U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 4
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935 or
Section 30(f) of the Investment Company Act of 1940
|_| Check this box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue. See Instruction 1(b).
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1. Name and Address of Reporting Person*
Chase Venture Capital Associates, LLC ("CVCA, LLC")(FN 1)
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(Last) (First) (Middle)
c/o Chase Capital Partners
380 Madison Avenue-12th Floor
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(Street)
New York New York 10017
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(City) (State) (Zip)
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2. Issuer Name and Ticker or Trading Symbol
Wild Oats Markets, Inc. ("Oats")
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3. IRS Identification Number of Reporting Person, if an Entity (Voluntary)
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4. Statement for Month/Year
January 2000
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5. If Amendment, Date of Original (Month/Year)
August 1999
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6. Relationship of Reporting Person to Issuer
(Check all applicable)
|_| Director |X| 10% Owner
|_| Officer (give title below) |_| Other (specify below)
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7. Individual or Joint/Group Filing (Check Applicable Line)
|_| Form filed by one Reporting Person
|X| Form filed by more than one Reporting Person
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* If the Form is filed by more than one Reporting Person, see Instruction
4(b)(v).
<PAGE>
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Table I -- Non-Derivative Securities Acquired, Disposed of,
or Beneficially Owned
================================================================================
<TABLE>
<CAPTION>
6.
4. 5. Owner-
Securities Acquired (A) or Amount of ship 7.
3. Disposed of (D) Securities Form: Nature of
Transaction (Instr. 3, 4 and 5) Beneficially Direct Indirect
2. Code ---------------------------- Owned at End (D) or Beneficial
1. Transaction (Instr. 8) (A) of Month Indirect Ownership
Title of Security Date ------------ Amount or Price (Instr. 3 (I) (Instr. 4)
(Instr. 3) (mm/dd/yy) Code V (D) and 4) (Instr.4) (See FN 3)
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<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Common Stock 8/3/99 S 250,000 D $33.25 1,567,885 D
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Common Stock 8/4/99 S 25,000 D $33.50 1,567,885 D
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Common Stock 8/19/99 S 25,000 D $37.00 1,567,885 D
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</TABLE>
Reminder: Report on a separate line for each class of securities beneficially
owned directly or indirectly.
Page 1 of 7
<PAGE>
FORM 4 (continued)
Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
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<TABLE>
<CAPTION>
9. 10.
Number Owner-
of ship
2. Deriv- Form of
Conver- 5. 7. ative Deriv- 11.
sion Number of Title and Amount Secur- ative Nature
of Derivative 6. of Underlying 8. ities Secur- of
Exer- 4. Securities Date Securities Price Bene- ity: In-
cise 3. Trans- Acquired (A) Exercisable and (Instr. 3 and 4) of ficially Direct direct
Price Trans- action or Disposed Expiration Date ---------------- Deriv- Owned (D) or Bene-
1. of action Code of(D) (Month/Day/Year) Amount ative at End In- ficial
Title of Deriv- Date (Instr. (Instr. 3, ---------------- or Secur- of direct Owner-
Derivative ative (Month/ 8) 4 and 5) Date Expira- Number ity Month (I) ship
Security Secur- Day/ ------ -------------- Exer- tion of (Instr. (Instr. (Instr. (Instr.
(Instr. 3) ity Year) Code V (A) (D) cisable Date Title Shares 5) 4) 4) 4)
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<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
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</TABLE>
Explanation of Responses:
(1) Pursuant to an internal reorganization effective as of January 1, 2000, (i)
Chase Venture Capital Associates, LLC ("CVCA, LLC") became the successor to
Chase Venture Capital Associates, LP ("CVCA, LP"), (ii) CCP-SBIC Manager, LLC, a
newly organized wholly-owned subsidiary of Chase Capital Partners ("CCP"),
became the managing member of CVCA, LLC, and (iii) CCP-CMC Consolidating, LLC
("Consolidating"), a newly-organized affiliate of CCP, became the non-managing
member of CVCA, LLC. CCP is the managing member of Consolidating, and pursuant
to a master advisory agreement with CCP-SBIC and Consolidating, the manager, by
delegation, of CVCA, LLC. Prior to the internal reorganization, CCP was the
general partner, and the sole shareholder of Consolidating was the limited
partner, of CVCA, LP. The internal reorganization changed CVCA, LP's name and
form of organization but did not alter the proportionate interests of its
ultimate security holders.
