UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 1999
Check here if Amendment (); Amendment Number:
This Amendment (Check only one): ( ) is a restatement.
(X) adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Shufro Rose & Co, LLC
Address: 745 Fifth Avenue
26th Floor
New York, NY 10151
13F File Number:28-792
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true,
correct and complete, and that it is understood that all required items,
statements, schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Steven J. Glass
Title: Managing Director
Phone: 212-754-5100
Signature, Place, and Date of Signing:
Steven J. Glass New York, NY February 15, 2000
Report Type (Check only one):
(X) 13F HOLDINGS REPORT
( ) 13F NOTICE
( ) 13F COMBINATION REPORT
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
FORM 13F SUMMARY PAGE
AS OF DATE: 12/31/99
RUN DATE: 2/14/00 11:17 A.M.
REPORT SUMMARY:
NUMBER OF OTHER INCLUDED MANAGERS: 0
FORM 13F INFORMATION TABLE ENTRY TOTAL: 256
FORM 13F INFORMATION TABLE VALUE TOTAL: $773,810,691
LIST OF OTHER INCLUDED MANAGERS:
NO. 13F FILE NUMBER NAME
<TABLE>
<C> <C>
SHUFRO ROSE & CO LLC PAGE 1
FORM 13F INFORMATION TABLE
AS OF DATE: 12/31/99
VALUE SHARES/ SH/ PUT/ INVSTMT -----VOTING AUTHORITY-----
NAME OF ISSUER -TITLE OF CLASS- --CUSIP-- (x$1000) PRN AMT PRN CALL DSCRETN -MANAGERS- SOLE SHARED NONE
IRT PROPERTY CV 7.30% CONV PFD 450058AA0 1569 1674000 PRN SOLE 1674000
PARK ELECTROCHM 5.5% 3-1-CONV PFD 700416AB6 528 590000 PRN SOLE 590000
TRANSMEDIA NETWORK CONV PFD 893767400 79 30492 PRN SOLE 30492
ACME UNITED COM 004816104 42 37000 SH SOLE 37000
AGRIUM INC COM 008916108 9829 1248065 SH SOLE 1248065
ALEXANDER & BALDWIN COM 014482103 4099 179700 SH SOLE 179700
ALLEN TELECOM COM 018091108 2721 235300 SH SOLE 235300
ALLSTATE COM 020002101 479 19952 SH SOLE 19952
AMERICAN EXPRESS COM 025816109 442 2660 SH SOLE 2660
AMERICAN HOME PRODUCTS COM 026609107 13885 352081 SH SOLE 352081
AMERICAN INTERNATIONAL GRCOM 026874107 270 2497 SH SOLE 2497
AMGEN INC COM 031162100 202 3360 SH SOLE 3360
APARTMENT INVESTMENT & MGCOM 03748R101 368 9250 SH SOLE 9250
APRIA HEALTH GROUP COM 037933108 413 23025 SH SOLE 23025
ARROW ELECTRONICS COM 042735100 2609 102800 SH SOLE 102800
AT & T CORP COM 001957109 2079 40972 SH SOLE 40972
ATCHISON CASTING COM 046613105 91 10000 SH SOLE 10000
ATLANTIC RICHFIELD COM 048825103 450 5200 SH SOLE 5200
AT & T LIBERTY MEDIA GROUCOM 001957208 316 5566 SH SOLE 5566
AUDIOVOX CL A COM 050757103 222 7300 SH SOLE 7300
AUTODESK COM 052769106 5630 166800 SH SOLE 166800
AUTOTOTE COM 053323101 868 267010 SH SOLE 267010
