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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 1999
Check here if Amendment [ ]; Amendment Number: ____
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Securities Management and Research, Inc.
Address: 2450 South Shore Blvd., Suite 400
League City, TX 77573
__________________________________________
Form 13F File Number: 28-03361
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Brenda T. Koelemay
Title: Chief Administrative Officer
Phone: (281) 538-4932
Signature, Place, and Date of Signing:
Brenda T. Koelemay League City, Texas February 14, 2000
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
<PAGE>
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 277
Form 13F Information Table Value Total: $1383012
(thousands)
List of Other Included Managers:
No. Form 13F File Number Name
01 28-____________ AMERICAN NATIONAL INSURANCE COMPANY
<TABLE>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
AXA ADR COM 054536107 50 700.00 SH SOLE 700.00
241 3400.00 SH DEFINED 01 3400.00
Abbott Labs. COM 002824100 4939 136000.00SH DEFINED 01 136000.00
Aetna, Inc. COM 008117103 497 8900.00 SH SOLE 8900.00
7479 134000.00SH DEFINED 01 134000.00
Albertson's Inc. COM 013104104 481 14900.00 SH SOLE 14900.00
9275 287600.00SH DEFINED 01 287600.00
Alcatel Alsthom ADR COM 013904305 36 800.00 SH SOLE 800.00
185 4100.00 SH DEFINED 01 4100.00
Allegheny Energy Inc. COM 017361106 260 9650.00 SH SOLE 9650.00
3319 123200.00SH DEFINED 01 123200.00
Allegheny Technologies Inc. COM 01741r102 126 5600.00 SH SOLE 5600.00
4366 194600.00SH DEFINED 01 194600.00
Alltel Corp. COM 020039103 1323 16000.00 SH SOLE 16000.00
27651 334400.00SH DEFINED 01 334400.00
American General Corp COM 026351106 668 8810.00 SH SOLE 8810.00
9302 122600.00SH DEFINED 01 122600.00
American Telephone & Telegraph COM 001957109 671 13200.00 SH SOLE 13200.00
17413 342700.00SH DEFINED 01 342700.00
Anheuser-Busch COM 035229103 1024 14450.00 SH SOLE 14450.00
19427 274100.00SH DEFINED 01 274100.00
Apple Computer Co. COM 037833100 2683 26100.00 SH DEFINED 01 26100.00
AstraZeneca Group PLC ADR COM 046353108 57 1355.00 SH SOLE 1355.00
275 6580.00 SH DEFINED 01 6580.00
Aventis ADR COM 053561106 44 775.00 SH SOLE 775.00
205 3600.45 SH DEFINED 01 3600.45
BMC Software COM 055921100 1663 20800.00 SH SOLE 20800.00
6651 83200.00 SH DEFINED 01 83200.00
BP Amoco Plc ADR COM 055622104 1905 32112.00 SH SOLE 32112.00
33048 557180.00SH DEFINED 01 557180.00
Bank of Tokyo-Mitsubishi Ltd. COM 065379109 64 4600.00 SH SOLE 4600.00
326 23400.00 SH DEFINED 01 23400.00
Banta Corp. COM 066821109 460 20400.00 SH SOLE 20400.00
9537 422700.00SH DEFINED 01 422700.00
Beckman Coulter Inc. COM 075811109 341 6700.00 SH SOLE 6700.00
6665 131000.00SH DEFINED 01 131000.00
Bergen Brunswig COM 083739102 341 41000.00 SH SOLE 41000.00
7140 859000.00SH DEFINED 01 859000.00
Black & Decker COM 091797100 319 6100.00 SH SOLE 6100.00
14468 276900.00SH DEFINED 01 276900.00
Boeing Company COM 097023105 265 6400.00 SH SOLE 6400.00
