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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2000
Check here if Amendment [X]; Amendment Number: 1_
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Securities Management and Research, Inc.
Address: 2450 South Shore Blvd., Suite 400
League City, TX 77573
__________________________________________
Form 13F File Number: 28-03361
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Brenda T. Koelemay
Title: Chief Administrative Officer
Phone: (281) 538-4932
Signature, Place, and Date of Signing:
Brenda T. Koelemay League City, Texas November 14, 2000
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
<PAGE>
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 324
Form 13F Information Table Value Total: $1370497
(thousands)
List of Other Included Managers:
No. Form 13F File Number Name
01 28-____________ AMERICAN NATIONAL INSURANCE COMPANY
<TABLE>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
AXA ADR COM 054536107 45 700.0000 SH SOLE 700.0000
291 4500.0000SH DEFINED 01 4500.0000
Abbott Labs. COM 002824100 2350 49400.0000SH DEFINED 01 49400.0000
Albertson's Inc. COM 013104104 330 15700.0000SH SOLE 15700.0000
6040 287600.0000SH DEFINED 01 287600.0000
Alcatel Alsthom ADR COM 013904305 63 1000.0000SH SOLE 1000.0000
384 6100.0000SH DEFINED 01 6100.0000
Alcoa Inc. COM 013817101 1245 49200.0000SH DEFINED 01 49200.0000
Allegheny Energy Inc. COM 017361106 296 7750.0000SH SOLE 7750.0000
4705 123200.0000SH DEFINED 01 123200.0000
Allegheny Technologies Inc. COM 01741r102 100 5500.0000SH SOLE 5500.0000
3011 166100.0000SH DEFINED 01 166100.0000
Allergan, Inc. COM 018490102 870 10300.0000SH SOLE 10300.0000
9221 109200.0000SH DEFINED 01 109200.0000
Alltel Corp. COM 020039103 919 17600.0000SH SOLE 17600.0000
16896 323750.0000SH DEFINED 01 323750.0000
American General Corp COM 026351106 750 9610.0000SH SOLE 9610.0000
9563 122600.0000SH DEFINED 01 122600.0000
American Home Products COM 026609107 96 1700.0000SH SOLE 1700.0000
2630 46500.0000SH DEFINED 01 46500.0000
American Telephone & Telegraph COM 001957109 1070 36437.0000SH SOLE 36437.0000
24229 824803.0000SH DEFINED 01 824803.0000
Amgen Inc. COM 031162100 803 11500.0000SH SOLE 11500.0000
7597 108800.0000SH DEFINED 01 108800.0000
Anadarko Petroleum Corp. COM 032511107 212 3187.0000SH SOLE 3187.0000
3263 49092.0000SH DEFINED 01 49092.0000
Anheuser-Busch COM 035229103 1303 30800.0000SH SOLE 30800.0000
23196 548200.0000SH DEFINED 01 548200.0000
Apple Computer Co. COM 037833100 1344 52200.0000SH DEFINED 01 52200.0000
AstraZeneca Group PLC ADR COM 046353108 76 1455.0000SH SOLE 1455.0000
463 8800.0000SH DEFINED 01 8800.0000
Aventis ADR COM 053561106 58 775.0000 SH SOLE 775.0000
384 5100.0000SH DEFINED 01 5100.0000
BP Amoco Plc ADR COM 055622104 2172 40984.0000SH SOLE 40984.0000
30400 573580.0000SH DEFINED 01 573580.0000
Banco Santander Central Hispan COM 05964h105 18 1624.0000SH SOLE 1624.0000
107 9800.0000SH DEFINED 01 9800.0000
Bank of Tokyo-Mitsubishi Ltd. COM 065379109 67 5700.0000SH SOLE 5700.0000
410 35100.0000SH DEFINED 01 35100.0000