BAKER HUGHES COM 057224107 6766 321239 SH SOLE 321239
BALDWIN TECHNOLOGY COM 058264102 1683 792200 SH SOLE 792200
BELL ATLANTIC COM 077853109 1297 21071 SH SOLE 21071
BELLSOUTH COM 079860102 1313 28056 SH SOLE 28056
BERKLEY W R COM 084423102 6413 307190 SH SOLE 307190
BETHLEHEM STEEL COM 087509105 8484 1013021 SH SOLE 1013021
BHC COMMUNICATIONS COM 055448104 4408 27550 SH SOLE 27550
BOEING CO COM 097023105 250 6020 SH SOLE 6020
BOMBAY COM 097924104 8082 1796030 SH SOLE 1796030
BP AMOCO COM 055622104 3887 65538 SH SOLE 65538
BRAZILIAN EQUITY FUND COM 105884100 558 96000 SH SOLE 96000
BRIDGFORD FOOD CORP COM 108763103 346 35750 SH SOLE 35750
BRISTOL-MYERS SQUIBB COM 110122108 2949 45948 SH SOLE 45948
BUDGET GROUP COM 119003101 238 26255 SH SOLE 26255
BURLINGTON RESOURCES COM 122014103 1859 56240 SH SOLE 56240
CALGON CARBON COM 129603106 208 35100 SH SOLE 35100
CARNIVAL CRUISE LINES COM 143658102 1924 40250 SH SOLE 40250
CASH AMERICA INTL COM 14754D100 7414 760400 SH SOLE 760400
CATERPILLAR COM 149123101 463 9835 SH SOLE 9835
CH ENERGY GROUP COM 12541M102 5634 170715 SH SOLE 170715
CHARMING SHOPPES COM 161133103 2843 429200 SH SOLE 429200
CHEVRON COM 166751107 2586 29850 SH SOLE 29850
CHRIS-CRAFT INDUSTRIESCLBCOM 170520506 323 4576 SH SOLE 4576
CIRRUS LOGIC COM 172755100 242 18200 SH SOLE 18200
CITIGROUP COM 172967101 918 16523 SH SOLE 16523
CITIZENS UTILITIES COM 177342201 14176 999142 SH SOLE 999142
CLARE C P COM 12615K107 609 58000 SH SOLE 58000
COAST DISTRIBUTION SYSTEMCOM 190345108 41 16500 SH SOLE 16500
COCA-COLA CO COM 191216100 529 9090 SH SOLE 9090
COLD METAL PRODUCTS COM 192861102 126 35440 SH SOLE 35440
COMCAST CLASS A SPECIAL COM 200300200 656 13063 SH SOLE 13063
COMMERCE BANCSHARES COM 200525103 444 13121 SH SOLE 13121
COMMUNICATIONS SYSTEMS COM 203900105 301 23125 SH SOLE 23125
COMPAQ COMPUTER COM 204493100 1526 56400 SH SOLE 56400
COMSHARE COM 205912108 74 21000 SH SOLE 21000
CONSOLIDATED EDISON COM 209115104 361 10475 SH SOLE 10475
CONSOLIDATED TOMOKA LAND COM 210226106 5714 448180 SH SOLE 448180
CONSOLIDATED STORES COM 210149100 1080 66465 SH SOLE 66465
CONTIFINANCIAL CORP COM 21075V107 150 641245 SH SOLE 641245
CORNING COM 219350105 17041 132164 SH SOLE 132164
CORRPRO COMPANIES COM 220317101 347 59100 SH SOLE 59100
CPAC COM 126145101 1034 127300 SH SOLE 127300
CRAFTMADE INTERNATIONAL COM 22413E104 1845 254485 SH SOLE 254485
CROWN CORK & SEAL COM 228255105 6693 299150 SH SOLE 299150
CUMMINS ENGINE COM 231021106 1452 30050 SH SOLE 30050
DATRON SYSTEMS COM 238173108 1711 201300 SH SOLE 201300
DAY RUNNER COM 239545106 888 227290 SH SOLE 227290