** Intentional misstatements or omissions of facts constitute Federal Criminal
Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Chase Venture Capital Associates
By: Chase Capital Partners, as Manager 2/ /2000
- - --------------------------------------------- -----------------------
** Signature of Reporting Person Date
By:
-------------------------------------------
Title: of Chase Capital Partners
-----------------------------
Note: File three copies of this Form, one of which must be manually signed. If
space provided is insufficient, see Instruction 6 for procedure.
Page 2 of 7
<PAGE>
<TABLE>
<CAPTION>
- - ---------------------------------------------------------------------------------------------------------------
Amount of
Statement Securities
Name and Address of Designated for Issuer Name, Ticker Title of Beneficially
Reporting Person Reporter(1) month/year or Trading Symbol Security Owned
- - ---------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C>
Ana Carolina Aidar Chase Venture January, Wild Oats Markets, Common Stock 1,567,885
c/o Chase Capital Capital Associates, 2000 Inc. ("OATS")
Partners LLC
Rua Verbo Divino,
1400
Sao Paulo, Brazil,
SP 04719-002
- - ---------------------------------------------------------------------------------------------------------------
John R. Baron Chase Venture January, Wild Oats Markets, Common Stock 1,567,885
c/o Chase Capital Capital Associates, 2000 Inc. ("OATS")
Partners LLC
380 Madison Avenue
12th Floor
New York, NY 10017
- - ---------------------------------------------------------------------------------------------------------------
Christopher C. Chase Venture January, Wild Oats Markets, Common Stock 1,567,885
Behrens Capital Associates, 2000 Inc. ("OATS")
c/o Chase Capital LLC
Partners
380 Madison Avenue
12th Floor
New York, NY 10017
- - ---------------------------------------------------------------------------------------------------------------
Mitchell J. Blutt Chase Venture January, Wild Oats Markets, Common Stock 1,567,885
c/o Chase Capital Capital Associates, 2000 Inc. ("OATS")
Partners LLC
380 Madison Avenue
12th Floor
New York, NY 10017
- - ---------------------------------------------------------------------------------------------------------------
David S. Britts Chase Venture January, Wild Oats Markets, Common Stock 1,567,885
c/o Chase Capital Capital Associates, 2000 Inc. ("OATS")
Partners LLC
50 California Street
San Francisco, CA
94111
- - ---------------------------------------------------------------------------------------------------------------
Arnold L. Chavkin Chase Venture January, Wild Oats Markets, Common Stock 1,567,885
c/o Chase Capital Capital Associates, 2000 Inc. ("OATS")
Partners LLC
380 Madison Avenue
12th Floor
New York, NY 10017
- - ---------------------------------------------------------------------------------------------------------------
David J. Gilbert Chase Venture January, Wild Oats Markets, Common Stock 1,567,885
c/o Chase Capital Capital Associates, 2000 Inc. ("OATS")
Partners LLC
380 Madison Avenue
12th Floor
New York, NY 10017
- - ---------------------------------------------------------------------------------------------------------------
Eric A. Green Chase Venture January, Wild Oats Markets, Common Stock 1,567,885
c/o Chase Capital Capital Associates, 2000 Inc. ("OATS")
Partners LLC
380 Madison Avenue
12th Floor
New York, NY 10017
- - ---------------------------------------------------------------------------------------------------------------
Michael R. Hannon Chase Venture January, Wild Oats Markets, Common Stock 1,567,885
c/o Chase Capital Capital Associates, 2000 Inc. ("OATS")
Partners LLC
380 Madison Avenue
12th Floor
New York, NY 10017
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<CAPTION>
- - -----------------------------------------------------------------------------------------------------
Ownership Form: Disclaims
Name and Address of Designated Direct (D) or Nature of Indirect Pecuniary
Reporting Person Reporter(1) Indirect (I) Beneficial Ownership Interest
- - -----------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
Ana Carolina Aidar Chase Venture I See Explanatory Yes
c/o Chase Capital Capital Associates, Note 2 below
