SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
---------------
SCHEDULE 13G
(RULE 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED
PURSUANT TO RULES 13D-1(b), (c) AND (d) AND AMENDMENTS
THERETO FILED PURSUANT TO 13d-2(b)
(AMENDMENT NO. 3)
GUESS ?, INC.
---------------------------------------------
(NAME OF ISSUER)
COMMON STOCK
---------------------------------------------
(TITLE OF CLASS OF SECURITIES)
401617 10 5
---------------------------------------------
(CUSIP Number)
---------------
CUSIP NO. 401617 10 5 SCHEDULE 13G
- ----------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
Maurice Marciano
- ----------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_|
Group membership is acknowledged for purposes of (b) |X|
making a group filing pursuant to Rule 13d-1(k)(1) only
- ----------------------------------------------------------------------------
3 SEC USE ONLY
- ----------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Republic of France
- ----------------------------------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF 15,410,078
SHARES ------------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY 928,684
EACH ------------------------------------------
REPORTING 7 SOLE DISPOSITIVE POWER
PERSON 15,410,078
WITH ------------------------------------------
8 SHARED DISPOSITIVE POWER
928,684
- ----------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
16,338,762
- ----------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES* |X|
- ----------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
37.9%
- ----------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- ----------------------------------------------------------------------------
CUSIP NO. 401617 10 5 SCHEDULE 13G
- ----------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
Paul Marciano
- ----------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_|
Group membership is acknowledged for purposes of (b) |X|
making a group filing pursuant to Rule 13d-1(k)(1) only
- ----------------------------------------------------------------------------
3 SEC USE ONLY
- ----------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Republic of France
- ----------------------------------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF 12,164,169
SHARES ------------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY 813,351
EACH ------------------------------------------
REPORTING 7 SOLE DISPOSITIVE POWER
PERSON 12,164,169
WITH ------------------------------------------
8 SHARED DISPOSITIVE POWER
813,351
- ----------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
12,977,520
- ----------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES* |X|
- ----------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
30.1%
- ----------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- ----------------------------------------------------------------------------
CUSIP NO. 401617 10 5 SCHEDULE 13G
- ----------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
Armand Marciano
- ----------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_|
Group membership is acknowledged for purposes of (b) |X|
making a group filing pursuant to Rule 13d-1(k)(1) only
- ----------------------------------------------------------------------------
3 SEC USE ONLY
- ----------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Republic of France
- ----------------------------------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF 6,230,537
SHARES ------------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY -0-
EACH ------------------------------------------
REPORTING 7 SOLE DISPOSITIVE POWER
PERSON 6,230,537
WITH ------------------------------------------
8 SHARED DISPOSITIVE POWER
-0-
- ----------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
6,230,537
- ----------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES* |X|
- ----------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
14.5%
- ----------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- ----------------------------------------------------------------------------
CUSIP NO. 401617 10 5 SCHEDULE 13G
- ----------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
Gary W. Hampar
- ----------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_|
Group membership is acknowledged for purposes of (b) |X|
making a group filing pursuant to Rule 13d-1(k)(1) only
- ----------------------------------------------------------------------------
3 SEC USE ONLY
- ----------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- ----------------------------------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF -0-
SHARES ------------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY 813,351
EACH ------------------------------------------
REPORTING 7 SOLE DISPOSITIVE POWER
PERSON -0-
WITH ------------------------------------------
8 SHARED DISPOSITIVE POWER
813,351
- ----------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
813,351
- ----------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES* |X|
- ----------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
1.9%
- ----------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- ----------------------------------------------------------------------------
CUSIP NO. 401617 10 5 SCHEDULE 13G
- ----------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
Joseph H. Sugerman
- ----------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_|
Group membership is acknowledged for purposes of (b) |X|
