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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 1999
Check here if Amendment [ ]; Amendment Number: ____
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Securities Management and Research, Inc.
Address: 2450 South Shore Blvd., Suite 400
League City, TX 77573
__________________________________________
Form 13F File Number: 28-03361
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Brenda T. Koelemay
Title: Chief Administrative Officer
Phone: (281) 538-4932
Signature, Place, and Date of Signing:
Brenda T. Koelemay League City, Texas May 13, 1999
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
<PAGE>
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 290
Form 13F Information Table Value Total: $1392998
(thousands)
List of Other Included Managers:
No. Form 13F File Number Name
01 28-____________ AMERICAN NATIONAL INSURANCE COMPANY
<PAGE>
<TABLE>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
AXA ADR COM 054536107 44 700.00 SH SOLE 700.00
212 3400.00 SH DEFINED 01 3400.00
Abbott Labs. COM 002824100 1109 24450.00 SH SOLE 24450.00
8449 186200.00SH DEFINED 01 186200.00
Aetna, Inc. COM 008117103 796 8900.00 SH SOLE 8900.00
11985 134000.00SH DEFINED 01 134000.00
Albertson's Inc. COM 013104104 732 14200.00 SH SOLE 14200.00
14505 281300.00SH DEFINED 01 281300.00
Allegheny Energy Inc. COM 017361106 309 9650.00 SH SOLE 9650.00
3950 123200.00SH DEFINED 01 123200.00
Allegheny Teledyne Inc. COM 017415100 253 11200.00 SH SOLE 11200.00
8806 389200.00SH DEFINED 01 389200.00
AlliedSignal Inc. COM 019512102 536 8500.00 SH SOLE 8500.00
10307 163600.00SH DEFINED 01 163600.00
Alltel Corp. COM 020039103 1144 16000.00 SH SOLE 16000.00
23910 334400.00SH DEFINED 01 334400.00
American General Corp COM 026351106 641 8500.00 SH SOLE 8500.00
9241 122600.00SH DEFINED 01 122600.00
Anheuser-Busch COM 035229103 990 13950.00 SH SOLE 13950.00
19444 274100.00SH DEFINED 01 274100.00
Apple Computer Co. COM 037833100 1209 26100.00 SH DEFINED 01 26100.00
Applebee's International COM 037899101 331 11000.00 SH SOLE 11000.00
1085 36000.00 SH DEFINED 01 36000.00
Associates First Capital COM 046008108 5812 131716.00SH DEFINED 01 131716.00
AstraZeneca Group PLC ADR COM 046353108 53 1355.00 SH SOLE 1355.00
258 6580.00 SH DEFINED 01 6580.00
BMC Software COM 055921100 1123 20800.00 SH SOLE 20800.00
4493 83200.00 SH DEFINED 01 83200.00
BP Amoco Plc ADR COM 055622104 1820 16772.00 SH SOLE 16772.00
32840 302669.00SH DEFINED 01 302669.00
Bank of Tokyo-Mitsubishi Ltd. COM 065379109 67 4600.00 SH SOLE 4600.00
341 23400.00 SH DEFINED 01 23400.00
Banta Corp. COM 066821109 428 20400.00 SH SOLE 20400.00
8877 422700.00SH DEFINED 01 422700.00
Barclays PLC ADR COM 06738e204 36 300.00 SH SOLE 300.00
167 1400.00 SH DEFINED 01 1400.00
Beckman Coulter Inc. COM 075811109 326 6700.00 SH SOLE 6700.00
6370 131000.00SH DEFINED 01 131000.00
Bergen Brunswig COM 083739102 708 41050.00 SH SOLE 41050.00
14818 859000.00SH DEFINED 01 859000.00
Biomet, Inc COM 090613100 1153 29000.00 SH SOLE 29000.00
18432 463700.00SH DEFINED 01 463700.00
Black & Decker COM 091797100 303 4800.00 SH SOLE 4800.00
17479 276900.00SH DEFINED 01 276900.00
Bristol Myers Squibb COM 110122108 3064 43500.00 SH SOLE 43500.00
