UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 1999
Check here if Amendment (); Amendment Number:
This Amendment (Check only one): ( ) is a restatement.
(X) adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Shufro Rose & Co, LLC
Address: 745 Fifth Avenue
26th Floor
New York, NY 10151
13F File Number:28-792
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true,
correct and complete, and that it is understood that all required items,
statements, schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Steven J. Glass
Title: Managing Director
Phone: 212-754-5100
Signature, Place, and Date of Signing:
Steven J. Glass New York, NY May 14, 1999
Report Type (Check only one):
(X) 13F HOLDINGS REPORT
( ) 13F NOTICE
( ) 13F COMBINATION REPORT
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
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SHUFRO ROSE & CO LLC PAGE 1
FORM 13F INFORMATION TABLE
AS OF DATE: 03/31/99
VALUE SHARES/ SH/ PUT/ INVSTMT -----VOTING AUTHORITY-----
NAME OF ISSUER -TITLE OF CLASS- --CUSIP-- (x$1000) PRN AMT PRN CALL DSCRETN -MANAGERS- SOLE SHARED NONE
PARK ELECTROCHM 5.5% 3-1-CONV PFD 700416AB6 3201 3700000 PRN SOLE 3700000
AIRTOUCH COMM 6% CONV PFD 00949T209 272 3450 SH SOLE 3450
INGERSOLL-RAND CONV PFD 456867209 1506 59650 SH SOLE 59650
MERRILL LYNCH 7.25% CONV PFD 590188769 1606 21700 SH SOLE 21700
ABBOTT LABORATORIES COM 002824100 229 4890 SH SOLE 4890
ACME METALS COM 004724100 7 26300 SH SOLE 26300
ACME UNITED COM 004816104 109 43500 SH SOLE 43500
AGRIUM INC COM 008916108 10122 1101689 SH SOLE 1101689
AIRTOUCH COMMUNICATIONS COM 00949T100 2298 23786 SH SOLE 23786
ALBANY INTERNATIONAL COM 012348108 3229 172197 SH SOLE 172197
ALDILA INC COM 014384101 42 22540 SH SOLE 22540
ALEXANDER & BALDWIN COM 014482103 4049 206300 SH SOLE 206300
ALLEN TELECOM COM 018091108 1919 295300 SH SOLE 295300
ALLSTATE COM 020002101 408 11002 SH SOLE 11002
AMERICAN EXPRESS COM 025816109 313 2660 SH SOLE 2660
AMERICAN HOME PRODUCTS COM 026609107 4081 62537 SH SOLE 62537
AMERICAN INTERNATIONAL GRCOM 026874107 253 2098 SH SOLE 2098
AMERITECH CORP COM 030954101 1243 21483 SH SOLE 21483
AMWAY JAPAN COM 03234J100 120 27474 SH SOLE 27474
APARTMENT INVESTMENT & MGCOM 03748R101 272 7500 SH SOLE 7500
APRIA HEALTH GROUP COM 037933108 294 24790 SH SOLE 24790
ARROW ELECTRONICS COM 042735100 165 11000 SH SOLE 11000
ASSOCIATES FIRST CAPITAL COM 046008108 412 9154 SH SOLE 9154
ASTROSYSTEMS COM 046465100 383 133200 SH SOLE 133200
AT & T CORP COM 001957109 1891 23687 SH SOLE 23687
ATLANTIC RICHFIELD COM 048825103 365 5000 SH SOLE 5000
AUDIOVOX CL A COM 050757103 447 67500 SH SOLE 67500
AUTOTOTE COM 053323101 505 278590 SH SOLE 278590
AVNET COM 053807103 1135 31000 SH SOLE 31000
BAKER HUGHES COM 057224107 5636 231805 SH SOLE 231805
BALDWIN TECHNOLOGY COM 058264102 2726 948200 SH SOLE 948200
BELL ATLANTIC COM 077853109 1109 21465 SH SOLE 21465
BELLSOUTH COM 079860102 1140 28442 SH SOLE 28442
BERKLEY W R COM 084423102 6662 271900 SH SOLE 271900