6415 154800.00SH DEFINED 01 154800.00
Bristol Myers Squibb COM 110122108 2218 34550.00 SH SOLE 34550.00
13518 210600.00SH DEFINED 01 210600.00
British Telecommunications PLC COM 111021408 149 625.00 SH SOLE 625.00
571 2400.00 SH DEFINED 01 2400.00
Brunswick COM 117043109 454 20400.00 SH SOLE 20400.00
2979 133900.00SH DEFINED 01 133900.00
Burlington Northern, Inc. COM 12189T104 276 11400.00 SH SOLE 11400.00
4445 183300.00SH DEFINED 01 183300.00
Cable Wireless HKT Ltd. COM 126828102 50 1700.00 SH SOLE 1700.00
245 8400.00 SH DEFINED 01 8400.00
Canon Inc. ADR COM 138006309 37 900.00 SH SOLE 900.00
178 4400.00 SH DEFINED 01 4400.00
Centerpoint Properties Corp. COM 151895109 2357 64800.00 SH DEFINED 01 64800.00
Centex COM 152312104 274 11100.00 SH SOLE 11100.00
4313 174700.00SH DEFINED 01 174700.00
Chevron Corp. COM 166751107 1161 13400.00 SH SOLE 13400.00
18581 214500.00SH DEFINED 01 214500.00
Cigna Corp. COM 125509109 1023 12700.00 SH SOLE 12700.00
18779 233100.00SH DEFINED 01 233100.00
Cisco Systems COM 17275R102 2983 27848.00 SH SOLE 27848.00
42239 394300.00SH DEFINED 01 394300.00
Citigroup Inc. COM 172967101 2493 44775.00 SH SOLE 44775.00
33507 601700.00SH DEFINED 01 601700.00
Coca-Cola COM 191216100 6 100.00 SH SOLE 100.00
2010 34500.00 SH DEFINED 01 34500.00
Comerica, Inc. COM 200340107 644 13800.00 SH SOLE 13800.00
3898 83500.00 SH DEFINED 01 83500.00
ConAgra, Inc. COM 205887102 45 2000.00 SH SOLE 2000.00
1066 47000.00 SH DEFINED 01 47000.00
Conseco, Inc. COM 208464107 361 20267.00 SH SOLE 20267.00
4152 233120.00SH DEFINED 01 233120.00
Constellation Energy Group COM 059165100 763 26300.00 SH DEFINED 01 26300.00
Countrywide Credit Industries COM 222372104 425 16850.00 SH SOLE 16850.00
6737 266800.00SH DEFINED 01 266800.00
Crescent Real Estate Trust COM 225756105 1597 86900.00 SH DEFINED 01 86900.00
DTE Energy Co. COM 233331107 547 17300.00 SH SOLE 17300.00
5588 176700.00SH DEFINED 01 176700.00
DaimlerChrysler COM D1668R123 435 5583.00 SH SOLE 5583.00
5391 69109.00 SH DEFINED 01 69109.00
Dana Corp. COM 235811106 344 11500.00 SH SOLE 11500.00
4967 165900.00SH DEFINED 01 165900.00
Deere & Co COM 244199105 39 900.00 SH SOLE 900.00
5183 119500.00SH DEFINED 01 119500.00
Deluxe Corp. COM 248019101 5 200.00 SH SOLE 200.00
1372 50000.00 SH DEFINED 01 50000.00
Deutsche Bank ADR COM 251525309 34 400.00 SH SOLE 400.00
176 2100.00 SH DEFINED 01 2100.00
Deutsche Telekom AG ADR COM 251566105 158 2224.00 SH SOLE 2224.00
783 11022.00 SH DEFINED 01 11022.00
Dillard's Inc. COM 254067101 8 408.00 SH SOLE 408.00
7086 351000.00SH DEFINED 01 351000.00
EMC Corp. COM 268648102 186 1700.00 SH SOLE 1700.00
30896 282800.00SH DEFINED 01 282800.00
ENI SPA ADR COM 26874r108 39 700.00 SH SOLE 700.00
187 3400.00 SH DEFINED 01 3400.00
Elf Aquitaine ADR COM 286269105 4674 61000.00 SH DEFINED 01 61000.00
Emerson Electric COM 291011104 677 11800.00 SH SOLE 11800.00
7459 130000.00SH DEFINED 01 130000.00
Enron Corp. COM 293561106 1451 32700.00 SH SOLE 32700.00
10331 232800.00SH DEFINED 01 232800.00
