<PAGE> 1
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
Form 13F Cover Page
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT
TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year or Quarter Ended September 30, 1999
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(Please read instructions before preparing form.)
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If amended report check here: [ ]
S SQUARED TECHNOLOGY CORP.
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Name of Institutional Investment Manager
515 Madison Avenue, Suite 4200 New York New York 10022
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Business Address (Street) (City) (State) (Zip)
Seymour L. Goldblatt, President (212) 421-2155
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Name, Phone No., and Title of Person Duly Authorized to Submit This Report.
Form 13F File Number: 28-3840
ATTENTION
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INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACTS CONSTITUTE FEDERAL CRIMINAL
VIOLATIONS
SEC 18 U.S.C. 1001 AND 15 U.S.C. 78ff(a).
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The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all
information contained therein is true, correct and complete. It is understood
that all required items, statements and schedules are considered integral parts
of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the City of New York and State of New York on the 11th
----
day of November, 1999.
S SQUARED TECHNOLOGY CORP.
-------------------------------------------------
(Name of Institutional Investment Manager)
Seymour L. Goldblatt
-------------------------------------------------
(Manual Signature of Person Duly Authorized
to Submit This Report)
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filled (other than the one filing this report): (List
in alphabetical order).
13F File Numbers will be assigned to Institutional Investment Managers after
they file their first report.
<TABLE>
<CAPTION>
Name: 13F File No.: Name: 13F File No.:
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<S> <C> <C> <C>
1. 6.
- ------------------------------------ ------------- ------------------------------------ -------------
2. 7.
- ------------------------------------ ------------- ------------------------------------ -------------
3. 8.
- ------------------------------------ ------------- ------------------------------------ -------------
4. 9.
- ------------------------------------ ------------- ------------------------------------ -------------
5. 10.
- ------------------------------------ ------------- ------------------------------------ -------------
</TABLE>
Report Type
[X] 13F HOLDINGS REPORT
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
SEC 1685 (5/91)
<PAGE> 2
13F Summary Page
<TABLE>
<S> <C>
Report Summary:
Number of other included managers: 0
Form 13F Information Table Entry Total: 102
Form 13 Information Table Value Total: $646,013,161.00
</TABLE>
<PAGE> 3
FORM 13F
Page 1 of 9 NAME OF REPORTING MANAGER S SQUARED TECHNOLOGY CORP. (SEC USE ONLY)
<TABLE>
<CAPTION>
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Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8:
Name of Issuer Title of CUSIP Fair Market Shares of Investment Managers Voting Authority
Class Number Value Principal Discretion See Instr. V (Shares)
(x $1,000) Amount ---------- ----------------
(a) Sole (a) Sole
- ----------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
3COM CORP COM COM 885535104 4,744 165,000 x 165,000
- ----------------------------------------------------------------------------------------------------------------------
ADC COM 000886101 5,032 120,000 x 120,000
TELECOMMUNICATN
COM
- ----------------------------------------------------------------------------------------------------------------------
ADVANCED COM 007525108 3,452 124,100 x 124,100
DIGITAL INFO
COM
- ----------------------------------------------------------------------------------------------------------------------
AIRNET COM 12 333,329 x 333,329
COMMUNICATIONS
SERIES C
- ----------------------------------------------------------------------------------------------------------------------
AIRNET COM 14 383,221 x 383,221
COMMUNICATIONS
SERIES D
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AIRNET COM 376 10,551,808 x 10,551,808
COMMUNICATIONS
SERIES E