Partners LLC
Rua Verbo Divino,
1400
Sao Paulo, Brazil,
SP 04719-002
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John R. Baron Chase Venture I See Explanatory No
c/o Chase Capital Capital Associates, Note 2 below
Partners LLC
380 Madison Avenue
12th Floor
New York, NY 10017
- - -----------------------------------------------------------------------------------------------------
Christopher C. Chase Venture I See Explanatory No
Behrens Capital Associates, Note 2 below
c/o Chase Capital LLC
Partners
380 Madison Avenue
12th Floor
New York, NY 10017
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Mitchell J. Blutt Chase Venture I See Explanatory No
c/o Chase Capital Capital Associates, Note 2 below
Partners LLC
380 Madison Avenue
12th Floor
New York, NY 10017
- - -----------------------------------------------------------------------------------------------------
David S. Britts Chase Venture I See Explanatory Yes
c/o Chase Capital Capital Associates, Note 2 below
Partners LLC
50 California Street
San Francisco, CA
94111
- - -----------------------------------------------------------------------------------------------------
Arnold L. Chavkin Chase Venture I See Explanatory No
c/o Chase Capital Capital Associates, Note 2 below
Partners LLC
380 Madison Avenue
12th Floor
New York, NY 10017
- - -----------------------------------------------------------------------------------------------------
David J. Gilbert Chase Venture I See Explanatory Yes
c/o Chase Capital Capital Associates, Note 2 below
Partners LLC
380 Madison Avenue
12th Floor
New York, NY 10017
- - -----------------------------------------------------------------------------------------------------
Eric A. Green Chase Venture I See Explanatory Yes
c/o Chase Capital Capital Associates, Note 2 below
Partners LLC
380 Madison Avenue
12th Floor
New York, NY 10017
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Michael R. Hannon Chase Venture I See Explanatory No
c/o Chase Capital Capital Associates, Note 2 below
Partners LLC
380 Madison Avenue
12th Floor
New York, NY 10017
- - -----------------------------------------------------------------------------------------------------
</TABLE>
Page 3 of 7
<PAGE>
<TABLE>
<CAPTION>
- - -----------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C>
Donald J. Hofmann Chase Venture January, Wild Oats Markets, Common Stock 1,567,885
c/o Chase Capital Capital 2000 Inc. ("OATS")
Partners Associates, LLC
380 Madison Avenue
12th Floor
New York, NY 10017
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Jonathan Meggs Chase Venture January, Wild Oats Markets, Common Stock 1,567,885
c/o Chase Capital Capital 2000 Inc. ("OATS")
Partners Associates, LLC
125 London Wall
London EC2Y 5AJ,
United Kingdom
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Stephen P. Murray Chase Venture January, Wild Oats Markets, Common Stock 1,567,885
c/o Chase Capital Capital 2000 Inc. ("OATS")
Partners Associates, LLC
380 Madison Avenue
12th Floor
New York, NY 10017
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John M.B. O'Connor Chase Venture January, Wild Oats Markets, Common Stock 1,567,885
c/o Chase Capital Capital 2000 Inc. ("OATS")
Partners Associates, LLC
380 Madison Avenue
12th Floor
New York, NY 10017
- - -----------------------------------------------------------------------------------------------------------------
Bob Rugggiero Chase Venture January, Wild Oats Markets, Common Stock 1,567,885
c/o Chase Capital Capital 2000 Inc. ("OATS")
Partners Associates, LLC
380 Madison Avenue
12th Floor
New York, NY 10017
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Susan L. Segal Chase Venture January, Wild Oats Markets, Common Stock 1,567,885
c/o Chase Capital Capital 2000 Inc. ("OATS")
Partners Associates, LLC
380 Madison Avenue
12th Floor
New York, NY 10017
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Shahan D. Soghikian Chase Venture January, Wild Oats Markets, Common Stock 1,567,885
c/o Chase Capital Capital 2000 Inc. ("OATS")
Partners Associates, LLC
50 California
Street, Suite 2940
San Francisco, CA
94111
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Lindsay Stuart Chase Venture January, Wild Oats Markets, Common Stock 1,567,885