Banta Corp. COM 066821109 500 20500.0000SH SOLE 20500.0000
10303 422700.0000SH DEFINED 01 422700.0000
Barclays PLC ADR COM 06738e204 33 300.0000 SH SOLE 300.0000
210 1900.0000SH DEFINED 01 1900.0000
Beckman Coulter Inc. COM 075811109 509 6600.0000SH SOLE 6600.0000
11646 151000.0000SH DEFINED 01 151000.0000
Biogen, Inc. COM 090597105 51 830.0000 SH SOLE 830.0000
4233 69400.0000SH DEFINED 01 69400.0000
Black & Decker COM 091797100 292 8550.0000SH SOLE 8550.0000
9467 276900.0000SH DEFINED 01 276900.0000
Boeing Company COM 097023105 737 11700.0000SH SOLE 11700.0000
9916 157400.0000SH DEFINED 01 157400.0000
Bristol Myers Squibb COM 110122108 1791 31350.0000SH SOLE 31350.0000
14053 246000.0000SH DEFINED 01 246000.0000
British Telecommunications PLC COM 111021408 67 625.0000 SH SOLE 625.0000
353 3300.0000SH DEFINED 01 3300.0000
Broadcom Corp COM 111320107 73 300.0000 SH SOLE 300.0000
4217 17300.0000SH DEFINED 01 17300.0000
Brunswick COM 117043109 280 15350.0000SH SOLE 15350.0000
2444 133900.0000SH DEFINED 01 133900.0000
Burlington Northern, Inc. COM 12189T104 257 11900.0000SH SOLE 11900.0000
Cable & Wireless PLC ADR COM 126830207 30 700.0000 SH SOLE 700.0000
170 4000.0000SH DEFINED 01 4000.0000
Calpine Corp. COM 131347106 18975 181800.0000SH DEFINED 01 181800.0000
Canon Inc. ADR COM 138006309 49 1100.0000SH SOLE 1100.0000
292 6600.0000SH DEFINED 01 6600.0000
Centerpoint Properties Corp. COM 151895109 2985 64800.0000SH DEFINED 01 64800.0000
Centex COM 152312104 386 12000.0000SH SOLE 12000.0000
5612 174700.0000SH DEFINED 01 174700.0000
Chevron Corp. COM 166751107 1151 13500.0000SH SOLE 13500.0000
18465 216600.0000SH DEFINED 01 216600.0000
Cigna Corp. COM 125509109 1315 12600.0000SH SOLE 12600.0000
24524 234900.0000SH DEFINED 01 234900.0000
Cisco Systems COM 17275R102 2992 54150.0000SH SOLE 54150.0000
36564 661800.0000SH DEFINED 01 661800.0000
Citigroup Inc. COM 172967101 3274 60560.0004SH SOLE 60560.0004
42007 776999.3281SH DEFINED 01 776999.3281
Coca-Cola COM 191216100 6 100.0000 SH SOLE 100.0000
1902 34500.0000SH DEFINED 01 34500.0000
Comerica, Inc. COM 200340107 491 8400.0000SH SOLE 8400.0000
4880 83500.0000SH DEFINED 01 83500.0000
ConAgra Foods, Inc. COM 205887102 36 1800.0000SH SOLE 1800.0000
1556 77555.0000SH DEFINED 01 77555.0000
Conexant Systems, Inc. COM 207142100 17 400.0000 SH SOLE 400.0000
1106 26400.0000SH DEFINED 01 26400.0000
Conseco, Inc. COM 208464107 156 20517.0000SH SOLE 20517.0000
1778 233120.0000SH DEFINED 01 233120.0000
Constellation Energy Group COM 059165100 1308 26300.0000SH DEFINED 01 26300.0000
Countrywide Credit Industries COM 222372104 666 17650.0000SH SOLE 17650.0000
10072 266800.0000SH DEFINED 01 266800.0000
Crescent Real Estate Trust COM 225756105 1939 86900.0000SH DEFINED 01 86900.0000
DTE Energy Co. COM 233331107 662 17300.0000SH SOLE 17300.0000
5879 153700.0000SH DEFINED 01 153700.0000
DaimlerChrysler COM D1668R123 240 5409.0000SH SOLE 5409.0000
3077 69309.0000SH DEFINED 01 69309.0000
Dana Corp. COM 235811106 275 12800.0000SH SOLE 12800.0000
3567 165900.0000SH DEFINED 01 165900.0000
Deere & Co COM 244199105 30 900.0000 SH SOLE 900.0000
