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FORM 13F
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
Form 13F COVER PAGE
Report for the Calendar Year of Quarter Ended: September 30, 1999
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.):
[ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Farallon Capital Management, L.L.C.
One Maritime Plaza
Suite 1325
San Francisco, California 94111
Form 13F File Number: 28-3896
The institutional investment manager filing this report and the person by
whom it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true, correct
and complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Meridee Moore
Managing Member
(415) 421-2132
/s/ Meridee Moore
San Francisco, California
November 8, 1999
Report Type:
13F HOLDINGS REPORT
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Form 13F Summary Page
Report Summary:
Number of Other Included Managers:
1
Form 13F Information Table Entry Total:
143
Form 13F Information Table Value Total:
$2,844,420 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of
all institutional investment managers with respect to which this report is
filed, other than the manager filing this report.
No. 1
Form 13F File Number: 28-6372
Name: Farallon Partners, L.L.C.
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Farallon Capital Management
FORM 13F
September 30, 1999
FORM 13 F INFORMATION TABLE
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
Name of Issuer Title of CUSIP Value Shrs or Prn SH/PRN Put/Call Investment Other Voting Authority
Class (x1000) Amt Discretion Managers Sole Shared None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Abacus Direct Corp COM 002553105 32,431 266,100 SH Other 01 266,100
Adforce Inc COM 006867105 5,590 220,300 SH Other 01 220,300
AFC Cable Sys Inc COM 000950105 2,809 66,200 SH Other 01 66,200
AK Steel Hldg Corp COM 001547108 4,535 248,479 SH Other 01 248,479
Allergan Specialty CL A 018494104 12,235 1,063,921 SH Other 01 1,063,921
Therap
Alza Corp Del COM 022615108 190,413 4,447,620 SH Other 01 4,447,620
America Online Inc Del COM 02364J104 14,060 135,188 SH Other 01 135,188
American Heritage Life COM 026522102 10,116 318,600 SH Other 01 318,600
Invt
Ameritech Corp New COM 030954101 37,081 551,900 SH Other 01 551,900
Amphenol Corp New CL A 032095101 19,090 385,163 SH Other 01 385,163
Amresco Cap Trust COM Sh 031919103 2,267 261,000 SH Other 01 261,000
Ben Int
Anacomp Inc. Del COM 032371106 3,491 219,070 SH Other 01 219,070
Aquarion Co. COM 03838W101 1,116 31,100 SH Other 01 31,100
AT&T Corp COM 001957109 136,288 3,133,064 SH Other 01 3,133,064
Atlantic Richfield Co. COM 048825103 76,155 859,300 SH Other 01 859,300
Axogen COM G0690R108 22,799 709,700 SH Other 01 709,700
Bandag Inc. COM 059815100 1,088 34,000 SH Other 01 34,000
Big Flower Holdings COM 089159107 9,431 333,100 SH Other 01 333,100
Inc
Calif Fed Bk fsb Cont 130209604 155 63,700 SH Other 01 63,700
Los Angl Litig Rec
Capital Pac Hldgs Inc COM 14040M104 10,537 2,809,851 SH Other 01 2,809,851
Centocor Inc. COM 152342101 64,689 1,105,800 SH Other 01 1,105,800
Century Communications CL A 156503104 9,061 202,200 SH Other 01 202,200
Corp
Chastain Cap Corp COM 161697107 3,458 498,500 SH Other 01 498,500
CHC Helicopter Corp CL A 12541C203 510 187,300 SH Other 01 187,300
Sub VTG
Chicago Title Corp COM 168228104 16,894 423,000 SH Other 01 423,000
City Investing Co Liq. Unit 177900107 15,360 11,564,929 SH Other 01 11,564,929
Tr Ben Int
Clear Channel COM 184502102 15,114 189,225 SH Other 01 189,225
Communications
Clinichem Dev Inc CL A 186906103 1,854 260,200 SH Other 01 260,200
CMP Group Inc. COM 125887109 12,681 480,800 SH Other 01 480,800
Coast Federal Litigation RT 19034Q110 175 174,900 SH Other 01 174,900
Tr
Coleman Co Inc New COM 193559101 1,360 142,200 SH Other 01 142,200
Comsat Corp Com 20564D107 9,056 305,683 SH Other 01 305,683
Ser 1
Conoco Inc Cl B 208251405 11,232 410,309 SH Other 01 410,309