DELL COMPUTER COM 247025109 223 4380 SH SOLE 4380
DEPARTMENT 56 COM 249509100 11540 510070 SH SOLE 510070
DIAGNOSTIC PRODUCTS COM 252450101 784 32000 SH SOLE 32000
DISNEY WALT COM 254687106 16051 548746 SH SOLE 548746
DONNELLY CORP CLASS A COM 257870105 3588 256300 SH SOLE 256300
DOW CHEMICAL COM 260543103 548 4100 SH SOLE 4100
DUPONT COM 263534109 40790 619197 SH SOLE 619197
EASTGROUP PROPERTIES COM 277276101 1038 56100 SH SOLE 56100
EDISON INTERNATIONAL COM 281020107 339 12962 SH SOLE 12962
EL PASO ELECTRIC CO NEW COM 283677854 1740 177265 SH SOLE 177265
EMC CORP COM 368648102 328 3000 SH SOLE 3000
ENVIRONMENTAL ELEMENTS COM 293940102 49 21400 SH SOLE 21400
EXXON MOBIL COM 30231G102 47323 587405 SH SOLE 587405
FIRST DATA COM 319963104 1228 24900 SH SOLE 24900
FIRST NATIONAL BANK ANCHOCOM 322387101 467 492 SH SOLE 492
FIRST TENNESSEE NATIONAL COM 337162101 311 10900 SH SOLE 10900
FLEETWOOD ENTERPRISES COM 339099103 6584 319200 SH SOLE 319200
FORD MOTOR COMPANY COM 345370100 933 17458 SH SOLE 17458
FORTUNE BRANDS COM 349631101 926 28000 SH SOLE 28000
FOURTH SHIFT COM 351128103 569 82040 SH SOLE 82040
FRESH CHOICE COM 358032100 37 15500 SH SOLE 15500
GALLAHER COM 363595109 431 28000 SH SOLE 28000
GAP INC COM 364760108 271 5900 SH SOLE 5900
GENERAL ELECTRIC COM 369604103 109472 707413 SH SOLE 707413
GENERAL MOTORS COM 370442105 595 8182 SH SOLE 8182
GENUINE PARTS COM 372460105 328 13200 SH SOLE 13200
GERMANY FUND COM 374143105 1572 103960 SH SOLE 103960
GETTY PETROLEUM MARKETINGCOM 374292100 569 227619 SH SOLE 227619
GETTY REALTY NEW COM 374297109 295 26384 SH SOLE 26384
GIGA TRONICS COM 375175106 114 16000 SH SOLE 16000
GLACIER WATER SERVICES COM 376395109 163 10000 SH SOLE 10000
GLATFELTER (P H) COM 377316104 1895 130101 SH SOLE 130101
GLEASON CORP COM 377339106 5925 254840 SH SOLE 254840
GOODYEAR TIRE & RUBBER COM 382550101 3039 107826 SH SOLE 107826
GOVERNMENT TECHNOLOGY SERCOM 383750106 1736 631280 SH SOLE 631280
GREAT TRAIN STORE COM 391330107 72 329600 SH SOLE 329600
GROUPE AB COM 39944Q109 1321 234830 SH SOLE 234830
GTE CORP COM 362320103 258 3660 SH SOLE 3660
GUILFORD MILLS COM 401794102 73 10000 SH SOLE 10000
HALLIBURTON CO COM 406216101 1811 45000 SH SOLE 45000
HANSON INDUSTRIES ADR COM 411352404 7020 173589 SH SOLE 173589
HARTMARX CORP COM 417119104 3414 840300 SH SOLE 840300
HEILIG MEYERS COM 422893107 115 41975 SH SOLE 41975
HEWLETT PACKARD COM 428236103 20716 181815 SH SOLE 181815
HILLENBRAND INDUSTRIES COM 431573104 2972 93800 SH SOLE 93800
HOLLINGER COM 435569108 7597 587195 SH SOLE 587195
