SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
---------------
SCHEDULE 13G
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED
PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS
THERETO FILED PURSUANT TO 13d-2(b)
(Amendment No. 2)
Guess ?, Inc.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
401617 10 5
(CUSIP Number)
---------------
CUSIP No. 401617 10 5 SCHEDULE 13G
- -----------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
Maurice Marciano
- -----------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
Group membership is acknowledged for purposes of (a) |_|
making a group filing pursuant to Rule 13d-1(k)(1) only (b) |X|
- -----------------------------------------------------------------------------
3 SEC USE ONLY
- -----------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Republic of France
- -----------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
SHARES 14,803,793
BENEFICIALLY
OWNED BY -----------------------------------------------------
EACH
REPORTING 6 SHARED VOTING POWER
PERSON 1,926,804
WITH -----------------------------------------------------
7 SOLE DISPOSITIVE POWER
14,803,793
-----------------------------------------------------
8 SHARED DISPOSITIVE POWER
1,926,804
- -----------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
16,730,597
- -----------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
|X|
- -----------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
39.0%
- -----------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- -----------------------------------------------------------------------------
CUSIP No. 401617 10 5 SCHEDULE 13G
- -----------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
Paul Marciano
- -----------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_|
Group membership is acknowledged for purposes of (b) |X|
making a group filing pursuant to Rule 13d-1(k)(1) only
- -----------------------------------------------------------------------------
3 SEC USE ONLY
- -----------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Republic of France
- -----------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
SHARES 11,643,149
BENEFICIALLY -----------------------------------------------------
OWNED BY
EACH 6 SHARED VOTING POWER
REPORTING 1,534,636
PERSON -----------------------------------------------------
WITH
7 SOLE DISPOSITIVE POWER
11,643,149
-----------------------------------------------------
8 SHARED DISPOSITIVE POWER
1,534,636
- -----------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
13,177,785
- -----------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
|X|
- -----------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
30.7%
- -----------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- -----------------------------------------------------------------------------
CUSIP No. 401617 10 5 SCHEDULE 13G
- -----------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
Armand Marciano
- -----------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_|
Group membership is acknowledged for purposes of (b) |X|
making a group filing pursuant to Rule 13d-1(k)(1) only
- -----------------------------------------------------------------------------
3 SEC USE ONLY
- -----------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Republic of France
- -----------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
SHARES 5,918,437
BENEFICIALLY -----------------------------------------------------
OWNED BY
EACH 6 SHARED VOTING POWER
REPORTING -0-
PERSON
WITH -----------------------------------------------------
7 SOLE DISPOSITIVE POWER
5,918,437
-----------------------------------------------------
8 SHARED DISPOSITIVE POWER
-0-
- -----------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
5,918,437
- -----------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
|X|
- -----------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
13.8%
- -----------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- -----------------------------------------------------------------------------
CUSIP No. 401617 10 5 SCHEDULE 13G
- -----------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
Gary W. Hampar
- -----------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_|
Group membership is acknowledged for purposes of (b) |X|
making a group filing pursuant to Rule 13d-1(k)(1) only
- -----------------------------------------------------------------------------
3 SEC USE ONLY
- -----------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- -----------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
SHARES -0-
BENEFICIALLY -----------------------------------------------------
OWNED BY
EACH 6 SHARED VOTING POWER
REPORTING 1,534,636
PERSON -----------------------------------------------------
WITH
7 SOLE DISPOSITIVE POWER
-0-
-----------------------------------------------------
8 SHARED DISPOSITIVE POWER
1,534,636
- -----------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,534,636
- -----------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
|X|
- -----------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
3.6%
- -----------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- -----------------------------------------------------------------------------
CUSIP No. 401617 10 5 SCHEDULE 13G
- -----------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
Joseph H. Sugerman
