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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
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SCHEDULE 13D/A
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULE 13D-1(A) AND AMENDMENTS THERETO FILED PURSUANT TO
RULE 13D-2
(AMENDMENT NO. 11)
REGENCY REALTY CORPORATION
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(Name of Issuer)
COMMON STOCK, $.01 PAR VALUE
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(Title of Class of Securities)
758939 10 2
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(CUSIP Number)
LAURA L. HAMILTON
SECURITY CAPITAL U.S. REALTY
25B, BOULEVARD ROYAL
L-2449 LUXEMBOURG
(352) 46 37 562
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(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
JANUARY 16, 2001
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(Date of Event Which Requires Filing of This Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition which is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following
box: [ ].
(Continued on following pages)
(Page 1 of 17 Pages)
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<PAGE>
SCHEDULE 13D/A
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CUSIP NO. 758939 10 2 Page 2 of 17
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1. NAMES OF REPORTING PERSONS
Security Capital Group Incorporated
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
36-3692698
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2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [ ]
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3. SEC USE ONLY
--------------------------------------------------------------------------------
4. SOURCE OF FUNDS
BK, OO
--------------------------------------------------------------------------------
5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e)
[ ]
--------------------------------------------------------------------------------
6. CITIZENSHIP OR PLACE OF ORGANIZATION
Maryland
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Number of 7. SOLE VOTING POWER
Shares 34,273,236
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Beneficially 8. SHARED VOTING POWER
Owned By -0-
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Each 9. SOLE DISPOSITIVE POWER
Reporting 34,273,236
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Person With 10. SHARED DISPOSITIVE POWER
-0-
--------------------------------------------------------------------------------
11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
34,273,326
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12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES
[ ]
--------------------------------------------------------------------------------
13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
60.2%
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14. TYPE OF REPORTING PERSON
CO
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<PAGE>
SCHEDULE 13D/A
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CUSIP NO. 758939 10 2 Page 3 of 17
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1. NAMES OF REPORTING PERSONS
SC Realty Incorporated
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
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2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [ ]
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3. SEC USE ONLY
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4. SOURCE OF FUNDS
BK, OO
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5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e)
[ ]
--------------------------------------------------------------------------------
6. CITIZENSHIP OR PLACE OF ORGANIZATION
Nevada
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Number of 7. SOLE VOTING POWER
Shares 34,273,236
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Beneficially 8. SHARED VOTING POWER
Owned By -0-
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Each 9. SOLE DISPOSITIVE POWER
Reporting 34,273,236
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Person With 10. SHARED DISPOSITIVE POWER
-0-
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11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
34,273,326
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12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES
[ ]
--------------------------------------------------------------------------------
13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
60.2%
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14. TYPE OF REPORTING PERSON
CO
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<PAGE>
SCHEDULE 13D/A
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CUSIP NO. 758939 10 2 Page 4 of 17
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1. NAMES OF REPORTING PERSONS
Security Capital Holdings S.A.