3973 119500.0000SH DEFINED 01 119500.0000
Deluxe Corp. COM 248019101 4 200.0000 SH SOLE 200.0000
1158 57000.0000SH DEFINED 01 57000.0000
Deutsche Bank ADR COM 251525309 33 400.0000 SH SOLE 400.0000
224 2700.0000SH DEFINED 01 2700.0000
Deutsche Telekom AG ADR COM 251566105 80 2324.0000SH SOLE 2324.0000
487 14222.0000SH DEFINED 01 14222.0000
Dillard's Inc. COM 254067101 4 408.0000 SH SOLE 408.0000
3729 351000.0000SH DEFINED 01 351000.0000
EMC Corp. COM 268648102 2012 20300.0000SH SOLE 20300.0000
62934 634900.0000SH DEFINED 01 634900.0000
ENI SPA ADR COM 26874r108 42 800.0000 SH SOLE 800.0000
275 5200.0000SH DEFINED 01 5200.0000
Emerson Electric COM 291011104 791 11800.0000SH SOLE 11800.0000
8710 130000.0000SH DEFINED 01 130000.0000
Enron Corp. COM 293561106 2585 29500.0000SH SOLE 29500.0000
16307 186100.0000SH DEFINED 01 186100.0000
Enzon, Inc. COM 293904108 25 375.0000 SH SOLE 375.0000
2046 31000.0000SH DEFINED 01 31000.0000
Equity Office Properties Trust COM 294741103 311 10000.0000SH DEFINED 01 10000.0000
Ericsson LM ADR COM 294821400 83 5600.0000SH SOLE 5600.0000
507 34200.0000SH DEFINED 01 34200.0000
Exodus Communications, Inc. COM 302088109 30 600.0000 SH SOLE 600.0000
2498 50600.0000SH DEFINED 01 50600.0000
Exxon Mobil Corp. COM 30231g102 339 3800.0000SH SOLE 3800.0000
3966 44500.0000SH DEFINED 01 44500.0000
Federated Department Stores, I COM 31410h101 349 13350.0000SH SOLE 13350.0000
5800 222000.0000SH DEFINED 01 222000.0000
First Data Corp. COM 319963104 615 15750.0000SH SOLE 15750.0000
Ford Motor Co. COM 345370860 478 18869.0000SH SOLE 18869.0000
7637 301697.0000SH DEFINED 01 301697.0000
France Telecom ADR COM 35177q105 116 1100.0000SH SOLE 1100.0000
716 6800.0000SH DEFINED 01 6800.0000
General Electric Co. COM 369604103 4240 73500.0000SH SOLE 73500.0000
59949 1039200.0000SH DEFINED 01 1039200.0000
General Motors, Inc. COM 370442105 738 11350.0000SH SOLE 11350.0000
7072 108800.0000SH DEFINED 01 108800.0000
Genetech, Inc. COM 368710406 1411 7600.0000SH DEFINED 01 7600.0000
Glatfelter P.H. COM 377316104 1239 102200.0000SH DEFINED 01 102200.0000
Glaxo Holdings ADR COM 37733W105 91 1500.0000SH SOLE 1500.0000
556 9200.0000SH DEFINED 01 9200.0000
Global Marine Inc. COM 379352404 352 11400.0000SH SOLE 11400.0000
5675 183800.0000SH DEFINED 01 183800.0000
Goodrich BF Co COM 382388106 346 8830.0000SH SOLE 8830.0000
5121 130672.0000SH DEFINED 01 130672.0000
Group 1 Automotive Inc. COM 398905109 870 80000.0000SH DEFINED 01 80000.0000
Hercules, Inc. COM 427056106 134 9500.0000SH SOLE 9500.0000
636 45000.0000SH DEFINED 01 45000.0000
Hitachi Ltd. ADR COM 433578507 46 400.0000 SH SOLE 400.0000
297 2600.0000SH DEFINED 01 2600.0000
Honda Motor Co Ltd. ADR COM 438128308 44 600.0000 SH SOLE 600.0000
263 3600.0000SH DEFINED 01 3600.0000
Hospitality Properties Trust COM 44106M102 1169 50000.0000SH DEFINED 01 50000.0000
IBP, Inc. COM 449223106 379 20700.0000SH SOLE 20700.0000
7105 388000.0000SH DEFINED 01 388000.0000
Immunex Corp. COM 452528102 5 125.0000 SH SOLE 125.0000
1009 23200.0000SH DEFINED 01 23200.0000
Imperial Chemical Industries P COM 452704505 452 19500.0000SH SOLE 19500.0000