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AMERICA ONLINE COM 02364J104 5,259 50,539 x 50,539
INC DEL COM
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AMERICAN COM 027352103 2,830 110,300 x 110,300
MANAGEMENT
SYSTEMS IN
- ----------------------------------------------------------------------------------------------------------------------
ANALOG DEVICES COM 032654105 11,675 227,800 x 227,800
INC COM
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ANDREW CORP COM 034425108 1,840 105,900 x 105,900
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ANGIO TECH COM 034918102 1,631 215,000 x 215,000
PHARMACEUTICALS
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ARTHROCARE COM 043136100 379 6,933 x 6,933
CARE CORP
- ----------------------------------------------------------------------------------------------------------------------
ASPECT DEV INC. COM 045234101 5,062 200,000 x 200,000
COM
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ASPECT 045237104 9,864 581,300 x 581,300
TELECOMMUNICATION COM
COM
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AT&T CORP COM 001957208 8,308 222,665 x 222,665
LIBERTY MEDIA
GROUP
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BEA SYS INC COM COM 073325102 4,944 140,000 x 140,000
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COLUMN 65,422
TOTALS
</TABLE>
<PAGE> 4
FORM 13F
Page 2 of 9 NAME OF REPORTING MANAGER S SQUARED TECHNOLOGY CORP. (SEC USE ONLY)
<TABLE>
<CAPTION>
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Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8:
Name of Issuer Title of CUSIP Fair Market Shares of Investment Discretion Managers Voting Authority
Class Number Value Principal Discretion See Instr. V (Shares)
(x $1,000) Amount --------------------- ----------------
(a) Sole
(a) Sole
- -----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
BIOTRANSPLANT COM 09066Y107 1,865 292,600 x 292,600
INC COM
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BUSINESS COM 12328X107 7,546 127,900 x 127,900
OBJECTS
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CABLETRON SYS COM 126920107 3,137 200,000 x 200,000
INC COM
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CENTURA RSTD COM 15640W103 855 943,397 x 943,397
COMMON
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CENTURA COM 15640W103 686 757,187 x 757,187
SOFTWARE CORP
COM
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CENTURA COM 0 235,850 x 235,850
SOFTWARE
WARRANTS
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CIENA COM 171779101 7,300 200,000 x 200,000
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CLARIFY INC COM COM 180492100 240 4,777 x 4,777
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CMGI INC COM 125750109 10,178 99,300 x 99,300
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COGNOS COM 19244C109 10,938 419,700 x 419,700
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COMPUTERWARE COM 204912109 9,169 150,000 x 150,000
ASSOCIATES INTL
COM
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COMPUTER COM 205477102 6,282 425,900 x 425,900
TASK GROUP
COM
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COLUMN 58,196
TOTALS
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</TABLE>
<PAGE> 5
FORM 13F
Page 3 of 9 NAME OF REPORTING MANAGER S SQUARED TECHNOLOGY CORP. (SEC USE ONLY)
<TABLE>
<CAPTION>
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Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8:
Name of Issuer Title of CUSIP Fair Market Shares of Investment Discretion Managers Voting Authority
Class Number Value Principal --------------------- See Instr. V (Shares)
(x $1,000) Amount (a) Sole
(a) Sole
- ---------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
CONCENTRIC 20589R107 2,503 123,248 x 123,248
NETWORK CORP. COM
SERIE
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CONVERGYS COM 212485106 3,223 162,700 x 162,700
CORP COM
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COR COM 217753102 10,908 574,100 x 574,100
THERAPEUTICS
INC COM
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CREATIVE 225270107 4,869 1,298,300 x 1,298,300
BIOMOLECULES COM
COM
- ---------------------------------------------------------------------------------------------------------------------------------
CSG SYS INTL INC COM 126349109 2,741 100,000 x 100,000
COM
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CURRENT LOGIC COM 231997107 77 84,872 x 84,872
SYSTEMS INC.