HOME DEPOT COM 437076102 10098 147285 SH SOLE 147285
HONEYWELL INTL COM 438516106 258 4476 SH SOLE 4476
HON INDUSTRIES COM 438092108 329 15000 SH SOLE 15000
H & Q LIFE SCIENCES INVESCOM 404053100 381 19031 SH SOLE 19031
HUDSON UNITED BANCORP COM 444165104 654 25584 SH SOLE 25584
HUGHES SUPPLY COM 444482103 216 10000 SH SOLE 10000
HUNTCO INC COM 445661101 1503 471455 SH SOLE 471455
HUNT CORP COM 445591100 570 60000 SH SOLE 60000
HUSSMAN INTERNATIONAL COM 448110106 917 60900 SH SOLE 60900
IMPERIAL SUGAR CO NEW COM 453096109 45 13600 SH SOLE 13600
INPUT/OUTPUT COM 457652105 2488 491390 SH SOLE 491390
INSTEEL INDUSTRIES COM 45774W108 3305 364700 SH SOLE 364700
INTEGRALVISION COM 45811H106 195 91750 SH SOLE 91750
INTEGRATED DEVICE TECHNOLCOM 458118106 10301 355210 SH SOLE 355210
INTEL COM 458140100 456 5538 SH SOLE 5538
INTL BUSINESS MACHINES COM 459200101 9517 88121 SH SOLE 88121
INTERNATIONAL PAPER COM 460146103 2543 45067 SH SOLE 45067
IT GROUP COM 465266104 243 26451 SH SOLE 26451
ITT HARTFORD GROUP COM 416515104 478 10100 SH SOLE 10100
JOHNSON & JOHNSON COM 478160104 2689 28877 SH SOLE 28877
KENT ELECTRONICS COM 490553104 3683 161875 SH SOLE 161875
KENTUCKY ELECTRIC STEEL COM 49127B100 106 44450 SH SOLE 44450
KERR-MCGEE COM 492386107 316 5100 SH SOLE 5100
KEYSPAN CORP COM 49337W100 247 10664 SH SOLE 10664
KIMBERLY CLARK COM 494368103 528 8090 SH SOLE 8090
KIRBY CORP COM 497266106 3219 157000 SH SOLE 157000
LACLEDE GAS COM 505588103 2193 101400 SH SOLE 101400
LACROSSE FOOTWEAR COM 505688101 1455 327890 SH SOLE 327890
LAM RESEARCH COM 512807108 702 6290 SH SOLE 6290
LASALLE RE HOLDINGS LTD COM G5383Q101 1866 113095 SH SOLE 113095
LAZARE KAPLAN INTL COM 521078105 389 47900 SH SOLE 47900
LENNOX INTERNATIONAL COM 526107107 195 21250 SH SOLE 21250
LODGENET ENTERTAINMENT COM 540211109 1187 47700 SH SOLE 47700
LORAL SPACE COMM LTD COM G56462107 321 13200 SH SOLE 13200
LUCENT TECHNOLOGIES COM 549463107 2293 30654 SH SOLE 30654
MACDERMID COM 554273102 287 7000 SH SOLE 7000
MANPOWER INC COM 56418H100 508 13500 SH SOLE 13500
MATTEL INC COM 577081102 453 34500 SH SOLE 34500
MAXWELL SHOE COM 577766108 413 51650 SH SOLE 51650
MCI WORLDCOM COM 55268B106 431 8128 SH SOLE 8128
MEDIAONE GROUP COM 58440J104 370 4811 SH SOLE 4811
MELLON FINANCIAL COM 58551A108 1921 56384 SH SOLE 56384
MENTOR GRAPHICS COM 587200106 3085 233890 SH SOLE 233890
MERCK & CO COM 589331107 3826 57055 SH SOLE 57055
MERITOR AUTOMOTIVE COM 59000G100 3361 173460 SH SOLE 173460
MERRILL LYNCH & CO COM 590188108 444 5319 SH SOLE 5319
METATEC INTERNATIONAL COM 591398102 36 12000 SH SOLE 12000