5753 248100.0000SH DEFINED 01 248100.0000
Ing Groep NV ADR COM 456837103 26 400.0000 SH SOLE 400.0000
178 2700.0000SH DEFINED 01 2700.0000
Inktomi Corp. COM 457277101 34 300.0000 SH SOLE 300.0000
2850 25000.0000SH DEFINED 01 25000.0000
Intel Corp. COM 458140100 2772 66700.0000SH SOLE 66700.0000
27747 667600.0000SH DEFINED 01 667600.0000
International Business Machine COM 459200101 698 6200.0000SH SOLE 6200.0000
11126 98900.0000SH DEFINED 01 98900.0000
Interstate Bakeries Corp. COM 46072h108 370 25300.0000SH SOLE 25300.0000
6694 457700.0000SH DEFINED 01 457700.0000
J C Penney COM 708160106 174 14700.0000SH SOLE 14700.0000
2071 175300.0000SH DEFINED 01 175300.0000
J. P. Morgan COM 616880100 1144 7000.0000SH SOLE 7000.0000
18902 115700.0000SH DEFINED 01 115700.0000
JDS Uniphase Corp. COM 46612j101 1061 11200.0000SH DEFINED 01 11200.0000
Johnson & Johnson COM 478160104 1184 12600.0000SH SOLE 12600.0000
16439 175000.0000SH DEFINED 01 175000.0000
Juniper Networks Inc. COM 48203r104 219 1000.0000SH DEFINED 01 1000.0000
Kerr-McGee Corp. COM 492386107 245 3700.0000SH SOLE 3700.0000
3213 48500.0000SH DEFINED 01 48500.0000
Kinross Gold Corp. COM 496902107 15 27213.0000SH DEFINED 01 27213.0000
Kohl's Corp. COM 500255104 1211 21000.0000SH DEFINED 01 21000.0000
LTV Corp. COM 501921100 36 27150.0000SH SOLE 27150.0000
1510 1150700.0000SH DEFINED 01 1150700.0000
Liberty Property Trust COM 531172104 2753 100100.0000SH DEFINED 01 100100.0000
Louisiana Pacific COM 546347105 117 12750.0000SH SOLE 12750.0000
Lowe's Co. COM 548661107 669 14900.0000SH SOLE 14900.0000
5093 113500.0000SH DEFINED 01 113500.0000
Lucent Technologies COM 549463107 912 29850.0000SH SOLE 29850.0000
7206 235793.0000SH DEFINED 01 235793.0000
Matsushita Electric Industrial COM 576879209 53 200.0000 SH SOLE 200.0000
394 1500.0000SH DEFINED 01 1500.0000
McCormick & Co. COM 579780206 280 9400.0000SH SOLE 9400.0000
13254 445500.0000SH DEFINED 01 445500.0000
Medtronic, Inc. COM 585055106 1207 23300.0000SH DEFINED 01 23300.0000
Merck & Co., Inc. COM 589331107 1422 19100.0000SH SOLE 19100.0000
12878 173000.0000SH DEFINED 01 173000.0000
Microsoft Corp COM 594918104 2069 34300.0000SH SOLE 34300.0000
24372 404100.0000SH DEFINED 01 404100.0000
Minnesota Mining & Mfg. Co. COM 604059105 652 7150.0000SH SOLE 7150.0000
6114 67100.0000SH DEFINED 01 67100.0000
Molecular Devices Corp. COM 60851c107 56 565.0000 SH SOLE 565.0000
2368 24100.0000SH DEFINED 01 24100.0000
Morgan Stanley, Dean Witter, D COM 617446448 1865 20400.0000SH SOLE 20400.0000
10598 115900.0000SH DEFINED 01 115900.0000
Nabisco Group Holdings Corp. COM 62952p102 1176 41248.0000SH DEFINED 01 41248.0000
Nec Corp. ADR COM 629050204 45 400.0000 SH SOLE 400.0000
267 2400.0000SH DEFINED 01 2400.0000
Network Appliance, Inc. COM 64120l104 955 7500.0000SH SOLE 7500.0000
4840 38000.0000SH DEFINED 01 38000.0000
Newmont Mining Corp. COM 651639106 964 56700.0000SH DEFINED 01 56700.0000
News Corp Ltd ADR COM 652487703 78 1400.0000SH SOLE 1400.0000
488 8700.0000SH DEFINED 01 8700.0000
Nextel Communications, Inc. COM 65332v103 612 13100.0000SH SOLE 13100.0000