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
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2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [ ]
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3. SEC USE ONLY
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4. SOURCE OF FUNDS
BK, OO
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5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e)
[ ]
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6. CITIZENSHIP OR PLACE OF ORGANIZATION
Luxembourg
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Number of 7. SOLE VOTING POWER
Shares 34,273,236
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Beneficially 8. SHARED VOTING POWER
Owned By -0-
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Each 9. SOLE DISPOSITIVE POWER
Reporting 34,273,236
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Person With 10. SHARED DISPOSITIVE POWER
-0-
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11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
34,273,326
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12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES
[ ]
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13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
60.2%
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14. TYPE OF REPORTING PERSON
CO
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<PAGE>
SCHEDULE 13D/A
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CUSIP NO. 758939 10 2 Page 5 of 17
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1. NAMES OF REPORTING PERSONS
Arden Square Holdings Sarl (f/k/a Security Capital Shopping Center I Sarl)
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
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2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [ ]
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3. SEC USE ONLY
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4. SOURCE OF FUNDS
OO
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5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e)
[ ]
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6. CITIZENSHIP OR PLACE OF ORGANIZATION
Luxembourg
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Number of 7. SOLE VOTING POWER
Shares 2,037,600
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Beneficially 8. SHARED VOTING POWER
Owned By -0-
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Each 9. SOLE DISPOSITIVE POWER
Reporting 2,037,600
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Person With 10. SHARED DISPOSITIVE POWER
-0-
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11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,037,600
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12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES
[ ]
--------------------------------------------------------------------------------
13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
3.6%
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14. TYPE OF REPORTING PERSON
CO
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<PAGE>
SCHEDULE 13D/A
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CUSIP NO. 758939 10 2 Page 6 of 17
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1. NAMES OF REPORTING PERSONS
Blossom Valley Holdings Sarl (f/k/a Security Capital Shopping
Center II Sarl)
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
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2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [ ]
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3. SEC USE ONLY
--------------------------------------------------------------------------------
4. SOURCE OF FUNDS
OO
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5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e)
[ ]
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6. CITIZENSHIP OR PLACE OF ORGANIZATION
Luxembourg
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Number of 7. SOLE VOTING POWER
Shares 2,037,600
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Beneficially 8. SHARED VOTING POWER
Owned By -0-
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Each 9. SOLE DISPOSITIVE POWER
Reporting 2,037,600
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Person With 10. SHARED DISPOSITIVE POWER
-0-
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11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,037,600
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12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES
[ ]
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13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
3.6%
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14. TYPE OF REPORTING PERSON
CO
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<PAGE>
SCHEDULE 13D/A
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CUSIP NO. 758939 10 2 Page 7 of 17
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1. NAMES OF REPORTING PERSONS
Cooper Street Plaza Holdings Sarl (f/k/a Security Capital Shopping
Center III Sarl)
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
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2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [ ]
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3. SEC USE ONLY
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4. SOURCE OF FUNDS
OO
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5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e)
[ ]
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6. CITIZENSHIP OR PLACE OF ORGANIZATION
Luxembourg
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Number of 7. SOLE VOTING POWER
Shares 2,037,600
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Beneficially 8. SHARED VOTING POWER
Owned By -0-
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Each 9. SOLE DISPOSITIVE POWER
Reporting 2,037,600
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Person With 10. SHARED DISPOSITIVE POWER
-0-
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11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,037,600
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12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES
[ ]
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13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
3.6%
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14. TYPE OF REPORTING PERSON
CO
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<PAGE>
SCHEDULE 13D/A
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CUSIP NO. 758939 10 2 Page 8 of 17
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1. NAMES OF REPORTING PERSONS
Dallas Holdings Sarl (f/k/a Security Capital Shopping Center IV Sarl)
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
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2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [ ]
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3. SEC USE ONLY
--------------------------------------------------------------------------------
4. SOURCE OF FUNDS
OO
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5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e)