- -----------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_|
Group membership is acknowledged for purposes of (b) |X|
making a group filing pursuant to Rule 13d-1(k)(1) only
- -----------------------------------------------------------------------------
3 SEC USE ONLY
- -----------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- -----------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
SHARES 1,000
BENEFICIALLY -----------------------------------------------------
OWNED BY
EACH 6 SHARED VOTING POWER
REPORTING 1,212,149
PERSON -----------------------------------------------------
WITH
7 SOLE DISPOSITIVE POWER
1,000
-----------------------------------------------------
8 SHARED DISPOSITIVE POWER
1,212,149
- -----------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,213,149
- -----------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
|X|
- -----------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
2.8%
- -----------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- -----------------------------------------------------------------------------
CUSIP No. 401617 10 5 SCHEDULE 13G
- -----------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
Marc E. Petas
- -----------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_|
Group membership is acknowledged for purposes of (b) |X|
making a group filing pursuant to Rule 13d-1(k)(1) only
- -----------------------------------------------------------------------------
3 SEC USE ONLY
- -----------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- -----------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
SHARES -0-
BENEFICIALLY -----------------------------------------------------
OWNED BY
EACH 6 SHARED VOTING POWER
REPORTING 715,655
PERSON -----------------------------------------------------
WITH
7 SOLE DISPOSITIVE POWER
-0-
-----------------------------------------------------
8 SHARED DISPOSITIVE POWER
715,655
- -----------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
715,655
- -----------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
|X|
- -----------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
1.7%
- -----------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- -----------------------------------------------------------------------------
SCHEDULE 13G
This Amendment No. 2 (the "Amendment No. 2") amends and supplements the
Statement on Schedule 13G, dated February 14, 1997, as amended by Amendment
No. 1, dated February 17, 1998 (the "Schedule 13G"), relating to shares of
the common stock, $.01 par value per share (the "Shares"), of Guess ?,
Inc., a Delaware corporation (the "Issuer"). Pursuant to Rule 13d-2 of
Regulation 13D-G promulgated under the Securities Exchange Act of 1934, as
amended (the "Exchange Act"), the undersigned hereby file this Amendment
No. 2 on behalf of Maurice Marciano, Paul Marciano, Armand Marciano, Gary
W. Hampar, Joseph H. Sugerman and Marc E. Petas.
Unless otherwise indicated, each capitalized term used but not
otherwise defined herein shall have the meaning assigned to such term in
the Schedule 13G.
Item 4. Ownership.
Item 4 is hereby amended and supplemented as follows:
(a) Maurice Marciano beneficially owns 16,730,597 shares of Common Stock as
follows: 14,773,793 shares held indirectly as sole trustee of the
Maurice Marciano Trust; 30,000 shares held indirectly as sole trustee
of the Maurice Marciano 1990 Children's Trust; 1,212,149 shares held
indirectly as co-trustee of the Paul Marciano 1996 Grantor Retained
Annuity Trust; and 714,655 shares held indirectly as co-trustee of the
Armand Marciano 1996 Grantor Retained Annuity Trust.
Paul Marciano beneficially owns 13,177,785 shares of Common Stock as
follows: 11,643,149 shares held indirectly as sole trustee of the Paul
Marciano Trust; and 1,534,636 shares held indirectly as co-trustee of
the Maurice Marciano 1996 Grantor Retained Annuity Trust.
Armand Marciano beneficially owns 5,918,437 shares of Common Stock held
indirectly as sole trustee of the Armand Marciano Trust.
Gary W. Hampar beneficially owns 1,534,636 shares of Common Stock held
indirectly as co-trustee of the Maurice Marciano 1996 Grantor Retained
Annuity Trust.
Joseph H. Sugerman beneficially owns 1,213,149 shares of Common Stock
as follows: 1,212,149 shares held indirectly as co-trustee of the Paul
Marciano 1996 Grantor Retained Annuity Trust; and 1,000 shares held
indirectly as sole trustee of the Joseph Sugerman Target Benefit
Pension Trust No. 1.
Marc E. Petas beneficially owns 715,655 shares of Common Stock as
follows: 714,655 shares held indirectly as co-trustee of the Armand
Marciano 1996 Grantor Retained Annuity Trust; and 1,000 shares held
indirectly as co-trustee of the Petas Family Trust.
(b) The 16,730,597 shares beneficially owned by Maurice Marciano represent
39.0% of the outstanding shares of the Common Stock. The 13,177,785
shares beneficially owned by Paul Marciano represent 30.7% of the
outstanding shares of the Common Stock. The 5,918,437 shares
beneficially owned by Armand Marciano represent 13.8% of the
outstanding shares of the Common Stock. The 1,534,636 shares
beneficially owned by Gary W. Hampar represent 3.6% of the outstanding
shares of the Common Stock. The 1,213,149 shares beneficially owned by
Joseph H. Sugerman represent 2.8% of the outstanding shares of the
Common Stock. The 715,655 shares beneficially owned by Marc E. Petas
represent 1.7% of the outstanding shares of the Common Stock.