c/o Chase Capital Capital 2000 Inc. ("OATS")
Partners Associates, LLC
125 London Wall
London EC2Y 5AJ,
United Kingdom
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Patrick Sullivan Chase Venture January, Wild Oats Markets, Common Stock 1,567,885
c/o Chase Capital Capital 2000 Inc. ("OATS")
Partners Associates, LLC
380 Madison Avenue
12th Floor
New York, NY 10017
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Jeffrey C. Walker Chase Venture January, Wild Oats Markets, Common Stock 1,567,885
c/o Chase Capital Capital 2000 Inc. ("OATS")
Partners Associates, LLC
380 Madison Avenue
12th Floor
New York, NY 10017
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<CAPTION>
- - ---------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
Donald J. Hofmann Chase Venture I See Explanatory No
c/o Chase Capital Capital Note 2 below
Partners Associates, LLC
380 Madison Avenue
12th Floor
New York, NY 10017
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Jonathan Meggs Chase Venture I See Explanatory Yes
c/o Chase Capital Capital Note 2 below
Partners Associates, LLC
125 London Wall
London EC2Y 5AJ,
United Kingdom
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Stephen P. Murray Chase Venture I See Explanatory No
c/o Chase Capital Capital Note 2 below
Partners Associates, LLC
380 Madison Avenue
12th Floor
New York, NY 10017
- - ---------------------------------------------------------------------------------------------------
John M.B. O'Connor Chase Venture I See Explanatory Yes
c/o Chase Capital Capital Note 2 below
Partners Associates, LLC
380 Madison Avenue
12th Floor
New York, NY 10017
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Bob Rugggiero Chase Venture I See Explanatory Yes
c/o Chase Capital Capital Note 2 below
Partners Associates, LLC
380 Madison Avenue
12th Floor
New York, NY 10017
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Susan L. Segal Chase Venture I See Explanatory Yes
c/o Chase Capital Capital Note 2 below
Partners Associates, LLC
380 Madison Avenue
12th Floor
New York, NY 10017
- - ---------------------------------------------------------------------------------------------------
Shahan D. Soghikian Chase Venture I See Explanatory No
c/o Chase Capital Capital Note 2 below
Partners Associates, LLC
50 California
Street, Suite 2940
San Francisco, CA
94111
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Lindsay Stuart Chase Venture I See Explanatory Yes
c/o Chase Capital Capital Note 2 below
Partners Associates, LLC
125 London Wall
London EC2Y 5AJ,
United Kingdom
- - ---------------------------------------------------------------------------------------------------
Patrick Sullivan Chase Venture I See Explanatory Yes
c/o Chase Capital Capital Note 2 below
Partners Associates, LLC
380 Madison Avenue
12th Floor
New York, NY 10017
- - ---------------------------------------------------------------------------------------------------
Jeffrey C. Walker Chase Venture I See Explanatory No
c/o Chase Capital Capital Note 2 below
Partners Associates, LLC
380 Madison Avenue
12th Floor
New York, NY 10017
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</TABLE>
Page 4 of 7
<PAGE>
<TABLE>
<CAPTION>
- - ----------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C>
Timothy J. Walsh Chase Venture January, 2000 Wild Oats Markets, Common Stock 1,567,885
c/o Chase Capital Capital Inc. ("OATS")
Partners Associates, LLC
380 Madison Avenue
12th Floor
New York, NY 10017
- - ----------------------------------------------------------------------------------------------------------------
Richard D. Waters Chase Venture January, 2000 Wild Oats Markets, Common Stock 1,567,885
c/o Chase Capital Capital Inc. ("OATS")
Partners Associates, LLC
380 Madison Avenue
12th Floor
New York, NY 10017
- - ----------------------------------------------------------------------------------------------------------------
Damion E. Wicker Chase Venture January, 2000 Wild Oats Markets, Common Stock 1,567,885
c/o Chase Capital Capital Inc. ("OATS")
Partners Associates, LLC
380 Madison Avenue
12th Floor
New York, NY 10017
- - ----------------------------------------------------------------------------------------------------------------
