UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 1999
Check here if Amendment (); Amendment Number:
This Amendment (Check only one): ( ) is a restatement.
(X) adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Shufro Rose & Co, LLC
Address: 745 Fifth Avenue
26th Floor
New York, NY 10151
13F File Number:28-792
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true,
correct and complete, and that it is understood that all required items,
statements, schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Steven J. Glass
Title: Managing Director
Phone: 212-754-5100
Signature, Place, and Date of Signing:
Steven J. Glass New York, NY August 16, 1999
Report Type (Check only one):
(X) 13F HOLDINGS REPORT
( ) 13F NOTICE
( ) 13F COMBINATION REPORT
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
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SHUFRO ROSE & CO LLC PAGE 1
FORM 13F INFORMATION TABLE
AS OF DATE: 06/30/99
VALUE SHARES/ SH/ PUT/ INVSTMT -----VOTING AUTHORITY-----
NAME OF ISSUER -TITLE OF CLASS- --CUSIP-- (x$1000) PRN AMT PRN CALL DSCRETN -MANAGERS- SOLE SHARED NONE
IRT PROPERTY CV 7.30% CONV PFD 450058AA0 1179 1198000 PRN SOLE 1198000
PARK ELECTROCHM 5.5% 3-1-CONV PFD 700416AB6 3551 3860000 PRN SOLE 3860000
AIRTOUCH COMM 6% CONV PFD 00949T209 286 3250 SH SOLE 3250
ABBOTT LABORATORIES COM 002824100 222 4890 SH SOLE 4890
ACME UNITED COM 004816104 115 54000 SH SOLE 54000
AGRIUM INC COM 008916108 11765 1334949 SH SOLE 1334949
AIRTOUCH COMMUNICATIONS COM 00949T100 2514 23467 SH SOLE 23467
ALDILA INC COM 014384101 42 22540 SH SOLE 22540
ALEXANDER & BALDWIN COM 014482103 4423 198800 SH SOLE 198800
ALLEN TELECOM COM 018091108 3122 290400 SH SOLE 290400
ALLSTATE COM 020002101 602 16787 SH SOLE 16787
AMERADA HESS COM 023551104 226 3800 SH SOLE 3800
AMERICAN EXPRESS COM 025816109 346 2660 SH SOLE 2660
AMERICAN HOME PRODUCTS COM 026609107 3512 61077 SH SOLE 61077
AMERICAN INTERNATIONAL GRCOM 026874107 1657 14152 SH SOLE 14152
AMERITECH CORP COM 030954101 1579 21483 SH SOLE 21483
AMWAY JAPAN COM 03234J100 133 26574 SH SOLE 26574
APARTMENT INVESTMENT & MGCOM 03748R101 321 7500 SH SOLE 7500
APRIA HEALTH GROUP COM 037933108 414 24340 SH SOLE 24340
ARROW ELECTRONICS COM 042735100 276 14500 SH SOLE 14500
ASSOCIATES FIRST CAPITAL COM 046008108 311 7014 SH SOLE 7014
ASTROSYSTEMS COM 046465100 400 133200 SH SOLE 133200
AT & T CORP COM 001957109 2016 36118 SH SOLE 36118
ATLANTIC RICHFIELD COM 048825103 435 5200 SH SOLE 5200
AT & T LIBERTY MEDIA GROUCOM 001957208 205 5566 SH SOLE 5566
AUDIOVOX CL A COM 050757103 743 67500 SH SOLE 67500
AUTODESK COM 052769106 3483 117800 SH SOLE 117800