BETHLEHEM STEEL COM 087509105 5386 652818 SH SOLE 652818
BHC COMMUNICATIONS COM 055448104 3398 27850 SH SOLE 27850
BOMBAY COM 097924104 7902 1975460 SH SOLE 1975460
BP AMOCO COM 055622104 3321 32901 SH SOLE 32901
BRIDGFORD FOOD CORP COM 108763103 416 39380 SH SOLE 39380
BRISTOL-MYERS SQUIBB COM 110122108 3074 47798 SH SOLE 47798
BURLINGTON RESOURCES COM 122014103 3481 87150 SH SOLE 87150
CAERE CORP COM 127646107 246 23450 SH SOLE 23450
CALGON CARBON COM 129603106 288 55500 SH SOLE 55500
CARNIVAL CRUISE LINES COM 143658102 2042 42050 SH SOLE 42050
CASE CORP COM 14743R103 2720 107205 SH SOLE 107205
CASH AMERICA INTL COM 14754D100 7048 547450 SH SOLE 547450
CATERPILLAR COM 149123101 588 12800 SH SOLE 12800
CENTRAL HUDSON GAS & ELECCOM 153609102 5523 154220 SH SOLE 154220
CHARMING SHOPPES COM 161133103 1829 472000 SH SOLE 472000
CHEVRON COM 166751107 2664 30118 SH SOLE 30118
CHRIS-CRAFT INDUSTRIES CLCOM 170520506 243 4576 SH SOLE 4576
CITIGROUP COM 172967101 636 9962 SH SOLE 9962
CITIZENS UTILITIES COM 177342201 7461 962760 SH SOLE 962760
CLARE C P COM 12615K107 45 12500 SH SOLE 12500
COAST DISTRIBUTION SYSTEMCOM 190345108 54 22700 SH SOLE 22700
COCA-COLA CO COM 191216100 687 11200 SH SOLE 11200
COGNEX CORP COM 192422103 343 14485 SH SOLE 14485
COLD METAL PRODUCTS COM 192861102 83 47440 SH SOLE 47440
COMCAST CLASS A SPECIAL COM 200300200 412 6550 SH SOLE 6550
COMMERCIAL METALS COM 201723103 1184 59200 SH SOLE 59200
COMMUNICATIONS SYSTEMS COM 203900105 220 23125 SH SOLE 23125
COMPAQ COMPUTER COM 204493100 1803 56900 SH SOLE 56900
CONSOLIDATED EDISON COM 209115104 486 10730 SH SOLE 10730
CONTIFINANCIAL CORP COM 21075V107 12167 1707715 SH SOLE 1707715
CORNING COM 219350105 15443 257375 SH SOLE 257375
CORRPRO COMPANIES COM 220317101 609 53500 SH SOLE 53500
CPAC COM 126145101 1038 140700 SH SOLE 140700
CRAFTMADE INTERNATIONAL COM 22413E104 3801 253410 SH SOLE 253410
CROWN CORK & SEAL COM 228255105 7244 253600 SH SOLE 253600
CUMMINS ENGINE COM 231021106 2425 68190 SH SOLE 68190
DATRON SYSTEMS COM 238173108 1243 198900 SH SOLE 198900
DAY RUNNER COM 239545106 3193 263315 SH SOLE 263315
DEPARTMENT 56 COM 249509100 15467 508140 SH SOLE 508140
DISNEY WALT COM 254687106 610 19592 SH SOLE 19592
DONNELLY CORP CLASS A COM 257870105 3297 251200 SH SOLE 251200
DOW CHEMICAL COM 260543103 1129 12115 SH SOLE 12115
DUPONT COM 263534109 38672 666031 SH SOLE 666031
DURBAN ROODEPOORT DEEP COM 266597301 21 10000 SH SOLE 10000
EASTGROUP PROPERTIES COM 277276101 964 59800 SH SOLE 59800
EDISON BROTHERS STORES COM 280875303 9 29100 SH SOLE 29100
EDISON INTERNATIONAL COM 281020107 288 12962 SH SOLE 12962
ENVIRONMENTAL ELEMENTS COM 293940102 76 25300 SH SOLE 25300
EXXON CORP COM 302290101 32880 465971 SH SOLE 465971
FIRST DATA COM 319963104 1089 25475 SH SOLE 25475
FIRST TENNESSEE NATIONAL COM 337162101 419 11450 SH SOLE 11450
FIRSTAR CORP WIS COM 33763V109 408 4560 SH SOLE 4560
FORD MOTOR COMPANY COM 345370100 1003 17678 SH SOLE 17678
FORTUNE BRANDS COM 349631101 1087 28100 SH SOLE 28100
FOURTH SHIFT COM 351128103 608 113040 SH SOLE 113040