Equity Office Properties Trust COM 294741103 246 10000.00 SH DEFINED 01 10000.00
Ericsson LM ADR COM 294821400 145 2200.00 SH SOLE 2200.00
716 10900.00 SH DEFINED 01 10900.00
Exxon Mobil Corp. COM 30231g102 266 3300.00 SH SOLE 3300.00
3303 41000.00 SH DEFINED 01 41000.00
Federated Department Stores, I COM 31410h101 675 13350.00 SH SOLE 13350.00
11225 222000.00SH DEFINED 01 222000.00
First Data Corp. COM 319963104 1050 21300.00 SH SOLE 21300.00
695 14100.00 SH DEFINED 01 14100.00
Ford Motor Co. COM 345370100 554 10400.00 SH SOLE 10400.00
11541 216481.00SH DEFINED 01 216481.00
France Telecom ADR COM 35177q105 134 1000.00 SH SOLE 1000.00
681 5100.00 SH DEFINED 01 5100.00
General Electric COM 369604103 3729 24100.00 SH SOLE 24100.00
53605 346400.00SH DEFINED 01 346400.00
General Motors, Inc. COM 370442105 738 10150.00 SH SOLE 10150.00
7763 106800.00SH DEFINED 01 106800.00
General Telephone and Electron COM 362320103 953 13500.00 SH SOLE 13500.00
22333 316500.00SH DEFINED 01 316500.00
Glatfelter P.H. COM 377316104 1369 94000.00 SH DEFINED 01 94000.00
Glaxo Holdings ADR COM 37733W105 73 1300.00 SH SOLE 1300.00
374 6700.00 SH DEFINED 01 6700.00
Global Marine Inc. COM 379352404 191 11500.00 SH SOLE 11500.00
3056 183800.00SH DEFINED 01 183800.00
Goodrich BF Co COM 382388106 262 9538.00 SH SOLE 9538.00
3593 130672.00SH DEFINED 01 130672.00
Group 1 Automotive Inc. COM 398905109 1115 80000.00 SH DEFINED 01 80000.00
Hercules, Inc. COM 427056106 337 12100.00 SH SOLE 12100.00
2180 78200.00 SH DEFINED 01 78200.00
Hitachi Ltd. ADR COM 433578507 49 300.00 SH SOLE 300.00
275 1700.00 SH DEFINED 01 1700.00
Honda Motor Co Ltd. ADR COM 438128308 38 500.00 SH SOLE 500.00
184 2400.00 SH DEFINED 01 2400.00
Hospitality Properties Trust COM 44106M102 953 50000.00 SH DEFINED 01 50000.00
IBP, Inc. COM 449223106 374 20800.00 SH SOLE 20800.00
6984 388000.00SH DEFINED 01 388000.00
Imperial Chemical Industries P COM 452704505 847 19900.00 SH SOLE 19900.00
10551 247900.00SH DEFINED 01 247900.00
Intel Corp. COM 458140100 2980 36200.00 SH SOLE 36200.00
25484 309600.00SH DEFINED 01 309600.00
International Business Machine COM 459200101 453 4200.00 SH SOLE 4200.00
14455 134000.00SH DEFINED 01 134000.00
Interstate Bakeries Corp. COM 46072h108 462 25500.00 SH SOLE 25500.00
8296 457700.00SH DEFINED 01 457700.00
J C Penney COM 708160106 249 12500.00 SH SOLE 12500.00
5830 292400.00SH DEFINED 01 292400.00
J. P. Morgan COM 616880100 886 7000.00 SH SOLE 7000.00
14524 114700.00SH DEFINED 01 114700.00
Johnson & Johnson COM 478160104 1082 11600.00 SH SOLE 11600.00
14510 155600.00SH DEFINED 01 155600.00
Kerr-McGee Corp. COM 492386107 298 4800.00 SH SOLE 4800.00
3007 48500.00 SH DEFINED 01 48500.00
Kinross Gold Corp. COM 496902107 51 27213.00 SH DEFINED 01 27213.00
LTV Corp. COM 501921100 125 30300.00 SH SOLE 30300.00
5551 1345700.00SH DEFINED 01 1345700.00
Liberty Property Trust COM 531172104 2267 91600.00 SH DEFINED 01 91600.00
Lowe's Co. COM 548661107 848 14200.00 SH SOLE 14200.00