16595 235600.00SH DEFINED 01 235600.00
British Telecommunications PLC COM 111021408 86 500.00 SH SOLE 500.00
411 2400.00 SH DEFINED 01 2400.00
Brunswick COM 117043109 569 20400.00 SH SOLE 20400.00
3732 133900.00SH DEFINED 01 133900.00
Burlington Northern, Inc. COM 12189T104 350 11300.00 SH SOLE 11300.00
5428 175100.00SH DEFINED 01 175100.00
Cable Wireless HKT Ltd. COM 126828102 46 1700.00 SH SOLE 1700.00
226 8400.00 SH DEFINED 01 8400.00
Cabot Corp. COM 127055101 133 5500.00 SH SOLE 5500.00
759 31400.00 SH DEFINED 01 31400.00
Centerpoint Properties Corp. COM 151895109 2373 64800.00 SH DEFINED 01 64800.00
Centex COM 152312104 413 11000.00 SH SOLE 11000.00
6427 171100.00SH DEFINED 01 171100.00
Chevron Corp. COM 166751107 1131 11900.00 SH SOLE 11900.00
7510 79000.00 SH DEFINED 01 79000.00
Cigna Corp. COM 125509109 1130 12700.00 SH SOLE 12700.00
20746 233100.00SH DEFINED 01 233100.00
Cisco Systems COM 17275R102 1754 27222.00 SH SOLE 27222.00
25504 395800.00SH DEFINED 01 395800.00
Citigroup Inc. COM 172967101 2117 44575.00 SH SOLE 44575.00
28443 598800.00SH DEFINED 01 598800.00
Coca-Cola COM 191216100 6 100.00 SH SOLE 100.00
2139 34500.00 SH DEFINED 01 34500.00
Coltec Industries COM 196879100 321 14800.00 SH SOLE 14800.00
5264 242700.00SH DEFINED 01 242700.00
Comerica, Inc. COM 200340107 820 13800.00 SH SOLE 13800.00
4963 83500.00 SH DEFINED 01 83500.00
ConAgra, Inc. COM 205887102 1251 47000.00 SH DEFINED 01 47000.00
Conseco, Inc. COM 208464107 602 19767.00 SH SOLE 19767.00
6840 224720.00SH DEFINED 01 224720.00
Constellation Energy Group COM 059165100 779 26300.00 SH DEFINED 01 26300.00
Countrywide Credit Industries COM 222372104 716 16750.00 SH SOLE 16750.00
11273 263700.00SH DEFINED 01 263700.00
Crescent Real Estate Trust COM 225756105 1663 70000.00 SH DEFINED 01 70000.00
Cyprus Minerals COM 232809103 166 10900.00 SH SOLE 10900.00
1373 90000.00 SH DEFINED 01 90000.00
DTE Energy Co. COM 233331107 725 17800.00 SH SOLE 17800.00
7201 176700.00SH DEFINED 01 176700.00
DaimlerChrysler COM D1668R123 526 5911.00 SH SOLE 5911.00
9508 106829.00SH DEFINED 01 106829.00
Deere & Co COM 244199105 35 900.00 SH SOLE 900.00
4436 113200.00SH DEFINED 01 113200.00
Delphi Automotive Systems Corp COM 247126105 119 6423.00 SH SOLE 6423.00
1325 71636.00 SH DEFINED 01 71636.00
Deluxe Corp. COM 248019101 8 200.00 SH SOLE 200.00
1941 50000.00 SH DEFINED 01 50000.00
Deutsche Telekom AG ADR COM 251566105 93 2200.00 SH SOLE 2200.00
465 11000.00 SH DEFINED 01 11000.00
Dillard's Inc. COM 254067101 14 408.00 SH SOLE 408.00
12329 351000.00SH DEFINED 01 351000.00
EMC Corp. COM 268648102 15554 282800.00SH DEFINED 01 282800.00
ENI SPA ADR COM 26874r108 42 700.00 SH SOLE 700.00
204 3400.00 SH DEFINED 01 3400.00
Elf Aquitaine ADR COM 286269105 1635 22230.00 SH SOLE 22230.00
35766 486200.00SH DEFINED 01 486200.00
Emerson Electric COM 291011104 743 11800.00 SH SOLE 11800.00
8182 130000.00SH DEFINED 01 130000.00
Enron Corp. COM 293561106 1337 16350.00 SH SOLE 16350.00
9516 116400.00SH DEFINED 01 116400.00
Equity Office Properties Trust COM 294741103 256 10000.00 SH DEFINED 01 10000.00
Ericsson LM ADR COM 294821400 72 2200.00 SH SOLE 2200.00
359 10900.00 SH DEFINED 01 10900.00
Exxon COM 302290101 208 2700.00 SH SOLE 2700.00
3162 41000.00 SH DEFINED 01 41000.00
