<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
(Amendment No. 6)
Under the Securities Exchange Act of 1934
CBL & ASSOCIATES PROPERTIES, INC.
(Name of Issuer)
Common Stock, par value $.01 per share
(Title of Class of Securities)
124830100
(CUSIP Number)
Charles B. Lebovitz
CBL & Associates Properties, Inc.
Chairman and Chief Executive Officer
One Park Place
6148 Lee Highway
Chattanooga, Tennessee 37421
(423) 855-0001
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
With A Copy To:
Yaacov M. Gross, Esq.
Willkie Farr & Gallagher
787 Seventh Avenue
New York, New York 10019
(212) 728-8000
September 25, 2000
(Date of Event which Requires Filing
of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition which is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(e), Rule 13d-1(f) or Rule 13d-1(g), check the
following box. [ ]
Continued on following page(s)
Page 1 of 22 Pages
<PAGE>
SCHEDULE 13D
------------------- ------------------
CUSIP No. 124830100 Page 2 of 22 Pages
------------------- ------------------
----------- --------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Charles B. Lebovitz
----------- --------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X]
(b) [ ]
----------- --------------------------------------------------------------------
3 SEC USE ONLY
----------- --------------------------------------------------------------------
4 SOURCE OF FUNDS*
OO
----------- --------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT
TO ITEMS 2(d) or 2(e) [ ]
----------- --------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America
--------------------- --------- ------------------------------------------------
7 SOLE VOTING POWER
9,638,082
--------- ------------------------------------------------
8 SHARED VOTING POWER
NUMBER OF
SHARES 101,600
BENEFICIALLY
OWNED BY --------- ------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING
PERSON WITH 9,638,082
--------- ------------------------------------------------
10 SHARED DISPOSITIVE POWER
101,600
----------- --------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON
9,739,682
----------- --------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES* [X]
----------- --------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
29.3%
----------- --------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
----------- --------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE>
SCHEDULE 13D
------------------- ------------------
CUSIP No. 124830100 Page 3 of 22 Pages
------------------- ------------------
----------- --------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
CBL & Associates, Inc.
----------- --------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X]
(b) [ ]
----------- --------------------------------------------------------------------
3 SEC USE ONLY
----------- --------------------------------------------------------------------
4 SOURCE OF FUNDS*
OO
----------- --------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT
TO ITEMS 2(d) or 2(e) [ ]
----------- --------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Tennessee
--------------------- --------- ------------------------------------------------
7 SOLE VOTING POWER
8,805,243
--------- ------------------------------------------------
8 SHARED VOTING POWER
NUMBER OF
SHARES 0
BENEFICIALLY
OWNED BY --------- ------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING
PERSON WITH 8,805,243
--------- ------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
----------- --------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON
9,739,682
----------- --------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES* [X]
----------- --------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
29.3%
----------- --------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
CO
----------- --------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE>
SCHEDULE 13D
------------------- ------------------
CUSIP No. 124830100 Page 4 of 22 Pages
------------------- ------------------
----------- --------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
College Station Associates
----------- --------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X]
(b) [ ]
----------- --------------------------------------------------------------------
3 SEC USE ONLY
----------- --------------------------------------------------------------------
4 SOURCE OF FUNDS*
OO
----------- --------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT
TO ITEMS 2(d) or 2(e) [ ]
----------- --------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Tennessee
--------------------- --------- ------------------------------------------------
7 SOLE VOTING POWER
228,194
--------- ------------------------------------------------
8 SHARED VOTING POWER
NUMBER OF
SHARES 0
BENEFICIALLY
OWNED BY --------- ------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING
PERSON WITH 228,194
--------- ------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
----------- --------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON
9,739,682
----------- --------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES* [X]
----------- --------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
29.3%
----------- --------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
PN
----------- --------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE>
SCHEDULE 13D
------------------- ------------------
CUSIP No. 124830100 Page 5 of 22 Pages
------------------- ------------------
----------- --------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
CBL Employees Partnership / Conway
----------- --------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X]
(b) [ ]
----------- --------------------------------------------------------------------
3 SEC USE ONLY
----------- --------------------------------------------------------------------
4 SOURCE OF FUNDS*
OO
----------- --------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT
TO ITEMS 2(d) or 2(e) [ ]
----------- --------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Tennessee
--------------------- --------- ------------------------------------------------
7 SOLE VOTING POWER
27,157
--------- ------------------------------------------------
8 SHARED VOTING POWER
NUMBER OF
SHARES 0
BENEFICIALLY
OWNED BY --------- ------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING
PERSON WITH 27,157
--------- ------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
----------- --------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON
9,739,682
----------- --------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES* [X]
----------- --------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
29.3%
----------- --------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
PN
----------- --------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE>
SCHEDULE 13D
------------------- ------------------
CUSIP No. 124830100 Page 6 of 22 Pages
------------------- ------------------
----------- --------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Foothills Plaza Partnership
----------- --------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X]
(b) [ ]
----------- --------------------------------------------------------------------
3 SEC USE ONLY
----------- --------------------------------------------------------------------
4 SOURCE OF FUNDS*
OO
----------- --------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT
TO ITEMS 2(d) or 2(e) [ ]
----------- --------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Tennessee
--------------------- --------- ------------------------------------------------
7 SOLE VOTING POWER
43,296
--------- ------------------------------------------------
8 SHARED VOTING POWER
NUMBER OF
SHARES 0
BENEFICIALLY
OWNED BY --------- ------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING
PERSON WITH 43,296
--------- ------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
----------- --------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON
9,739,682
----------- --------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES* [X]
----------- --------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
29.3%
----------- --------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
PN
----------- --------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE>
SCHEDULE 13D
------------------- ------------------
CUSIP No. 124830100 Page 7 of 22 Pages
------------------- ------------------
----------- --------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Girvin Road Partnership
----------- --------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X]
(b) [ ]
----------- --------------------------------------------------------------------
3 SEC USE ONLY
----------- --------------------------------------------------------------------
4 SOURCE OF FUNDS*
OO
----------- --------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT
TO ITEMS 2(d) or 2(e) [ ]
----------- --------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Tennessee
--------------------- --------- ------------------------------------------------
7 SOLE VOTING POWER
3,385
--------- ------------------------------------------------
8 SHARED VOTING POWER
NUMBER OF
SHARES 0
BENEFICIALLY
OWNED BY --------- ------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING
PERSON WITH 3,385
--------- ------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
----------- --------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON
9,739,682
----------- --------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES* [X]
----------- --------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
29.3%
----------- --------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
PN
----------- --------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE>
SCHEDULE 13D
------------------- ------------------
CUSIP No. 124830100 Page 8 of 22 Pages
------------------- ------------------
----------- --------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Warehouse Partnership
----------- --------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X]
(b) [ ]
----------- --------------------------------------------------------------------
3 SEC USE ONLY
----------- --------------------------------------------------------------------
4 SOURCE OF FUNDS*
OO
----------- --------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT
TO ITEMS 2(d) or 2(e) [ ]
----------- --------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Tennessee
--------------------- --------- ------------------------------------------------
7 SOLE VOTING POWER
23,528
--------- ------------------------------------------------
8 SHARED VOTING POWER
NUMBER OF
SHARES 0
BENEFICIALLY
OWNED BY --------- ------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING
PERSON WITH 23,528
--------- ------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
----------- --------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON
9,739,682
----------- --------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES* [X]
----------- --------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
29.3%
----------- --------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
PN
----------- --------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE>
SCHEDULE 13D
------------------- ------------------
CUSIP No. 124830100 Page 9 of 22 Pages
------------------- ------------------
----------- --------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Trust u/w Moses Lebovitz, FBO Charles B. Lebovitz
----------- --------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X]
(b) [ ]
----------- --------------------------------------------------------------------
3 SEC USE ONLY
----------- --------------------------------------------------------------------
4 SOURCE OF FUNDS*
OO
----------- --------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT
TO ITEMS 2(d) or 2(e) [ ]
----------- --------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Tennessee
--------------------- --------- ------------------------------------------------
7 SOLE VOTING POWER
0
--------- ------------------------------------------------
8 SHARED VOTING POWER
NUMBER OF
SHARES 50,800
BENEFICIALLY
OWNED BY --------- ------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING
PERSON WITH 0
--------- ------------------------------------------------
10 SHARED DISPOSITIVE POWER
50,800
----------- --------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON
9,739,682
----------- --------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES* [X]
----------- --------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
29.3%
----------- --------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
OO