AUTOTOTE COM 053323101 655 275990 SH SOLE 275990
AVNET COM 053807103 288 6200 SH SOLE 6200
BAKER HUGHES COM 057224107 3297 98430 SH SOLE 98430
BALDWIN TECHNOLOGY COM 058264102 2731 929700 SH SOLE 929700
BANC ONE COM 06423A103 204 3421 SH SOLE 3421
BELL ATLANTIC COM 077853109 1376 21045 SH SOLE 21045
BELLSOUTH COM 079860102 1339 28562 SH SOLE 28562
BERKLEY W R COM 084423102 9405 376200 SH SOLE 376200
BETHLEHEM STEEL COM 087509105 6254 813425 SH SOLE 813425
BHC COMMUNICATIONS COM 055448104 3544 27550 SH SOLE 27550
BOEING CO COM 097023105 270 6120 SH SOLE 6120
BOMBAY COM 097924104 14889 1936660 SH SOLE 1936660
BP AMOCO COM 055622104 3555 32769 SH SOLE 32769
BRIDGFORD FOOD CORP COM 108763103 384 35750 SH SOLE 35750
BRISTOL-MYERS SQUIBB COM 110122108 3296 46798 SH SOLE 46798
BURLINGTON RESOURCES COM 122014103 3715 85900 SH SOLE 85900
CAERE CORP COM 127646107 168 12650 SH SOLE 12650
CALGON CARBON COM 129603106 328 55300 SH SOLE 55300
CARNIVAL CRUISE LINES COM 143658102 1984 40900 SH SOLE 40900
CASE CORP COM 14743R103 2850 59230 SH SOLE 59230
CASH AMERICA INTL COM 14754D100 6960 540550 SH SOLE 540550
CATERPILLAR COM 149123101 676 11271 SH SOLE 11271
CENTRAL HUDSON GAS & ELECCOM 153609102 6687 159205 SH SOLE 159205
CENTRAL SECURITIES COM 155123102 201 7339 SH SOLE 7339
CHARMING SHOPPES COM 161133103 2844 466700 SH SOLE 466700
CHEVRON COM 166751107 2818 29608 SH SOLE 29608
CHIQUITA BRANDS INTERNATICOM 170032106 94 10500 SH SOLE 10500
CHRIS-CRAFT INDUSTRIES CLCOM 170520506 243 4576 SH SOLE 4576
CIRRUS LOGIC COM 172755100 162 18200 SH SOLE 18200
CITIGROUP COM 172967101 755 15891 SH SOLE 15891
CITIZENS UTILITIES COM 177342201 10680 960001 SH SOLE 960001
CLARE C P COM 12615K107 59 10000 SH SOLE 10000
COAST DISTRIBUTION SYSTEMCOM 190345108 45 16500 SH SOLE 16500
COCA-COLA CO COM 191216100 580 9280 SH SOLE 9280
COGNEX CORP COM 192422103 446 14135 SH SOLE 14135
COLD METAL PRODUCTS COM 192861102 114 42440 SH SOLE 42440
COMCAST CLASS A SPECIAL COM 200300200 504 13100 SH SOLE 13100
COMMERCIAL METALS COM 201723103 1622 56900 SH SOLE 56900
COMMUNICATIONS SYSTEMS COM 203900105 286 23125 SH SOLE 23125
COMPAQ COMPUTER COM 204493100 1490 62910 SH SOLE 62910
CONSOLIDATED EDISON COM 209115104 486 10730 SH SOLE 10730
CONTIFINANCIAL CORP COM 21075V107 5989 1680755 SH SOLE 1680755
CORNING COM 219350105 16388 233701 SH SOLE 233701
CORRPRO COMPANIES COM 220317101 510 59100 SH SOLE 59100
CPAC COM 126145101 1166 139200 SH SOLE 139200
CRAFTMADE INTERNATIONAL COM 22413E104 3289 253010 SH SOLE 253010
CROWN CORK & SEAL COM 228255105 7205 252800 SH SOLE 252800
CUMMINS ENGINE COM 231021106 2533 44350 SH SOLE 44350