[ ]
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6. CITIZENSHIP OR PLACE OF ORGANIZATION
Luxembourg
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Number of 7. SOLE VOTING POWER
Shares 2,037,600
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Beneficially 8. SHARED VOTING POWER
Owned By -0-
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Each 9. SOLE DISPOSITIVE POWER
Reporting 2,037,600
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Person With 10. SHARED DISPOSITIVE POWER
-0-
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11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,037,600
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12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES
[ ]
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13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
3.6%
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14. TYPE OF REPORTING PERSON
CO
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<PAGE>
SCHEDULE 13D/A
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CUSIP NO. 758939 10 2 Page 9 of 17
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1. NAMES OF REPORTING PERSONS
El Camino Holdings Sarl (f/k/a Security Capital Shopping Center V Sarl)
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
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2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [ ]
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3. SEC USE ONLY
--------------------------------------------------------------------------------
4. SOURCE OF FUNDS
OO
--------------------------------------------------------------------------------
5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e)
[ ]
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6. CITIZENSHIP OR PLACE OF ORGANIZATION
Luxembourg
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Number of 7. SOLE VOTING POWER
Shares 2,037,600
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Beneficially 8. SHARED VOTING POWER
Owned By -0-
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Each 9. SOLE DISPOSITIVE POWER
Reporting 2,037,600
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Person With 10. SHARED DISPOSITIVE POWER
-0-
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11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,037,600
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12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES
[ ]
--------------------------------------------------------------------------------
13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
3.6%
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14. TYPE OF REPORTING PERSON
CO
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<PAGE>
SCHEDULE 13D/A
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CUSIP NO. 758939 10 2 Page 10 of 17
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1. NAMES OF REPORTING PERSONS
Friars Mission Holdings Sarl (f/k/a Security Capital Shopping
Center VI Sarl)
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
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2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [ ]
-------------------------------------------------------------------------------
3. SEC USE ONLY
--------------------------------------------------------------------------------
4. SOURCE OF FUNDS
OO
--------------------------------------------------------------------------------
5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e)
[ ]
--------------------------------------------------------------------------------
6. CITIZENSHIP OR PLACE OF ORGANIZATION
Luxembourg
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Number of 7. SOLE VOTING POWER
Shares 2,033,828
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Beneficially 8. SHARED VOTING POWER
Owned By -0-
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Each 9. SOLE DISPOSITIVE POWER
Reporting 2,033,828
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Person With 10. SHARED DISPOSITIVE POWER
-0-
--------------------------------------------------------------------------------
11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,033,828
--------------------------------------------------------------------------------
12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES
[ ]
--------------------------------------------------------------------------------
13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
3.6%
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14. TYPE OF REPORTING PERSON
CO
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<PAGE>
This Amendment No. 11 is filed by Security Capital Group
Incorporated ("Security Capital Group Incorporated"), a Maryland corporation, SC
Realty Incorporated, a Nevada corporation and an indirect wholly owned
subsidiary of Security Capital Group ("SC-Realty"), Security Capital Holdings
S.A. ("Holdings"), a corporation organized and existing under the laws of
Luxembourg and a wholly owned subsidiary of SC-U.S. Realty, and Arden Square
Holdings Sarl (f/k/a Security Capital Shopping Center I Sarl), Blossom Valley
Holdings Sarl (f/k/a Security Capital Shopping Center II Sarl), Cooper Street
Plaza Holdings Sarl (f/k/a Security Capital Shopping Center III Sarl), Dallas
Holdings Sarl (f/k/a Security Capital Shopping Center IV Sarl), El Camino
Holdings Sarl (f/k/a Security Capital Shopping Center V Sarl) and Friars Mission
Holdings Sarl (f/k/a Security Capital Shopping Center VI Sarl), each a
corporation organized and existing under the laws of Luxembourg and a wholly
owned subsidiary of Holdings (collectively, the "Shopping Center Subsidiaries"),
and amends the Schedule 13D originally filed on June 21, 1996 (as previously
amended, the "Schedule 13D"). This Amendment No. 11 relates to shares of common
stock, par value $0.01 per share ("Common Stock"), of Regency Realty
Corporation, a Florida corporation ("Regency"). Capitalized terms used herein
without definition shall have the meanings ascribed thereto in the Schedule 13D.
As previously reported, on September 26, 2000, SC-U.S. Realty
entered into a Transaction Agreement (the "Transaction Agreement") with Security
Capital Group and SC-Realty. The Transaction Agreement provided, among other
things, for the sale by SC-U.S. Realty of all the issued and outstanding shares
of capital stock of Holdings owned by SC-U.S. Realty to SC-Realty, all upon the
terms and subject to the conditions set forth in the Transaction Agreement (the
"Sale Transaction"). On January 16, 2001, the parties consummated the Sale
Transaction, as a result of which, Security Capital Group and SC-Realty through
their ownership of capital stock of Holdings, beneficially own all of the shares
of Common Stock owned by Holdings, and SC-U.S. Realty has ceased to beneficially
own any shares of Common Stock.
The foregoing summary of the terms of the Transaction Agreement and
the Sale Transaction is qualified in its entirety by reference to the text of
the Transaction Agreement, filed as Exhibit 10.1 to the Schedule 13D and hereby
incorporated herein by reference.
