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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Amendment No. 9
SCHEDULE 13D/A
Under the Securities Exchange Act of 1934
Malibu Entertainment Worldwide, Inc.
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(Name of Issuer)
Common Stock, $.01 par value
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(Title of Class of Securities)
561182106
---------
(CUSIP Number)
Malibu Entertainment Worldwide, Inc.
5895 Windward Parkway
Suite 220
Alpharetta, Georgia 30202
(770) 442-6640
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(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
With a copy to:
Robert A. Profusek, Esq.
Jones, Day, Reavis & Pogue
599 Lexington Avenue
New York, New York 10022
(212) 326-3939
November 14, 1996
-------------------------------------
(Date of Event which Requires Filing
of this Statement)
If the filing person has previously filed a statement on Schedule 13G to
report the acquisition which is the subject of this Schedule 13D, and is
filing this schedule because of Rule 13d-1(b)(3) or (4), check the following
box [ ].
Check the following box if a fee is being paid with this statement [x].
<PAGE>
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CUSIP No. 561182106 13D-1 Page 2 of ___ Pages
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1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
MEI Holdings, L.P.
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_|
(b) |X|
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3 SEC USE ONLY
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4 SOURCE OF FUNDS*
00
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(e) or 2(f) |_|
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6 CITIZENSHIP OR PLACE OR ORGANIZATION
Delaware
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7 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
39,323,513(1)
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8 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (7) EXCLUDES CERTAIN
SHARES* |_|
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9 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (7)
81.4%
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10 TYPE OF REPORTING PERSON
PN
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
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(1) Does not reflect additional Common Shares to which the Reporting Person
may be entitled, without the payment of additional consideration, upon
the occurrence of certain future events beyond the Reporting Persons'
control. See Item 5.
<PAGE>
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CUSIP No. 561182106 13D-1 Page 3 of ___ Pages
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1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
MEI GenPar, L.P.
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_|
(b) |X|
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3 SEC USE ONLY
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4 SOURCE OF FUNDS*
OO
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(e) or 2(f) |_|
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6 CITIZENSHIP OR PLACE OR ORGANIZATION
Delaware
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7 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
39,323,513(1)
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8 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (7) EXCLUDES CERTAIN
SHARES* |_|
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9 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (7)
81.4%
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10 TYPE OF REPORTING PERSON
PN
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
- ----------
(1) Does not reflect additional Common Shares to which the Reporting Person
may be entitled, without the payment of additional consideration, upon
the occurrence of certain future events beyond the Reporting Persons'
control. See Item 5.
<PAGE>
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CUSIP No. 561182106 13D-1 Page 4 of ___ Pages
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1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
HH GenPar Partners
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_|
(b) |X|
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3 SEC USE ONLY
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4 SOURCE OF FUNDS*
OO
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(e) or 2(f) |_|
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6 CITIZENSHIP OR PLACE OR ORGANIZATION
Texas
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7 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
39,323,513(1)
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8 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (7) EXCLUDES CERTAIN
SHARES* |_|
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9 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (7)
81.4%
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10 TYPE OF REPORTING PERSON
PN
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
- ----------
(1) Does not reflect additional Common Shares to which the Reporting Person
may be entitled, without the payment of additional consideration, upon
the occurrence of certain future events beyond the Reporting Persons'
control. See Item 5.
<PAGE>
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CUSIP No. 561182106 13D-1 Page 5 of ___ Pages
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1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Hampstead Associates, Inc.
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_|
(b) |X|
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3 SEC USE ONLY
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4 SOURCE OF FUNDS*
OO
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(e) or 2(f) |_|
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6 CITIZENSHIP OR PLACE OR ORGANIZATION
Texas
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7 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
39,323,513(1)
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8 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (7) EXCLUDES CERTAIN
SHARES* |_|
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9 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (7)
81.4%
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10 TYPE OF REPORTING PERSON
CO
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
- ----------
(1) Does not reflect additional Common Shares to which the Reporting Person
may be entitled, without the payment of additional consideration, upon
the occurrence of certain future events beyond the Reporting Persons'
control. See Item 5.
<PAGE>
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CUSIP No. 561182106 13D-1 Page 6 of ___ Pages
---------
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================================================================================
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
RAW GenPar, Inc.