Federated Department Stores, I COM 31410h101 707 13350.00 SH SOLE 13350.00
11752 222000.00SH DEFINED 01 222000.00
First Data Corp. COM 319963104 1052 21500.00 SH SOLE 21500.00
690 14100.00 SH DEFINED 01 14100.00
Flowserve Corp. COM 34354P105 328 17300.00 SH SOLE 17300.00
6132 323800.00SH DEFINED 01 323800.00
Ford Motor Co. COM 345370100 559 9900.00 SH SOLE 9900.00
14183 251299.00SH DEFINED 01 251299.00
Foster Wheeler COM 350244109 675 48000.00 SH DEFINED 01 48000.00
France Telecom ADR COM 35177q105 77 1000.00 SH SOLE 1000.00
393 5100.00 SH DEFINED 01 5100.00
General Electric COM 369604103 2723 24100.00 SH SOLE 24100.00
43098 381400.00SH DEFINED 01 381400.00
General Motors, Inc. COM 370442105 650 9850.00 SH SOLE 9850.00
6917 104800.00SH DEFINED 01 104800.00
General Telephone and Electron COM 362320103 1019 13500.00 SH SOLE 13500.00
23896 316500.00SH DEFINED 01 316500.00
Glatfelter P.H. COM 377316104 1375 94000.00 SH DEFINED 01 94000.00
Glaxo Holdings ADR COM 37733W105 74 1300.00 SH SOLE 1300.00
379 6700.00 SH DEFINED 01 6700.00
Global Marine Inc. COM 379352404 178 11500.00 SH SOLE 11500.00
2849 183800.00SH DEFINED 01 183800.00
Goodrich BF Co COM 382388106 53 1250.00 SH SOLE 1250.00
3774 88800.00 SH DEFINED 01 88800.00
Group 1 Automotive Inc. COM 398905109 1690 80000.00 SH DEFINED 01 80000.00
Hercules, Inc. COM 427056106 476 12100.00 SH SOLE 12100.00
3074 78200.00 SH DEFINED 01 78200.00
Honda Motor Co Ltd. ADR COM 438128308 43 500.00 SH SOLE 500.00
208 2400.00 SH DEFINED 01 2400.00
Hospitality Properties Trust COM 44106M102 1356 50000.00 SH DEFINED 01 50000.00
IBP, Inc. COM 449223106 489 20569.00 SH SOLE 20569.00
8935 376200.00SH DEFINED 01 376200.00
Imperial Chemical Industries P COM 452704505 791 19900.00 SH SOLE 19900.00
9854 247900.00SH DEFINED 01 247900.00
Intel Corp. COM 458140100 2127 35750.00 SH SOLE 35750.00
24859 417800.00SH DEFINED 01 417800.00
International Business Machine COM 459200101 414 3200.00 SH SOLE 3200.00
26367 204000.00SH DEFINED 01 204000.00
Interstate Bakeries Corp. COM 46072h108 552 24600.00 SH SOLE 24600.00
10270 457700.00SH DEFINED 01 457700.00
J C Penney COM 708160106 602 12400.00 SH SOLE 12400.00
14064 289600.00SH DEFINED 01 289600.00
J. P. Morgan COM 616880100 984 7000.00 SH SOLE 7000.00
16115 114700.00SH DEFINED 01 114700.00
Johnson & Johnson COM 478160104 1147 11700.00 SH SOLE 11700.00
23089 235600.00SH DEFINED 01 235600.00
Kerr-McGee Corp. COM 492386107 241 4800.00 SH SOLE 4800.00
2434 48500.00 SH DEFINED 01 48500.00
Kinross Gold Corp. COM 496902107 1 400.00 SH SOLE 400.00
1392 825050.00SH DEFINED 01 825050.00
Korn/Ferry International COM 500643200 170 10000.00 SH DEFINED 01 10000.00
LTV Corp. COM 501921100 201 30300.00 SH SOLE 30300.00
8915 1345700.00SH DEFINED 01 1345700.00
Liberty Property Trust COM 531172104 1866 75000.00 SH DEFINED 01 75000.00
Louisiana Pacific COM 546347105 229 9600.00 SH SOLE 9600.00
Lucent Technologies COM 549463107 2016 29900.00 SH SOLE 29900.00
30232 448293.00SH DEFINED 01 448293.00
Matsushita Electric Industrial COM 576879209 40 200.00 SH SOLE 200.00
218 1100.00 SH DEFINED 01 1100.00
McCormick & Co. COM 579780206 22 700.00 SH SOLE 700.00
13588 430500.00SH DEFINED 01 430500.00
Mckesson HBOC Inc. COM 58155q103 135 4181.00 SH SOLE 4181.00
