UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. __________*)
Fidelity Federal Bancorp
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(Name of Issuer)
Common Stock
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(Title of Class of Securities)
315921106
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(CUSIP Number)
November 6, 2000
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(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
[ ] Rule 13d-1(b)
[X] Rule 13d-1(c)
[ ] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
<PAGE>
SCHEDULE 13G
CUSIP No. 315921106 Page 2 of 9 Pages
--------- - -
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1. NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Barry A. Schnakenburg
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2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
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3. SEC USE ONLY
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4. CITIZENSHIP OR PLACE OF ORGANIZATION
United States
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NUMBER OF 5. SOLE VOTING POWER
SHARES 228,086(1)
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BENEFICIALLY 6. SHARED VOTING POWER
OWNED BY 0
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EACH 7. SOLE DISPOSITIVE POWER
REPORTING 228,086(1)
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PERSON 8. SHARED DISPOSITIVE POWER
WITH 0
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9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
228,086
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10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
[ ]
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11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.0%
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12. TYPE OF REPORTING PERSON*
IN
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(1) Represents (a) Common Stock owned of record by Barry A. Schnakenburg
(45,738 shares), Barry, Inc. (63,263 shares), BOAH Associates (40,378
shares), U.S. Industries Group Inc. (24,948 shares) and Darby D.
Schnakenburg (5,775 shares); (b) Common Stock owned of record by Otto H.
Schnakenburg (27,887 shares), which is subject to a power of attorney
giving Barry A. Schnakenburg the sole power to vote and dispose of such
shares; and (c) currently exercisable options held by Barry A. Schnakenburg
to purchase 20,097 shares of Common Stock.
<PAGE>
SCHEDULE 13G
CUSIP No. 315921106 Page 3 of 9 Pages
--------- - -
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1. NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Barry, Inc.
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2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
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3. SEC USE ONLY
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4. CITIZENSHIP OR PLACE OF ORGANIZATION
Indiana
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NUMBER OF 5. SOLE VOTING POWER
SHARES 63,263(1)
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BENEFICIALLY 6. SHARED VOTING POWER
OWNED BY 0
-----------------------------------------------------------------
EACH 7. SOLE DISPOSITIVE POWER
REPORTING 63,263(1)
-----------------------------------------------------------------
PERSON 8. SHARED DISPOSITIVE POWER
WITH 0
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9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
63,263
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10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
[ ]
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11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
1.4%
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12. TYPE OF REPORTING PERSON*
CO
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(1) Power is exercised through its President, Barry A. Schnakenburg.
<PAGE>
SCHEDULE 13G
CUSIP No. 315921106 Page 4 of 9 Pages
--------- - -
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1. NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
BOAH Associates
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2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
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3. SEC USE ONLY
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4. CITIZENSHIP OR PLACE OF ORGANIZATION
Indiana
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NUMBER OF 5. SOLE VOTING POWER
SHARES 40,378(1)
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BENEFICIALLY 6. SHARED VOTING POWER
OWNED BY 0
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EACH 7. SOLE DISPOSITIVE POWER
REPORTING 40,378(1)
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PERSON 8. SHARED DISPOSITIVE POWER
WITH 0
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9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
40,378
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10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
[ ]
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11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
.9%
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12. TYPE OF REPORTING PERSON*
PN
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(1) Power is exercised through its Managing Partner, Barry A. Schnakenburg.
<PAGE>
SCHEDULE 13G
CUSIP No. 315921106 Page 5 of 9 Pages
--------- - -
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1. NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
U. S. Industries Group Inc.
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2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
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3. SEC USE ONLY
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4. CITIZENSHIP OR PLACE OF ORGANIZATION
Indiana
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NUMBER OF 5. SOLE VOTING POWER
SHARES 24,948(1)
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BENEFICIALLY 6. SHARED VOTING POWER
OWNED BY 0
-----------------------------------------------------------------
EACH 7. SOLE DISPOSITIVE POWER
REPORTING 24,948(1)
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PERSON 8. SHARED DISPOSITIVE POWER
WITH 0
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9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
24,948
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10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
[ ]
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11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
.5%
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12. TYPE OF REPORTING PERSON*
CO
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(1) Power is exercised through its President, Barry A. Schnakenburg.
<PAGE>
Item 1.
(a) Name of Issuer:
Fidelity Federal Bancorp
(b) Address of Issuer's Principal Executive Offices:
700 S. Green River Road, Suite 2000
Evansville, Indiana 47715
Item 2.
(a) Name of Person Filing:
Barry A. Schnakenburg
Barry, Inc.
BOAH Associates
U. S. Industries Group Inc.
(b) Address of Principal Business Office or, if none, Residence:
1701 First Avenue
Evansville, Indiana 47710
(c) Citizenship: Barry A. Schnakenburg is a citizen of the United
States. Barry, Inc. is an Indiana corporation. BOAH Associates
is an Indiana general partnership. U.S. Industries Group Inc.
is an Indiana corporation.
(d) Title of Class of Securities:
Common Stock
(e) CUSIP Number:
315921106
Item 3. If this statement is filed pursuant to Section 240.13d-1(b) or Section
240.13d-2(b) or (d), check whether the person filing is a:
(a) [ ] Broker or dealer registered under section 15 of
the Act (15 U.S.C. 78o).
(b) [ ] Bank as defined in section 3(a)(6) of the Act
(15 U.S.C. 78c).
(c) [ ] Insurance company as defined in section 3(a)(19) of
the Act (15 U.S.C. 78c).