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_|
(b) |X|
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3 SEC USE ONLY
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4 SOURCE OF FUNDS*
OO
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(e) or 2(f) |_|
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6 CITIZENSHIP OR PLACE OR ORGANIZATION
Texas
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7 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
39,323,513(1)
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8 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (7) EXCLUDES CERTAIN
SHARES* |_|
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9 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (7)
81.4%
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10 TYPE OF REPORTING PERSON
CO
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
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(1) Does not reflect additional Common Shares to which the Reporting Person
may be entitled, without the payment of additional consideration, upon
the occurrence of certain future events beyond the Reporting Persons'
control. See Item 5.
<PAGE>
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CUSIP No. 561182106 13D-1 Page 7 of ___ Pages
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1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
InMed, Inc. d/b/a Incap, Inc.
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_|
(b) |X|
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3 SEC USE ONLY
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4 SOURCE OF FUNDS*
OO
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(e) or 2(f) |_|
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6 CITIZENSHIP OR PLACE OR ORGANIZATION
Texas
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7 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
39,323,513(1)
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8 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (7) EXCLUDES CERTAIN
SHARES* |_|
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9 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (7)
81.4%
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10 TYPE OF REPORTING PERSON
CO
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
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(1) Does not reflect additional Common Shares to which the Reporting Person
may be entitled, without the payment of additional consideration, upon
the occurrence of certain future events beyond the Reporting Persons'
control. See Item 5.
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CUSIP No. 561182106 13D-1 Page 8 of ___ Pages
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1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Donald J. McNamara
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_|
(b) |X|
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3 SEC USE ONLY
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4 SOURCE OF FUNDS*
OO
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(e) or 2(f) |_|
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6 CITIZENSHIP OR PLACE OR ORGANIZATION
United States
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7 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
39,323,513(1)
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8 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (7) EXCLUDES CERTAIN
SHARES* |_|
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9 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (7)
81.4%
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10 TYPE OF REPORTING PERSON
IN
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
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(1) Does not reflect additional Common Shares to which the Reporting Person
may be entitled, without the payment of additional consideration, upon
the occurrence of certain future events beyond the Reporting Persons'
control. See Item 5.
<PAGE>
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CUSIP No. 561182106 13D-1 Page 9 of ___ Pages
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1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Robert A. Whitman
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_|
(b) |X|
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3 SEC USE ONLY
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4 SOURCE OF FUNDS*
OO
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(e) or 2(f) |_|
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6 CITIZENSHIP OR PLACE OR ORGANIZATION
United States
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7 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
39,323,513(1)
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8 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (7) EXCLUDES CERTAIN
SHARES* |_|
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9 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (7)
81.4%
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10 TYPE OF REPORTING PERSON
IN
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
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(1) Does not reflect additional Common Shares to which the Reporting Person
may be entitled, without the payment of additional consideration, upon
the occurrence of certain future events beyond the Reporting Persons'
control. See Item 5.
<PAGE>
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CUSIP No. 561182106 13D-1 Page 10 of ___ Pages
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1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Daniel A. Decker
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_|
(b) |X|
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3 SEC USE ONLY
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4 SOURCE OF FUNDS*
OO
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(e) or 2(f) |_|
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6 CITIZENSHIP OR PLACE OR ORGANIZATION
United States
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7 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
39,323,513(1)
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8 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (7) EXCLUDES CERTAIN
SHARES* |_|
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9 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (7)
81.4%
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10 TYPE OF REPORTING PERSON
IN
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
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(1) Does not reflect additional Common Shares to which the Reporting Person
may be entitled, without the payment of additional consideration, upon
the occurrence of certain future events beyond the Reporting Persons'
control. See Item 5.
<PAGE>
This Amendment No. 9 amends and restates in its entirety the Statement on
Schedule 13D first filed on June 17, 1996, as amended by Amendments No. 1
through 8 (the "Schedule 13D"), by MEI Holdings, L.P., a Delaware limited
partnership ("Holdings"), and certain other persons.
ITEM 1. SECURITY AND ISSUER.
This Schedule 13D relates to the Common Stock of Malibu Entertainment
Worldwide, Inc., formerly known as Mountasia Entertainment International, Inc.
(the "Company"). The principal executive offices of the Company are located at
5895 Windward Parkway, Suite 220, Alpharetta Georgia 30202, and its telephone
number at such address is (770) 442-6650.
ITEM 2. IDENTITY AND BACKGROUND.