DATRON SYSTEMS COM 238173108 1592 205400 SH SOLE 205400
DAY RUNNER COM 239545106 3601 291015 SH SOLE 291015
DEPARTMENT 56 COM 249509100 14176 527480 SH SOLE 527480
DISNEY WALT COM 254687106 596 19342 SH SOLE 19342
DONNELLY CORP CLASS A COM 257870105 4216 266600 SH SOLE 266600
DOW CHEMICAL COM 260543103 546 4300 SH SOLE 4300
DRUG EMPORIUM COM 262175102 145 20000 SH SOLE 20000
DUPONT COM 263534109 43543 637405 SH SOLE 637405
EASTGROUP PROPERTIES COM 277276101 1200 59800 SH SOLE 59800
EDISON INTERNATIONAL COM 281020107 347 12962 SH SOLE 12962
EL PASO ELECTRIC CO NEW COM 283677854 1707 191025 SH SOLE 191025
ENVIRONMENTAL ELEMENTS COM 293940102 84 25300 SH SOLE 25300
EXXON CORP COM 302290101 35670 462491 SH SOLE 462491
FIRST DATA COM 319963104 1112 22725 SH SOLE 22725
FIRST NATIONAL BANK ANCHOCOM 322387101 514 502 SH SOLE 502
FIRST TENNESSEE NATIONAL COM 337162101 433 11300 SH SOLE 11300
FORD MOTOR COMPANY COM 345370100 997 17658 SH SOLE 17658
FORTUNE BRANDS COM 349631101 1159 28000 SH SOLE 28000
FOURTH SHIFT COM 351128103 374 101540 SH SOLE 101540
FRESH CHOICE COM 358032100 32 15500 SH SOLE 15500
GALLAHER COM 363595109 684 28000 SH SOLE 28000
GAP INC COM 364760108 295 5850 SH SOLE 5850
GENERAL ELECTRIC COM 369604103 86305 763764 SH SOLE 763764
GENERAL MOTORS COM 370442105 567 8593 SH SOLE 8593
GENERAL NUTRITION COM 37047F103 2467 105800 SH SOLE 105800
GENEVA STEEL COM 372252106 13 51990 SH SOLE 51990
GERMANY FUND COM 374143105 1620 114700 SH SOLE 114700
GETTY PETROLEUM MARKETINGCOM 374292100 1034 344619 SH SOLE 344619
GETTY REALTY NEW COM 374297109 379 26384 SH SOLE 26384
GIANT CEMENT COM 374450104 7508 328200 SH SOLE 328200
GIGA TRONICS COM 375175106 34 18000 SH SOLE 18000
GLACIER WATER SERVICES COM 376395109 199 10000 SH SOLE 10000
GLATFELTER (P H) COM 377316104 2023 138346 SH SOLE 138346
GLEASON CORP COM 377339106 3630 215900 SH SOLE 215900
GOODYEAR TIRE & RUBBER COM 382550101 782 13290 SH SOLE 13290
GOVERNMENT TECHNOLOGY SERCOM 383750106 3160 766080 SH SOLE 766080
GREAT TRAIN STORE COM 391330107 337 337100 SH SOLE 337100
GROUPE AB COM 39944Q109 1841 566330 SH SOLE 566330
GTE CORP COM 362320103 459 6056 SH SOLE 6056
HALLIBURTON CO COM 406216101 2036 45000 SH SOLE 45000
HANSON INDUSTRIES ADR COM 411352404 6602 148781 SH SOLE 148781
HARTMARX CORP COM 417119104 2914 695800 SH SOLE 695800
HEILIG MEYERS COM 422893107 164 24045 SH SOLE 24045
HEWLETT PACKARD COM 428236103 15722 156434 SH SOLE 156434
HOLLINGER COM 435569108 5908 497485 SH SOLE 497485
HOME DEPOT COM 437076102 6987 108431 SH SOLE 108431
HON INDUSTRIES COM 438092108 438 15000 SH SOLE 15000
