United States
Securities and Exchange Commission
Washington, D.C. 20549
Form 12b-25
Notification of Late Filing
(Check One) ( x ) Form 10-K ( ) Form 20-F ( ) Form 11-K ( ) Form
10-Q ( ) Form N-SAR
For Period Ended: March 31, 1998
( ) Transition Report on Form 10-K
( ) Transition Report on Form 20-F
( ) Transition Report on Form 11-K
( ) Transition Report on Form 10-Q
( ) Transition Report on Form N-SAR
For the Transition Period Ended:___________________
Part 1 REGISTRANT INFORMATION
Lucille Farms, Inc.
Full Name of Registrant
N/A
Former Name if Applicable
150 River Road, P.O. Box 517
Address of Principal Executive Office (Street and Number)
Montville, NJ 07045
City, State and Zip Code
Part II | Rules 12b-25(b) and (c)
If the subject report could not be filed without unreasonable
effort or expense and the registrant seeks relief pursuant to
Rule 12b-25(b), the following should be completed (Check box if
appropriate)
( ) (a) The reasons described in reasonable detail in Part
III of this form could not be eliminated without
unreasonable effort or expense:
( ) (b) The subject annual report, semi-annual report,
transition report on Form 10-K, Form 20-F, 11-K,
Form N-SAR, or portion thereof, will be filed on or
before the fifteenth calendar day following the
prescribed due date; or the subject quarterly report of
transition report on Form 10-Q, or portion thereof will be
filed on or before the fifth calendar day following the
prescribed due date; and
( ) (c) The accountant's statement or other exhibit required
by Rule 12b-25 (c) has been attached if applicable.
Part III NARRATIVE
State below in reasonable detail the reasons why the Form 10-K,
11-K, 10-Q, N-SAR, or the transition report or portion thereof,
could not be filed within the prescribed time period. (Attach
Extra Sheets If Needed)
We need additional time to get additional information required
for disclosures and classifications necessary to accurately
finalize our report.
Part IV | Other Information
(1) Name and telephone number of person to contact in regard
to this notification
Stephen M. Katz 973____ 334-6030
(Name) (Area Code) (Telephone Number)
(2) Have all other periodic reports required under Section 13 or
15 (d) of the Securities Exchange Act of 1934 or Section 20 of the
Investment Company Act of 1940 during the preceding 12 months
(or for such shorter) period that the registrant was required
to file such reports) been filed? If answer is no, identify
report(s). ( x ) Yes ( ) No
(3) Is it anticipated that any significant change in results of
operations from the corresponding period for the last fiscal
year will be reflected by the earnings statements to be
included in the subject report or portion thereof?
( x ) Yes ( ) No
In the fiscal year ended March 31, 1998 the company incurred an
operating loss of $2,138,000. This loss was significantly
greater than the loss of $935,000 which was incurred in the
corresponding period for the last fiscal year ended March 31, 1997.
Lucille Farms, Inc.
(Name of Registrant as Specified in Charter)
has caused this notification to be signed on its behalf by the
undersigned hereunto duly authorized.
Date June 29, 1998
By______/s/ Stephen M. Katz__________
Stephen M. Katz, CFO
INSTRUCTION: The form may be signed by an executive officer of
the registrant or by any other duly authorized representative.
The name and title of the person signing the form shall be
typed or printed beneath the signature. If the statement is signed
on behalf of the registrant by any authorized representative
(other than an executive officer), evidence of the representative's
authority to sign on behalf of the registrant shall be filed
with the form.
ATTENTION
Intentional misstatements or omissions of fact constitute
Federal Criminal Violations (See 18 U.S.C. 1001).
General Instructions
1. This form is required by Rule 12b-25 (17 CFR 240.12b-25) of
the General Rules and Regulations under the Securities
Exchange Act of 1934.
2. One signed original and four conformed copies of this form
and amendments thereto must be completed and filed with the
Securities and Exchange Commission. Washington, D.C. 20549,
in accordance with Rule 0-3 of the General Rules and
Regulations under the Act. The information contained in or
filed with the form will be made a matter of public record
in the Commission files.
3. A manually signed copy of the form and amendments thereto
shall be filed with each national securities exchange on
which any class of securities of the registrant is
registered.
4. Amendments to the notifications must also be filed on form
12b-25 but need not restate information that has been
correctly furnished. The form shall be clearly identified
as an amended notification.
5. Electronic Filers. This form shall not be used by
electronic filers unable to timely file a report solely due
to electronic difficulties. Filers unable to submit a
report within the time period prescribed due to difficulties
in electronic filing should comply with either Rule 201 or
Rule 202 of Regulation S-T or apply for an adjustment in
filing date pursuant to Rule 13(b) of Regulation S-T.