This Schedule 13D is filed by (i) MEI Holdings, L.P., a Delaware limited
partnership ("Holdings"); (ii) MEI GenPar, L.P., a Delaware limited partnership
("MEI GP"); (iii) HH GenPar Partners, a Texas general partnership ("HH GP");
(iv) Hampstead Associates, Inc., a Texas corporation ("Associates"); (v) RAW
GenPar, Inc., a Texas corporation ("RAW GP"); (vi) InMed, Inc. (d/b/a/ InCap,
Inc.), a Texas corporation ("InMed"); (vii) Donald J. McNamara; (viii) Robert A.
Whitman; and (ix) Daniel A. Decker. Messrs. McNamara, Whitman and Decker are
United States citizens. Holdings, MEI GP, HH GP, Associates, RAW GP and InMed
and Messrs. McNamara, Whitman and Decker are referred to herein collectively as
the "Reporting Persons."
Holdings is an entity that was formed to invest in the Company. MEI GP is,
and its principal business is to act as, the sole general partner of Holdings.
HH GP is, and its principal business is to act as, the managing general partner
of MEI GP (and various other partnerships). Associates is, and its principal
business is to act as, the managing general partner of HH GP. RAW GP and InMed
are the only other general partners of HH GP. The address of the principal
executive office of Holdings, MEI GP, HH GP, Associates, RAW GP and InMed is
4200 Texas Commerce Tower West, 2200 Ross Avenue, Dallas, Texas 75201.
Mr. McNamara is the Chairman, President and a director of Associates and a
director of the Company. Mr. Whitman is the President, Treasurer and a director
of RAW GP and the Chairman of the Board of Directors and Chief Executive Officer
of the Company. Mr. Decker is the Chairman, President and a director of InMed,
the Executive Vice President and Assistant Secretary of Associates and a
director of the Company.
Each of Donald J. McNamara, Robert A. Whitman and Daniel A. Decker is
employed by The Hampstead Group, L.L.C. ("Hampstead"). Mr. McNamara is the
Chairman and Co-Chief Executive Officer of
2
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Hampstead, Mr. Whitman is the President and Co-Chief Executive Officer of
Hampstead and Mr. Decker is the Executive Vice President and General Counsel of
Hampstead. The principal business of Hampstead is to provide management
services in respect of investments in site-based businesses. The business
address of Hampstead and of each such individual is 4200 Texas Commerce Tower
West, 2200 Ross Avenue, Dallas, Texas 75201.
ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION.
The source of funds for Holdings' purchase of the shares of Common Stock of
the Company ("Common Shares") was Holdings' working capital, which was obtained
from capital contributions from its partners.
The response to Item 4 is incorporated herein by this reference.
ITEM 4. PURPOSE OF THE TRANSACTION.
Holdings acquired 81.4% of the Common Shares in a series of transactions
consisting of acquisitions (i) pursuant to the Investment Agreement between
Holdings and the Company, dated as of June 5, 1996, as amended (the
"Investment Agreement") and the Warrant issued in connection therewith (the
"Warrant" and, together with the Investment Agreement, the "Recapitalization
Agreement"), (ii) pursuant to Holdings' tender offers, commenced November 14,
1996 and completed on January 15, 1997, (the "Tender Offers") for any and all
Common Shares not owned by it and certain convertible debentures of the
Company (which were converted into Common Shares) and (iii) in exchange for
Holdings' funding of the Company's $4.8 million redemption of certain of its
convertible debentures pursuant to the Redemption Agreement, dated November
14, 1996, between the Company and Holdings (the "Redemption Agreement").
Each of these transactions has been publicly disclosed in other filings with
the Commission by the Reporting Persons or the Company.
Pursuant to the Recapitalization Agreement, Holdings may be entitled to the
issuance of additional Common Shares in certain circumstances described in Item
5 hereof.
MANAGEMENT OF THE COMPANY; OTHER PAYMENTS
Mr. Whitman, has served as the Chairman of the Board since the Closing
Date and as Chief Executive Officer of the Company since November 7, 1996.
Richard M. FitzPatrick, an employee of Hampstead has served as the Chief
Financial Officer of the Company since November 7, 1996. Mr. Whitman did not
receive any compensation for service in such capacities during 1996 and has
agreed not to accept any compensation for such service through June 30, 1997.
Thereafter, if applicable, the matter may be revisited but as of the date
hereof there is no agreement or understanding with respect thereto. The
Company has paid
3
<PAGE>
$179,070 to Hampstead to reimburse it for salary and other costs of Mr.