2776 86247.00 SH DEFINED 01 86247.00
MedPartners, Inc. COM 58503X107 205 27300.00 SH SOLE 27300.00
MediaOne Group Inc. COM 58440j104 1119 15050.00 SH SOLE 15050.00
24008 322800.00SH DEFINED 01 322800.00
Merck & Co., Inc. COM 589331107 1532 20812.00 SH SOLE 20812.00
10455 142000.00SH DEFINED 01 142000.00
Microsoft Corp COM 594918104 3702 41050.00 SH SOLE 41050.00
49324 546900.00SH DEFINED 01 546900.00
Morgan Stanley, Dean Witter, D COM 617446448 1057 10300.00 SH SOLE 10300.00
11689 113900.00SH DEFINED 01 113900.00
Murphy Oil Corp. COM 626717102 312 6400.00 SH SOLE 6400.00
5677 116300.00SH DEFINED 01 116300.00
Nabisco Group Holdings Corp. COM 62952p102 6 41248.00 SH DEFINED 01 41248.00
Network Associates Inc. COM 640938106 116 7900.00 SH SOLE 7900.00
1970 134100.00SH DEFINED 01 134100.00
News Corp Ltd ADR COM 652487703 60 1700.00 SH SOLE 1700.00
297 8400.00 SH DEFINED 01 8400.00
Nippon Telegraph & Telephone C COM 654624105 194 3100.00 SH SOLE 3100.00
996 15900.00 SH DEFINED 01 15900.00
Nokia Oyj ADR COM 654902204 73 800.00 SH SOLE 800.00
357 3900.00 SH DEFINED 01 3900.00
Novartis ADR COM 66987v109 153 2100.00 SH SOLE 2100.00
796 10900.00 SH DEFINED 01 10900.00
Novell Inc. COM 670006105 819 30900.00 SH SOLE 30900.00
16494 622400.00SH DEFINED 01 622400.00
Office Max COM 67622M108 266 22200.00 SH SOLE 22200.00
4370 364200.00SH DEFINED 01 364200.00
Omega Healthcare Investors COM 681936100 1549 60000.00 SH DEFINED 01 60000.00
Omega Worldwide Inc. COM 68210b108 81 19893.00 SH DEFINED 01 19893.00
PNC Bank Corp. COM 693475105 743 12900.00 SH SOLE 12900.00
13196 229000.00SH DEFINED 01 229000.00
PacifiCare Health Systems, Inc COM 695112102 180 2500.00 SH SOLE 2500.00
2482 34500.00 SH DEFINED 01 34500.00
Pfizer, Inc. COM 717081103 2769 25400.00 SH SOLE 25400.00
23228 213100.00SH DEFINED 01 213100.00
Pharmacia & Upjohn, Inc. COM 716941109 412 7250.00 SH SOLE 7250.00
Praxair, Inc. COM 74005P104 724 14800.00 SH SOLE 14800.00
13277 271300.00SH DEFINED 01 271300.00
Procter & Gamble, Inc. COM 742718109 2722 30500.00 SH SOLE 30500.00
34540 387000.00SH DEFINED 01 387000.00
RJ Reynolds Tobacco Holdings, COM 76182k105 437 13749.00 SH DEFINED 01 13749.00
Raytheon Co. COM 755111408 3525 50000.00 SH DEFINED 01 50000.00
Reliance Group Holding COM 759464100 374 50350.00 SH SOLE 50350.00
6587 885700.00SH DEFINED 01 885700.00
Republic Services Inc. COM 760759100 2114 85400.00 SH DEFINED 01 85400.00
Royal Dutch Petroleum Co. ADR COM 780257804 66 1100.00 SH SOLE 1100.00
7013 116400.00SH DEFINED 01 116400.00
SAP ADR COM 803054204 35 1000.00 SH SOLE 1000.00
173 5000.00 SH DEFINED 01 5000.00
SBC Communications Inc. COM 78387G103 1044 18000.00 SH SOLE 18000.00
Safeway Inc. COM 786514208 950 19200.00 SH SOLE 19200.00
15746 318100.00SH DEFINED 01 318100.00
Schering Plough Co. COM 806605101 3686 70200.00 SH SOLE 70200.00
33359 635400.00SH DEFINED 01 635400.00
Schlumberger Ltd. COM 806857108 45 700.00 SH SOLE 700.00
6178 97000.00 SH DEFINED 01 97000.00
Shell Transport & Trading Co. COM 822703609 56 1200.00 SH SOLE 1200.00
288 6200.00 SH DEFINED 01 6200.00
Siemens AG ADR COM 826197402 39 500.00 SH SOLE 500.00
185 2400.00 SH DEFINED 01 2400.00
Smithfield Foods Inc COM 832248108 2715 81200.00 SH DEFINED 01 81200.00
