h108 530 24600.00 SH SOLE 24600.00
9869 457700.00SH DEFINED 01 457700.00
J C Penney COM 708160106 486 12000.00 SH SOLE 12000.00
11611 286700.00SH DEFINED 01 286700.00
J. P. Morgan COM 616880100 864 7000.00 SH SOLE 7000.00
14151 114700.00SH DEFINED 01 114700.00
Johnson & Johnson COM 478160104 1103 11800.00 SH SOLE 11800.00
22029 235600.00SH DEFINED 01 235600.00
Kerr-McGee Corp. COM 492386107 158 4800.00 SH SOLE 4800.00
1591 48500.00 SH DEFINED 01 48500.00
Kinross Gold Corp. COM 496902107 1 400.00 SH SOLE 400.00
1753 825050.00SH DEFINED 01 825050.00
Korn/Ferry International COM 500643200 131 10000.00 SH DEFINED 01 10000.00
LTV Corp. COM 501921100 163 30300.00 SH SOLE 30300.00
7233 1345700.00SH DEFINED 01 1345700.00
Liberty Property Trust COM 531172104 1556 75000.00 SH DEFINED 01 75000.00
Lucent Technologies COM 549463107 1617 14975.00 SH SOLE 14975.00
19764 183000.00SH DEFINED 01 183000.00
Matsushita Electric Industrial COM 576879209 39 200.00 SH SOLE 200.00
213 1100.00 SH DEFINED 01 1100.00
McCormick & Co. COM 579780206 20 700.00 SH SOLE 700.00
12485 430500.00SH DEFINED 01 430500.00
Mckesson HBOC Inc. COM 58155q103 276 4181.00 SH SOLE 4181.00
5692 86247.00 SH DEFINED 01 86247.00
MedPartners, Inc. COM 58503X107 130 27300.00 SH SOLE 27300.00
MediaOne Group Inc. COM 58440j104 955 15050.00 SH SOLE 15050.00
20478 322800.00SH DEFINED 01 322800.00
Merck & Co., Inc. COM 589331107 1667 20800.00 SH SOLE 20800.00
11378 142000.00SH DEFINED 01 142000.00
Microsoft Corp COM 594918104 3679 41050.00 SH SOLE 41050.00
49016 546900.00SH DEFINED 01 546900.00
Morgan Stanley, Dean Witter, D COM 617446448 1029 10300.00 SH SOLE 10300.00
11383 113900.00SH DEFINED 01 113900.00
Murphy Oil Corp. COM 626717102 266 6400.00 SH SOLE 6400.00
4826 116300.00SH DEFINED 01 116300.00
Network Associates Inc. COM 640938106 242 7900.00 SH SOLE 7900.00
4115 134100.00SH DEFINED 01 134100.00
News Corp Ltd ADR COM 652487703 50 1700.00 SH SOLE 1700.00
245 8300.00 SH DEFINED 01 8300.00
Nippon Telegraph & Telephone C COM 654624105 161 3300.00 SH SOLE 3300.00
809 16600.00 SH DEFINED 01 16600.00
Nokia Oyj ADR COM 654902204 62 400.00 SH SOLE 400.00
312 2000.00 SH DEFINED 01 2000.00
Novartis ADR COM 66987v109 97 1200.00 SH SOLE 1200.00
495 6100.00 SH DEFINED 01 6100.00
Novell Inc. COM 670006105 778 30900.00 SH SOLE 30900.00
15677 622400.00SH DEFINED 01 622400.00
Office Max COM 67622M108 191 22200.00 SH SOLE 22200.00
3141 364200.00SH DEFINED 01 364200.00
Omega Healthcare Investors COM 681936100 1376 60000.00 SH DEFINED 01 60000.00
Omega Worldwide Inc. COM 68210b108 75 19893.00 SH DEFINED 01 19893.00
PNC Bank Corp. COM 693475105 717 12900.00 SH SOLE 12900.00
12724 229000.00SH DEFINED 01 229000.00
PacifiCare Health System B COM 695112201 171 2500.00 SH SOLE 2500.00
2355 34500.00 SH DEFINED 01 34500.00
Pall Corp. COM 696429307 411 24800.00 SH SOLE 24800.00
8001 483100.00SH DEFINED 01 483100.00
Pfizer, Inc. COM 717081103 3552 25600.00 SH SOLE 25600.00
29568 213100.00SH DEFINED 01 213100.00
Pharmacia & Upjohn, Inc. COM 716941109 452 7250.00 SH SOLE 7250.00
Praxair, Inc. COM 74005P104 537 14900.00 SH SOLE 14900.00
9784 271300.00SH DEFINED 01 271300.00
Procter & Gamble, Inc. COM 742718109 2987 30500.00 SH SOLE 30500.00
39449 402800.00SH DEFINED 01 402800.00
RJR Nabisco Holdings Corp. COM 74960K876 1031 41248.00 SH DEFINED 01 41248.00
Raytheon Co. COM 755111408 2931 50000.00 SH DEFINED 01 50000.00
Reliance Group Holding COM 759464100 387 50350.00 SH SOLE 50350.00
6809 885700.00SH DEFINED 01 885700.00
Republic Services Inc. COM 760759100 1382 85400.00 SH DEFINED 01 85400.00
Royal Dutch Petroleum Co. ADR COM 780257804 52 1000.00 SH SOLE 1000.00
6037 116100.00SH DEFINED 01 116100.00
