<PAGE> 1
THIS IS A CONFIRMING ELECTRONIC FILE COPY ORIGINALLY FILED ON FEBRUARY 14, 1997
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
(AMENDMENT NO. 2)
UNDER THE SECURITIES EXCHANGE ACT OF 1934
POLLO TROPICAL, INC.
-----------------------------------------------------------------
(NAME OF ISSUER)
COMMON STOCK, $0.01 PAR VALUE
-----------------------------------------------------------------
(TITLE OF CLASS OF SECURITIES)
731513 10 7
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(CUSIP NUMBER)
Check the following box if a fee is being paid with this statement [ ]. (A fee
is not required only if the filing person: (1) has a previous statement on file
reporting beneficial ownership of more than five percent of the class of
securities described in Item 1; and (2) has filed no amendment subsequent
thereto reporting beneficial ownership of five percent or less of such class.)
(See Rule 13d-7).
Page 1 of 9 Pages
The Exhibit Appears on Page 9
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CUSIP No. 731513 10 7
-----------
(1) Names of Reporting Persons/S.S. or I.R.S. Identification Nos. of Above
Persons Stuart I. Harris
--------------------------------------------------------------
(2) Check the Appropriate Box if a Member of a Group
(See Instructions) (a) (b)
------- -------
(3) SEC Use Only
----------------------------------------------------------
(4) Citizenship or Place of Organization U.S.A.
----------------------------------
(5) Sole Voting Power 53,350
--------------------
Number of
Shares Bene- (6) Shared Voting Power 1,273,412
ficially ------------------
Owned by
Each Report-
ing Person (7) Sole Dispositive Power 53,350
With ---------------
(8) Shared Dispositive Power 1,273,412
-------------
(9) Aggregate Amount Beneficially Owned by Each Reporting
Person 1,326,762
----------------------------------------------------------------
(10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See
Instructions) X(1)
-------------------------------------------------------
(11) Percent of Class Represented by Amount in Row (9) 16%
---------------------
(12) Type of Reporting Person (See Instructions) IN
---------------------------
- -----------------------------
(1) The aggregate amount in Row 9 does not include 222,879
shares of Common Stock held in Trust for the benefit of
the Reporting Person's Children, with respect to which
the Reporting Persons disclaim beneficial ownership.
Page 2 of 9 Pages
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CUSIP No. 731513 10 7
-----------
(1) Names of Reporting Persons/S.S. or I.R.S. Identification Nos. of Above
Persons Mary Harris
--------------------------------------------------------------
(2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) (b)
-------- -------
(3) SEC Use Only
---------------------------------------------------------
(4) Citizenship or Place of Organization U.S.A.
---------------------------------
(5) Sole Voting Power 0
-----------------------
Number of
Shares Bene- (6) Shared Voting Power 1,273,412
ficially ---------------------
Owned by
Each Report- (7) Sole Dispositive Power 0
ing Person ------------------
With
(8) Shared Dispositive Power 1,273,412
----------------
(9) Aggregate Amount Beneficially Owned by Each Reporting
Person 1,273,412
---------------------------------------------------------------
(10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See
Instructions) X(1)
--------------------------------------------------------
(11) Percent of Class Represented by Amount in Row (9) 16%
--------------------
(12) Type of Reporting Person (See Instructions) IN
---------------------------
- ----------------------------------
(1) The aggregate amount in Row 9 does not include 270,879
shares of Common Stock held in Trust for the benefit of
the Reporting Persons' children, with respect to which
the Reporting Persons disclaim beneficial ownership.
Page 3 of 9 Pages
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CUSIP No. 731513 10 7
-----------
(1) Names of Reporting Persons/S.S. or I.R.S. Identification Nos. of Above
Persons Harris Family Investments, Ltd.
--------------------------------------------------------------
(2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) (b)
------ ------
(3) SEC Use Only
---------------------------------------------------------
(4) Citizenship or Place of Organization U.S.A.
----------------------------------
(5) Sole Voting Power 1,248,442
--------------------
Number of
Shares Bene- (6) Shared Voting Power 0
ficially ------------------
Owned by
Each Report- (7) Sole Dispositive Power 1,248,442
ing Person ---------------
With
(8) Shared Dispositive Power 0
--------------
(9) Aggregate Amount Beneficially Owned by Each Reporting
Person 1,248,442
--------------------------------------------------------------
(10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See
Instructions)
--------------------------------------------------------
(11) Percent of Class Represented by Amount in Row (9) 16%
-------------------
(12) Type of Reporting Person (See Instructions) PN
-------------------------
Page 4 of 9 Pages
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CUSIP No. 731513 10 7
-----------
(1) Names of Reporting Persons/S.S. or I.R.S. Identification Nos. of Above
Persons Harris Family Investments, Inc.