FitzPatrick and James T. Hands, who is also an employee of Hampstead, both of
whom have worked substantially on a full-time basis on Company business since
mid-1996, and pursuant to the Recapitalization Agreement reimbursed Hampstead
for approximately $ 2.4 million of out-of-pocket costs incurred in its
investments under the Recapitalization Agreement and in respect of the Tender
Offer. Such payments were approved by the members of the Board not
designated for election thereto by Holdings or employed by the Company.
PURPOSE; PLANS OR PROPOSALS
The principal purpose of Holdings' acquisition of the beneficial ownership
of the Common Shares was to acquire a significant equity interest in the
Company.
While Holdings and the other Reporting Persons presently have no plans or
proposals of the type required to be disclosed by Item 4 of Schedule 13D
other than those set forth above, such persons intend to review their
investments in the Company from time to time and reserve the right to take or
propose any action in the future.
ITEM 5. INTEREST IN SECURITIES OF THE ISSUER.
(a) Holdings beneficially owns 39,323,513 shares of Common Shares.
Pursuant to Recapitalization Agreement, as described below, Holdings is
entitled (without the payment of additional consideration) to additional
Common Shares upon the occurrence of certain future events outside the
control of Holdings.
WARRANT TERMS
Common Shares are issuable to Holdings under the Warrant (a) upon the
exercise or conversion of warrants, options and other securities outstanding on
the Closing Date ("Subject Securities") at prices below $3.75 or (b) the
conversion or deemed conversion of any of the Company's subordinated
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convertible debentures outstanding on August 28, 1996 (the "Debentures").
The number of shares issuable upon the conversion of a Subject Security is
equal to the number of Common Shares received by the holder of the Subject
Security as a result of such conversion less the number of Common Shares which
would have been received by the holder of the Subject Security as a result of
such conversion had the person converted the Subject Security at $3.75 (subject
to adjustment as described below) (the "Trigger Price"), multiplied by the
percentage of outstanding Common Shares of the Company that have then been
acquired by Holdings pursuant to the Recapitalization Agreement (the "Holdings'
Percentage Interest").
The number of Common Shares issuable to Holdings under the Warrant upon
conversion or deemed conversion of any Debentures equals the total number of
Common Shares issued in connection with such conversion multiplied by
Holdings' Percentage Interest. The Trigger Price and the number and class of
shares to be issued pursuant to the Warrant are subject to customary
antidilution protections. As of the date hereof, (i) 3,975,032 Common Shares
have been issued to Holdings pursuant to the Warrant (primarily as a result
of conversions of Debentures), (ii) no 9.1% Debentures or 10% Debentures,
$725,000 in aggregate principal amount of 9% Debentures remain
outstanding, and (iii) Subject Securities consisting of options and warrants
to purchase 883,748 Common Shares remain outstanding.
POST-CLOSING ADJUSTMENT PROVISIONS
Under the Recapitalization Agreement, if certain specified assumptions made
by Holdings in making its initial investment were, are or become incorrect in a
manner adverse to the value of Company at any time prior to December 31, 2000,
Holdings is entitled to the issuance of additional Common Shares in recognition
of the adverse impact on the assumed equity value of the Company (the
"Post-Closing Adjustment Provisions"). As of the date hereof, 198,298 Common
Shares have been issued to Holdings pursuant to the Post-Closing Adjustment
Provisions. The number of additional shares issuable pursuant to the
Post-Closing Adjustment Provisions, if any, cannot be determined at this time.
COMPANY CALL RIGHT/BACKSTOP RIGHT
Also pursuant to the Recapitalization Agreement, the Company obtained the
right, among other things and subject to certain limitations, (i) to require
Holdings to invest in the Company up to an additional $22.7 million under the
Company Call Option and (ii) to require Holdings to invest in the Company up to
an additional $30.0 million to backstop rights offerings that the Company may
undertake in the future.
5
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The Company exercised the Company Call Option in December 1996 and
subsequently issued 9,017,745 Common Shares to Holdings. The actual number of
shares so issuable depends in part on future events, including the extent to
which Holdings is entitled to additional shares under the Warrant and the Post-
Closing Adjustment Provisions. However, Holdings presently estimates that the
total number of Common Shares so issuable will be between 9.0 million and 9.7
million (or $2.34 to $2.52 per share).
DISCLAIMER OF BENEFICIAL OWNERSHIP
Messrs. McNamara, Whitman and Decker disclaim beneficial ownership of all
equity securities of the Company held by Holdings.