FRESH CHOICE COM 358032100 40 15500 SH SOLE 15500
GADZOOKS INC COM 362553109 168 22600 SH SOLE 22600
GALLAHER COM 363595109 658 28000 SH SOLE 28000
GAP INC COM 364760108 263 3900 SH SOLE 3900
GENERAL ELECTRIC COM 369604103 86658 783345 SH SOLE 783345
GENERAL MOTORS COM 370442105 771 8880 SH SOLE 8880
GENERAL NUTRITION COM 37047F103 2304 164600 SH SOLE 164600
GENEVA STEEL COM 372252106 32 51990 SH SOLE 51990
GERMANY FUND COM 374143105 1446 113400 SH SOLE 113400
GETTY PETROLEUM MARKETINGCOM 374292100 1024 356119 SH SOLE 356119
GETTY REALTY NEW COM 374297109 330 26384 SH SOLE 26384
GIANT CEMENT COM 374450104 5735 333635 SH SOLE 333635
GIGA TRONICS COM 375175106 65 26100 SH SOLE 26100
GLACIER WATER SERVICES COM 376395109 624 30450 SH SOLE 30450
GLATFELTER (P H) COM 377316104 1583 141511 SH SOLE 141511
GOODYEAR TIRE & RUBBER COM 382550101 721 14479 SH SOLE 14479
GOVERNMENT TECHNOLOGY SERCOM 383750106 2775 792980 SH SOLE 792980
GREAT TRAIN STORE COM 391330107 359 338100 SH SOLE 338100
GROUPE AB COM 39944Q109 1319 586030 SH SOLE 586030
GTE CORP COM 362320103 400 6606 SH SOLE 6606
GULF CANADA RESOURCES COM 40218L305 320 119100 SH SOLE 119100
HALLIBURTON CO COM 406216101 1733 45000 SH SOLE 45000
HANSON INDUSTRIES ADR COM 411352404 6786 154233 SH SOLE 154233
HARTARX COM 417119104 1403 287700 SH SOLE 287700
HEILIG MEYERS COM 422893107 151 29195 SH SOLE 29195
HEWLETT PACKARD COM 428236103 10476 154480 SH SOLE 154480
HOLLINGER COM 435569108 6858 505655 SH SOLE 505655
HOME DEPOT COM 437076102 6898 110809 SH SOLE 110809
H & Q LIFE SCIENCES COM 404053100 237 21573 SH SOLE 21573
HUBCO COM 404382103 808 24061 SH SOLE 24061
HUNTCO COM 445661101 1895 758025 SH SOLE 758025
HUNT CORP COM 445591100 593 60000 SH SOLE 60000
IMPERIAL SUGAR COM 453096109 147 24300 SH SOLE 24300
INSTEEL COM 45774W108 2272 403900 SH SOLE 403900
INTEGRATED DEVICE TECHNOLCOM 458118106 3516 650350 SH SOLE 650350
INTEL COM 458140100 394 3306 SH SOLE 3306
INTL BUSINESS MACHINES COM 459200101 7805 44033 SH SOLE 44033
INTL PAPER COM 460146103 1960 46449 SH SOLE 46449
INTERTAN COM 461120107 290 29700 SH SOLE 29700
JAPAN OTC EQUITY FUND COM 471091108 939 122150 SH SOLE 122150
JOHNSON & JOHNSON COM 478160104 2802 29906 SH SOLE 29906
KENT ELECTRONICS COM 490553104 1296 130385 SH SOLE 130385
KENTUCKY ELECTRIC STEEL COM 49127B100 92 27250 SH SOLE 27250
KEYSPAN ENERGY COM 49337K106 268 10676 SH SOLE 10676
KIMBERLY CLARK COM 494368103 388 8090 SH SOLE 8090
KIRBY CORP COM 497266106 3019 159400 SH SOLE 159400
LACLEDE GAS COM 505588103 2115 101000 SH SOLE 101000
LACROSSE FOOTWEAR COM 505688101 1618 258940 SH SOLE 258940
LAM RESEARCH COM 512807108 1954 67375 SH SOLE 67375
LAZARE KAPLAN INTL COM 521078105 288 41900 SH SOLE 41900
LODGENET ENTERTAINMENT COM 540211109 421 64200 SH SOLE 64200
LUCENT TECHNOLOGIES COM 549463107 1617 15008 SH SOLE 15008
M-SYSTEMS/FLASH DISK PIONCOM M7061C100 68 16000 SH SOLE 16000
MANPOWER INC COM 56418H100 2330 99700 SH SOLE 99700
MARCUM NATURAL GAS SVCS COM 566323309 29 17550 SH SOLE 17550
