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Previous: FIDELITY BANCORP INC /DE/, 10-Q, 1999-05-18 |
Next: OFFITBANK INVESTMENT FUND INC, 497, 1999-05-18 |
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<CAPTION>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT
TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES
THEREUNDER
Report for the Calendar Quarter Ended March 31, 1999.
- --------------------------------------------------------------------------------
(Please read instructions before preparing form.)
- --------------------------------------------------------------------------------
If amended report check here: |_|
OFFITBANK
- --------------------------------------------------------------------------------
Name of Institutional Investment Manager
520 Madison Avenue, New York, New York 10022
- --------------------------------------------------------------------------------
Business Address
(Street) (City) (State) (Zip)
Stephen B. Wells (212) 350-3807 Managing Director
- --------------------------------------------------------------------------------
Name, Phone No., and Title of Person Duly Authorized to Submit This Report
ATTENTION
- --------------------------------------------------------------------------------
Intentional misstatements or omissions of facts constitute
Federal Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
- --------------------------------------------------------------------------------
The institutional investment manager submitting this Form and its attachments
and the person by whom it is signed represent hereby that all information
contained therein is true, correct and complete. It is understood that all
required items, statements and schedules are considered integral parts of this
Form and that the submission of any amendment represents that all unamended
items, statements and schedules remain true, correct and complete as previously
submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the City of New York and State of New York on the 16th day of
November, 1998.
OFFITBANK
----------------------------------------------
(Name of Institutional Investment Manager)
/s/Stephen B. Wells
---------------------------------------------
( Manual Signature of Person Duly Authorized
to Submit this Report)
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filled (other than the one filing this report): (List
in alphabetical order.) 13F File Numbers will be assigned to Institutional
Investment Managers after they file their first report.
Name: 13F File No.: Name: 13F File No.:
- ------------------ ----------------- ----------------- ---------------
1. 6.
- ------------------ ----------------- ----------------- ---------------
2. 7.
- ------------------ ----------------- ----------------- ---------------
3. 8.
- ------------------ ----------------- ----------------- ---------------
4. 9.
- ------------------ ----------------- ----------------- ---------------
5. 10.
- ------------------ ----------------- ----------------- ---------------
<PAGE>
VALUE SHARES/ SH/ PUT/ INVSTMT -----VOTING AUTHORITY-----
NAME OF ISSUER -TITLE OF CLASS- --CUSIP-- (x$1000) PRN AMT PRN CALL DSCRETN -MANAGERS- SOLE SHARED NONE
<S> <C> <C> <C> <C> <C> <C> <C>
ABBOTT LABS COM 2824100 1123 24000 SH X X
AEGON N V ORD AMER REG 7924103 31 348 SH X X
AETNA INC COM 8117103 33 400 SH X X
AIR PRODUCTS & CHEM INC COM 9158106 55 1600 SH X X
AIRTOUCH COMMUNICATIONS COM 00949T100 63 652 SH X X
AKZO NOBEL NV SPONS ADR 10199305 30 800 SH X X
ALBERTSONS INC COM 13104104 348 6400 SH X X
ALCAN ALUM LTD COM 13716105 15 600 SH X X
ALDILA INC COM 14384101 3 1700 SH X X
ALLEGHENY ENERGY INC COM 17361106 27 900 SH X X
ALLIED SIGNAL INC COM 1951210 51 1036 SH X X
ALLSTATE FINANCING I PFD 7.950% 20013207 51 2000 SH X X
AMAX GOLD INC COM 23120108 0 98 SH X X
AMERCO INC SER A PFD 8.500% 23586209 26 1000 SH X X
AMERICAN ELEC PWR INC COM 25537101 14 350 SH X X
AMERICAN EXPRESS CO COM 25816109 236 2000 SH X X
AMERICAN GEN CORP COM 26351106 42 598 SH X X
AMERICAN GENL CAP PFD 8.125% 02637F301 25 1000 SH X X
AMERICAN HOME PRODS
CORP COM 26609107 137 2100 SH X X
AMERICAN INTL GROUP INC COM 26874107 295 2449 SH X X
AMERICAN MICRO DEVICES
INC COM 2751910 0 100 SH X X