Consolidated Nat Gas Co COM 209615103 23,796 381,501 SH Other 01 381,501
Consorcio G Grupo Dina SUB DB 210306AB2 19,834 39,668,000 PRN Other 01 39,668,000
S A CV CONV 8%04
Corporate Express Inc COM 219888104 22,120 2,359,500 SH Other 01 2,359,500
CORT Business Svcs Corp COM 220493100 3,140 135,800 SH Other 01 135,800
Crescendo CL A 225637107 20,798 1,149,445 SH Other 01 1,149,445
Pharmaceuticals Corp
Data Gen Corp COM 237688106 14,638 695,000 SH Other 01 695,000
Eastern Utils Assoc. COM 277173100 9,067 303,500 SH Other 01 303,500
Edify Corp COM 280599101 8,031 655,600 SH Other 01 655,600
El Paso Electric Co. COM 283677854 3,092 343,600 SH Other 01 343,600
New
Elan PLC WT Exp 284131802 0 250,000 SH Other 01 250,000
011403
Elan PLC WT Exp 284131703 3,292 87,200 SH Other 01 87,200
123101
Elf Aquitaine Sponsored 286269105 641 7,000 SH Other 01 7,000
ADR
Everen Capital Corp. COM 299761106 4,643 157,400 SH Other 01 157,400
Federated Dept Stores COM 31410H101 245 5,611 SH Other 01 5,611
Inc Del
First Wash Rlty Tr Inc PFD A 337489603 12,189 439,246 SH Other 01 439,246
CV 9.75%
Fisher Scientific Intl COM 338032204 21,611 1,005,145 SH Other 01 1,005,145
Inc New
Flycast Communications COM 344067103 2,281 50,000 SH Other 01 50,000
Corp
Forte Software Inc COM 349546101 11,645 425,400 SH Other 01 425,400
Fuisz Technologies Ltd COM 359536109 4,858 765,796 SH Other 01 765,796
Gartner Group CL B 366651206 14,032 840,880 SH Other 01 840,880
Gartner Group Inc New COM 366651107 10,818 678,750 SH Other 01 678,750
General Instr Corp Del COM 370120107 38,009 789,800 SH Other 01 789,800
General Semiconductor COM 370787103 6,560 636,100 SH Other 01 636,100
Inc.
Global Crossing LTD COM G3921A100 4,362 165,000 SH Other 01 165,000
Global Crossing LTD COM G3921A100 4,362 165,000 SH PUT Other 01 165,000
Golden St Bancorp Inc COM 381197102 19,362 1,079,400 SH Other 01 1,079,400
Golden St Bancorp Inc WT exp 381197136 3,806 3,122,700 SH Other 01 3,122,700
000000
Goodrich B F Co COM 382388106 9,827 338,877 SH Other 01 338,877
Halter Marine Group COM 40642Y105 1,817 334,100 SH Other 01 334,100
Hannaford Bros. Co COM 410550107 35,585 505,200 SH Other 01 505,200
iMall Inc COM 45244X306 10,797 583,600 SH Other 01 583,600
Par $0.001
Impac Com Hldgs Inc COM 45254R108 540 93,900 SH Other 01 93,900
Intel Corp COM 458140100 43,241 581,876 SH Other 01 581,876
Intelligent Polymers Unit Ex 45815V200 25,017 538,000 SH Other 01 538,000
Ltd 093000
ITI Technologies Inc COM 450564109 529 17,600 SH Other 01 17,600
IXC Communications Inc COM 450713102 44,906 1,144,100 SH Other 01 1,144,100
JDS Uniphase Corp COM 46612J101 15,801 138,832 SH Other 01 138,832
Juno Ltg Inc COM 482047206 6,058 521,102 SH Other 01 521,102
New
Kansas City Power & COM 485134100 8,158 337,300 SH Other 01 337,300
Light Co
Knoll Inc. COM 498904101 21,554 802,000 SH Other 01 802,000
Koger Equity Inc COM 500228101 9,679 604,950 SH Other 01 604,950
Korn Ferry COM 500643200 12,281 532,500 SH Other 01 532,500
International New
Ladish Inc COM 505754200 561 87,965 SH Other 01 87,965
New
Lam Resh Corp SB NT CV 512807AB4 34,767 35,030,000 PRN Other 01 35,030,000
144A 02
Ligand Pharmaceuticals CL B 53220K207 4,447 578,498 SH Other 01 578,498
Inc
Lone Star Industries COM 542290408 38,154 765,000 SH Other 01 765,000
Inc New
Lucent Technologies Inc COM 549463107 149,805 2,445,335 SH Other 01 2,445,335
MacMillan Bloedel Ltd COM 554783209 118,270 7,539,460 SH Other 01 7,539,460
Marshall Inds COM 572393106 6,512 178,400 SH Other 01 178,400
Mattel Inc COM 577081102 9,678 509,367 SH Other 01 509,367
MCI Worldcom Inc COM 55268B106 3,907 54,400 SH Other 01 54,400
McKesson HBOC Inc COM 58155Q103 38,228 1,318,200 SH Other 01 1,318,200
Microsoft Corp COM 594918104 4,075 45,000 SH Other 01 45,000
Midas Group Inc COM 595626102 5,893 285,700 SH Other 01 285,700
Mindspring Enterprises SB NT 602683AA2 928 1,000,000 PRN Other 01 1,000,000
Inc CV 5%06