2122 45400.0000SH DEFINED 01 45400.0000
Nippon Telegraph & Telephone C COM 654624105 196 4000.0000SH SOLE 4000.0000
1201 24500.0000SH DEFINED 01 24500.0000
Nokia Oyj ADR COM 654902204 76 1900.0000SH SOLE 1900.0000
478 12000.0000SH DEFINED 01 12000.0000
Novartis ADR COM 66987v109 162 4200.0000SH SOLE 4200.0000
987 25500.0000SH DEFINED 01 25500.0000
Novell Inc. COM 670006105 292 29350.0000SH SOLE 29350.0000
6129 616800.0000SH DEFINED 01 616800.0000
Oracle Corp. COM 68389x105 551 7000.0000SH SOLE 7000.0000
3741 47500.0000SH DEFINED 01 47500.0000
PMC-Sierra, Inc. COM 69344f106 65 300.0000 SH SOLE 300.0000
4865 22600.0000SH DEFINED 01 22600.0000
PNC Financial Services Group COM 693475105 904 13900.0000SH SOLE 13900.0000
14885 229000.0000SH DEFINED 01 229000.0000
Pacific Century CyberWorks Lim COM 694059106 85 7700.0000SH SOLE 7700.0000
287 26070.0000SH DEFINED 01 26070.0000
Peregrine Systems, Inc. COM 71366q101 19 1025.0000SH SOLE 1025.0000
1174 62000.0000SH DEFINED 01 62000.0000
Pfizer, Inc. COM 717081103 2632 58561.0000SH SOLE 58561.0000
32515 723550.0000SH DEFINED 01 723550.0000
Pharmacia Corp. COM 71713u102 2690 44700.0000SH DEFINED 01 44700.0000
Phelps Dodge Corp COM 717265102 159 3815.0000SH SOLE 3815.0000
1453 34800.0000SH DEFINED 01 34800.0000
Philip Morris Cos., Inc. COM 718154107 135 4601.0000SH SOLE 4601.0000
3165 107500.0000SH DEFINED 01 107500.0000
Praxair, Inc. COM 74005P104 637 17050.0000SH SOLE 17050.0000
9336 249800.0000SH DEFINED 01 249800.0000
Procter & Gamble, Inc. COM 742718109 2013 30050.0000SH SOLE 30050.0000
18512 276300.0000SH DEFINED 01 276300.0000
QLogic Corp COM 747277101 35 400.0000 SH SOLE 400.0000
2543 28900.0000SH DEFINED 01 28900.0000
Qwest Communications Int'l. In COM 749121109 1509 31393.0000SH SOLE 31393.0000
31222 649610.0000SH DEFINED 01 649610.0000
RJ Reynolds Tobacco Holdings, COM 76182k105 3243 100549.0000SH DEFINED 01 100549.0000
Royal Dutch Petroleum Co. ADR COM 780257804 539 9000.0000SH SOLE 9000.0000
19630 327500.0000SH DEFINED 01 327500.0000
SAP ADR COM 803054204 55 900.0000 SH SOLE 900.0000
320 5200.0000SH DEFINED 01 5200.0000
SBC Communications Inc. COM 78387G103 850 17000.0000SH SOLE 17000.0000
Safeway Inc. COM 786514208 901 19300.0000SH SOLE 19300.0000
14903 319200.0000SH DEFINED 01 319200.0000
Schering Plough Co. COM 806605101 2311 49700.0000SH SOLE 49700.0000
15503 333400.0000SH DEFINED 01 333400.0000
Schlumberger Ltd. COM 806857108 107 1300.0000SH SOLE 1300.0000
2683 32600.0000SH DEFINED 01 32600.0000
Sensient Technologies Corp. COM 81725t100 446 21900.0000SH SOLE 21900.0000
12577 617300.0000SH DEFINED 01 617300.0000
Shell Transport & Trading Co. COM 822703609 69 1400.0000SH SOLE 1400.0000
411 8400.0000SH DEFINED 01 8400.0000
Siemens AG ADR COM 826197402 51 400.0000 SH SOLE 400.0000
309 2400.0000SH DEFINED 01 2400.0000
Smithfield Foods Inc COM 832248108 2132 81200.0000SH DEFINED 01 81200.0000
Smithkline Beecham PLC ADR COM 832378301 62 900.0000 SH SOLE 900.0000
384 5600.0000SH DEFINED 01 5600.0000
Solectron Corp. COM 834182107 1439 31200.0000SH SOLE 31200.0000
12468 270300.0000SH DEFINED 01 270300.0000