ITEM 2. IDENTITY AND BACKGROUND
Item 2 of the Schedule 13D is hereby amended and restated in its
entirety to read as follows:
The reporting persons (the "Reporting Persons") are (a) Security
Capital Group, a Maryland corporation, whose principal office and business
address is 125 Lincoln Avenue, Santa Fe, New Mexico 87501, (b) SC-Realty, a
Nevada corporation, whose principal office and business address is 125 Lincoln
Avenue, Santa Fe, New Mexico 87501, and (c) Holdings, a corporation organized
and existing under the laws of Luxembourg, whose principal office and business
address is 25b, Boulevard Royal, L-2449 Luxembourg.
The Reporting Persons are each principally engaged in the business
of real estate investment and management.
Schedule 1 of Exhibit 11 to this Amendment ("Schedule 1") contains
the follow-
11 of 17 Pages
<PAGE>
ing information concerning each director, executive officer or controlling
person of Security Capital Group: (i) name and residence or business address,
(ii) principal occupation or employment, and (iii) the name, principal business
and address of any corporation or other organization in which such employment is
conducted. Schedule 1 is incorporated herein by reference.
To the knowledge of Security Capital Group, each of the persons
named on Schedule 1 (the "Schedule 1 Persons") is a United States citizen,
except as noted therein. During the last five years, neither Security Capital
Group nor any of the Schedule 1 Persons (to the knowledge of Security Capital
Group) has been convicted in a criminal proceeding (excluding traffic violations
or similar misdemeanors). During the last five years, neither Security Capital
Group nor any of the Schedule 1 Persons (to the knowledge of Security Capital
Group) has been a party to a civil proceeding of a judicial or administrative
body of competent jurisdiction and, as a result of such proceeding, is or was
subject to a judgment, decree or final order enjoining future violations of, or
prohibiting or mandating activities subject to, federal or state securities laws
or finding any violation with respect to such laws.
Schedule 2 of Exhibit 11 attached to this Amendment ("Schedule 2")
contains the following information concerning each director, executive officer
or controlling person of SC-Realty: (i) name and residence or business address,
(ii) principal occupation or employment, and (iii) the name, principal business
and address of any corporation or other organization in which such employment is
conducted. Schedule 2 is incorporated herein by reference.
To the knowledge of SC-Realty, each of the persons named on Schedule
2 (the "Schedule 2 Persons") is a United States citizen, except as noted
therein. During the last five years, neither SC-Realty nor any of the Schedule 2
Persons (to the knowledge of SC-Realty) has been convicted in a criminal
proceeding (excluding traffic violations or similar misdemeanors). During the
last five years, neither SC-Realty nor any of the Schedule 2 Persons (to the
knowledge of SC-Realty) has been a party to a civil proceeding of a judicial or
administrative body of competent jurisdiction and, as a result of such
proceeding, is or was subject to a judgment, decree or final order enjoining
future violations of, or prohibiting or mandating activities subject to, federal
or state securities laws or finding any violation with respect to such laws.
Schedule 3 of Exhibit 11 attached to this Amendment ("Schedule 3")
contains the following information concerning each director, executive officer
or controlling person of Holdings: (i) name and residence or business address,
(ii) principal occupation or employment, and (iii) the name, principal business
and address of any corporation or other organization in which such employment is
conducted. Schedule 3 is incorporated herein by reference.
To the knowledge of Holdings, each of the persons named on Schedule
3 (the "Schedule 3 Persons") is a United States citizen, except as noted
therein. During the last five years, neither Holdings nor any of the Schedule 3
Persons (to the knowledge of Holdings) has been convicted in a criminal
proceeding (excluding traffic violations or similar misdemeanors). During the
last five years, neither Holdings nor any of the Schedule 3 Persons (to the
knowledge of Holdings) has been a party to a civil proceeding of a judicial or
administrative body of competent jurisdiction and, as a result of such
proceeding, is or was subject to a judgment, decree or final order enjoining
future violations of, or prohibiting or mandating activities subject to, federal
or state securities laws or finding any violation with respect to such laws.