MATTEL INC COM 577081102 6269 252025 SH SOLE 252025
MCI WORLDCOM COM 55268B106 423 4779 SH SOLE 4779
MEDAR COM 584029102 134 82400 SH SOLE 82400
MEDIAONE GROUP COM 58440J104 305 4811 SH SOLE 4811
MELLON BANK COM 585509102 2014 28617 SH SOLE 28617
MENTOR GRAPHICS COM 587200106 6663 493540 SH SOLE 493540
MERCK & CO COM 589331107 4638 57845 SH SOLE 57845
MERITOR AUTOMOTIVE COM 59000G100 2824 182200 SH SOLE 182200
MERRILL LYNCH & CO COM 590188108 470 5319 SH SOLE 5319
MFRI INC COM 552721102 244 78000 SH SOLE 78000
MGI PROPERTIES COM 552885105 4875 178100 SH SOLE 178100
MGM GRAND COM 552953101 353 10495 SH SOLE 10495
MICHAELS STORES COM 594087108 2709 109740 SH SOLE 109740
MICROSOFT COM 594918104 403 4496 SH SOLE 4496
MIDAS MUFFLER SHOPS COM 595626102 10735 321650 SH SOLE 321650
MILLENNIUM CHEMICALS COM 599903101 2810 141364 SH SOLE 141364
MINNESOTA MINING & MFG COM 604059105 1638 23147 SH SOLE 23147
MOBIL CORP COM 607059102 9406 106887 SH SOLE 106887
MONSANTO CO COM 611662107 1896 41270 SH SOLE 41270
MOORE PRODUCTS COM 615836103 218 10529 SH SOLE 10529
MORGAN J P & CO COM 616880100 20547 166538 SH SOLE 166538
MOTOROLA COM 620076109 1897 25900 SH SOLE 25900
M & T BANK CORP COM 55261F104 17708 36968 SH SOLE 36968
NATIONAL STEEL COM 637844309 89 10800 SH SOLE 10800
NATIONAL WESTMINSTER BANKADR 638539403 204 1488 SH SOLE 1488
NATURAL WONDERS COM 639014109 55 12600 SH SOLE 12600
NEWELL RUBBERMAID COM 651192106 1534 32685 SH SOLE 32685
NEW GERMANY FUND COM 644465106 3273 274200 SH SOLE 274200
NEW MEXICO & ARIZONA LANDCOM 647072107 2211 305024 SH SOLE 305024
NEW PLAN EXCEL REALTY TRUCOM 648053106 386 20100 SH SOLE 20100
NEWMONT MINING COM 651639106 472 26950 SH SOLE 26950
NINE WEST COM 65440D102 747 30240 SH SOLE 30240
OCEAN ENERGY COM 674812201 1647 241700 SH SOLE 241700
OCEAN ENERGY NEW COM 67481E106 1071 164770 SH SOLE 164770
OLD REPUBLIC COM 680223104 568 31100 SH SOLE 31100
ORTHOLOGIC CORP COM 68750J107 105 35100 SH SOLE 35100
O'SULLIVAN INDUSTRIES COM 688609106 4796 347200 SH SOLE 347200
PALL CORPORATION COM 696429307 379 22900 SH SOLE 22900
PAXSON COMMUNICATIONS COM 704231109 2491 290850 SH SOLE 290850
PENNEY JC COM 708160106 7820 193090 SH SOLE 193090
PEPSICO INC COM 713448108 2002 51080 SH SOLE 51080
PERKIN-ELMER COM 714041100 843 8685 SH SOLE 8685
PETSMART COM 716768106 8711 1084695 SH SOLE 1084695
PFIZER INC COM 717081103 7153 51554 SH SOLE 51554
PHARMACIA & UPJOHN COM 716941109 302 4835 SH SOLE 4835
PHILIP MORRIS COM 718154107 3834 108964 SH SOLE 108964
PIONEER STANDARD ELECTRONCOM 723877106 1260 191950 SH SOLE 191950
POLAROID COM 731095105 2472 123190 SH SOLE 123190
PROCTER & GAMBLE COM 742718109 215 2200 SH SOLE 2200
PROVIDIAN COM 74406A102 3190 29000 SH SOLE 29000
QUAKER OATS CO COM 747402105 438 7000 SH SOLE 7000
RDO EQUIPMENT - CL A COM 749413100 232 25750 SH SOLE 25750
RELIANT ENERGY COM 75952J108 291 11180 SH SOLE 11180
ROLLINS INC COM 775711104 1574 93600 SH SOLE 93600
ROYAL DUTCH PETROLEUM COM 780257804 2170 41732 SH SOLE 41732