----------- --------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE>
SCHEDULE 13D
------------------- -------------------
CUSIP No. 124830100 Page 10 of 22 Pages
------------------- -------------------
----------- --------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Trust u/w Moses Lebovitz, FBO Faye L. Peterken (f/k/a Faye Israel)
----------- --------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X]
(b) [ ]
----------- --------------------------------------------------------------------
3 SEC USE ONLY
----------- --------------------------------------------------------------------
4 SOURCE OF FUNDS*
OO
----------- --------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT
TO ITEMS 2(d) or 2(e) [ ]
----------- --------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Tennessee
--------------------- --------- ------------------------------------------------
7 SOLE VOTING POWER
0
--------- ------------------------------------------------
8 SHARED VOTING POWER
NUMBER OF
SHARES 50,800
BENEFICIALLY
OWNED BY --------- ------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING
PERSON WITH 0
--------- ------------------------------------------------
10 SHARED DISPOSITIVE POWER
50,800
----------- --------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON
9,739,682
----------- --------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES* [X]
----------- --------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
29.3%
----------- --------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
OO
----------- --------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE>
SCHEDULE 13D
------------------- -------------------
CUSIP No. 124830100 Page 11 of 22 Pages
------------------- -------------------
----------- --------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Stephen D. Lebovitz
----------- --------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X]
(b) [ ]
----------- --------------------------------------------------------------------
3 SEC USE ONLY
----------- --------------------------------------------------------------------
4 SOURCE OF FUNDS*
OO
----------- --------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT
TO ITEMS 2(d) or 2(e) [ ]
----------- --------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America
--------------------- --------- ------------------------------------------------
7 SOLE VOTING POWER
442,000
--------- ------------------------------------------------
8 SHARED VOTING POWER
NUMBER OF
SHARES 0
BENEFICIALLY
OWNED BY --------- ------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING
PERSON WITH 442,000
--------- ------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
----------- --------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON
442,000
----------- --------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES* [X]
----------- --------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.7%
----------- --------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
----------- --------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE>
SCHEDULE 13D
------------------- -------------------
CUSIP No. 124830100 Page 12 of 22 Pages
------------------- -------------------
----------- --------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
John N. Foy
----------- --------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X]
(b) [ ]
----------- --------------------------------------------------------------------
3 SEC USE ONLY
----------- --------------------------------------------------------------------
4 SOURCE OF FUNDS*
OO
----------- --------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT
TO ITEMS 2(d) or 2(e) [ ]
----------- --------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America
--------------------- --------- ------------------------------------------------
7 SOLE VOTING POWER
399,002
--------- ------------------------------------------------
8 SHARED VOTING POWER
NUMBER OF
SHARES 0
BENEFICIALLY
OWNED BY --------- ------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING
PERSON WITH 339,002
--------- ------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
----------- --------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON
339,002
----------- --------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES* [X]
----------- --------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.6%
----------- --------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
----------- --------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE>
This Amendment No. 6 to Schedule 13D is filed on behalf of Charles B. Lebovitz
("Lebovitz"), CBL & Associates, Inc., a Tennessee corporation ("CBL"), College
Station Associates, a Tennessee general partnership ("College Station"), CBL
Employees Partnership / Conway, a Tennessee general partnership ("CBL
Employees"), Foothills Plaza Partnership, a Tennessee general partnership
("Foothills"), Girvin Road Partnership, a Tennessee general partnership
("Girvin"), Warehouse Partnership, a Tennessee general partnership
("Warehouse"), Trust U/W Moses Lebovitz f/b/o/ Charles B. Lebovitz ("CBL
Trust"), Trust U/W Moses Lebovitz f/b/o/ Faye L. Peterken (f/k/a Faye Israel)
("Peterken Trust"), Stephen D. Lebovitz ("SDL") and John N. Foy ("Foy" and all
such persons, collectively, the "Reporting Persons"), and amends and supplements
the Schedule 13D, dated November 3, 1993, as amended by Amendment No. 1 thereto
filed on November 30, 1993, Amendment No. 2 thereto filed on December 30, 1993,
Amendment No. 3 thereto filed on December 2, 1994, Amendment No. 4 thereto filed
on September 25, 1995, and Amendment No. 5 thereto filed on January 22, 1997 (as
so amended, the "Schedule 13D") with respect to the common stock, par value
$0.01 per share (the "Common Stock") of CBL & Associates Properties, Inc. (the
"Issuer"). This Amendment No. 6 to Schedule 13D and is being filed pursuant to
Rule 13d-2 of the General Rules and Regulations under the Securities Exchange
Act of 1934, as amended (the "Exchange Act"), to reflect certain events which
occurred on September 25, 2000. The Schedule 13D is hereby amended and
supplemented as follows:
Item 1. Security and Issuer
This statement related to the Common Stock of the Issuer. The Issuer's
principal executive offices are located at One Park Place, 6148 Lee Highway,
Chattanooga, Tennessee 37421.