METRETEK TECHNOLOGIES COM 59159Q107 80 16800 SH SOLE 16800
MFRI INC COM 552721102 776 180000 SH SOLE 180000
MGI PROPERTIES COM 552885105 1003 190960 SH SOLE 190960
MICHAELS STORES COM 594087108 1300 45600 SH SOLE 45600
MICROSOFT COM 594918104 910 7797 SH SOLE 7797
MIDAS MUFFLER SHOPS COM 595626102 6361 290785 SH SOLE 290785
MILBROOK PRESS COM 600179105 290 129000 SH SOLE 129000
MILLENNIUM CHEMICALS COM 599903101 2793 141409 SH SOLE 141409
MINNESOTA MINING & MFG COM 604059105 2133 21789 SH SOLE 21789
MONSANTO CO COM 611662107 1457 40910 SH SOLE 40910
MOORE MEDICAL COM 615799103 624 64000 SH SOLE 64000
MOORE PRODUCTS COM 615836103 217 5444 SH SOLE 5444
MORGAN J P & CO COM 616880100 19909 157226 SH SOLE 157226
MOTOROLA COM 620076109 1761 11960 SH SOLE 11960
M&T BANK CORP COM 55261F104 14382 34718 SH SOLE 34718
NEWELL RUBBERMAID COM 651229106 948 32685 SH SOLE 32685
NEW GERMANY FUND COM 644465106 5682 463800 SH SOLE 463800
NEW MEXICO & ARIZONA LANDCOM 647072107 1725 345028 SH SOLE 345028
NOKIA SPONSORED ADR COM 654902204 228 1200 SH SOLE 1200
OAK TECHNOLOGY COM 671802106 2045 216630 SH SOLE 216630
OCEAN ENERGY COM 67481E106 2333 301020 SH SOLE 301020
OLD REPUBLIC COM 680223104 3810 279600 SH SOLE 279600
ORTHOLOGIC CORP COM 68750J107 66 25900 SH SOLE 25900
PALL CORPORATION COM 696429307 300 13900 SH SOLE 13900
PAXSON COMMUNICATIONS COM 704231109 536 44875 SH SOLE 44875
PENNEY JC COM 708160106 424 21285 SH SOLE 21285
PEPSICO INC COM 713448108 1743 49440 SH SOLE 49940
PETSMART COM 716768106 4818 837855 SH SOLE 837855
PFIZER INC COM 717081103 5142 158510 SH SOLE 158510
PHARMACIA & UPJOHN COM 716941109 215 4785 SH SOLE 4785
PHILIP MORRIS COM 718154107 2548 109897 SH SOLE 109897
PIONEER STANDARD ELECTRONCOM 723877106 3017 208930 SH SOLE 208930
POLAROID COM 731095105 828 43990 SH SOLE 43990
PROCTER & GAMBLE COM 742718109 241 2200 SH SOLE 2200
PROVIDIAN COM 74406A102 2186 24000 SH SOLE 24000
QUAKER OATS CO COM 747402105 427 6500 SH SOLE 6500
RDO EQUIPMENT - CL A COM 749413100 75 12750 SH SOLE 12750
RELIANT ENERGY COM 75952J108 251 10980 SH SOLE 10980
RITE AID COM 767754104 5857 523535 SH SOLE 523535
ROYAL DUTCH PETROLEUM COM 780257804 2510 41532 SH SOLE 41532
ROYCE VALUE TRUST COM 780910105 3890 297800 SH SOLE 297800
SAFESKIN CORP COM 786454108 1396 115170 SH SOLE 115170
SAMUELS JEWELERS COM 796060101 719 119905 SH SOLE 119905
SARA LEE COM 803111103 13036 590857 SH SOLE 590857
SBC COMMUNICATIONS COM 78387G103 3562 73063 SH SOLE 73063
SCHERING-PLOUGH COM 806605101 542 12840 SH SOLE 12840
SCHNITZER STEEL INDUSTRIECOM 806882106 1821 95825 SH SOLE 95825
A SCHULMAN COM 808194104 277 17000 SH SOLE 17000