(d) [ ] Investment company registered under section 8 of the
Investment Company Act of 1940 (15 U.S.C. 80a-8).
(e) [ ] An investment adviser in accordance with Section
240.13d-1(b)(1)(ii)(E);
(f) [ ] An employee benefit plan or endowment fund in
accordance with Section 240.13d-1(b)(1)(ii)(F);
(g) [ ] A parent holding company or control person in
accordance with Section 240.13d-1(b)(1)(ii)(G);
(h) [ ] A savings associations as defined in Section 3(b) of
the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i) [ ] A church plan that is excluded from the definition
of an investment company under section 3(c)(14) of
the Investment Company Act of 1940 (15 U.S.C. 80a-3);
(j) [ ] Group, in accordance with Section 240.13d-1(b)
(1)(ii)(J).
<PAGE>
Item 4. Ownership
Provide the following information regarding the aggregate number and
percentage of the class of securities of the issuer identified in Item 1.
(a) Amount beneficially owned:
Barry A. Schnakenburg: 228,086
Barry, Inc.: 63,263
BOAH Associates: 40,378
U.S. Industries Group Inc.: 24,948
(b) Percent of class:
Barry A. Schnakenburg: 5%
Barry, Inc.: 1.4%
BOAH Associates: .9%
U.S. Industries Group Inc.: .5%
(c) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote
Barry A. Schnakenburg: 228,086
Barry, Inc.: 63,263
BOAH Associates: 40,378
U.S. Industries Group Inc.: 24,948
(ii) Shared power to vote or to direct the vote
Barry A. Schnakenburg: 0
Barry, Inc.: 0
BOAH Associates: 0
U.S. Industries Group Inc.: 0
(iii) Sole power to dispose or to direct the disposition of
Barry A. Schnakenburg: 228,086
Barry, Inc.: 63,263
BOAH Associates: 40,378
U.S. Industries Group Inc.: 24,948
(iv) Shared power to dispose or to direct the disposition of
Barry A. Schnakenburg: 0
Barry, Inc.: 0
BOAH Associates: 0
U.S. Industries Group Inc.: 0
Item 5. Ownership of Five Percent or Less of a Class
If this statement is being filed to report the fact that as of the date
hereof the reporting person has ceased to be the beneficial owner of more than
five percent of the class of securities, check the following. o
Item 6. Ownership of More Than Five Percent on Behalf of Another Person
Not Applicable.
Item 7. Identification and Classification of the Subsidiary Which Acquired
the Security Being Reported on by the Parent Holding Company
Not Applicable.
Item 8. Identification and Classification of Members of the Group
See Exhibit A.
<PAGE>
Item 9. Notice of Dissolution of Group
Not Applicable.
Item 10. Certification
By signing below I certify that, to the best of my knowledge and
belief, the securities referred to above were not acquired and are not
held for the purpose of or with the effect of changing or influencing
the control of the issuer of the securities and were not acquired and
are not held in connection with or as a participant in any transaction
having that purpose or effect.
<PAGE>
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Date: December 21, 2000 /s/ Barry A. Schnakenburg
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Barry A. Schnakenburg
BARRY, INC.
By: /s/ Barry A. Schnakenburg
--------------------------------
Barry A. Schnakenburg, President
BOAH ASSOCIATES
By: /s/ Barry A. Schnakenburg
--------------------------------
Barry A. Schnakenburg,
Managing Partner
U. S. INDUSTRIES GROUP INC.
By: /s/ Barry A. Schnakenburg
--------------------------------
Barry A. Schnakenburg, President
<PAGE>
EXHIBIT A
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Identification and Classification of Members of the Group
Pursuant to Rule 13d-1(k)(1) under the Securities and Exchange Act of
1934, the members of the group making this joint filing are identified as
follows:
Name Identification
Barry A. Schnakenburg President of Barry, Inc. and U.S.
Industries Group Inc.; Managing
Partner of BOAH Associates
Barry, Inc. An Indiana corporation which is
solely owned by Barry A.
Schnakenburg
BOAH Associates An Indiana general partnership
which is equally owned by Barry
A. Schnakenburg and Otto H.
Schnakenburg
U.S. Industries Group Inc. An Indiana corporation which is
owned by Barry A.
Schnakenburg (42%) and Otto
H. Schnakenburg (58%)
<PAGE>
EXHIBIT B
Joint Filing Agreement Pursuant to Rule 13d-1
This agreement is made pursuant to Rule 13d-1(k)(1) under the Securities
and Exchange Act of 1934 (the "Act") by and among the parties listed below, each
referred to herein as a "Joint Filer." The Joint Filers agree that a statement
of beneficial ownership as required by Sections 13(g) or 13(d) of the Act and
the Rules thereunder may be filed on each of their behalf on Schedule 13G or
Schedule 13D, as appropriate, and that said joint filing may thereafter be
amended by further joint filings. The Joint Filers state that they each satisfy
the requirements for making a joint filing under Rule 13d-1.
Date: December 21, 2000 /s/ Barry A. Schnakenburg
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Barry A. Schnakenburg
BARRY, INC.
By: /s/ Barry A. Schnakenburg
--------------------------------
Barry A. Schnakenburg, President
BOAH ASSOCIATES
By: /s/ Barry A. Schnakenburg
--------------------------------
Barry A. Schnakenburg,
Managing Partner
U. S. INDUSTRIES GROUP INC.
By: /s/ Barry A. Schnakenburg
--------------------------------
Barry A. Schnakenburg, President