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COLUMN 24,321
TOTALS
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</TABLE>
<PAGE> 6
FORM 13F
Page 4 of 9 NAME OF REPORTING MANAGER S SQUARED TECHNOLOGY CORP. (SEC USE ONLY)
<TABLE>
<CAPTION>
- ------------------------------------------------------------------------------------------------------------------------------
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8:
Name of Issuer Title of CUSIP Fair Market Shares of Investment Discretion Managers Voting Authority
Class Number Value Principal --------------------- See Instr. V (Shares)
(x $1,000) Amount (a) Sole ---------------
(a) Sole
- ------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
CYGNUS INC COM COM 232560102 8,893 792,700 x 792,700
- ------------------------------------------------------------------------------------------------------------------------------
CYPRESS COM 232806109 22,240 1,034,408 x 1,034,408
SEMICONDUCTOR
CORP
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DATASTREAM COM 238124101 2,461 187,500 x 187,500
SYS INC COM
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DIGITAL COM 253859102 3,367 214,600 x 214,600
MICROWAVE
COM
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E4L INC COM 268452109 2,758 723,500 x 723,500
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ENTREMED INC COM 29382F103 6,507 300,881 x 300,881
COM
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FOUNDRY COM 35063R100 1,890 15,000 x 15,000
NETWORKS INC
COM
- ------------------------------------------------------------------------------------------------------------------------------
GENESYS COM 371931106 3,682 80,600 x 80,600
TELECOMMUNICATIO
- ------------------------------------------------------------------------------------------------------------------------------
GIGA COM 37517M109 1,831 443,897 x 443,897
INFORMATION
GROUP SERIES
- ------------------------------------------------------------------------------------------------------------------------------
IDEC COM 449370105 4,702 50,000 x 50,000
PHARMACEUTICALS
COM
- ------------------------------------------------------------------------------------------------------------------------------
IMCLONE SYS INC COM 45245W109 14,278 429,400 x 429,400
COM
- ------------------------------------------------------------------------------------------------------------------------------
INDUS INTL INC COM 45578L100 3,998 761,500 x 761,500
COM
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INSO CORP COM COM 457674109 4,140 517,500 x 517,500
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INTERACTIVE COM 45839M103 3,622 157,500 x 157,500
INTELLIGEN COM
- ------------------------------------------------------------------------------------------------------------------------------
INTERLEAF INC COM 458729209 17,541 1,031,848 x 1,031,848
COM
- ------------------------------------------------------------------------------------------------------------------------------
COLUMN 101,910
TOTALS
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</TABLE>
<PAGE> 7
FORM 13F
Page 5 of 9 NAME OF REPORTING MANAGER S SQUARED TECHNOLOGY CORP. (SEC USE ONLY)
<TABLE>
<CAPTION>
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Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8:
Name of Issuer Title of CUSIP Fair Market Shares of Investment Discretion Managers Voting Authority
Class Number Value Principal Discretion See Instr. V (Shares)
(x $1,000) Amount (a) Sole
(a) Sole
- ----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
IXC 450713102 2,958 75,000 x 75,000
COMMUNICATIONS COM
INC COM
- ----------------------------------------------------------------------------------------------------------------------------------
LATTICE COM 518415104 33,191 1,118,000 x 1,118,000
SEMICONDUCTOR
COM
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LOWRANCE COM 548900109 467 65,000 x 65,000
ELECTRS INC
COM
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LUCENT COM 549463107 713 10,992 x 10,992
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LYCOS INC COM COM 550818108 3,729 74,400 x 74,400
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MANUGISTICS COM 565011103 1,050 100,000 x 100,000
GROUP INC COM
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MEDIMMUNE COM 584699102 1,734 17,400 x 17,400
INC COM
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MGC COM 552763302 6,823 328,800 x 328,800
COMMUNICATIONS
INC COM
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MICRO WHSE COM 59501B105 4,334 359,300 x 359,300
INC COM
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MICROCHIP COM 595017104 11,816 230,000 x 230,000
TECHNOLOGY
COM
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MICRON COM 595100108 9,676 921,500 x 921,500
ELECTRONICS
INC COM
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MILLENNIUM COM 599902103 392 6,030 x 6,030
PHARMACEUTC
COM
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MOBILE COM 666666664 0 921,180 x 921,180
DATACOMM
- ----------------------------------------------------------------------------------------------------------------------------------
MUSICMAKER COM 62757C108 1,444 140,000 x 140,000
COM INC COM
