UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
Pacific Crest Capital, Inc.
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(Name of Issuer)
Common Stock, $0.01 par value
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(Title of Class of Securities)
694166109
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(CUSIP Number)
January 22, 1999
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(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to
which this Schedule is filed:
[ ] Rule 13d-1(b)
[X] Rule 13d-1(c)
[ ] Rule 13d-1(d)
Page 1 of 10 pages
<PAGE>
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CUSIP NO. 694166109 13G
- -----------------------
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1. NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Northaven Partners, L.P.
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2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [_]
(b) [_]
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3. SEC USE ONLY
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4. CITIZENSHIP OR PLACE OF ORGANIZATION
New York
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5. SOLE VOTING POWER
NUMBER OF 0
SHARES -----------------------------------------------------------
6. SHARED VOTING POWER
BENEFICIALLY
144,500
OWNED BY
-----------------------------------------------------------
EACH 7. SOLE DISPOSITIVE POWER
REPORTING 0
PERSON -----------------------------------------------------------
8. SHARED DISPOSITIVE POWER
WITH
144,500
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9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
144,500
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10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
[_]
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11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.4%
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12. TYPE OF REPORTING PERSON
PN
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Page 2 of 10 pages
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CUSIP NO. 694166109 13G
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1. NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Northaven Partners II, L.P.
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2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [_]
(b) [_]
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3. SEC USE ONLY
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4. CITIZENSHIP OR PLACE OF ORGANIZATION
New York
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5. SOLE VOTING POWER
NUMBER OF 0
SHARES -----------------------------------------------------------
6. SHARED VOTING POWER
BENEFICIALLY
144,500
OWNED BY
-----------------------------------------------------------
EACH 7. SOLE DISPOSITIVE POWER
REPORTING 0
PERSON -----------------------------------------------------------
8. SHARED DISPOSITIVE POWER
WITH
144,500
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9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
144,500
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10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
[_]
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11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.4%
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12. TYPE OF REPORTING PERSON
PN
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Page 3 of 10 pages
<PAGE>
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CUSIP NO. 694166109 13G
- -----------------------
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1. NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Northaven Partners III, L.P.
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2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [_]
(b) [_]
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3. SEC USE ONLY
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4. CITIZENSHIP OR PLACE OF ORGANIZATION
New York
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5. SOLE VOTING POWER
NUMBER OF 0
SHARES -----------------------------------------------------------
6. SHARED VOTING POWER
BENEFICIALLY
144,500
OWNED BY
-----------------------------------------------------------
EACH 7. SOLE DISPOSITIVE POWER
REPORTING 0
PERSON -----------------------------------------------------------
8. SHARED DISPOSITIVE POWER
WITH
144,500
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9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
144,500
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10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
[_]
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11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.4%
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12. TYPE OF REPORTING PERSON
PN
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Page 4 of 10 pages
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CUSIP NO. 694166109 13G
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1. NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Northaven Associates, LLC
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2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [_]
(b) [_]
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3. SEC USE ONLY
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4. CITIZENSHIP OR PLACE OF ORGANIZATION
New York
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5. SOLE VOTING POWER
NUMBER OF 0
SHARES -----------------------------------------------------------
6. SHARED VOTING POWER
BENEFICIALLY
144,500
OWNED BY
-----------------------------------------------------------
EACH 7. SOLE DISPOSITIVE POWER
REPORTING 0
PERSON -----------------------------------------------------------
8. SHARED DISPOSITIVE POWER
WITH
144,500
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9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
144,500
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10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
[_]
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11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.4%
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12. TYPE OF REPORTING PERSON
00
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Page 5 of 10 pages
<PAGE>
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CUSIP NO. 694166109 13G
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1. NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Northaven Management, Inc.
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2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [_]
(b) [_]
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3. SEC USE ONLY
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4. CITIZENSHIP OR PLACE OF ORGANIZATION
New York
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5. SOLE VOTING POWER
NUMBER OF 0
SHARES -----------------------------------------------------------
6. SHARED VOTING POWER
BENEFICIALLY
144,500
OWNED BY
-----------------------------------------------------------
EACH 7. SOLE DISPOSITIVE POWER
REPORTING 0
PERSON -----------------------------------------------------------
8. SHARED DISPOSITIVE POWER
WITH
144,500
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9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
144,500
- ------------------------------------------------------------------------------
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
[_]
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11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.4%
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12. TYPE OF REPORTING PERSON
CO
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Page 6 of 10 pages
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Item 1(a). Name of Issuer:
Pacific Crest Capital, Inc.
Item 1(b). Address of Issuer's Principal Executive Offices:
30343 Canwood Street
Agoura Hills, CA 91301
Item 2(a). Name of Persons Filing:
Northaven Partners, L.P.,
Northaven Partners II, L.P.,
Northaven Partners III, L.P.,
Northaven Associates, LLC and
Northaven Management, Inc.