making a group filing pursuant to Rule 13d-1(k)(1) only
- ----------------------------------------------------------------------------
3 SEC USE ONLY
- ----------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- ----------------------------------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF -0-
SHARES ------------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY 586,129
EACH ------------------------------------------
REPORTING 7 SOLE DISPOSITIVE POWER
PERSON -0-
WITH ------------------------------------------
8 SHARED DISPOSITIVE POWER
586,129
- ----------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
586,129
- ----------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES* |X|
- ----------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
1.4%
- ----------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- ----------------------------------------------------------------------------
CUSIP NO. 401617 10 5 SCHEDULE 13G
- ----------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
Marc E. Petas
- ----------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_|
Group membership is acknowledged for purposes of (b) |X|
making a group filing pursuant to Rule 13d-1(k)(1) only
- ----------------------------------------------------------------------------
3 SEC USE ONLY
- ----------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- ----------------------------------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF -0-
SHARES ------------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY 343,555
EACH ------------------------------------------
REPORTING 7 SOLE DISPOSITIVE POWER
PERSON -0-
WITH ------------------------------------------
8 SHARED DISPOSITIVE POWER
343,555
- ----------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
343,555
- ----------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES* |X|
- ----------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0.8%
- ----------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- ----------------------------------------------------------------------------
SCHEDULE 13G
This Amendment No. 3 (the "Amendment No. 3") amends and
supplements the Statement on Schedule 13G, dated February 14, 1997, as
amended by Amendment No. 1, dated February 17, 1998, and Amendment No. 2,
dated February 12, 1999 (the "Schedule 13G"), relating to shares of the
common stock, $.01 par value per share (the "Shares"), of Guess ?, Inc., a
Delaware corporation (the "Issuer"). Pursuant to Rule 13d-2 of Regulation
13D-G promulgated under the Securities Exchange Act of 1934, as amended
(the "Exchange Act"), the undersigned hereby file this Amendment No. 3 on
behalf of Maurice Marciano, Paul Marciano, Armand Marciano, Gary W. Hampar,
Joseph H. Sugerman and Marc E. Petas.
Unless otherwise indicated, each capitalized term used but not
otherwise defined herein shall have the meaning assigned to such term in
the Schedule 13G.
ITEM 4. OWNERSHIP.
Item 4 is hereby amended and supplemented as follows:
(a) Maurice Marciano beneficially owns 16,338,762 shares of Common Stock as
follows: 15,290,078 shares held indirectly as sole trustee of the
Maurice Marciano Trust; 30,000 shares held indirectly as sole advisor
of the Maurice Marciano 1990 Children's Trust; 586,129 shares held
indirectly as co-trustee of the Paul Marciano 1996 Grantor Retained
Annuity Trust; 342,555 shares held indirectly as co-trustee of the
Armand Marciano 1996 Grantor Retained Annuity Trust; and 90,000 shares
held indirectly as president of the Maurice Marciano Family Foundation.
Paul Marciano beneficially owns 12,977,520 shares of Common Stock as
follows: 12,164,169 shares held indirectly as sole trustee of the Paul
Marciano Trust; and 813,351 shares held indirectly as co-trustee of the
Maurice Marciano 1996 Grantor Retained Annuity Trust.
Armand Marciano beneficially owns 6,230,537 shares of Common Stock as
follows: 6,225,537 shares held indirectly as sole trustee of the Armand
Marciano Trust; 1,000 shares held indirectly as sole trustee of the
Armand Marciano Gift Trust-Anastasia; 1,000 shares held indirectly as
sole trustee of the Armand Marciano Gift Trust-Francisca; 1,000 shares
held indirectly as sole trustee of the Armand Marciano Gift
Trust-Harrison; 1,000 shares held indirectly as sole trustee of the
Armand Marciano Gift Trust-Dominique; and 1,000 shares held indirectly
as sole trustee of the Armand Marciano Gift Trust-Julien.
Gary W. Hampar beneficially owns 813,351 shares of Common Stock held
indirectly as co-trustee of the Maurice Marciano 1996 Grantor Retained
Annuity Trust.
Joseph H. Sugerman beneficially owns 586,129 shares of Common Stock as
follows: 586,129 shares held indirectly as co-trustee of the Paul
Marciano 1996 Grantor Retained Annuity Trust.
Marc E. Petas beneficially owns 343,555 shares of Common Stock as
follows: 342,555 shares held indirectly as co-trustee of the Armand
Marciano 1996 Grantor Retained Annuity Trust; and 1,000 shares held
indirectly as co-trustee of the Petas Family Trust.
(b) The 16,338,762 shares beneficially owned by Maurice Marciano represent
37.9% of the outstanding shares of the Common Stock. The 12,977,520
shares beneficially owned by Paul Marciano represent 30.1% of the
outstanding shares of the Common Stock. The 6,230,537 shares
beneficially owned by Armand Marciano represent 14.5% of the
outstanding shares of the Common Stock. The 813,351 shares beneficially
owned by Gary W. Hampar represent 1.9% of the outstanding shares of the
Common Stock. The 586,129 shares beneficially owned by Joseph H.