(b) Each of the Reporting Persons has shared power to vote and dispose of
the equity securities described in (a) above.
(c) Not applicable.
ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT
TO SECURITIES OF THE ISSUER.
The responses to Items 4 and 5 are incorporated herein by this reference,
including the particular descriptions of the Investment Agreement, the
Warrant and the Redemption Agreement. In addition, pursuant to the
Recapitalization Agreement the Company entered into the Shareholder
Agreements and Registration Rights Agreement described below.
SHAREHOLDER AGREEMENTS
Pursuant to agreements entered into on the Closing Date, each of L. Scott
Demerau and Julia Demerau agreed with the Company that they will not sell the
Common Shares beneficially owned by them prior to June 30, 1998, except in
certain circumstances (the "Shareholder Agreements"). Holdings believes that
Mr. and Mrs. Demerau currently hold approximately 1.7 million Common Shares.
REGISTRATION RIGHTS AGREEMENT
Pursuant to a Registration Rights Agreement entered into in connection
with the Investment Agreement, the Company agreed, subject to certain
limitations and under certain circumstances, to register for sale any shares
of Common Shares that are held by the parties thereto (collectively, the
"Registrable Securities"). All of the Common Shares beneficially owned by
the Reporting Persons are Registrable Securities.
6
<PAGE>
ITEM 7. MATERIAL TO BE FILED AS EXHIBITS.
Exhibit 1 - Investment Agreement, dated as of June 5, 1996, as amended
(incorporated by reference to Exhibit 1 to Amendment No. 3
to Holdings' Schedule 13D filed September 25, 1996)
Exhibit 2 - Warrant, dated August 28, 1996 (incorporated by reference to
Exhibit 2 to Amendment No. 3 to Holdings' Schedule 13D filed
September 25, 1996)
Exhibit 3 - Registration Rights Agreement, dated August 28, 1996
(incorporated by reference to Exhibit 6 to Amendment No. 3
to Holdings' Schedule 13D filed September 25, 1996)
Exhibit 4 - Shareholder Agreements, dated August 28, 1996 (incorporated
by reference to Exhibit 7 to Holdings' Schedule 13D filed
June 17, 1996)
Exhibit 5 - Redemption Agreement, dated November 14, 1996
(incorporated by reference to Exhibit (c)(6) to Amendment
No. 5 to Holdings' Schedule 13D filed November 14, 1996.
Exhibit 99 - Agreement Among Filing Parties (incorporated by reference to
Exhibit 99 to Holdings' Schedule 13D filed June 17, 1996)
7
<PAGE>
SIGNATURE
After reasonable inquiry and to the best of its knowledge and belief, the
undersigned certifies that the information set forth in this statement may be
filed collectively on behalf of it and each of MEI GenPar, L.P., HH GenPar
Partners, Hampstead Associates, Inc., RAW GenPar, Inc., InMed, Inc., Donald J.
McNamara, Robert A. Whitman and Daniel A. Decker.
Dated: April 30, 1997
MEI HOLDINGS, L.P.
By: MEI GenPar, L.P.
Its General Partner
By: HH GenPar Partners
Its General Partner
By: Hampstead Associates, Inc.
Its Managing General Partner
By: /s/ Daniel A. Decker
-----------------------------------------
Daniel A. Decker
Executive Vice President
After reasonable inquiry and to the best of its knowledge and belief, the
undersigned certifies that the information set forth in this statement may be
filed collectively on behalf of it and each of MEI Holdings, L.P., HH GenPar
Partners, Hampstead Associates, Inc., RAW GenPar, Inc., InMed, Inc., Donald J.
McNamara, Robert A. Whitman and Daniel A. Decker.
Dated: April 30, 1997
MEI GENPAR, L.P.
By: HH GenPar Partners
Its General Partner
By: Hampstead Associates, Inc.
Its Managing General Partner
By: /s/ Daniel A. Decker
--------------------------------------------
Daniel A. Decker
Executive Vice President
<PAGE>
After reasonable inquiry and to the best of its knowledge and belief, the
undersigned certifies that the information set forth in this statement may be
filed collectively on behalf of it and each of MEI Holdings, L.P., MEI GenPar,
L.P., Hampstead Associates, Inc., RAW GenPar, Inc., InMed, Inc., Donald J.
McNamara, Robert A. Whitman and Daniel A. Decker.
Dated: April 30, 1997
HH GENPAR PARTNERS
By: Hampstead Associates, Inc.