Item 2(b). Address of Principal Business Office or, if none,
Residence:
237 Park Avenue
9th Floor
New York, NY 10017
Item 2(c). Citizenship:
Northaven Partners, L.P. - New York
Northaven Partners II, L.P. - New York
Northaven Partners III, L.P. - New York
Northaven Associates, LLC - New York
Northaven Management, Inc. - New York
Item 2(d). Title of Class of Securities:
Common Stock, $0.01 par value
Item 2(e). CUSIP Number:
694166109
Item 3. Not applicable. This Schedule 13G was filed
pursuant to Rule 13d-1(c).
Item 4. Ownership.
(a). Amount beneficially owned:
See the response(s) to Item 9 on the attached
cover page(s).
(b). Percent of Class:
See the response(s) to Item 11 on the attached
cover page(s).
(c). Number of shares as to which such person has:
(i). Sole power to vote or to direct the vote:
See the response(s) to Item 5 on the
attached cover page(s).
(ii). Shared power to vote or to direct the
vote: See the response(s) to Item 6 on
the attached cover page(s).
(iii). Sole power to dispose or to direct the
disposition of: See the response(s) to
Item 7 on the attached cover page(s).
(iv). Shared power to dispose or to direct the
disposition of: See the response(s) to
Item 8 on the attached cover page(s).
Item 5. Ownership of Five Percent or Less of a Class.
Not Applicable
Item 6. Ownership of More than Five Percent on Behalf of
Another Person. Not Applicable
Item 7. Identification and Classification of the
Subsidiary Which Acquired the Security Being
Reported on by the Parent Holding Company. Not
Applicable
Item 8. Identification and Classification of Members of
the Group. Not Applicable
Page 7 of 10 pages
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Item 9. Notice of Dissolution of Group.
Not Applicable
Item 10. Certification.
By signing below I certify that, to the best of
my knowledge and belief, the securities referred
to above were not acquired and are not held for
the purpose of or with the effect of changing or
influencing the control of the issuer of the
securities and were not acquired and are not
held in connection with or as a participant in
any transaction having that purpose or effect.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this
statement is true, complete and correct.
Date: January 29, 1999
NORTHAVEN PARTNERS, L.P. NORTHAVEN ASSOCIATES, LLC
by Northaven Associates, LLC, by
as General Partner /s/ Richard H. Brown
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Name: Richard H. Brown
/s/ Richard H. Brown Title: Member
-----------------------
Name: Richard H. Brown
Title: Member NORTHAVEN MANAGEMENT, INC.
by
NORTHAVEN PARTNERS II, L.P. /s/ Richard H. Brown
-----------------------
by Northaven Associates, LLC, Name: Richard H. Brown
as General Partner Title: President
/s/ Richard H. Brown
-----------------------
Name: Richard H. Brown
Title: Member
NORTHAVEN PARTNERS III, L.P.
by Northaven Associates, LLC,
as General Partner
/s/ Richard H. Brown
-----------------------
Name: Richard H. Brown
Title: Member
Page 8 of 10 pages
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INDEX TO EXHIBITS
Exhibit No. Exhibit
99.1 Joint Filing Agreement, dated January 29, 1999, among
Northaven Partners, L.P., Northaven Partners II, L.P.,
Northaven Partners III, L.P., Northaven Associates, LLC
and Northaven Management, Inc.
Page 9 of 10 pages
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EXHIBIT (99.1)
JOINT FILING AGREEMENT
In accordance with Rule 13d-1(k)(1) promulgated under the Securities
Exchange Act of 1934, the undersigned agree to the joint filing of a
Statement on Schedule 13G (including any and all amendments thereto) with
respect to the Common Stock, $0.01 par value, of Pacific Crest Capital,
Inc. and further agree to the filing of this agreement as an Exhibit
thereto. In addition, each party to this Agreement expressly authorizes
each other party to this Agreement to file on its behalf any and all
amendments to such Statement on Schedule 13G.
Date: January 29, 1999
NORTHAVEN PARTNERS, L.P. NORTHAVEN ASSOCIATES, LLC
by Northaven Associates, LLC, by
as General Partner /s/ Richard H. Brown
------------------------
Name: Richard H. Brown
/s/ Richard H. Brown Title: Member
------------------------
Name: Richard H. Brown
Title: Member NORTHAVEN MANAGEMENT, INC.
by
NORTHAVEN PARTNERS II, L.P. /s/ Richard H. Brown
------------------------
by Northaven Associates, LLC, Name: Richard H. Brown
as General Partner Title: President
/s/ Richard H. Brown
------------------------
Name: Richard H. Brown
Title: Member
NORTHAVEN PARTNERS III, L.P.
by Northaven Associates, LLC,
as General Partner
/s/ Richard H. Brown
------------------------
Name: Richard H. Brown
Title: Member
Page 10 of 10 pages