12 of 17 Pages
<PAGE>
ITEM 5. INTEREST IN SECURITIES OF THE ISSUER
Item 5 of the Schedule 13D is hereby amended as follows:
Except as set forth herein, to the best knowledge and belief of the
Reporting Persons, no transactions involving Common Stock have been effected
during the past 60 days by any of the Reporting Persons or by any of their
respective directors, executive officers or controlling persons.
The following table sets forth the beneficial ownership of Shares, for
each person named in Item 2. Unless otherwise indicated in the footnotes, each
such person has sole power to vote or to direct the vote and sole power to
dispose or direct the disposition of such Common Shares.
Number of Shares Percent of
Name Beneficially Owned (1) All Shares
---- ---------------------- -----------
Security Capital Group Incorporated (2) 34,273,236 60.236%
C. Ronald Blankenship 0 *
Samuel W. Bodman 0 *
Hermann Buerger 0 *
John P. Frazee, Jr. 0 *
Cyrus F. Freidheim, Jr. 0 *
H. Laurance Fuller 0 *
Ray L. Hunt 480 *
John T. Kelley, III (3) 43,963 *
William D. Sanders 9,187 *
Peter S. Willmott 0 *
Thomas G. Wattles (4) 40 *
Jeffrey A. Klopf 0 *
Anthony R. Manno, Jr. 0 *
Caroline S. McBride 0 *
Constance B. Moore 0 *
A. Richard Moore, Jr. 0 *
Kenneth D. Statz 0 *
Jaems C. Swaim 0 *
Paul E. Szurek 1,644 *
* Less than 1%
(1) For each person who owns options that are exercisable within 60 days, the
calculation of the percentage ownership assume that only that person has
exercised all of his options and that no other person has exercised any
outstanding options.
(2) These Common Shares are owned of record by SC Realty Incorporated, a wholly
owned subsidiary of Security Capital.
(3) Includes options to acquire 3,793 shares.
(4) Shares are owned by Mr. Wattles' son.
Mr. Wattles' son received 12 shares of Common Stock as a Christmas gift in
December 2001.
ITEM 7. MATERIAL TO BE FILED AS EXHIBITS
Item 7 of the Schedule 13D is hereby amended as follows:
The following Exhibits are filed as part of this Schedule 13D:
Exhibit 11 Name, Business Address, and Present Principal Occupation of
Each Executive Officer and Director of Security Capital Group,
SC-Realty and of Holdings.
Exhibit 12 Joint Filing Agreement, dated as of January 18, 2001,
between Security Capital Group, SC-Realty, Holdings and the
Shopping Center Subsidiaries.
13 of 17 Pages
<PAGE>
SIGNATURE
After reasonable inquiry and to the best of the undersigned's
knowledge and belief, the undersigned certifies that the information set forth
in this statement is true, complete and correct.
SECURITY CAPITAL GROUP INCORPORATED
By: /s/ Jeffrey A. Klopf
--------------------------------
Name: Jeffrey A. Klopf
Title:Senior Vice President and
Secretary
SC REALTY INCORPORATED
By: /s/ Jeffrey A. Klopf
--------------------------------
Name: Jeffrey A. Klopf
Title: Secretary
SECURITY CAPITAL HOLDINGS S.A.
By: /s/ Laura L. Hamilton
--------------------------------
Name: Laura L. Hamilton
Title:Vice President
January 18, 2001
14 of 17 Pages
<PAGE>
EXHIBIT INDEX
Exhibit Description
1* Name, Business Address, and Present Principal Occupation
of Each Executive Officer and Director of Security
Capital U.S. Realty and of Security Capital Holdings S.A.
2* Stock Purchase Agreement, dated as of June 11, 1996, by
and among Regency Realty Corporation, Security Capital
U.S. Realty and Security Capital Holdings S.A.
3* Joint filing Agreement pursuant to 13d-1(f)(1).
4* Facility Agreement, dated June 12, 1996, by and among
Security Capital U.S. Realty, Security Capital Holdings
S.A., Commerzbank Aktiengesellschaft, as arranger and
collateral agent, Commerzbank International S.A., as
administrative agent and the financial institutions
listed in Schedule 1 thereto.