ROYCE VALUE TRUST COM 780910105 3709 327820 SH SOLE 327820
SAMUELS JEWELERS COM 796060101 810 185150 SH SOLE 185150
SANTA FE ENERGY RESOURCESCOM 802012104 251 34280 SH SOLE 34280
SARA LEE COM 803111103 344 13900 SH SOLE 13900
SBC COMMUNICATIONS COM 78387G103 2621 55628 SH SOLE 55628
SCHERING-PLOUGH COM 806605101 697 12600 SH SOLE 12600
SCHNITZER STEEL INDUSTRIECOM 806882106 1079 90875 SH SOLE 90875
SEARS ROEBUCK & CO COM 812387108 1183 26170 SH SOLE 26170
SKYTEL COMMUNICATIONS COM 607406105 172 10370 SH SOLE 10370
SMITHFIELD FOODS COM 832248108 287 12650 SH SOLE 12650
SOLUTIA COM 834376105 328 18869 SH SOLE 18869
SPARTAN MOTORS COM 846819100 1732 294850 SH SOLE 294850
STANDARD PACIFIC COM 85375C101 135 10500 SH SOLE 10500
STARWOOD HOTELS & RESORTSCOM 85590A203 223 7792 SH SOLE 7792
STEWART & STEVENSON SERVICOM 860342104 2569 334100 SH SOLE 334100
STRATEGIC DISTRIBUTION COM 862701208 150 74850 SH SOLE 74850
SUMMIT BANCORP COM 866005101 776 19892 SH SOLE 19892
SUNSOURCE INC COM 867948101 393 27800 SH SOLE 27800
SWISS ARMY BRANDS COM 870827102 2786 292330 SH SOLE 292330
SYNALLOY COM 871565107 846 123000 SH SOLE 123000
TECUMSEH PRODUCTS COM 878895200 4406 86500 SH SOLE 86500
TEJON RANCH COM 879080109 4274 257100 SH SOLE 257100
TIME WARNER COM 887315109 3720 52350 SH SOLE 52350
TMKEN ROLLER BEARING COM 887389104 6296 387450 SH SOLE 387450
TODAYS MAN COM 888910205 30 22630 SH SOLE 22630
TOOTSIE ROLL INDUSTRIES COM 890516107 3248 70522 SH SOLE 70522
TRICON GLOBAL RESTAURANTSCOM 895953107 349 4972 SH SOLE 4972
TSI INTERNATIONAL COM 872879101 415 8496 SH SOLE 8496
TUPPERWARE COM 899896104 8811 489500 SH SOLE 489500
TWIN DISC COM 901476101 909 47200 SH SOLE 47200
UNION PACIFIC COM 907818108 13817 258559 SH SOLE 258559
USEC INC COM 90333E108 6417 471000 SH SOLE 471000
U S WEST INC COM 91273H101 280 5077 SH SOLE 5077
UST INC COM 902911106 474 18135 SH SOLE 18135
UTAH MEDICAL PRODUCTS COM 917488108 541 92100 SH SOLE 92100
VARIAN ASSOCIATES COM 922204102 5093 131430 SH SOLE 131430
VARIAN INC COM 922206107 330 35000 SH SOLE 35000
VISHAY INTERTECHNOLOGY COM 928298108 558 38300 SH SOLE 38300
VISTA EYECARE COM 928352103 415 71430 SH SOLE 71430
WABASH NATIONAL COM 929566107 184 15800 SH SOLE 15800
WAL-MART STORES COM 931142103 1023 11100 SH SOLE 11100
WARNER-LAMBERT COM 934488107 2724 41155 SH SOLE 41155
WEIRTON STEEL COM 948774104 831 553800 SH SOLE 553800
WESTERN GAS RESOURCES COM 958259103 2808 374400 SH SOLE 374400
WHOLE FOODS MKT COM 966837106 211 6150 SH SOLE 6150
WYNNS INTERNATIONAL COM 983195108 1042 59736 SH SOLE 59736
XIRCOM COM 983922105 1129 44925 SH SOLE 44925
3COM COM 885535104 1688 72400 SH SOLE 72400
LINE COUNT: 255
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FORM 13F SUMMARY PAGE
AS OF DATE: 03/31/99
RUN DATE: 05/14/99 7:08 A.M.
REPORT SUMMARY:
NUMBER OF OTHER INCLUDED MANAGERS: 0
FORM 13F INFORMATION TABLE ENTRY TOTAL: 255
FORM 13F INFORMATION TABLE VALUE TOTAL: $702,811,000
LIST OF OTHER INCLUDED MANAGERS:
NO. 13F FILE NUMBER NAME
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