SBC Communications Inc. COM 78387G103 849 18000.00 SH SOLE 18000.00
Safeway Inc. COM 786514208 985 19200.00 SH SOLE 19200.00
16323 318100.00SH DEFINED 01 318100.00
Schering Plough Co. COM 806605101 3901 70600.00 SH SOLE 70600.00
35106 635400.00SH DEFINED 01 635400.00
Schlumberger Ltd. COM 806857108 45 750.00 SH SOLE 750.00
5838 97000.00 SH DEFINED 01 97000.00
Service Corp International COM 817565104 306 21500.00 SH SOLE 21500.00
6177 433500.00SH DEFINED 01 433500.00
Shell Transport & Trading Co. COM 822703609 49 1200.00 SH SOLE 1200.00
240 5900.00 SH DEFINED 01 5900.00
Smithfield Foods Inc COM 832248108 1842 81200.00 SH DEFINED 01 81200.00
Smithkline Beecham PLC ADR COM 832378301 57 800.00 SH SOLE 800.00
279 3900.00 SH DEFINED 01 3900.00
Sony Corp. ADR COM 835699307 37 400.00 SH SOLE 400.00
192 2100.00 SH DEFINED 01 2100.00
Sun Microsystems COM 866810104 1863 14900.00 SH SOLE 14900.00
9167 73300.00 SH DEFINED 01 73300.00
Synopsys Inc COM 871607107 925 17200.00 SH SOLE 17200.00
15174 282300.00SH DEFINED 01 282300.00
TCF Financial Corp COM 872275102 2502 96000.00 SH DEFINED 01 96000.00
Texaco COM 881694103 6 100.00 SH SOLE 100.00
8308 146400.00SH DEFINED 01 146400.00
Tidewater Inc. COM 886423102 169 6550.00 SH SOLE 6550.00
3804 147000.00SH DEFINED 01 147000.00
Tiffany & Co. COM 886547108 632 8450.00 SH SOLE 8450.00
10196 136400.00SH DEFINED 01 136400.00
Toyota Motor Corp. ADR COM 892331307 120 2100.00 SH SOLE 2100.00
613 10700.00 SH DEFINED 01 10700.00
Toys "R" Us COM 892335100 220 11700.00 SH SOLE 11700.00
446 23700.00 SH DEFINED 01 23700.00
Tyson Foods Inc COM 902494103 695 33600.00 SH DEFINED 01 33600.00
U S West, Inc. COM 91273h101 908 16497.00 SH SOLE 16497.00
20985 381112.00SH DEFINED 01 381112.00
U.S. Bancorp COM 902973106 809 23750.00 SH SOLE 23750.00
16105 472800.00SH DEFINED 01 472800.00
U.S. Industries Inc. COM 912080108 171 10400.00 SH SOLE 10400.00
2679 163000.00SH DEFINED 01 163000.00
US Frightways Corp. COM 916906100 353 10750.00 SH SOLE 10750.00
7239 220200.00SH DEFINED 01 220200.00
UST, Inc. COM 902911106 243 9300.00 SH SOLE 9300.00
1769 67700.00 SH DEFINED 01 67700.00
USX-U.S. Steel Corporation COM 90337T101 260 11050.00 SH SOLE 11050.00
7327 311800.00SH DEFINED 01 311800.00
Union Pacific Resources Group, COM 907834105 83 7020.00 SH SOLE 7020.00
1190 100201.00SH DEFINED 01 100201.00
United HealthCare COM 910581107 674 12800.00 SH SOLE 12800.00
10983 208700.00SH DEFINED 01 208700.00
Universal Foods COM 913538104 454 22000.00 SH SOLE 22000.00
12519 607000.00SH DEFINED 01 607000.00
Unocal Corp. COM 915289102 629 17050.00 SH SOLE 17050.00
7913 214600.00SH DEFINED 01 214600.00
UtiliCorp United, Inc. COM 918005109 387 17025.00 SH SOLE 17025.00
4266 187500.00SH DEFINED 01 187500.00
Vodafone Group ADR COM 92857t107 38 200.00 SH SOLE 200.00
207 1100.00 SH DEFINED 01 1100.00
Wal-Mart COM 931142103 1655 17950.00 SH SOLE 17950.00
25822 280100.00SH DEFINED 01 280100.00
Warner-Lambert COM 934488107 371 5600.00 SH SOLE 5600.00
23751 358500.00SH DEFINED 01 358500.00
Waste Management Inc. COM 94106L109 898 20226.00 SH SOLE 20226.00
17089 385102.00SH DEFINED 01 385102.00
Wells Fargo Co. COM 949746101 1292 36850.00 SH SOLE 36850.00
20417 582300.00SH DEFINED 01 582300.00
Weyerhaeuser Co. COM 962166104 547 9850.00 SH SOLE 9850.00
11566 208400.00SH DEFINED 01 208400.00
Whirlpool Corp. COM 963320106 3371 62000.00 SH DEFINED 01 62000.00
Xerox Corp. COM 984121103 5890 113000.00SH DEFINED 01 113000.00
York International COM 986670107 500 14150.00 SH SOLE 14150.00
1928 54600.00 SH DEFINED 01 54600.00
Prologis Trust 7.00% Conv Pfd CVP 743410300 1196 47000 SH DEFINED 01 47000
St. Paul Capital CVP 792856205 1155 20000 SH DEFINED 01 20000
</TABLE>
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