2.1* Stockholders Agreement, dated July 10, 1996, by and among
Regency Realty Corporation, Security Capital Holdings
S.A., Security Capital U.S. Realty and The Regency Group,
Inc.
2.2* Registration Rights Agreement, dated July 10, 1996, by
and among Regency Realty Corporation, Security Capital
Holdings S.A. and Security Capital U.S. Realty.
2.1A* Amendment No. 1 to Stockholders Agreement, dated as of
February 10, 1997, by and among Regency Realty
Corporation, Security Capital Holdings S.A. and Security
Capital U.S. Realty.
3.1* Subscription Agreement, dated as of July 10, 1997, by and
among Regency Realty Corporation, Security Capital
Holdings S.A. and Security Capital U.S. Realty.
4.1* Subscription Agreement, dated as of August 6, 1997, by
and among Regency Realty Corporation, Security Capital
Holdings S.A. and Security Capital U.S. Realty.
--------------------
* Previously filed.
<PAGE>
5.1* Subscription Agreement, dated as of August 28, 1997, by
and among Regency Realty Corporation, Security Capital
Holdings S.A. and Security Capital U.S. Realty.
6.1* Subscription Agreement, dated as of December 4, 1997, by
and among Regency Realty Corporation, Security Capital
Holdings S.A. and Security Capital U.S. Realty.
6.2* Amendment No. 2 to Stockholders Agreement, dated as of
December 4, 1997, by and among Regency Realty
Corporation, Security Capital Holdings S.A. and Security
Capital U.S. Realty.
7.1* Subscription Agreement, dated as of June 29, 1998, by and
among Regency Realty Corporation, Security Capital
Holdings S.A. and Security Capital U.S. Realty.
8.1* Agreement and Plan of Merger dated as of September 23, 1998
between Pacific Retail Trust and Regency Realty Corporation.
8.2* Amendment No. 3 to Stockholders Agreement dated as of
September 23, 1998 between Regency Realty Corporation,
Security Capital U.S. Realty and Security Capital
Holdings S.A.
8.3* Shareholder Voting Agreement dated as of September 23,
1998 among Regency Realty Corporation, Pacific Retail
Trust, Security Capital U.S. Realty and Security Capital
Holdings S.A.
8.4* Transfer Restriction Agreement dated as of September 23,
1998 between Pacific Retail Trust and Security Capital
Holdings S.A.
8.5* Transfer Restriction Agreement dated as of September 23,
1998 between Regency Realty Corporation and Security
Capital Holdings S.A.
9.1* Amendment No. 2 to Registration Rights Agreement dated as
of February 28, 1999 between Regency Realty Corporation,
Security Capital U.S. Realty, Security Capital Holdings
S.A. and the others specified in the definition of
"Buyer" under the Regency Registration Rights Agreement.
--------------------
* Previously filed.
<PAGE>
9.2* Waiver dated as of February 28, 1999 between Security
Capital U.S. Realty, Security Capital Holdings S.A. and
Regency Realty Corporation.
9.3* Information with respect to the Managers of the Shopping
Center Subsidiaries.
9.4* Joint Filing Agreement with Respect to Schedule 13D.
10.1* Transaction Agreement, dated as of September 26, 2000,
among Security Capital Group Incorporated, SC Realty
Incorporated and Security Capital U.S. Realty (incorporated
by reference to Exhibit 10.2 to the Current Report on Form
8-K filed by Security Capital Group Incorporated on
September 26, 2000).
10.2* Letter Agreement, dated June 14, 2000, between Security
Capital Group Incorporated and Regency Realty Corporation.
11 Name, Business Address, and Present Principal Occupation of
Each Executive Officer and Director of Security Capital
Group Incorporated, SC Realty Incorporated and of Security
Capital Holdings S.A.
12 Joint Filing Agreement, dated as of January 18, 2001,
between Security Capital Group Incorporated, SC Realty
Incorporated, Security Capital Holdings S.A., Arden Square
Holdings Sarl, Blossom Valley Holdings Sarl, Cooper Street
Plaza Holdings Sarl, Dallas Holdings Sarl, El Camino
Holdings Sarl and Friars Mission Holdings Sarl.
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* Previously filed.