CCP European Chase Venture January, 2000 Wild Oats Markets, Common Stock 1,567,885
Principals, LLC Capital Inc. ("OATS")
c/o Chase Capital Associates, LLC
Partners
380 Madison Avenue
12th Floor
New York, NY 10017
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CCP Principals, LLC Chase Venture January, 2000 Wild Oats Markets, Common Stock 1,567,885
c/o Chase Capital Capital Inc. ("OATS")
Partners Associates, LLC
380 Madison Avenue
12th Floor
New York, NY 10017
- - ----------------------------------------------------------------------------------------------------------------
Chase Capital Chase Venture January, 2000 Wild Oats Markets, Common Stock 1,567,885
Corporation Capital Inc. ("OATS")
c/o Chase Capital Associates, LLC
Partners
380 Madison Avenue
12th Floor
New York, NY 10017
- - ----------------------------------------------------------------------------------------------------------------
The Chase Manhattan Chase Venture January, 2000 Wild Oats Markets, Common Stock 1,567,885
Corporation Capital Inc. ("OATS")
270 Park Avenue Associates, LLC
35th Floor
New York, NY 10017
- - ----------------------------------------------------------------------------------------------------------------
Chase Capital Chase Venture January, 2000 Wild Oats Markets, Common Stock 1,567,885
Partners Capital Inc. ("OATS")
380 Madison Avenue Associates, LLC
12th Floor
New York, NY 10017
- - ----------------------------------------------------------------------------------------------------------------
CCP-SBIC Manager, LLC Chase Venture January, 2000 Wild Oats Markets, Common Stock 1,567,885
c/o Chase Capital Capital Inc. ("OATS")
Partners Associates, LLC
380 Madison Avenue
12th Floor
New York, NY 10017
- - ----------------------------------------------------------------------------------------------------------------
<CAPTION>
- - ------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
Timothy J. Walsh Chase Venture I See Explanatory Yes
c/o Chase Capital Capital Note 2 below
Partners Associates, LLC
380 Madison Avenue
12th Floor
New York, NY 10017
- - ------------------------------------------------------------------------------------------------
Richard D. Waters Chase Venture I See Explanatory Yes
c/o Chase Capital Capital Note 2 below
Partners Associates, LLC
380 Madison Avenue
12th Floor
New York, NY 10017
- - ------------------------------------------------------------------------------------------------
Damion E. Wicker Chase Venture I See Explanatory No
c/o Chase Capital Capital Note 2 below
Partners Associates, LLC
380 Madison Avenue
12th Floor
New York, NY 10017
- - ------------------------------------------------------------------------------------------------
CCP European Chase Venture I See Explanatory No
Principals, LLC Capital Note 2 below
c/o Chase Capital Associates, LLC
Partners
380 Madison Avenue
12th Floor
New York, NY 10017
- - ------------------------------------------------------------------------------------------------
CCP Principals, LLC Chase Venture I See Explanatory No
c/o Chase Capital Capital Note 2 below
Partners Associates, LLC
380 Madison Avenue
12th Floor
New York, NY 10017
- - ------------------------------------------------------------------------------------------------
Chase Capital Chase Venture I See Explanatory No
Corporation Capital Note 2 below
c/o Chase Capital Associates, LLC
Partners
380 Madison Avenue
12th Floor
New York, NY 10017
- - ------------------------------------------------------------------------------------------------
The Chase Manhattan Chase Venture I See Explanatory No
Corporation Capital Note
270 Park Avenue Associates, LLC 3 below
35th Floor
New York, NY 10017
- - ------------------------------------------------------------------------------------------------
Chase Capital Chase Venture I See Explanatory No
Partners Capital Note 4 below
380 Madison Avenue Associates, LLC
12th Floor
New York, NY 10017
- - ------------------------------------------------------------------------------------------------
CCP-SBIC Manager, LLC Chase Venture I See Explanatory No
c/o Chase Capital Capital Note 5 below
Partners Associates, LLC
380 Madison Avenue
12th Floor
New York, NY 10017