Sony Corp. ADR COM 835699307 111 1100.0000SH SOLE 1100.0000
696 6900.0000SH DEFINED 01 6900.0000
Sun Microsystems COM 866810104 3993 34200.0000SH SOLE 34200.0000
15656 134100.0000SH DEFINED 01 134100.0000
Telecom Italia SPA ADR COM 87927w106 63 600.0000 SH SOLE 600.0000
357 3400.0000SH DEFINED 01 3400.0000
Telefonica SA ADR COM 879382208 38 636.0000 SH SOLE 636.0000
216 3633.0000SH DEFINED 01 3633.0000
Texaco COM 881694103 95 1800.0000SH SOLE 1800.0000
7791 148400.0000SH DEFINED 01 148400.0000
Tidewater Inc. COM 886423102 296 6500.0000SH SOLE 6500.0000
6689 147000.0000SH DEFINED 01 147000.0000
Total Fina Elf ADR COM 89151e109 37 500.0000 SH SOLE 500.0000
228 3100.0000SH DEFINED 01 3100.0000
Toyota Motor Corp. ADR COM 892331307 181 2300.0000SH SOLE 2300.0000
1107 14100.0000SH DEFINED 01 14100.0000
Toys "R" Us COM 892335100 137 8400.0000SH SOLE 8400.0000
385 23700.0000SH DEFINED 01 23700.0000
Tyco International Ltd. COM 902124106 809 15600.0000SH SOLE 15600.0000
13560 261400.0000SH DEFINED 01 261400.0000
U.S. Bancorp COM 902973106 540 23750.0000SH SOLE 23750.0000
10756 472800.0000SH DEFINED 01 472800.0000
US Freightways Corp. COM 916906100 254 11200.0000SH SOLE 11200.0000
4996 220200.0000SH DEFINED 01 220200.0000
UST, Inc. COM 902911106 213 9300.0000SH SOLE 9300.0000
1549 67700.0000SH DEFINED 01 67700.0000
USX-U.S. Steel Group COM 90337T101 204 13400.0000SH SOLE 13400.0000
4685 308500.0000SH DEFINED 01 308500.0000
Unocal Corp. COM 915289102 664 18750.0000SH SOLE 18750.0000
8041 226900.0000SH DEFINED 01 226900.0000
UtiliCorp United, Inc. COM 918005109 466 18000.0000SH SOLE 18000.0000
5434 210000.0000SH DEFINED 01 210000.0000
Veritas Software Corp COM 923436109 4704 33125.0000SH SOLE 33125.0000
57851 407400.0000SH DEFINED 01 407400.0000
Verizon Communications COM 92343v104 1123 23185.0000SH SOLE 23185.0000
18396 379786.0000SH DEFINED 01 379786.0000
Visteon Corp. COM 92839u107 21 1408.0000SH SOLE 1408.0000
342 22593.0000SH DEFINED 01 22593.0000
Vitesse Semiconductor Corp. COM 928497106 62 700.0000 SH SOLE 700.0000
3967 44600.0000SH DEFINED 01 44600.0000
Vodafone Group PLC ADR COM 92857w100 59 1600.0000SH SOLE 1600.0000
289 7800.0000SH DEFINED 01 7800.0000
Wal-Mart COM 931142103 1769 36750.0000SH SOLE 36750.0000
22773 473200.0000SH DEFINED 01 473200.0000
Waters Corp. COM 941848103 1513 17000.0000SH DEFINED 01 17000.0000
Watson Pharmaceuticals, Inc. COM 942683103 1061 16350.0000SH SOLE 16350.0000
18554 286000.0000SH DEFINED 01 286000.0000
Wells Fargo Co. COM 949746101 1700 37000.0000SH SOLE 37000.0000
20801 452800.0000SH DEFINED 01 452800.0000
Whirlpool Corp. COM 963320106 2527 65000.0000SH DEFINED 01 65000.0000
Worldcom, Inc. COM 98157d106 788 25950.0000SH SOLE 25950.0000
12156 400200.0000SH DEFINED 01 400200.0000
XO Communications, Inc. COM 983764101 35 1000.0000SH SOLE 1000.0000
2146 61000.0000SH DEFINED 01 61000.0000
Xilinx, Inc. COM 983919101 617 7200.0000SH SOLE 7200.0000
4136 48300.0000SH DEFINED 01 48300.0000
York International COM 986670107 373 15000.0000SH DEFINED 01 15000.0000
</TABLE>
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