H & Q LIFE SCIENCES INVESCOM 404053100 238 19031 SH SOLE 19031
HUDSON UNITED BANCORP COM 444165104 737 24061 SH SOLE 24061
HUGHES SUPPLY COM 444482103 297 10000 SH SOLE 10000
HUNTCO INC COM 445661101 2216 738518 SH SOLE 738518
HUNT CORP COM 445591100 495 60000 SH SOLE 60000
IMPERIAL SUGAR CO NEW COM 453096109 171 24600 SH SOLE 24600
INSTEEL INDUSTRIES COM 45774W108 3504 389300 SH SOLE 389300
INTEGRATED DEVICE TECHNOLCOM 458118106 7064 649585 SH SOLE 649585
INTEL COM 458140100 385 6472 SH SOLE 6472
INTL BUSINESS MACHINES COM 459200101 11434 88466 SH SOLE 88466
INTERNATIONAL PAPER COM 460146103 2235 44262 SH SOLE 44262
IT GROUP COM 465266104 492 30613 SH SOLE 30613
INTERTAN COM 461120107 297 14500 SH SOLE 14500
ITT HARTFORD GROUP COM 416515104 589 10100 SH SOLE 10100
JAPAN OTC EQUITY FUND COM 471091108 287 26850 SH SOLE 26850
JOHNSON & JOHNSON COM 478160104 2837 28946 SH SOLE 28946
KENT ELECTRONICS COM 490553104 3151 159040 SH SOLE 159040
KENTUCKY ELECTRIC STEEL COM 49127B100 148 44750 SH SOLE 44750
KERR-MCGEE COM 492386107 256 5100 SH SOLE 5100
KEYSPAN CORP COM 49337W100 281 10664 SH SOLE 10664
KIMBERLY CLARK COM 494368103 461 8090 SH SOLE 8090
KIRBY CORP COM 497266106 3379 159500 SH SOLE 159500
LACLEDE GAS COM 505588103 2530 108800 SH SOLE 108800
LACROSSE FOOTWEAR COM 505688101 2815 363265 SH SOLE 363265
LAM RESEARCH COM 512807108 2541 54425 SH SOLE 54425
LAZARE KAPLAN INTL COM 521078105 419 41400 SH SOLE 41400
LODGENET ENTERTAINMENT COM 540211109 1094 78500 SH SOLE 78500
LUCENT TECHNOLOGIES COM 549463107 2073 30734 SH SOLE 30734
M-SYSTEMS/FLASH DISK PIONCOM M7061C100 103 17000 SH SOLE 17000
MANPOWER INC COM 56418H100 2475 109400 SH SOLE 109400
MATTEL INC COM 577081102 457 17275 SH SOLE 17275
MCI WORLDCOM COM 55268B106 458 5312 SH SOLE 5312
MEDAR COM 584029102 214 97800 SH SOLE 97800
MEDIAONE GROUP COM 58440J104 358 4811 SH SOLE 4811
MELLON BANK COM 585509102 2104 57834 SH SOLE 57834
MENTOR GRAPHICS COM 587200106 3327 259640 SH SOLE 259640
MERCK & CO COM 589331107 4279 57820 SH SOLE 57820
MERITOR AUTOMOTIVE COM 59000G100 4608 180700 SH SOLE 180700
MERRILL LYNCH & CO COM 590188108 425 5319 SH SOLE 5319
METRETEK TECHNOLOGIES COM 59159Q115 39 17550 SH SOLE 17550
MFRI INC COM 552721102 875 175000 SH SOLE 175000
MGI PROPERTIES COM 552885105 4966 175800 SH SOLE 175800
MICHAELS STORES COM 594087108 2472 80715 SH SOLE 80715
MICROSOFT COM 594918104 621 6881 SH SOLE 6881
MIDAS MUFFLER SHOPS COM 595626102 8896 313525 SH SOLE 313525
MILBROOK PRESS COM 600179105 162 59000 SH SOLE 59000
MILLENNIUM CHEMICALS COM 599903101 3332 141394 SH SOLE 141394
MINNESOTA MINING & MFG COM 604059105 1933 22230 SH SOLE 22230
