UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 10-QSB/A
Amendment No. 1
(Mark One)
[X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
For the quarterly period ended March 29, 1996
OR
[ ] Transition Report Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Commission File Number 0-220-20
CASTELLE
(Name of small business issuer in its charter)
-------------------------------
California 77-0164056
(State of other jurisdiction of (I.R.S. Employer
incorporation or organization) Identification No.)
3255-3 Scott Boulevard, Santa Clara, California 95054
(Address of principal executive offices, including zip code)
Issuer's telephone number, including area code: (408) 496-0474
SECURITIES REGISTERED PURSUANT TO Section 12(b) OF THE ACT: NONE
SECURITIES REGISTERED PURSUANT TO Section 12(g) OF THE ACT:
COMMON STOCK NO PAR VALUE
(Title of Class)
Indicate by check mark whether the registrant (1) has filed all reports required
to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during
the preceding 12 months (or for such shorter period that the Registrant was
required to file such reports), and (2) has been subject to such filing
requirements for the past 90 days. Yes X No
The number of shares of Common Stock outstanding as of May 8, 1996 was
3,619,931
<PAGE>
CASTELLE
INDEX
Page No.
Part II. OTHER INFORMATION
Item 6. Exhibits and Reports on Form 8-K 3
Signatures 4
Index of Exhibits 5
Financial Data Schedule 6
2
<PAGE>
PART II - OTHER INFORMATION
Item 6. Exhibits and Reports on Form 8-K
(A) Exhibits
Item Description
---- -----------
11.1* Statement re:computation of per share earnings
27 Financial Data Schedule
* Previously filed
3
<PAGE>
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
Registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
CASTELLE
By:______________________________________ Date: July 17, 1996
Arthur H. Bruno
Chief Executive Officer and President
(Principal Executive Officer)
By:______________________________________ Date: July 17, 1996
Randall I. Bambrough
Vice President of Finance and Administration
Chief Financial Officer
(Prinipal Financial and Accounting Officer)
4
<PAGE>
CASTELLE
INDEX OF EXHIBITS
11.1* Computation of Net Income Per Share
* Previously filed
5
<PAGE>
<TABLE> <S> <C>
<ARTICLE> 5
<LEGEND>
This schedule contains summary financial information extracted from the
Company's Financial Statements for the period ending June 28, 1996 included
in the Company's Form 10-QSB filed May 13, 1996 and is qualified in its entirety
by reference to such statements
</LEGEND>
<MULTIPLIER> 1,000
<S> <C>
<PERIOD-TYPE> 3-MOS
<FISCAL-YEAR-END> DEC-31-1996
<PERIOD-END> MAR-29-1996
<CASH> 5722
<SECURITIES> 0
<RECEIVABLES> 3801
<ALLOWANCES> 414
<INVENTORY> 5199
<CURRENT-ASSETS> 14791
<PP&E> 2719
<DEPRECIATION> 2377
<TOTAL-ASSETS> 15248
<CURRENT-LIABILITIES> 4416
<BONDS> 0
0
0
<COMMON> 23297
<OTHER-SE> 0
<TOTAL-LIABILITY-AND-EQUITY> 15248
<SALES> 6200
<TOTAL-REVENUES> 6200
<CGS> 3339
<TOTAL-COSTS> 3339
<OTHER-EXPENSES> 2337
<LOSS-PROVISION> 0
<INTEREST-EXPENSE> (73)
<INCOME-PRETAX> 597
<INCOME-TAX> 28
<INCOME-CONTINUING> 569
<DISCONTINUED> 0
<EXTRAORDINARY> 0
<CHANGES> 0
<NET-INCOME> 569
<EPS-PRIMARY> 0.15
<EPS-DILUTED> 0.15
</TABLE>