Item 2. Identity and Background.
Item 2 of the Schedule 13D is hereby amended and supplemented by adding the
following:
(a), (b), (c) The following individuals are being added as Reporting
Persons pursuant to this Amendment No. 6:
The principal occupation of SDL, a natural person, is to act as Director,
President and Secretary of the Issuer. The business address of SDL is c/o CBL &
Associates Properties, Inc., Watermill Center, 800 South Street, Waltham, MA
02154.
The principal occupation of Foy, a natural person, is to act as Vice
Chairman of the Board of Directors, Chief Financial Officer and Treasurer of the
Issuer. The business address of Foy is c/o CBL & Associates Properties, Inc.,
One Park Place, 6148 Lee Highway, Chattanooga, Tennessee 37421.
(d) None of the Reporting Persons, nor, to the best of their knowledge, any
of the directors, executive officers, general partners or members referred to in
paragraph (a) has, during the last five years, been convicted in a criminal
proceeding (excluding traffic violations or similar misdemeanors).
13
<PAGE>
(e) None of the Reporting Persons nor, to the best of their knowledge, any
of the directors, executive officers, general partners or members referred to in
paragraph (a) above has, during the last five years, been a party to a civil
proceeding of a judicial or administrative body of competent jurisdiction and as
a result of such proceeding was or is subject to a judgment, decree or final
order enjoining future violations of, or prohibiting or mandating activities
subject to, federal or state securities laws or finding any violation with
respect to such laws.
(f) Each of the individuals referred to in paragraph (a) above is a United
States citizen.
Item 3. Source and Amount of Funds or Other Consideration.
Item 3 of the Schedule 13D is hereby amended and supplemented by adding,
after the last paragraph thereof, the following:
SDL and Foy acquired beneficial ownership of their shares of Common Stock
using their private funds and through the award of shares and options to acquire
shares of Common Stock under to the Issuer's stock incentive plan.
Item 4. Purpose of Transaction.
Item 4 of the Schedule 13D is hereby amended and supplemented by adding,
after the last paragraph thereof, the following:
On September 25, 2000, the Issuer announced that it had entered into a
Master Contribution Agreement (the "Master Contribution Agreement") with CBL &
Associates Limited Partnership (the "Operating Partnership") and certain
affiliates of The Richard E. Jacobs Group, Inc. ("Jacobs"), pursuant to which
the Issuer will acquire interests in a portfolio of 21 regional malls and two
associated centers for a purchase price of approximately $1.2 billion. Closing
of the transaction is subject to, among other things, approval of the Issuer's
stockholders.
In connection with the execution of the Master Contribution Agreement, the
Issuer, the Operating Partnership, Lebovitz, SDL, Foy, Jacobs and Martin J.
Cleary, entered into a Voting and Standstill Agreement dated as of September 25,
2000 (the "Voting and Standstill Agreement"). Under the Voting and Standstill
Agreement, among other things, Lebovitz, SDL and Foy agreed to (1) vote their
shares of Common Stock to approve the issuance of the Special Common Units of
the Operating Partnership and to authorize all other acts necessary to effect
the acquisition and the other transactions contemplated by the Master
Contribution Agreement and (2) vote their shares of Common Stock in favor of the
election or re-election, as the case may be, of the two Jacobs designees (or
such lower number in accordance with the Voting and Standstill Agreement) to the
board of directors of the Issuer until the twelfth (12th) anniversary of the
initial closing date of the acquisition.
14
<PAGE>
The foregoing summary of the Voting and Standstill Agreement is qualified
in its entirety by reference to this Agreement, a copy of which is set forth as
Exhibits 2 and which is incorporated by reference herein.
Item 5. Interest in Securities of the Issuer.
Item 5 of the Schedule 13D is hereby amended and supplemented by adding the
following:
(a) The Reporting Persons beneficially own shares of Common Stock of the
Issuer by virtue of their ownership of shares of Common Stock, options to
acquire shares of Common Stock under the Issuer's stock incentive plan and
limited partnership interests in the Operating Partnership which can be
exchangeable upon the exercise of exchange or conversion rights (the "CBL
Rights") by the Reporting Persons for, at the election of the Issuer, (i) shares
of Common Stock (on a one-for-one basis) subject to the ownership limits set
forth in the Issuer's certificate on incorporation, or (ii) their cash
equivalent (based on the trading price of the Common Stock).