MOBIL CORP COM 607059102 10542 106487 SH SOLE 106487
MONSANTO CO COM 611662107 1625 41210 SH SOLE 41210
MOORE MEDICAL COM 615799103 122 11700 SH SOLE 11700
MORGAN J P & CO COM 616880100 22897 162966 SH SOLE 162966
MOTOROLA COM 620076109 1623 17130 SH SOLE 17130
M & T BANK CORP COM 55261F104 19905 36191 SH SOLE 36191
NEWELL RUBBERMAID COM 651192106 1520 32685 SH SOLE 32685
NEW GERMANY FUND COM 644465106 5069 415900 SH SOLE 415900
NEW MEXICO & ARIZONA LANDCOM 647072107 2290 315844 SH SOLE 315844
NEW PLAN EXCEL REALTY TRUCOM 648053106 362 20100 SH SOLE 20100
OCEAN ENERGY COM 67481E106 3147 326920 SH SOLE 326920
OLD REPUBLIC COM 680223104 3208 185300 SH SOLE 185300
ORION CAPITAL COM 686268103 1248 34800 SH SOLE 34800
ORTHOLOGIC CORP COM 68750J107 87 35100 SH SOLE 35100
O'SULLIVAN INDUSTRIES COM 688609106 6096 358600 SH SOLE 358600
PALL CORPORATION COM 696429307 308 13900 SH SOLE 13900
PAXSON COMMUNICATIONS COM 704231109 1259 98750 SH SOLE 98750
PE BIOSYSTEMS GROUP COM 69332S102 601 5235 SH SOLE 5235
PENNEY JC COM 708160106 5615 115615 SH SOLE 115615
PEPSICO INC COM 713448108 1972 50980 SH SOLE 50980
PETSMART COM 716768106 10975 1070695 SH SOLE 1070695
PFIZER INC COM 717081103 6066 161757 SH SOLE 161757
PHARMACIA & UPJOHN COM 716941109 275 4835 SH SOLE 4835
PHILIP MORRIS COM 718154107 4465 111102 SH SOLE 111102
PIONEER STANDARD ELECTRONCOM 723877106 2684 223680 SH SOLE 223680
POLAROID COM 731095105 3052 110470 SH SOLE 110470
PROVIDIAN COM 74406A102 2712 29000 SH SOLE 29000
QUAKER OATS CO COM 747402105 465 7000 SH SOLE 7000
RDO EQUIPMENT - CL A COM 749413100 241 25750 SH SOLE 25750
RELIANT ENERGY COM 75952J108 309 11180 SH SOLE 11180
RITE AID COM 767754104 1131 45910 SH SOLE 45910
ROLLINS INC COM 775711104 1471 92300 SH SOLE 92300
ROYAL DUTCH PETROLEUM COM 780257804 2490 41332 SH SOLE 41332
ROYCE VALUE TRUST COM 780910105 4263 321700 SH SOLE 321700
SAMUELS JEWELERS COM 796060101 738 168665 SH SOLE 168665
SANTA FE SNYDER COM 80218K105 231 30280 SH SOLE 30280
SARA LEE COM 803111103 12134 534825 SH SOLE 534825
SBC COMMUNICATIONS COM 78387G103 3221 55528 SH SOLE 55528
SCHERING-PLOUGH COM 806605101 676 12760 SH SOLE 12760
SCHNITZER STEEL INDUSTRIECOM 806882106 2403 107075 SH SOLE 107075
A SCHULMAN COM 808194104 292 17000 SH SOLE 17000
SEARS ROEBUCK & CO COM 812387108 1086 24370 SH SOLE 24370
SMITHFIELD FOODS COM 832248108 423 12650 SH SOLE 12650
SOLUTIA COM 834376105 314 14752 SH SOLE 14752
SPARTAN MOTORS COM 846819100 1605 279150 SH SOLE 279150
STANDARD PACIFIC COM 85375C101 136 10500 SH SOLE 10500
STARWOOD HOTELS & RESORTSCOM 85590A203 238 7792 SH SOLE 7792
