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As filed with the Securities and Exchange Commission on September 10, 1998
Registration No. 33-98400
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM S-3/A
POST-EFFECTIVE AMENDMENT NO. ONE
TO
REGISTRATION STATEMENT
Under
THE SECURITIES ACT OF 1933
ADVANCED DEPOSITION TECHNOLOGIES, INC.
(Exact name of registrant as specified in its charter)
Delaware 04-2865714
(State or other jurisdiction of (I.R.S. Employer
incorporation or organization) Identification No.)
580 Myles Standish Boulevard
Taunton, Massachusetts 02780
(508) 823-0707
(Address, including zip code, and telephone, including area code, of
registrant's principal executive offices)
Glenn J. Walters, Chairman of the Board,
Chief Executive Officer, President and Treasurer
Advanced Deposition Technologies, Inc.
580 Myles Standish Boulevard
Taunton, Massachusetts 02780
(508) 823-0707
(Name, address, including zip code, and telephone number, including
area code, of agent for service)
Approximate date of commencement of proposed sale to public: As soon
as practicable after the effective date of this Registration Statement.
If the only securities being registered on this Form are being offered
pursuant to dividend or interest reinvestment plans, please check the following
box. [_]
If any of the securities being registered on this Form are to be
offered on a delayed or continuous basis pursuant to Rule 415 under the
Securities Act of 1933, other than securities offered only in connection with
dividend or interest reinvestment plans, check the following box. [X]
If this Form is filed to register additional securities for an
offering pursuant to Rule 462(b) under the Securities Act, please check the
following box and list the Securities Act registration statement number of the
earlier effective registration statement for the same offering. [ ]
If this Form is a post-effective amendment filed pursuant to Rule
462(c) under the Securities Act, check the following box and list the Securities
Act registration statement number of the earlier registration statement for the
same offering. [ ]
If delivery of the prospectus is expected to be made
pursuant to Rule 434, please check the following box. [ ]
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DEREGISTRATION OF WARRANTS AND COMMON STOCK
The Registrant hereby deregisters the following securities that were
previously registered pursuant to this Registration Statement: (i) 1,044,358
Class B Redeemable Common Stock Purchase Warrants (the "Class B Warrants"),
(ii) 1,044,358 shares of the Registrant's Common Stock, $0.01 par value per
share (the "Common Stock") underlying the Class B Warrants and (iii) 27,517
shares of the Registrant's Common Stock underlying the Registrant's redeemable
common stock purchase warrants issued in connection with the Registrant's
initial public offering completed on September 17, 1993 (the "IPO Warrants").
The Registrant hereby seeks to deregister the 1,044,358 Class B Warrants, the
1,044,358 shares of Common Stock underlying the Class B Warrants as well as the
27,517 shares of Common Stock underlying the IPO Warrants because the
outstanding Class B Warrants and the outstanding IPO Warrants expired on July
31, 1998 and March 8, 1997, respectively. As a result of this deregistration,
the total number of shares registered pursuant to this Registration Statement is
1,528,125.
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SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, as
amended, the Registrant certifies that it has reasonable grounds to believe that
it meets all of the requirements for filing on Form S-3 and has duly caused this
Registration Statement to be signed on its behalf by the undersigned, thereunto
duly authorized, in the City of Boston, Massachusetts on September 10, 1998.
ADVANCED DEPOSITION TECHNOLOGIES, INC.
By: /s/ GLENN J. WALTERS
Glenn J. Walters
Chairman of the Board,
Chief Executive Officer,
President and Treasurer
Pursuant to the requirements of the Securities Act of 1933, as
amended, this Registration Statement has been signed by the following persons in
the capacities and on the dates indicated.
<TABLE>
<CAPTION>
Signatures Title Date
<S> <C> <C>
/s/ Glenn J. Walters Chairman of the Board, Chief Executive September 10, 1998
_______________________ Officer, President and Treasurer (principal
Glenn J. Walters executive officer)
/s/ Mark R. Thomas Chief Financial Officer, Secretary and September 10, 1998
_______________________ Director (principal financial and accounting
Mark R. Thomas officer)
/s/ John J. Moroney
_______________________ Director September 10, 1998
John J. Moroney
/s/ Charles R. Buffler
_______________________ Director September 10, 1998
Charles R. Buffler
/s/ Robert M. Pozzo
_______________________ Director September 10, 1998
Robert M. Pozzo
/s/ Alexander P. Boxall
_______________________ Director September 10, 1998
Alexander P. Boxall
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