Percentage ownership of the Common Stock is based on the number of
outstanding shares of Common Stock as reported in the Issuer's Form
10-Q for the quarter ended September 30, 1998.
(c) Maurice Marciano has (i) sole voting power with respect to 30,000
shares held indirectly as sole trustee of the Maurice Marciano 1990
Children's Trust and 14,773,793 shares held indirectly as sole trustee
of the Maurice Marciano Trust, except for the restrictions on voting
described in Item 8 of Schedule 13G; (ii) shared voting power with
respect to 1,212,149 shares held indirectly as co-trustee of the Paul
Marciano 1996 Grantor Retained Annuity Trust and 714,655 shares held
indirectly as co-trustee of the Armand Marciano 1996 Grantor Retained
Annuity Trust; (iii) sole dispositive power with respect to 30,000
shares held indirectly as sole trustee of the Maurice Marciano 1990
Children's Trust and 14,773,793 shares held indirectly as sole trustee
of the Maurice Marciano Trust, except for the rights of first refusal
described in Item 8 of Schedule 13G; and (iv) shared dispositive power
with respect to 1,212,149 shares held indirectly as co-trustee of the
Paul Marciano 1996 Grantor Retained Annuity Trust and 714,655 shares
held indirectly as co-trustee of the Armand Marciano 1996 Grantor
Retained Annuity Trust.
Paul Marciano has (i) sole voting power with respect to 11,643,149
shares held indirectly as sole trustee of the Paul Marciano Trust,
except for the restrictions on voting described in Item 8 of Schedule
13G; (ii) shares voting power with respect to 1,534,636 shares held
indirectly as co-trustee of the Maurice Marciano 1996 Grantor Retained
Annuity Trust; (iii) sole dispositive power with respect to 11,643,149
shares held indirectly as sole trustee of the Paul Marciano Trust,
except for the rights of first refusal described in Item 8 of Schedule
13G; and (iv) shared dispositive power with respect to 1,534,636 shares
held indirectly as co-trustee of the Maurice Marciano 1996 Grantor
Retained Annuity Trust.
Armand Marciano has (i) sole voting power with respect to 5,918,437
shares held indirectly as sole trustee of the Armand Marciano Trust,
except for the restrictions on voting described in Item 8 of Schedule
13G; (ii) no shared voting power with respect to any shares; (iii) sole
dispositive power with respect to 5,918,437 shares held indirectly as
sole trustee of the Armand Marciano Trust, except for the rights of
first refusal described in Item 8 of Schedule 13G; and (iv) no shared
dispositive power with respect to any shares.
Gary W. Hampar has (i) no sole voting power with respect to any shares;
(ii) shared voting power with respect to 1,534,636 shares held
indirectly as co-trustee of the Maurice Marciano 1996 Grantor Retained
Annuity Trust; (iii) no sole dispositive power with respect to any
shares; and (iv) shared dispositive power with respect to 1,534,636
shares held indirectly as co-trustee of the Maurice Marciano 1996
Grantor Retained Annuity Trust.
Joseph H. Sugerman has (i) sole voting power with respect to 1,000
shares held indirectly as sole trustee of the Joseph Sugerman Target
Benefit Pension Trust No. 1; (ii) shared voting power with respect to
1,212,149 shares held indirectly as co-trustee of the Paul Marciano
1996 Grantor Retained Annuity Trust; (iii) sole dispositive power with
respect to 1,000 shares held indirectly as sole trustee of the Joseph
Sugerman Target Benefit Pension Trust No. 1; and (iv) shared
dispositive power with respect to 1,212,149 shares held indirectly as
co-trustee of the Paul Marciano 1996 Grantor Retained Annuity Trust.
Marc E. Petas has (i) no sole voting power with respect to any shares;
(ii) shared voting power with respect to 714,655 shares held indirectly
as co-trustee of the Armand Marciano 1996 Grantor Retained Annuity
Trust and 1,000 shares held indirectly as co-trustee of the Petas
Family Trust; (ii) no sole dispositive power with respect to any
shares; and (iv) shared dispositive power with respect to 714,655
shares held indirectly as co-trustee of the Armand Marciano 1996
Grantor Retained Annuity Trust and 1,000 shares held indirectly as
co-trustee of the Petas Family Trust.