Each Reporting Person other than SDL and Foy disclaims beneficial ownership
of all the Common Stock beneficially owned by SDL and Foy. SDL disclaims
beneficial ownership of all the Common Stock beneficially owned by each of the
Reporting Persons other than SDL. Foy disclaims beneficial ownership of all the
Common Stock beneficially owned by each of the Reporting Persons other than Foy.
Pursuant to Rule 13d-4 promulgated under the Exchange Act, the filing of this
statement on Schedule 13D shall not be construed as an admission by any
Reporting Person that such Reporting Person is, for purposes of Section 13(d) or
13(g) of the Exchange Act, the beneficial owner of the securities covered by
this statement on Schedule 13D.
As of the date hereof, the beneficial ownership of Common Stock of each of
the Reporting Persons, the adjusted amounts of Common Stock to be outstanding
and the percentage of said ownership are set forth in the table below.
<TABLE>
<CAPTION>
------------------------ ------------------- ------------------ ------------------- ----------------
Class of No. of Shares Adjusted No. Percentage
Security Beneficially of Shares to be Beneficially
Owned Outstanding Owned
------------------------ ------------------- ------------------ ------------------- ----------------
<S> <C> <C> <C> <C>
Lebovitz Common Stock 9,739,682 33,213,393 29.3%
------------------------ ------------------- ------------------ ------------------- ----------------
CBL Common Stock 8,805,243 32,335,496 27.3%
------------------------ ------------------- ------------------ ------------------- ----------------
College Station Common Stock 228,194 25,228,501 .9%
------------------------ ------------------- ------------------ ------------------- ----------------
CBL Employees Common Stock 27,157 25,027,464 .1%
------------------------ ------------------- ------------------ ------------------- ----------------
Foothills Common Stock 43,296 25,043,603 .2%
------------------------ ------------------- ------------------ ------------------- ----------------
Girvin Common Stock 3,385 25,003,692 .0%
------------------------ ------------------- ------------------ ------------------- ----------------
Warehouse Common Stock 23,528 25,023,835 .0%
------------------------ ------------------- ------------------ ------------------- ----------------
CBL Trust Common Stock 50,800 25,051,107 .2%
------------------------ ------------------- ------------------ ------------------- ----------------
Peterken Trust Common Stock 50,800 25,051,107 .2%
------------------------ ------------------- ------------------ ------------------- ----------------
SDL Common Stock 442,000 (1) 25,382,643 1.7%
------------------------ ------------------- ------------------ ------------------- ----------------
Foy Common Stock 399,002 (2) 25,320,148 1.6%
------------------------ ------------------- ------------------ ------------------- ----------------
</TABLE>
15
<PAGE>
(1) Includes 59,664 shares owned directly, 238,936 shares that may be acquired
upon exercise of the CBL Rights and options to acquire 143,400 shares that
are exercisable within 60 days.
(2) Includes 79,161 shares owned directly, 189,241 share that may be acquired
upon exercise of the CBL Rights and options to acquire 130,600 shares that
are exercisable within 60 days.
(b) The number of shares beneficially owned by each Reporting Person with sole
voting power, shared voting power, sole dispositive power and shared
dispositive power is set forth in the table below.
<TABLE>
<CAPTION>
------------------------ ---------------- ------------------- ---------------------- --------------------------------
Sole Voting Shared Voting Sole Dispositive Shared Dispositive Power
Power Power Power
------------------------ ---------------- ------------------- ---------------------- --------------------------------
<S> <C> <C> <C> <C>
Lebovitz 9,638,082 101,600 9,638,082 101,600
------------------------ ---------------- ------------------- ---------------------- --------------------------------
CBL 8,805,243 0 8,805,243 0
------------------------ ---------------- ------------------- ---------------------- --------------------------------
College Station 228,194 0 228,194 0
------------------------ ---------------- ------------------- ---------------------- --------------------------------
CBL Employees 27,157 0 27,157 0
------------------------ ---------------- ------------------- ---------------------- --------------------------------
Foothills 43,296 0 43,296 0
------------------------ ---------------- ------------------- ---------------------- --------------------------------
Girvin 3,385 0 3,385 0
------------------------ ---------------- ------------------- ---------------------- --------------------------------
Warehouse 23,528 0 23,528 0
------------------------ ---------------- ------------------- ---------------------- --------------------------------
CBL Trust 50,800 0 50,800 0
------------------------ ---------------- ------------------- ---------------------- --------------------------------
Peterken Trust 50,800 0 50,800 0
------------------------ ---------------- ------------------- ---------------------- --------------------------------
SDL 442,000 0 442,000 0
------------------------ ---------------- ------------------- ---------------------- --------------------------------
Foy 399,002 0 399,002 0
------------------------ ---------------- ------------------- ---------------------- --------------------------------
</TABLE>
(c) SDL received awards, under the Issuer's stock incentive plan, of 953
shares of Common Stock on August 14, 2000 and 976 shares of Common Stock on
August 29, 2000. Except as set forth in the previous sentence, during the last
sixty days there were no transactions effected by the Reporting Persons.