SEARS ROEBUCK & CO COM 812387108 234 7678 SH SOLE 7678
SMITHFIELD FOODS COM 832248108 292 12150 SH SOLE 12150
SPARTAN MOTORS COM 846819100 1214 277400 SH SOLE 277400
SPARTAN CORP COM 847235108 255 48000 SH SOLE 48000
STANDARD PACIFIC COM 85375C101 116 10500 SH SOLE 10500
STARRETT (L.S.) COM 855668109 1922 85650 SH SOLE 85650
STEWART ENTERPRISES COM 860370105 214 45100 SH SOLE 45100
STEWART & STEVENSON SERVICOM 860342104 3255 274800 SH SOLE 274800
STRATEGIC DISTRIBUTION COM 862701208 121 84050 SH SOLE 84050
SUMMIT BANCORP COM 866005101 949 30983 SH SOLE 30983
SUN MICROSYSTEMS COM 866810104 364 4700 SH SOLE 4700
SUNOCO COM 86764P109 3241 137900 SH SOLE 137900
SWISS ARMY BRANDS COM 870827102 2772 389070 SH SOLE 389070
SWISS HELVETIA FUND COM 870875101 3078 222850 SH SOLE 222850
SYNALLOY COM 871565107 1318 175700 SH SOLE 175700
TECUMSEH PRODUCTS COM 878895200 5348 113330 SH SOLE 113330
TEJON RANCH COM 879080109 5294 222900 SH SOLE 222900
TIME WARNER COM 887315109 4006 55300 SH SOLE 55300
TIMKEN ROLLER BEARING COM 887389104 8442 413060 SH SOLE 413060
TJX COMPANIES COM 872540109 339 16580 SH SOLE 16580
TOOTSIE ROLL INDUSTRIES COM 890516107 2301 69849 SH SOLE 69849
TRANSACTION SYSTEMS ARCHICOM 893416107 400 14279 SH SOLE 14279
TRANSOCEAN SEDCO FOREX COM G90078109 318 9445 SH SOLE 9445
TRENWICK GROUP COM 895290104 1923 113530 SH SOLE 113530
TRICON GLOBAL RESTAURANTSCOM 895953107 1835 47497 SH SOLE 47497
TSI INTERNATIONAL COM 872879101 1132 19993 SH SOLE 19993
TUPPERWARE COM 899896104 5488 323990 SH SOLE 323990
TWIN DISC COM 901476101 2254 189800 SH SOLE 189800
UNIFI COM 904677101 382 31000 SH SOLE 31000
UNION PACIFIC COM 907818108 10539 241581 SH SOLE 241581
U S WEST INC COM 91273H101 366 5077 SH SOLE 5077
UNIVERSAL FOODS COM 913538104 835 41000 SH SOLE 41000
UNUMPROVIDENT CORP COM 91529Y106 997 31100 SH SOLE 31100
USEC INC COM 90333E108 3551 507300 SH SOLE 507300
UST INC COM 902911106 453 18000 SH SOLE 18000
UTAH MEDICAL PRODUCTS COM 917488108 642 95100 SH SOLE 95100
VARIAN INSTRUMENTS COM 922206107 6560 291554 SH SOLE 291554
VARIAN MEDICAL SYSTEMS COM 92220P105 4497 150854 SH SOLE 150854
VERTEX COMMUNICATIONS COM 925320103 1158 56500 SH SOLE 56500
VODAFONE AIRTOUCH COM 92857T107 3279 66235 SH SOLE 66235
WAL-MART STORES COM 931142103 1618 23400 SH SOLE 23400
WARNER-LAMBERT COM 934488107 3514 42880 SH SOLE 42880
WEIRTON STEEL COM 948774104 3686 541060 SH SOLE 541060
WESTERN GAS RESOURCES COM 958259103 1047 79400 SH SOLE 79400
WYNNS INTERNATIONAL COM 983195108 844 59736 SH SOLE 59736
3COM COM 885535104 4744 100935 SH SOLE 100935
</TABLE>