- - ------------------------------------------------------------------------------------------------
</TABLE>
Page 5 of 7
<PAGE>
<TABLE>
<CAPTION>
- - -------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C>
CCP-CMC Chase Venture January, 2000 Wild Oats Markets, Common Stock 1,567,885
Consolidating, LLC Capital Inc. ("OATS")
c/o Chase Capital Associates, LLC
Partners
380 Madison Avenue
12th Floor
New York, NY 10017
- - -------------------------------------------------------------------------------------------------------------------
David L. Ferguson Chase Venture January, 2000 Wild Oats Markets, Common Stock 1,567,885
c/o Chase Capital Capital Inc. ("OATS")
Partners Associates, LLC
380 Madison Avenue
12th Floor
New York, NY 10017
- - -------------------------------------------------------------------------------------------------------------------
I. Robert Greene Chase Venture January, 2000 Wild Oats Markets, Common Stock 1,567,885
c/o Flatiron Partners Capital Inc. ("OATS")
257 Park Avenue South Associates, LLC
12th Floor
New York, NY 10017
- - -------------------------------------------------------------------------------------------------------------------
Brian J. Richmand Chase Venture January, 2000 Wild Oats Markets, Common Stock 1,567,885
c/o Chase Capital Capital Inc. ("OATS")
Partners Associates, LLC
380 Madison Avenue
12th Floor
New York, NY 10017
- - -------------------------------------------------------------------------------------------------------------------
Jonas Steinman Chase Venture January, 2000 Wild Oats Markets, Common Stock 1,567,885
c/o Chase Capital Capital Inc. ("OATS")
Partners Associates, LLC
380 Madison Avenue
12th Floor
New York, NY 10017
- - -------------------------------------------------------------------------------------------------------------------
<CAPTION>
- - ---------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
CCP-CMC Chase Venture I See Explanatory No
Consolidating, LLC Capital Note 6 below
c/o Chase Capital Associates, LLC
Partners
380 Madison Avenue
12th Floor
New York, NY 10017
- - ---------------------------------------------------------------------------------------------
David L. Ferguson Chase Venture I See Explanatory No
c/o Chase Capital Capital Note 7 below
Partners Associates, LLC
380 Madison Avenue
12th Floor
New York, NY 10017
- - ---------------------------------------------------------------------------------------------
I. Robert Greene Chase Venture I See Explanatory No
c/o Flatiron Partners Capital Note 8 below
257 Park Avenue South Associates, LLC
12th Floor
New York, NY 10017
- - ---------------------------------------------------------------------------------------------
Brian J. Richmand Chase Venture I See Explanatory No
c/o Chase Capital Capital Note 9 below
Partners Associates, LLC
380 Madison Avenue
12th Floor
New York, NY 10017
- - ---------------------------------------------------------------------------------------------
Jonas Steinman Chase Venture I See Explanatory No
c/o Chase Capital Capital Note 10 below
Partners Associates, LLC
380 Madison Avenue
12th Floor
New York, NY 10017
- - ---------------------------------------------------------------------------------------------
</TABLE>
Explanatory Note:
1) The Designated Reporter is executing this report on behalf of all reporting
persons, each of whom has authorized it to do so.
2) The amounts shown in Table I represent the beneficial ownership of the
Issuer's equity securities by CVCA, LLC, a portion of which may be deemed
attributable to the reporting person because the reporting person is a partner
of Chase Capital Partners ("CCP"), which is the sole managing member of (a)
CCP-SBIC Manager, LLC ("CCP-SBIC"), the sole managing member of CVCA, LLC and
(b) CCP-CMC Consolidating, LLC ("Consolidating"), the non-managing member of
CVCA, LLC. CCP is also the manager, by delegation, of CVCA, LLC, pursuant to an
advisory agreement with CCP-SBIC and Consolidating. The actual pro rata portion
of such beneficial ownership that may be deemed to be attributable to the
reporting person is not readily determinable because it is subject to several
variables, including internal rate of return and vesting of interests within CCP
and CVCA, LLC.