Sugerman represent 1.4% of the outstanding shares of the Common Stock.
The 343,555 shares beneficially owned by Marc E. Petas represent 0.8%
of the outstanding shares of the Common Stock.
Percentage ownership of the Common Stock is based on the number of
outstanding shares of Common Stock as reported in the Issuer's Form
10-Q for the quarter ended September 25, 1999.
(c) Maurice Marciano has (i) sole voting power with respect to 30,000
shares held indirectly as sole advisor of the Maurice Marciano 1990
Children's Trust, 15,290,078 shares held indirectly as sole trustee of
the Maurice Marciano Trust and 90,000 shares held indirectly as
president of the Maurice Marciano Family Foundation, except for the
restrictions on voting described in Item 8 of Schedule 13G; (ii) shared
voting power with respect to 586,129 shares held indirectly as
co-trustee of the Paul Marciano 1996 Grantor Retained Annuity Trust and
342,555 shares held indirectly as co-trustee of the Armand Marciano
1996 Grantor Retained Annuity Trust; (iii) sole dispositive power with
respect to 30,000 shares held indirectly as sole advisor of the Maurice
Marciano 1990 Children's Trust, 15,290,078 shares held indirectly as
sole trustee of the Maurice Marciano Trust and 90,000 shares held
indirectly as president of the Maurice Marciano Family Foundation,
except for the rights of first refusal described in Item 8 of Schedule
13G; and (iv) shared dispositive power with respect to 586,129 shares
held indirectly as co-trustee of the Paul Marciano 1996 Grantor
Retained Annuity Trust and 342,555 shares held indirectly as co-
trustee of the Armand Marciano 1996 Grantor Retained Annuity Trust.
Paul Marciano has (i) sole voting power with respect to 12,164,169
shares held indirectly as sole trustee of the Paul Marciano Trust,
except for the restrictions on voting described in Item 8 of Schedule
13G; (ii) shares voting power with respect to 813,351 shares held
indirectly as co-trustee of the Maurice Marciano 1996 Grantor Retained
Annuity Trust; (iii) sole dispositive power with respect to 12,164,169
shares held indirectly as sole trustee of the Paul Marciano Trust,
except for the rights of first refusal described in Item 8 of Schedule
13G; and (iv) shared dispositive power with respect to 813,351 shares
held indirectly as co-trustee of the Maurice Marciano 1996 Grantor
Retained Annuity Trust.
Armand Marciano has (i) sole voting power with respect to 6,225,537
shares held indirectly as sole trustee of the Armand Marciano Trust,
1,000 shares held indirectly as sole trustee of the Armand Marciano
Gift Trust-Anastasia, 1,000 shares held indirectly as sole trustee of
the Armand Marciano Gift Trust-Francisca, 1,000 shares held indirectly
as sole trustee of the Armand Marciano Gift Trust-Harrison, 1,000
shares held indirectly as sole trustee of the Armand Marciano Gift
Trust-Dominique, and 1,000 shares held indirectly as sole trustee of
the Armand Marciano Gift Trust-Julien, except for the restrictions on
voting described in Item 8 of Schedule 13G; (ii) no shared voting power
with respect to any shares; (iii) sole dispositive power with respect
to 6,225,537 shares held indirectly as sole trustee of the Armand
Marciano Trust, 1,000 shares held indirectly as sole trustee of the
Armand Marciano Gift Trust-Anastasia, 1,000 shares held indirectly as
sole trustee of the Armand Marciano Gift Trust-Francisca, 1,000 shares
held indirectly as sole trustee of the Armand Marciano Gift
Trust-Harrison, 1,000 shares held indirectly as sole trustee of the
Armand Marciano Gift Trust-Dominique, and 1,000 shares held indirectly
as sole trustee of the Armand Marciano Gift Trust-Julien, except for
the rights of first refusal described in Item 8 of Schedule 13G; and
(iv) no shared dispositive power with respect to any shares.
Gary W. Hampar has (i) no sole voting power with respect to any shares;
(ii) shared voting power with respect to 813,351 shares held indirectly
as co-trustee of the Maurice Marciano 1996 Grantor Retained Annuity
Trust; (iii) no sole dispositive power with respect to any shares; and
(iv) shared dispositive power with respect to 813,351 shares held
indirectly as co-trustee of the Maurice Marciano 1996 Grantor Retained
Annuity Trust.