--------------------------------------------------------------
(2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) (b)
---- ----
(3) SEC Use Only
----------------------------------------------------------
(4) Citizenship or Place of Organization U.S.A.
---------------------------------
(5) Sole Voting Power 1,273,412
---------------------
Number of
Shares Bene- (6) Shared Voting Power 0
ficially -------------------
Owned by
Each Report- (7) Sole Dispositive Power 1,273,412
ing Person ----------------
With
(8) Shared Dispositive Power 0
--------------
(9) Aggregate Amount Beneficially Owned by Each Reporting
Person 1,273,412
--------------------------------------------------------------
(10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See
Instructions)
---------------------------------------------------------
(11) Percent of Class Represented by Amount in Row (9) 16%
---------------------
(12) Type of Reporting Person (See Instructions) IN
---------------------------
Page 5 of 9 Pages
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ITEM 1(A). Name of Issuer:
Pollo Tropical, Inc.
ITEM 1(B). Address of Issuer's Principal Executive Offices:
7300 North Kendall Drive
Miami, Florida 33156
ITEM 2(A). Name of Persons Filing:
Stuart I. and Mary Harris, Harris Family Investments,
Ltd. ("HFI, Ltd.") and Harris Family Investments, Inc.
("HFI, Inc.")
ITEM 2(B). Address of Principal Business Office:
7300 North Kendall Drive
Miami, Florida 33156
ITEM 2(C). Citizenship; State of Organization:
Stuart I. and Mary Harris - U.S.A.
HFI, Ltd. - Florida Limited Partnership;
HFI, Inc. - Florida Corporation
ITEM 2(D). Title of Class of Securities:
Common Stock
ITEM 2(E). CUSIP Number:
731513 10 7
ITEM 3. If this statement is filed pursuant to Rules 13d-1(b),
or 13d-2(b), identify the status of the person filing.
Not applicable.
ITEM 4. Ownership.
Page 6 of 9 Pages
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<TABLE>
<CAPTION>
Amount Power to Vote Power to Dispose
Reporting Beneficially % of ---------------------------------------------------------------------------
Person Owned Class* Sole Shared Sole Shared
===============================================================================================================================
<S> <C> <C> <C> <C> <C> <C>
Stuart I. Harris 1,326,762(1)(2) 16 53,356 1,273,412 53,356 1,273,412
Mary Harris 1,273,412(2) 16 0 1,273,412 0 1,273,412
HFI, Ltd. 1,248,442 16 1,248,442 0 1,248,442 0
HFI, Inc. 1,273,412 16 1,273,412 0 1,273,412 0
===============================================================================================================================
</TABLE>
*Calculated on the basis of 8,124,799 shares of Common Stock
outstanding on December 31, 1996.
(1) Includes options to purchase 53,350 shares of Common Stock.
(2) Excludes 222,879 shares held in trust for the benefit of the
Reporting Persons' children. The Reporting Persons disclaim beneficial
ownership with respect to these shares.
ITEM 5. Ownership of Five Percent or Less of a Class.
Not applicable.
ITEM 6. Ownership of More than Five Percent on Behalf of Another
Person.
Not applicable.
ITEM 7. Identification and Classification of the Subsidiary Which
Acquired the Security Being Reported on By the Parent
Holding Company.
Not applicable.
ITEM 8. Identification and Classification of Members of the
Group.
Not applicable.
ITEM 9. Notice of Dissolution of Group.
Not applicable.
ITEM 10. Certification.
Not Applicable.
Page 7 of 9 Pages
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
February 13, 1997 /s/ STUART I. HARRIS
----------------------------------------
Stuart I. Harris
/s/ MARY HARRIS
----------------------------------------
Mary Harris
HARRIS FAMILY INVESTMENTS, LTD.
By: Harris Family Investments,
Inc., General Partner
By: /s/ STUART I. HARRIS
------------------------------
Stuart I. Harris,
President
HARRIS FAMILY INVESTMENTS, INC.
By: /s/ STUART I. HARRIS
-----------------------------------
Stuart I. Harris, President
Page 8 of 9 Pages
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AGREEMENT TO FILE JOINT SCHEDULE 13G
Pursuant to Rule 13d-1(f)(i), the undersigned hereby consent to the
joint filing of a single statement on their behalf.
February 13, 1997 /s/ STUART I. HARRIS
-------------------------------------------
Stuart I. Harris
/s/ MARY HARRIS
-------------------------------------------
Mary Harris
HARRIS FAMILY INVESTMENTS, LTD.
By: Harris Family Investments,
Inc., General Partner
By: /s/ STUART I. HARRIS
--------------------------------
Stuart I. Harris,
President
HARRIS FAMILY INVESTMENTS, INC.
By: /s/ STUART I. HARRIS
-------------------------------------
Stuart I. Harris, President
Page 9 of 9 Pages