Momentum Business Apps CL A 60877P108 5,052 561,374 SH Other 01 561,374
Inc
Motivepower Inds Inc COM 61980K101 847 77,000 SH Other 01 77,000
Nab Asset Corp COM 628712200 84 267,457 SH Other 01 267,457
Par $0.10
Nalco Chemical Co. COM 629853102 39,982 791,725 SH Other 01 791,725
Netgravity Inc COM 641114103 8,715 263,100 SH Other 01 263,100
New England Electric Sys COM 644001109 11,065 213,300 SH Other 01 213,300
Newell Rubbermaid Inc COM 651229106 14,836 519,410 SH Other 01 519,410
Niagara Mohawk Hldgs Inc COM 653520106 6,671 432,100 SH Other 01 432,100
Nielson Media Resh Inc COM 653929307 36,648 985,500 SH Other 01 985,500
New
Northwestern Steel & COM 668367204 502 699,000 SH Other 01 699,000
Wire Co. New
Olsten Corp COM 681385100 9,740 933,200 SH Other 01 933,200
Outdoor Sys Inc. COM 690057104 105,270 2,944,605 SH Other 01 2,944,605
Pacificorp COM 695114108 177,519 8,820,800 SH Other 01 8,820,800
Panamsat Corp New COM 697933109 5,889 163,300 SH Other 01 163,300
Parexel International COM 699462107 979 108,000 SH Other 01 108,000
Corp
Perclose Inc. COM 71361C107 22,455 482,900 SH Other 01 482,900
Periphonics Corp COM 714005105 19,472 623,100 SH Other 01 623,100
Pioneer Hi Bred Intl Inc COM 723686101 19,588 492,000 SH Other 01 492,000
Pool Energy Services Co COM 732788104 18,722 762,200 SH Other 01 762,200
Premark Intl Inc COM 740459102 36,789 728,500 SH Other 01 728,500
Public Svc Co NC Inc COM 744516105 4,269 137,700 SH Other 01 137,700
Ragen Mackenzie Group COM 750642100 929 52,900 SH Other 01 52,900
Inc
Republic NY Corp COM 760719104 19,353 315,000 SH Other 01 315,000
Reynolds Metals Co COM 761763101 36,014 596,500 SH Other 01 596,500
Roberts Pharmaceutical COM 770491108 6,189 204,600 SH Other 01 204,600
Corp
Rohn Industries Inc COM 775381106 771 391,800 SH Other 01 391,800
Rubio's Restaurants, COM 78116B102 5,062 652,111 SH Other 01 652,111
Inc.
Saville Systems PLC Sponsored 805174109 6,480 443,100 SH Other 01 443,100
Adr
Scios Inc. COM 808905103 1,376 379,700 SH Other 01 379,700
Sealed Air Corp New Pfd CV 81211K209 47,299 932,001 SH Other 01 932,001
A $2
Select Appointments Sponsored 81617E203 773 22,900 SH Other 01 22,900
Hldgs PLC Adr
Skytel Communications COM 83087Q104 7,548 412,200 SH Other 01 412,200
Inc
Smart Modular Tech Inc COM 831690102 10,842 318,300 SH Other 01 318,300
Solutia Inc COM 834376105 13,932 779,400 SH Other 01 779,400
Sonat Inc. COM 835415100 4,092 103,100 SH Other 01 103,100
Spiros Development Cp Unit Ex 848935201 9,292 1,351,500 SH Other 01 1,351,500
II Inc / Dura 123102
Stanford COM 854402104 9,468 298,200 SH Other 01 298,200
Telecommunications
Telephone & Data Sys Inc COM 879433100 12,967 146,000 SH Other 01 146,000
Total Renal Care Hldgs COM 89151A107 7,761 1,043,500 SH Other 01 1,043,500
Inc
Total Renal Care Hldgs SB NT CV 89151AAA5 18,535 27,664,000 PRN Other 01 27,664,000
Inc 144A 7%09
Transaction Network COM 893414102 12,364 315,000 SH Other 01 315,000
Services Inc
U.S. West Inc New COM 91273H101 78,307 1,372,300 SH Other 01 1,372,300
United Stationers Inc COM 913004107 36,508 1,728,200 SH Other 01 1,728,200
Unitrode Inc. COM 913283107 79,665 1,934,200 SH Other 01 1,934,200
Usec Inc. COM 90333E108 2,011 196,200 SH Other 01 196,200
Vesta Insurance Grp Inc COM 925391104 464 103,200 SH Other 01 103,200
Viasoft Inc. COM 92552U102 1,595 186,300 SH Other 01 186,300
Vlasic Foods Intl Inc COM 928559103 2,100 302,700 SH Other 01 302,700
Vodafone Airtouch PLC Sponsored 92857T107 117,390 493,755 SH Other 01 493,755
Adr
Wicor Inc. COM 929253102 3,418 117,600 SH Other 01 117,600
World Color Press Inc COM 981443104 10,266 275,600 SH Other 01 275,600
Del
Wyman Gordon Co COM 983085101 16,930 905,950 SH Other 01 905,950
Xomed Surgical Products COM 98412V107 2,002 35,200 SH Other 01 35,200
Inc
Yahoo Inc COM 984332106 13,043 72,741 SH Other 01 72,741
Yankee Energy Systems COM 984779108 3,202 75,000 SH Other 01 75,000
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