(d) Except as set forth in this Item 5, no person other than each
respective record owner referred to herein of securities is known to have the
right to receive or the power to direct the receipt of dividends from, or the
proceeds from the sale of, such securities.
(e) Not applicable.
Item 6. Contracts, Arrangements, Understandings or Relationships With Respect to
Securities of the Issuer.
Item 6 of the Schedule 13D is hereby amended and supplemented by adding,
after the last paragraph thereof, the following:
Pursuant to Rule 13d-1(k) promulgated under the Exchange Act, the Reporting
Persons have entered into an agreement with respect to the joint filing of this
statement, and any amendment or amendments hereto.
16
<PAGE>
In connection with the acquisition contemplated in the Master Contribution
Agreement, On September 25, 2000, a Voting and Standstill Agreement was entered
into by the Issuer, the Operating Partnership, Lebovitz, SDL, Foy, Jacobs and
Martin J. Cleary, as more fully described herein in Item 4 above.
Except as referred to above, there are no contracts, arrangements,
understandings or relationships among the persons named in Item 2 or between
such persons and any other entity with respect to any securities of the Issuer.
Item 7. Material to be Filed as Exhibits.
The following is added to Item 7:
1. Exhibit 1 - Joint Filing Agreement, dated as of October 4, 2000, by and
among the Reporting Persons.
2. Exhibit 2 - Voting and Standstill Agreement, dated as of September 25,
2000, by and among the Issuer, the Operating Partnership, Lebovitz, SDL, Foy,
Jacobs and Martin J. Cleary.
17
<PAGE>
SIGNATURES
After reasonable inquiry and to the best of our knowledge and belief, the
undersigned certify that the information set forth in this statement is true,
complete and correct.
Dated: October 4, 2000 CHARLES B. LEBOVITZ
/s/ Charles B. Lebovitz
------------------------------
Charles B. Lebovitz
Dated: October 4, 2000 CBL & ASSOCIATES, INC.
By: /s/ Charles B. Lebovitz
------------------------------
Charles B. Lebovitz
President
Dated: October 4, 2000 COLLEGE STATION ASSOCIATES
By: /s/ Charles B. Lebovitz
------------------------------
Charles B. Lebovitz,
as managing general partner
Dated: October 4, 2000 CBL EMPLOYEES PARTNERSHIP
/ CONWAY
By: CBL & Associates, Inc.,
as managing general partner
By: /s/ Charles B. Lebovitz
------------------------------
Charles B. Lebovitz
President
Dated: October 4, 2000 FOOTHILLS PLAZA PARTNERSHIP
By: CBL & Associates, Inc.,
as managing partner
By: /s/ Charles B. Lebovitz
------------------------------
Charles B. Lebovitz
President
<PAGE>
Dated: October 4, 2000 GIRVIN ROAD PARTNERSHIP
By: CBL & Associates, Inc.,
as managing general partner
By: /s/ Charles B. Lebovitz
------------------------------
Charles B. Lebovitz
President
Dated: October 4, 2000 WAREHOUSE PARTNERSHIP
By: CBL & Associates, Inc.,
as managing general partner
By: /s/ Charles B. Lebovitz
------------------------------
Charles B. Lebovitz
President
Dated: October 4, 2000 TRUST U/W MOSES LEBOVITZ
F/B/O/ CHARLES B. LEBOVITZ
By: /s/ Charles B. Lebovitz
------------------------------
Charles B. Lebovitz,
as trustee
Dated: October 4, 2000 TRUST U/W MOSES LEBOVITZ
F/B/O/ FAYE L. PETERKEN
By: /s/ Charles B. Lebovitz
------------------------------
Charles B. Lebovitz,
as trustee
Dated: October 4, 2000 STEPHEN D. LEBOVITZ
/s/ Stephen D. Lebovitz
------------------------------
Stephen D. Lebovitz
Dated: October 4, 2000 JOHN N. FOY
/s/ John N. Foy
------------------------------
John N. Foy