6782 113500.00SH DEFINED 01 113500.00
Lucent Technologies COM 549463107 2250 30000.00 SH SOLE 30000.00
28447 379293.00SH DEFINED 01 379293.00
MCI Worldcom Inc. COM 55268B106 1214 22875.00 SH SOLE 22875.00
25160 474150.00SH DEFINED 01 474150.00
Matsushita Electric Industrial COM 576879209 56 200.00 SH SOLE 200.00
307 1100.00 SH DEFINED 01 1100.00
McCormick & Co. COM 579780206 74 2500.00 SH SOLE 2500.00
13194 443500.00SH DEFINED 01 443500.00
MediaOne Group Inc. COM 58440j104 1156 15050.00 SH SOLE 15050.00
24795 322800.00SH DEFINED 01 322800.00
Merck & Co., Inc. COM 589331107 1398 20800.00 SH SOLE 20800.00
8533 127000.00SH DEFINED 01 127000.00
Microsoft Corp COM 594918104 4688 40150.00 SH SOLE 40150.00
51755 443300.00SH DEFINED 01 443300.00
Minnesota Mining & Mfg. Co. COM 604059105 587 6000.00 SH SOLE 6000.00
6440 65800.00 SH DEFINED 01 65800.00
Morgan Stanley, Dean Witter, D COM 617446448 1470 10300.00 SH SOLE 10300.00
9122 63900.00 SH DEFINED 01 63900.00
Nabisco Group Holdings Corp. COM 62952p102 438 41248.00 SH DEFINED 01 41248.00
Nec Corp. ADR COM 629050204 37 300.00 SH SOLE 300.00
195 1600.00 SH DEFINED 01 1600.00
News Corp Ltd ADR COM 652487703 65 1700.00 SH SOLE 1700.00
321 8400.00 SH DEFINED 01 8400.00
Nippon Telegraph & Telephone C COM 654624105 267 3100.00 SH SOLE 3100.00
1369 15900.00 SH DEFINED 01 15900.00
Nokia Oyj ADR COM 654902204 153 800.00 SH SOLE 800.00
745 3900.00 SH DEFINED 01 3900.00
Novartis ADR COM 66987v109 153 2100.00 SH SOLE 2100.00
796 10900.00 SH DEFINED 01 10900.00
Novell Inc. COM 670006105 1186 29700.00 SH SOLE 29700.00
24857 622400.00SH DEFINED 01 622400.00
PNC Bank Corp. COM 693475105 579 13000.00 SH SOLE 13000.00
10191 229000.00SH DEFINED 01 229000.00
Pfizer, Inc. COM 717081103 2222 68500.00 SH SOLE 68500.00
11006 339300.00SH DEFINED 01 339300.00
Phelps Dodge Corp COM 717265102 257 3815.00 SH SOLE 3815.00
2122 31500.00 SH DEFINED 01 31500.00
Praxair, Inc. COM 74005P104 735 14600.00 SH SOLE 14600.00
13650 271300.00SH DEFINED 01 271300.00
Procter & Gamble, Inc. COM 742718109 3385 30900.00 SH SOLE 30900.00
30272 276300.00SH DEFINED 01 276300.00
RJ Reynolds Tobacco Holdings, COM 76182k105 242 13749.00 SH DEFINED 01 13749.00
Raytheon Co. COM 755111408 1328 50000.00 SH DEFINED 01 50000.00
Royal Dutch Petroleum Co. ADR COM 780257804 527 8700.00 SH SOLE 8700.00
20694 341700.00SH DEFINED 01 341700.00
SAP ADR COM 803054204 52 1000.00 SH SOLE 1000.00
260 5000.00 SH DEFINED 01 5000.00
SBC Communications Inc. COM 78387G103 868 17800.00 SH SOLE 17800.00
Safeway Inc. COM 786514208 686 19200.00 SH SOLE 19200.00
11411 319200.00SH DEFINED 01 319200.00
Schering Plough Co. COM 806605101 2572 60700.00 SH SOLE 60700.00
26078 615400.00SH DEFINED 01 615400.00
Schlumberger Ltd. COM 806857108 79 1400.00 SH SOLE 1400.00
4159 74100.00 SH DEFINED 01 74100.00
Shell Transport & Trading Co. COM 822703609 59 1200.00 SH SOLE 1200.00
304 6200.00 SH DEFINED 01 6200.00
Siemens AG ADR COM 826197402 63 500.00 SH SOLE 500.00
304 2400.00 SH DEFINED 01 2400.00
