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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13D
(AMENDMENT NO. 1)*
UNDER THE SECURITIES EXCHANGE ACT OF 1934
IVI PUBLISHING, INC.
(Name of Issuer)
COMMON STOCK, $.01 PAR VALUE PER SHARE
(Title of Class of Securities)
450707 10 4
(CUSIP Number)
Wayne William Mills William M. Mower, Esq.
The Colonnade, Suite 290 Maslon Edelman Borman & Brand, PLLP
5500 Wayzata Boulevard 3300 Norwest Center
Golden Valley, Minnesota 55416 Minneapolis, Minnesota 55402
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(Name, Address and Telephone Number of Person Authorized to Receive Notices and
Communications)
NOVEMBER 20, 1996
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition which is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13-1(b)(3) or (4), check the following box [ ].
Check the following box if a fee is being paid with the statement [ ]. (A fee
is not required only if the reporting person: (1) has a previous statement on
file reporting beneficial ownership of more than five percent of the class of
securities described in Item 1; and (2) has filed no amendment subsequent
thereto reporting beneficial ownership of five percent or less of such class.)
(See Rule 13d-7.)
Note: Six copies of this statement, including all exhibits, should be filed
with the Commission. See Rule 13d-1(a) for other parties to whom copies are to
be sent.
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities,
and for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
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SCHEDULE 13D
CUSIP No. 450707 10 4 Page 2 of 5 Pages
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1 Name of Reporting Persons
S.S. or I.R.S. Identification No. of Above Persons
WAYNE WILLIAM MILLS TAMARA KOTTOM-MILLS
S.S. No. ###-##-#### S.S. No. ###-##-####
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2 Check the Appropriate Box if a Member of a Group* (a) [X]
(b) [ ]
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3 SEC Use Only
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4 Source of Funds*
PF
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5 Check Box If Disclosure of Legal Proceedings is Required Pursuant to Items
2(d) or 2(e) [ ]
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6 Citizenship or Place of Organization
USA
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Sole Voting Power
7 0
Number of ------------------------------------------------
Shares 8 Shared Voting Power
beneficially 422,000
owned ------------------------------------------------
by each 9 Sole Dispositive Power
reporting 0
person with: ------------------------------------------------
10 Shared Dispositive Power
422,000
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11 Aggregate Amount Beneficially Owned by Each Reporting Person
422,000 shares
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12 Check Box if the Aggregate amount in Row (11) Excludes Certain Shares* [ ]
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13 Percent of Class Represented by Amount in Row (11)
5.5%
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14 Type of Reporting Person*
IN
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* SEE INSTRUCTIONS BEFORE FILLING OUT!
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This Amendment No.1 ("Amendment No. 1") dated January 21, 1997 to the
Statement on Schedule 13D dated October 4, 1996 (as amended, the "Schedule
13D") relates to the Common Stock, $.01 par value per share (the "Common
Stock") of IVI Publishing, Inc., a Minnesota corporation (the "Issuer"), and is
being filed by Wayne William Mills and Tamara Kottom-Mills pursuant to Rule
13d-2(a) under the Securities Exchange Act of 1934, as amended (the "Exchange
Act").
Unless otherwise indicated, each capitalized term used herein but not
otherwise defined shall have the meaning assigned to such term in the Schedule
13D.
ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION.
The aggregate purchase price for purchases made by the Reporting Persons
after their original Schedule 13D filing was $416,975. All such purchases were
paid for with personal funds. All of the transactions identified in response to
Item 5(c) occurred on the open market.
ITEM 5. INTEREST IN SECURITIES OF THE ISSUER.
(a) The Reporting Persons together beneficially own 422,000 shares of the
outstanding Common Stock of the Issuer, of which 370,000 are in the name of
Wayne Mills and 52,000 are in the name of Tamara Mills. The total of 422,000
shares represents approximately 5.5% of the outstanding Common Stock (based upon
7,608,475 shares outstanding as of October 23, 1996, the date of the Issuer's
most recent filing with the Securities and Exchange Commission).
(b) The Reporting Persons share voting and dispositive power with respect
to a total of 422,000 shares.
(c) Listed below are all transactions in the Issuer's Common Stock
effected by the Reporting Persons after their original Schedule 13D filing:
<TABLE>
<CAPTION>
Reporting Type of Price per
Person Transaction Trade Date Number of Shares Share
------------------------------------------------------------------
<S> <C> <C> <C> <C>
Tamara Mills Buy 10/18/96 2,000 $3.80
Tamara Mills Buy 10/24/96 20,000 3.4526
Wayne Mills Buy 10/31/96 30,000 3.6875
Tamara Mills Sell 11/05/96 10,000 3.7188
Wayne Mills Buy 11/20/96 70,000 * 3.25
Wayne Mills Sell 11/22/96 20,000 3.625
Wayne Mills Sell 11/27/96 25,000 3.50
Wayne Mills Sell 12/11/96 15,000 3.60
Wayne Mills Sell 12/19/96 10,000 3.45
Wayne Mills Sell 12/26/96 20,000 3.11
</TABLE>
* Acquisition consisted of a $227,500 Convertible Debenture, convertible
into 70,000 shares.
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(d) Not applicable.
(e) Not applicable. The Reporting Persons still beneficially own more
than five percent of the Issuer's outstanding Common Stock.
ITEM 7. MATERIAL TO BE FILED AS EXHIBITS.
1. Agreement between the Reporting Persons relating to the filing of joint
acquisition statements pursuant to Rule 13d-1(f).
SIGNATURE
After reasonable inquiry and to the best of our knowledge and belief, the
undersigned certifies that the information set forth in this statement is true,
complete and correct.
Dated: January 21, 1997
By /s/ Wayne William Mills
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Wayne William Mills
By /s/ Tamara Kottom-Mills
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Tamara Kottom-Mills
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EXHIBIT 1
AGREEMENT
The undersigned hereby consent to the filing of this Amendment No. 1 to
Schedule 13D on behalf of each of them.
Dated: January 21, 1997
By /s/ Wayne William Mills
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Wayne William Mills
By /s/ Tamara Kottom-Mills
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Tamara Kottom-Mills
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