Smithkline Beecham PLC ADR COM 832378301 53 800.00 SH SOLE 800.00
271 4100.00 SH DEFINED 01 4100.00
Solectron Corp. COM 834182107 987 14800.00 SH SOLE 14800.00
9140 137050.00SH DEFINED 01 137050.00
Sony Corp. ADR COM 835699307 44 400.00 SH SOLE 400.00
221 2000.00 SH DEFINED 01 2000.00
Sun Microsystems COM 866810104 2056 29850.00 SH SOLE 29850.00
10097 146600.00SH DEFINED 01 146600.00
TCF Financial Corp COM 872275102 2676 96000.00 SH DEFINED 01 96000.00
Telecom Italia SPA ADR COM 87927w106 63 600.00 SH SOLE 600.00
337 3200.00 SH DEFINED 01 3200.00
Texaco COM 881694103 6 100.00 SH SOLE 100.00
9132 146400.00SH DEFINED 01 146400.00
Tidewater Inc. COM 886423102 198 6500.00 SH SOLE 6500.00
4484 147000.00SH DEFINED 01 147000.00
Toyota Motor Corp. ADR COM 892331307 128 2000.00 SH SOLE 2000.00
634 9900.00 SH DEFINED 01 9900.00
Toys "R" Us COM 892335100 242 11700.00 SH SOLE 11700.00
490 23700.00 SH DEFINED 01 23700.00
Tyson Foods Inc COM 902494103 756 33600.00 SH DEFINED 01 33600.00
U S West, Inc. COM 91273h101 969 16497.00 SH SOLE 16497.00
22390 381112.00SH DEFINED 01 381112.00
U.S. Bancorp COM 902973106 793 23750.00 SH SOLE 23750.00
15780 472800.00SH DEFINED 01 472800.00
U.S. Industries Inc. COM 912080108 177 10400.00 SH SOLE 10400.00
2771 163000.00SH DEFINED 01 163000.00
US Frightways Corp. COM 916906100 496 10700.00 SH SOLE 10700.00
10198 220200.00SH DEFINED 01 220200.00
UST, Inc. COM 902911106 273 9300.00 SH SOLE 9300.00
1984 67700.00 SH DEFINED 01 67700.00
USX-U.S. Steel Corporation COM 90337T101 313 11600.00 SH SOLE 11600.00
8708 322500.00SH DEFINED 01 322500.00
Union Pacific Resources Group, COM 907834105 115 7020.00 SH SOLE 7020.00
1635 100201.00SH DEFINED 01 100201.00
United HealthCare COM 910581107 802 12800.00 SH SOLE 12800.00
13070 208700.00SH DEFINED 01 208700.00
Universal Foods COM 913538104 465 22000.00 SH SOLE 22000.00
12823 607000.00SH DEFINED 01 607000.00
Unocal Corp. COM 915289102 676 17050.00 SH SOLE 17050.00
8504 214600.00SH DEFINED 01 214600.00
UtiliCorp United, Inc. COM 918005109 413 17000.00 SH SOLE 17000.00
4559 187500.00SH DEFINED 01 187500.00
Veritas Software Corp COM 923436109 1040 10950.00 SH SOLE 10950.00
17022 179300.00SH DEFINED 01 179300.00
Vodafone AirTouch PLC ADR COM 92857t107 39 200.00 SH SOLE 200.00
236 1200.00 SH DEFINED 01 1200.00
Wal-Mart COM 931142103 1732 35900.00 SH SOLE 35900.00
27030 560200.00SH DEFINED 01 560200.00
Warner-Lambert COM 934488107 380 5500.00 SH SOLE 5500.00
24781 358500.00SH DEFINED 01 358500.00
Waste Management Inc. COM 94106L109 1087 20226.00 SH SOLE 20226.00
20699 385102.00SH DEFINED 01 385102.00
Wells Fargo Co. COM 949746101 1575 36850.00 SH SOLE 36850.00
24893 582300.00SH DEFINED 01 582300.00
Weyerhaeuser Co. COM 962166104 550 8000.00 SH SOLE 8000.00
14328 208400.00SH DEFINED 01 208400.00
Whirlpool Corp. COM 963320106 4588 62000.00 SH DEFINED 01 62000.00
Xerox Corp. COM 984121103 6674 113000.00SH DEFINED 01 113000.00
York International COM 986670107 604 14100.00 SH SOLE 14100.00
2338 54600.00 SH DEFINED 01 54600.00
Ziplink, Inc. COM 989741103 250 20000.00 SH DEFINED 01 20000.00
Prologis Trust 7.00% Conv Pfd CVP 743410300 1219 47000 SH DEFINED 01 47000
St. Paul Capital CVP 792856205 1175 20000 SH DEFINED 01 20000
</TABLE>
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