Smithfield Foods Inc COM 832248108 1949 81200.00 SH DEFINED 01 81200.00
Smithkline Beecham PLC ADR COM 832378301 51 800.00 SH SOLE 800.00
263 4100.00 SH DEFINED 01 4100.00
Solectron Corp. COM 834182107 1441 15150.00 SH SOLE 15150.00
13037 137050.00SH DEFINED 01 137050.00
Sony Corp. ADR COM 835699307 114 400.00 SH SOLE 400.00
570 2000.00 SH DEFINED 01 2000.00
Sun Microsystems COM 866810104 3690 47650.00 SH SOLE 47650.00
12591 162600.00SH DEFINED 01 162600.00
Telecom Italia SPA ADR COM 87927w106 84 600.00 SH SOLE 600.00
448 3200.00 SH DEFINED 01 3200.00
Telefonica SA ADR COM 879382208 50 636.00 SH SOLE 636.00
271 3433.32 SH DEFINED 01 3433.32
Texaco COM 881694103 28 521.00 SH SOLE 521.00
7951 146400.00SH DEFINED 01 146400.00
Tidewater Inc. COM 886423102 234 6500.00 SH SOLE 6500.00
5292 147000.00SH DEFINED 01 147000.00
Total Fina SA ADR COM 89151e109 35 500.00 SH SOLE 500.00
173 2500.00 SH DEFINED 01 2500.00
Toyota Motor Corp. ADR COM 892331307 195 2000.00 SH SOLE 2000.00
964 9900.00 SH DEFINED 01 9900.00
Toys "R" Us COM 892335100 167 11700.00 SH SOLE 11700.00
339 23700.00 SH DEFINED 01 23700.00
Transocean Sedco Forex Inc. COM G90076103 9 271.24 SH SOLE 271.24
483 14345.76 SH DEFINED 01 14345.76
Tyco International Ltd. COM 902124106 581 14900.00 SH SOLE 14900.00
10195 261400.00SH DEFINED 01 261400.00
U S West, Inc. COM 91273h101 1237 17181.00 SH SOLE 17181.00
27440 381112.00SH DEFINED 01 381112.00
U.S. Bancorp COM 902973106 566 23750.00 SH SOLE 23750.00
11259 472800.00SH DEFINED 01 472800.00
US Freightways Corp. COM 916906100 512 10700.00 SH SOLE 10700.00
10542 220200.00SH DEFINED 01 220200.00
UST, Inc. COM 902911106 234 9300.00 SH SOLE 9300.00
1705 67700.00 SH DEFINED 01 67700.00
USX-U.S. Steel Corporation COM 90337T101 386 11700.00 SH SOLE 11700.00
10973 332500.00SH DEFINED 01 332500.00
Union Pacific Resources Group, COM 907834105 90 7020.00 SH SOLE 7020.00
1376 107901.00SH DEFINED 01 107901.00
Universal Foods COM 913538104 446 21900.00 SH SOLE 21900.00
12368 607000.00SH DEFINED 01 607000.00
Unocal Corp. COM 915289102 602 17950.00 SH SOLE 17950.00
7615 226900.00SH DEFINED 01 226900.00
UtiliCorp United, Inc. COM 918005109 353 18175.00 SH SOLE 18175.00
4082 210000.00SH DEFINED 01 210000.00
Veritas Software Corp COM 923436109 4423 30900.00 SH SOLE 30900.00
62660 437800.00SH DEFINED 01 437800.00
Vodafone AirTouch PLC ADR COM 92857t107 50 1000.00 SH SOLE 1000.00
297 6000.00 SH DEFINED 01 6000.00
Wal-Mart COM 931142103 2475 35800.00 SH SOLE 35800.00
32710 473200.00SH DEFINED 01 473200.00
Warner-Lambert COM 934488107 262 3200.00 SH SOLE 3200.00
21074 257200.00SH DEFINED 01 257200.00
Wells Fargo Co. COM 949746101 1506 37250.00 SH SOLE 37250.00
17906 442800.00SH DEFINED 01 442800.00
Whirlpool Corp. COM 963320106 4034 62000.00 SH DEFINED 01 62000.00
Xerox Corp. COM 984121103 1180 52000.00 SH DEFINED 01 52000.00
York International COM 986670107 412 15000.00 SH DEFINED 01 15000.00
Ziplink, Inc. COM 989741103 250 20000.00 SH DEFINED 01 20000.00
</TABLE>
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