Joseph H. Sugerman has (i) no sole voting power with respect to any
shares; (ii) shared voting power with respect to 586,129 shares held
indirectly as co-trustee of the Paul Marciano 1996 Grantor Retained
Annuity Trust; (iii) no sole dispositive power with respect to any
shares; and (iv) shared dispositive power with respect to 586,129
shares held indirectly as co-trustee of the Paul Marciano 1996 Grantor
Retained Annuity Trust.
Marc E. Petas has (i) no sole voting power with respect to any shares;
(ii) shared voting power with respect to 342,555 shares held indirectly
as co-trustee of the Armand Marciano 1996 Grantor Retained Annuity
Trust and 1,000 shares held indirectly as co-trustee of the Petas
Family Trust; (ii) no sole dispositive power with respect to any
shares; and (iv) shared dispositive power with respect to 342,555
shares held indirectly as co-trustee of the Armand Marciano 1996
Grantor Retained Annuity Trust and 1,000 shares held indirectly as
co-trustee of the Petas Family Trust.
SIGNATURE
After reasonable inquiry and to the best of their knowledge and
belief, the undersigned certify that the information set forth in this
statement is true, complete and correct.
February 10, 2000 Maurice Marciano
By: /s/ Maurice Marciano
------------------------------
Maurice Marciano
SIGNATURE
After reasonable inquiry and to the best of their knowledge and
belief, the undersigned certify that the information set forth in this
statement is true, complete and correct.
February 10, 2000 Paul Marciano
By: /s/ Paul Marciano
------------------------------
Paul Marciano
SIGNATURE
After reasonable inquiry and to the best of their knowledge and
belief, the undersigned certify that the information set forth in this
statement is true, complete and correct.
February 8, 2000 Armand Marciano
By: /s/ Armand Marciano
------------------------------
Armand Marciano
SIGNATURE
After reasonable inquiry and to the best of their knowledge and
belief, the undersigned certify that the information set forth in this
statement is true, complete and correct.
February 8, 2000 Gary W. Hampar
By: /s/ Gary W. Hampar
------------------------------
Gary W. Hamper
SIGNATURE
After reasonable inquiry and to the best of their knowledge and
belief, the undersigned certify that the information set forth in this
statement is true, complete and correct.
February 8, 2000 Joseph H. Sugerman
By: /s/ Joseph H. Sugerman
------------------------------
Joseph H. Sugerman
SIGNATURE
After reasonable inquiry and to the best of their knowledge and
belief, the undersigned certify that the information set forth in this
statement is true, complete and correct.
February 8, 2000 Marc E. Petas
By: /s/ Marc E. Petas
------------------------------
Marc E. Petas
EXHIBIT INDEX
Exhibit
Number Title Page
------ ----- ----
1 Joint Filing Agreement among the 19
Reporting Persons pursuant to Rule
13d-1(k)(1).
EXHIBIT 1
JOINT FILING AGREEMENT
The undersigned hereby agree that the Statement on Schedule 13G,
dated February 14, 1997 (the "Schedule 13G"), with respect to the common
stock, par value $.01 per shares, of Guess ?, Inc., is, and any amendments
thereto executed by each of us shall be, filed on behalf of each of us
pursuant to and in accordance with the provisions of Rule 13d-1(f) under
the Securities and Exchange Act of 1934, as amended, and that this
Agreement shall be included as an Exhibit to the Schedule 13G and each such
amendment. Each of the undersigned agrees to be responsible for the timely
filing of the Schedule 13G and any amendments thereto, and for the
completeness and accuracy of the information concerning itself contained
therein. This Agreement may be executed in any number of counterparts, all
of which taken together shall constitutes one and the same instrument.
IN WITNESS WHEREOF, the undersigned have executed this Agreement
as of the 14th day of February, 1997.
/s/ Maurice Marciano
---------------------------------
Maurice Marciano
/s/ Paul Marciano
---------------------------------
Paul Marciano
/s/ Armand Marciano
---------------------------------
Armand Marciano
/s/ Gary W. Hampar
---------------------------------
Gary W. Hampar
/s/ Joseph H. Sugerman
---------------------------------
Joseph H. Sugerman
/s/ Marc E. Petas
---------------------------------
Marc E. Petas