STEWART & STEVENSON SERVICOM 860342104 4578 300200 SH SOLE 300200
STEWART ENTERPRISES COM 860370105 376 25850 SH SOLE 25850
STRATEGIC DISTRIBUTION COM 862701208 195 84150 SH SOLE 84150
SUMMIT BANCORP COM 866005101 1358 32483 SH SOLE 32483
SUN CO COM 866762107 1331 44100 SH SOLE 44100
SUNSOURCE INC COM 867948101 360 27800 SH SOLE 27800
SWISS ARMY BRANDS COM 870827102 3494 393730 SH SOLE 393730
SWISS HELVETIA FUND COM 870875101 488 35000 SH SOLE 35000
SYNALLOY COM 871565107 1440 177200 SH SOLE 177200
TECUMSEH PRODUCTS COM 878895200 5178 85500 SH SOLE 85500
TEJON RANCH COM 879080109 6812 259500 SH SOLE 259500
TIME WARNER COM 887315109 3822 52000 SH SOLE 52000
TMKEN ROLLER BEARING COM 887389104 7524 385850 SH SOLE 385850
TODAYS MAN COM 888910205 25 22630 SH SOLE 22630
TOOTSIE ROLL INDUSTRIES COM 890516107 2685 69513 SH SOLE 69513
TRENWICK GROUP COM 895290104 1196 48500 SH SOLE 48500
TRICON GLOBAL RESTAURANTSCOM 895953107 320 5917 SH SOLE 5917
TSI INTERNATIONAL COM 872879101 583 20542 SH SOLE 20542
TUPPERWARE COM 899896104 9147 358705 SH SOLE 358705
TWIN DISC COM 901476101 1587 79100 SH SOLE 79100
UNION PACIFIC COM 907818108 13464 230884 SH SOLE 230884
UNIVERSAL FOODS COM 913538104 866 41000 SH SOLE 41000
USEC INC COM 90333E108 9011 605800 SH SOLE 605800
U S WEST INC COM 91273H101 298 5077 SH SOLE 5077
UST INC COM 902911106 530 18135 SH SOLE 18135
UTAH MEDICAL PRODUCTS COM 917488108 705 91000 SH SOLE 91000
VARIAN INSTRUMENTS COM 922206107 4147 307150 SH SOLE 307150
VARIAN MEDICAL SYSTEMS COM 92220P105 3881 153700 SH SOLE 153700
VERTEX COMMUNICATIONS COM 925320103 671 49000 SH SOLE 49000
VISHAY INTERTECHNOLOGY COM 928298108 365 17375 SH SOLE 17375
VISTA EYECARE COM 928352103 277 71430 SH SOLE 71430
WABASH NATIONAL COM 929566107 268 13850 SH SOLE 13850
WAL-MART STORES COM 931142103 1090 22600 SH SOLE 22600
WARNER-LAMBERT COM 934488107 2881 41530 SH SOLE 41530
WEIRTON STEEL COM 948774104 1250 540260 SH SOLE 540260
WESTERN GAS RESOURCES COM 958259103 5338 333600 SH SOLE 333600
WHOLE FOODS MKT COM 966837106 296 6150 SH SOLE 6150
WYNNS INTERNATIONAL COM 983195108 1101 59736 SH SOLE 59736
XIRCOM COM 983922105 829 27575 SH SOLE 27575
3COM COM 885535104 2528 94730 SH SOLE 94730
LINE COUNT: 257
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FORM 13F SUMMARY PAGE
AS OF DATE: 06/30/99
RUN DATE: 08/14/99 7:08 A.M.
REPORT SUMMARY:
NUMBER OF OTHER INCLUDED MANAGERS: 0
FORM 13F INFORMATION TABLE ENTRY TOTAL: 257
FORM 13F INFORMATION TABLE VALUE TOTAL: $788,099,294
LIST OF OTHER INCLUDED MANAGERS:
NO. 13F FILE NUMBER NAME
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