Its Managing General Partner
By: /s/ Daniel A. Decker
-------------------------------------------------
Daniel A. Decker
Executive Vice President
After reasonable inquiry and to the best of its knowledge and belief, the
undersigned certifies that the information set forth in this statement may be
filed collectively on behalf of it and each of MEI Holdings, L.P., MEI GenPar,
L.P., HH GenPar Partners, RAW GenPar, Inc., InMed, Inc., Donald J. McNamara,
Robert A. Whitman and Daniel A. Decker.
Dated: April 30, 1997
HAMPSTEAD ASSOCIATES, INC.
By: /s/ Daniel A. Decker
--------------------------------------------------
Daniel A. Decker
Executive Vice President
After reasonable inquiry and to the best of its knowledge and belief, the
undersigned certifies that the information set forth in this statement may be
filed collectively on behalf of it and each of MEI Holdings, L.P., MEI GenPar,
L.P., HH GenPar Partners, Hampstead Associates, Inc., InMed, Inc., Donald J.
McNamara, Robert A. Whitman and Daniel A. Decker.
Dated: April 30, 1997
RAW GENPAR, INC.
By: /s/ Robert A. Whitman
--------------------------------------------------
Robert A. Whitman
President
<PAGE>
After reasonable inquiry and to the best of its knowledge and belief, the
undersigned certifies that the information set forth in this statement may be
filed collectively on behalf of it and each of MEI Holdings, L.P., MEI GenPar,
L.P., HH GenPar Partners, Hampstead Associates, Inc., RAW GenPar, Inc., Donald
J. McNamara, Robert A. Whitman and Daniel A. Decker.
Dated: April 30, 1997
INMED, INC.
By: /s/ Daniel A. Decker
--------------------------------------------------
Daniel A. Decker
President
After reasonable inquiry and to the best of its knowledge and belief, the
undersigned certifies that the information set forth in this statement may be
filed collectively on behalf of it and each of MEI Holdings, L.P., MEI GenPar,
L.P., HH GenPar Partners, Hampstead Associates, Inc., RAW GenPar, Inc., InMed,
Inc., Robert A. Whitman and Daniel A. Decker.
Dated: April 30, 1997
By: /s/ Donald J. McNamara
-------------------------------------------------
Donald J. McNamara
After reasonable inquiry and to the best of its knowledge and belief, the
undersigned certifies that the information set forth in this statement may be
filed collectively on behalf of it and each of MEI Holdings, L.P., MEI GenPar,
L.P., HH GenPar Partners, Hampstead Associates, Inc., RAW GenPar, Inc., InMed,
Inc., Donald J. McNamara and Daniel A. Decker.
Dated: April 30, 1997
By: /s/ Robert A. Whitman
--------------------------------------------------
Robert A. Whitman
After reasonable inquiry and to the best of its knowledge and belief,
the undersigned certifies that the information set forth in this statement
may be filed collectively on behalf of it and each of MEI Holdings, L.P., MEI
GenPar, L.P., HH GenPar Partners, Hampstead Associates, Inc., RAW GenPar,
Inc., InMed, Inc., Donald J. McNamara and Robert A. Whitman.
Dated: April 30, 1997
By: /s/ Daniel A. Decker
--------------------------------------------------
Daniel A. Decker
<PAGE>
INDEX TO EXHIBITS
EXHIBIT DESCRIPTION
1 Investment Agreement, dated as of June 5, 1996, as amended
(incorporated by reference to Exhibit 1 to Amendment No. 3
to Holdings' Schedule 13D filed September 25, 1996)
2 Warrant, dated August 28, 1996 (incorporated by reference to
Exhibit 2 to Amendment No. 3 to Holdings' Schedule 13D filed
September 25, 1996)
3 Registration Rights Agreement, dated August 28, 1996
(incorporated by reference to Exhibit 6 to Amendment No. 3
to Holdings' Schedule 13D filed September 25, 1996)
4 Shareholder Agreements, dated August 28, 1996 (incorporated
by reference to Exhibit 7 to Holdings' Schedule 13D filed
June 17, 1996)
5 Redemption Agreement, dated November 14, 1996 (incorporated
by reference to Exhibit (c)(6) to Amendment No. 5 to Holdings'
Schedule 13D filed November 14, 1996.
99 Agreement Among Filing Parties (incorporated by reference to
Exhibit 99 to Holdings' Schedule 13D filed June 17, 1996)