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NATIONAL COM 637640103 36,767 1,203,000 x 1,203,000
SEMICONDUCTOR
COM
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NETWORK COM 641208103 2,416 263,000 x 263,000
EQUIP
TECHNOLO COM
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COLUMN 117,510
TOTALS
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</TABLE>
<PAGE> 8
FORM 13F
Page 6 of 9 NAME OF REPORTING MANAGER S SQUARED TECHNOLOGY CORP. (SEC USE ONLY)
<TABLE>
<CAPTION>
- -------------------------------------------------------------------------------------------------------------------------
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8:
Name of Issuer Title of CUSIP Fair Market Shares of Investment Managers Voting Authority
Class Number Value Principal Discretion See Instr. V (Shares)
(x $1,000) Amount ---------- ----------------
(a) Sole (a) Sole
- -------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
NETWORK COM 64121Q102 25,210 274,400 x 274,400
SOLUTIONS
- -------------------------------------------------------------------------------------------------------------------------
NETWORKS COM 579057100 4,303 225,000 x 225,000
ASSOCS INC
COM
- -------------------------------------------------------------------------------------------------------------------------
NICHOLS RESH COM 6409380106 2,436 91,500 x 91,500
CORP COM
- -------------------------------------------------------------------------------------------------------------------------
NORTEL COM 656569100 4,111 80,604 x 80,604
NETWORKS
CORP COM
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PAIRGAIN COM 695934109 2,550 200,000 x 200,000
TECHNOLOGIES
INC COM
- -------------------------------------------------------------------------------------------------------------------------
PERSISTENCE COM 715329108 1,428 50,000 x 50,000
SOFTWARE COM
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POLICY MGMT COM 731108106 3,804 120,300 x 120,300
SYS CORP COM
- -------------------------------------------------------------------------------------------------------------------------
PREMISYS COM 740584107 1,766 212,500 x 212,500
COMMUNICATIONS
- -------------------------------------------------------------------------------------------------------------------------
QUANTUM COM 747906204 33,068 2,351,500 x 2,351,500
CORP DSSG
- -------------------------------------------------------------------------------------------------------------------------
QWEST COM 749121109 1,478 50,000 x 50,000
COMMUNICATIONS
- -------------------------------------------------------------------------------------------------------------------------
RATIONAL COM 75409P202 4,811 164,115 x 164,115
SOFTWARE
CORP COM NEW
- -------------------------------------------------------------------------------------------------------------------------
REMEDY CORP COM 759548100 5,391 190,000 x 190,000
COM
- -------------------------------------------------------------------------------------------------------------------------
COLUMN 90,356
TOTALS
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- -------------------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE> 9
FORM 13F
Page 7 of 9 NAME OF REPORTING MANAGER S SQUARED TECHNOLOGY CORP. (SEC USE ONLY)
<TABLE>
<CAPTION>
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Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8:
Name of Issuer Title of CUSIP Fair Market Shares of Investment Managers Voting Authority
Class Number Value Principal Discretion See Instr. V (Shares)
(x $1,000) Amount ---------- ----------------
(a) Sole
(a) Sole
- ----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
- ----------------------------------------------------------------------------------------------------------------------------------
RENAISSANCE COM 75968A109 3,877 1,000,500 x 1,000,500
WORLDWIDE
INC
- ----------------------------------------------------------------------------------------------------------------------------------
ROGERS COM 775109200 3,070 182,600 x 182,600
COMMUNICATIONS
CL B
- ----------------------------------------------------------------------------------------------------------------------------------
SAPIENS INTL 7716A1027 8,634 776,100 x 776,100
CORP N V ORD COM
- ----------------------------------------------------------------------------------------------------------------------------------
SCI SYS INC COM 783890106 26,018 585,500 x 585,500
COM
- ----------------------------------------------------------------------------------------------------------------------------------
SCITEX CORP COM 809090103 6,960 636,300 x 636,300
LTD
- ----------------------------------------------------------------------------------------------------------------------------------
SEMTECH CORP COM 816850101 30,769 840,100 x 840,100
- ----------------------------------------------------------------------------------------------------------------------------------
SIEBEL SYS INC COM 826170102 202 3,027 x 3,027
COM
- ----------------------------------------------------------------------------------------------------------------------------------
SIPEX CORP COM 829909100 1,639 114,500 x 114,500
COM
- ----------------------------------------------------------------------------------------------------------------------------------