3) The amounts shown in Table I represent the beneficial ownership of the
Issuer's equity securities by CVCA, LLC, a portion of which may be deemed
attributable to the reporting person because it is the sole stockholder of Chase
Capital Corporation, a general partner of CCP, the sole managing member of the
two members of CVCA, LLC and the manager, by delegation, of CVCA, LLC. The
actual pro rata portion of such beneficial ownership that may be attributable to
the reporting person is not readily determinable because it is subject to
several variables, including the internal rate of return and vesting of
interests within CCP and CVCA, LLC.
4) The amounts shown in Table I represent the beneficial ownership of the
Issuer's equity securities by CVCA, LLC, a portion of which may be deemed
attributable to the reporting person because it is the sole managing member of
(a) CCP-SBIC, the sole managing member CVCA and (b) Consolidating, the
non-managing member of CVCA, LLC. CCP is also the manager, by delegation, of
CVCA, LLC pursuant to an advisory agreement with CCP-SBIC and Consolidating. The
actual pro rata portion of such beneficial ownership that may be deemed to be
attributable to the reporting person is not readily determinable because it is
subject to several variables, including the internal rate of return and vesting
of interests within CCP and CVCA, LLC.
5) The amounts shown in Table I represent the beneficial ownership of the
Issuer's equity securities by CVCA, LLC, a portion of which may be deemed
attributable to the reporting person because it is the sole managing member of
CVCA, LLC. The actual pro rata portion of such beneficial ownership that may be
deemed to be attributable to the reporting person is not readily determinable
because it is subject to several variables, including the internal rate of
return and vesting of interests within CVCA, LLC.
Page 6 of 7
<PAGE>
6) The amounts shown in Table I represent the beneficial ownership of the
Issuer's equity securities by CVCA, LLC, a portion of which may be deemed
attributable to the reporting person because it is the sole non-managing member
of CVCA, LLC. The actual pro rata portion of such beneficial ownership that may
be deemed to be attributable to the reporting person is not readily determinable
because it is subject to several variables, including the internal rate of
return and vesting of interests within CCP and CVCA, LLC.
7) The amounts shown in Table I represent the beneficial ownership of the
Issuer's equity securities by CVCA, LLC, a portion of which may be deemed
attributable to the reporting person because he was a general partner of CCP,
the sole managing member of the two members of CVCA, LLC and the manager, by
delegation, of CVCA, LLC, until June 1, 1997. The actual pro rata portion of
such beneficial ownership that may be deemed to be attributable to the reporting
person is not readily determinable because it is subject to several variables,
including the internal rate of return and vesting within CCP and CVCA, LLC.
8) The amounts shown in Table I represent the beneficial ownership of the
Issuer's equity securities by CVCA, LLC, a portion of which may be deemed
attributable to the reporting person because he was a general partner of CCP,
the sole managing member of the two members of CVCA, LLC and the manager, by
delegation, of CVCA, LLC, until May 31, 1999. The actual pro rata portion of
such beneficial ownership that may be deemed to be attributable to the reporting
person is not readily determinable because it is subject to several variables,
including the internal rate of return and vesting within CCP and CVCA, LLC. The
reporting person is a director of the Issuer.
9) The amounts shown in Table I represent the beneficial ownership of the
Issuer's equity securities by CVCA, LLC, a portion of which may be deemed
attributable to the reporting person because he was a general partner of CCP,
the sole managing member of the two members of CVCA, LLC and the manager, by
delegation, of CVCA, LLC, until December 31, 1999. The actual pro rata portion
of such beneficial ownership that may be deemed to be attributable to the
reporting person is not readily determinable because it is subject to several
variables, including the internal rate of return and vesting within CCP and
CVCA, LLC.
10) The amounts shown in Table I represent the beneficial ownership of the
Issuer's equity securities by CVCA, LLC, a portion of which may be deemed
attributable to the reporting person because he was a general partner of CCP,
the sole managing member of the two members of CVCA, LLC, and the manager, by
delegation, of CVCA, LLC, until July 1, 1999. The actual pro rata portion of
such beneficial ownership that may be deemed to be attributable to the reporting
person is not readily determinable because it is subject to several variables,
including the internal rate of return and vesting within CCP and CVCA, LLC.
Page 7 of 7