SIGNATURE
After reasonable inquiry and to the best of their knowledge and
belief, the undersigned certify that the information set forth in this
statement is true, complete and correct.
February 10, 1999 Maurice Marciano
By: /s/ Glenn A. Weinman
-------------------------------
Glenn A. Weinman,
Attorney-In-Fact*
* Signed pursuant to a power of attorney, dated February 14, 1997,
previously included as Exhibit 2 to the Statement on Schedule 13G, dated
February 14, 1997.
SIGNATURE
After reasonable inquiry and to the best of their knowledge and
belief, the undersigned certify that the information set forth in this
statement is true, complete and correct.
February 10, 1999 Paul Marciano
By: /s/ Glenn A. Weinman
----------------------------
Glenn A. Weinman,
Attorney-In-Fact*
* Signed pursuant to a power of attorney, dated February 14, 1997,
previously included as Exhibit 2 to the Statement on Schedule 13G, dated
February 14, 1997.
SIGNATURE
After reasonable inquiry and to the best of their knowledge and
belief, the undersigned certify that the information set forth in this
statement is true, complete and correct.
February 10, 1999 Armand Marciano
By: /s/ Glenn A. Weinman
------------------------------
Glenn A. Weinman,
Attorney-In-Fact*
* Signed pursuant to a power of attorney, dated February 14, 1997,
previously included as Exhibit 2 to the Statement on Schedule 13G, dated
February 14, 1997.
SIGNATURE
After reasonable inquiry and to the best of their knowledge and
belief, the undersigned certify that the information set forth in this
statement is true, complete and correct.
February 10, 1999 Gary W. Hampar
By: /s/ Glenn A. Weinman
-------------------------------
Glenn A. Weinman,
Attorney-In-Fact*
* Signed pursuant to a power of attorney, dated February 14, 1997,
previously included as Exhibit 2 to the Statement on Schedule 13G, dated
February 14, 1997.
SIGNATURE
After reasonable inquiry and to the best of their knowledge and
belief, the undersigned certify that the information set forth in this
statement is true, complete and correct.
February 10, 1999 Joseph H. Sugerman
By: /s/ Glenn A. Weinman
--------------------------
Glenn A. Weinman,
Attorney-In-Fact*
* Signed pursuant to a power of attorney, dated February 14, 1997,
previously included as Exhibit 2 to the Statement on Schedule 13G, dated
February 14, 1997.
SIGNATURE
After reasonable inquiry and to the best of their knowledge and
belief, the undersigned certify that the information set forth in this
statement is true, complete and correct.
February 10, 1999 Marc E. Petas
By: /s/ Glenn A. Weinman
---------------------------
Glenn A. Weinman,
Attorney-In-Fact*
* Signed pursuant to a power of attorney, dated February 14, 1997,
previously included as Exhibit 2 to the Statement on Schedule 13G, dated
February 14, 1997.
EXHIBIT INDEX
Exhibit
Number Title Page
------- ----- ----
1 Joint Filing Agreement among the 18
Reporting Persons pursuant to
Rule 13d-1(k)(1).
EXHIBIT 1
JOINT FILING AGREEMENT
The undersigned hereby agree that the Statement on Schedule 13G,
dated February 14, 1997 (the "Schedule 13G"), with respect to the common
stock, par value $.01 per shares, of Guess ?, Inc., is, and any amendments
thereto executed by each of us shall be, filed on behalf of each of us
pursuant to and in accordance with the provisions of Rule 13d-1(f) under
the Securities and Exchange Act of 1934, as amended, and that this
Agreement shall be included as an Exhibit to the Schedule 13G and each such
amendment. Each of the undersigned agrees to be responsible for the timely
filing of the Schedule 13G and any amendments thereto, and for the
completeness and accuracy of the information concerning itself contained
therein. This Agreement may be executed in any number of counterparts, all
of which taken together shall constitutes one and the same instrument.
IN WITNESS WHEREOF, the undersigned have executed this Agreement
as of the 14th day of February, 1997.
/s/ Maurice Marciano
--------------------------
Maurice Marciano
/s/ Paul Marciano
--------------------------
Paul Marciano
/s/ Armand Marciano
--------------------------
Armand Marciano
/s/ Gary W. Hampar
--------------------------
Gary W. Hampar
/s/ Joseph H. Sugerman
--------------------------
Joseph H. Sugerman
/s/ Marc E. Petas
---------------------------
Marc E. Petas