SMART COM 831690102 33,262 976,500 x 976,500
MODULAR
- ----------------------------------------------------------------------------------------------------------------------------------
STAFF BLDRS COM 852377100 823 2,111,500 x 2,111,500
INC NEW COM
- ----------------------------------------------------------------------------------------------------------------------------------
SYBASE INC COM 871130100 13,068 1,106,300 x 1,106,300
COM
- ----------------------------------------------------------------------------------------------------------------------------------
TECHNOLOGY COM 87872T108 15,520 1,098,750 x 1,098,750
SOLUTIONS
COM
- ----------------------------------------------------------------------------------------------------------------------------------
TMP COM 872941109 7,019 115,300 x 115,300
WORLDWIDE
INC
- ----------------------------------------------------------------------------------------------------------------------------------
VARIAN COM 922207105 33,007 1,567,100 x 1,567,100
SEMICONDUCTOR
COM
- ----------------------------------------------------------------------------------------------------------------------------------
WILLIAMS COS COM 969457100 3,905 103,800 x 103,800
INC DEL COM
- ----------------------------------------------------------------------------------------------------------------------------------
COLUMN 187,773
TOTALS
- ----------------------------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE> 10
FORM 13F
Page 8 of 9 NAME OF REPORTING MANAGER S SQUARED TECHNOLOGY CORP. (SEC USE ONLY)
<TABLE>
<CAPTION>
- --------------------------------------------------------------------------------------------------------------------------------
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8:
Name of Issuer Title of CUSIP Fair Market Shares of Investment Managers Voting Authority
Class Number Value Principal Discretion See Instr. V (Shares)
(x $1,000) Amount ---------- ----------------
(a) Sole
(a) Sole
- --------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
- --------------------------------------------------------------------------------------------------------------------------------
ENTREMED INC COM 0 x 85,937
WTS CL 1 RSTD
Exp
- --------------------------------------------------------------------------------------------------------------------------------
ENTREMED INC COM 0 x 85,937
WTS CL 2 RSTD
Exp
- --------------------------------------------------------------------------------------------------------------------------------
COLUMN 0
TOTALS
- --------------------------------------------------------------------------------------------------------------------------------
- --------------------------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE> 11
FORM 13F
Page 9 of 9 NAME OF REPORTING MANAGER S SQUARED TECHNOLOGY CORP. (SEC USE ONLY)
<TABLE>
<CAPTION>
- ----------------------------------------------------------------------------------------------------------------------------------
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8:
Name of Issuer Title of CUSIP Fair Market Shares of Investment Managers Voting Authority
Class Discretion (Shares)
---------- See Instr. V ----------------
Number Value Principal (a) Sole (a) Sole
Amount
- ----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
S SQUARED
TECHNOLOGY
ADDITIONS TO
13F
- ----------------------------------------------------------------------------------------------------------------------------------
ADVANCED COM 7,696 212 x 212
VISUAL
SYSTEMS, INC
COMMON
- ----------------------------------------------------------------------------------------------------------------------------------
ADVANCED COM 18,011 431 x 431
VISUAL
SYSTEMS,
PREFERRED
- ----------------------------------------------------------------------------------------------------------------------------------
APPLIED DIGITAL COM 038181103 5,898 1,137 x 1,137
ACCESS COM
- ----------------------------------------------------------------------------------------------------------------------------------
EMERALD COM 290996206 2,685 2,685 x 2,685
INTELLIGENCE
SER A
- ----------------------------------------------------------------------------------------------------------------------------------
INFORMIX CORP COM 456779107 23,638 2,978 x 2,978
COM
- ----------------------------------------------------------------------------------------------------------------------------------
NORTHERN COM 656569100 285,804 5,604 x 5,604
TELECOM LTD
- ----------------------------------------------------------------------------------------------------------------------------------
PHARMACYCLICS COM 716933106 180,954 4,427 x 4,427
INC COM
- ----------------------------------------------------------------------------------------------------------------------------------
THERMAL COM 8835281010 475 4,750 x 4,750
PROFILES
- ----------------------------------------------------------------------------------------------------------------------------------
COLUMN 525,161
TOTALS
- ----------------------------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------------------------
GRAND TOTALS $646,013,161.00
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</TABLE>