AMERICAN STANDAR CO COM 29712106 7 200 SH X X
AMERITECH CORP NEW COM 30954101 100 1728 SH X X
ANALOG DEVICES INC COM 32654105 62 2100 SH X X
ANTARCTICA DO NORDESTE-
PREF 2039615 205 2741721 SH X X
APPLE COMPUTER INC COM 3783310 4 100 SH X X
APPLIED MATERIALS INC COM 38222105 49 800 SH X X
AQUARION CO COM 03838W101 32 1170 SH X X
ARCHER DANIELS MIDLAND
CO COM 39483102 23 1600 SH X X
ARROW ELECTRS INC COM 42735100 6 400 SH X X
ASHLAND INC COM 44204105 6 150 SH X X
ASSOCIATES FIRST CAP
CORP CL A COM 46008108 5 114 SH X X
AT & T CORP COM 1957109 282 3531 SH X X
ATLANTIC RICHFIELD CO COM 48825103 540 7390 SH X X
AUTOLIV INC COM 52800109 280 7442 SH X X
AVERY DENNISON CORP COM 53611109 1190 20700 SH X X
AVNET INC COM 53807103 6 150 SH X X
BALTIMORE GAS & ELEC CO COM 59165100 43 1710 SH X X
BANCO GALICIA BUENOS
AIRES SPONS ADR 59538207 1566 97498 SH X X
BANCO HIPOTECARIO
WARRANTS DUE 3/15/00
EXER BY
3/1/00 05961A111 57 88000 SH X X
<PAGE>
BANCO HIPOTECARIO
WARRANTS DUE 3/15/00
EXE BY
03/01/00 ARP1330H1 8 12000 SH X X
BANCO ITAU S.A. LOCAL PN 2459581 1234 2453 SH X X
BANK OF NEW YORK INC COM 64057102 180 5000 SH X X
BANK ONE CORP COM NEW 06423A103 22 400 SH X X
BANK UNITED TEXAS PFD 10.120
SER A 65414203 13 500 SH X X
BANKAMERICA CORP COM NEW 06605F102 259 3667 SH X X
BARBEQUES GALORE LTD SPONS ADR 67091108 31 5000 SH X X
BARCLAYS BK PLC PFD 11.250% 06738C505 27 1000 SH X X
BECKMAN COULTER INC COM 75811109 22 500 SH X X
BELL ATLANTIC CORP COM 77853109 324 6264 SH X X
BELLSOUTH CORP COM 79860102 333 8320 SH X X
BELO A H CORP COM SER A 80555105 49 2700 SH X X
BEN & JERRYS HOMEMADE
INC CL A COM 81465106 76 2700 SH X X
BERKSHIRE HATHAWAY INC CL B COM 84670207 106 45 SH X X
BERKSHIRE HATHAWAY INC
DEL CL A COM 84670108 143 2 SH X X
BESTFOODS COM 08658U101 28 600 SH X X
BETHLEHEM STEEL CORP CV PFD $2.50 87509402 53 2000 SH X X
BLOCK H & R INC COM 93671105 28 600 SH X X
BOEING CO COM 9702310 54 1600 SH X X
BP AMOCO PLC ADR SPONS 55622104 383 3789 SH X X
BRADESCO LOCAL PN 2074520 603 114100 SH X X
BRADY ENERGY CORP PFD SER B 104686308 0 30 SH X X
BROWN FORMAN CORP CL A COM 115637100 16 300 SH X X
BT PFD CAP TRUST I PFD 8.125% 55839203 26 1000 SH X X
BURLINGTON NORTHN
SANTA FE COM 12189T104 1 27 SH X X
BURLINGTON RESOURCES COM 122014103 19 47 SH X X
CABOT CORP COM 127055101 3 150 SH X X
CANADIAN PAC LTD NEW COM 135923100 21 050 SH X X
CANON INC SPONS ADR 138006309 24 1000 SH X X
CAROLINA PWR & LT CO COM 144141108 19 500 SH X X
CARSO GLOBAL TELECOM LOCAL SER A1 2178336 312 60292 SH X X
CATERPILLAR INC COM 14912310 220 4798 SH X X
CELLCOM CORP NEW COM 151154309 1 2000 SH X X
CEMEX S.A. DE C.V. LOCAL CPO 2183578 938 230175 SH X X
CENDANT CORP COM 151313103 38 2400 SH X X
CENTAUR FUNDING CORP PFD 9.08%
04/21/20
144A 151327202 13710 120000 SH X X
CENTRAL NEWSPAPERS INC CL A COM 154647101 25 800 SH X X
CHAMPION INTL CORP COM 158525105 16 400 SH X X
CHASE MANHATTAN CORP NEW COM 16161A108 32 394 SH X X
CHASE MANHATTAN CORP
NEW PFD C 10.84% 16161A884 15 500 SH X X
CHASE PFD CAP CORP PFD 8.10% 161637202 26 1000 SH X X
CHEVRON CORP COM 166751107 339 3820 SH X X
CHUBB CORP REIT 171232101 20 350 SH X X
CIA ENERGETICA DE
BRASILIA ON 2181185 26 2220 SH X X
CIA ENERGETICA MINAS
GERAIS LOCAL PN 2192712 813 36901 SH X X
CIFRA S.A. LOCAL V 2135212 1192 760961 SH X X
CIGNA CORP COM 125509109 38 450 SH X X
CIRCUIT CITY STORE INC COM 17273710 74 960 SH X X
CITIGROUP INC COM 172967101 202 3161 SH X X
<PAGE>
CLEVELAND ELEC ILLUM CO PFD $90
SER S 186108676 203 200 SH X X
CNF TRANSPORTATION INC COM 12612W104 408 10800 SH X X
COCA COLA CO COM 191216100 138 2250 SH X X
COCA-COLA FEMSA S.A. SPONS ADR 191241108 711 43600 SH X X
COELCE LOCAL PN A 2203368 336 135884 SH X X
COLGATE PALMOLIVE CO COM 194162103 177 1920 SH X X
COMC INC 12614F10 0 100 SH X X
COMCAST CORP SPCL CL A COM 200300200 25 400 SH X X
COMED FINANCING I PFD 8.480% 20033V209 25 1000 SH X X
COMPUTER SCIENCES CORP COM 205363104 55 1000 SH X X
CON EDISON OF NY PFD 7.750% 209111848 25 1000 SH X X
CONAGRA INC COM 205887102 26 1000 SH X X
CONSOL FREIGHTWAYS CORP COM 209232107 14 1150 SH X X
CONSOLIDATED NAT GAS CO COM 20961510 1 11 SH X X
CONSOLIDATED PAPERS INC COM 209759109 5 200 SH X X
COOPER TIRE & RUBR CO COM 216831107 6 300 SH X X
CORN PRODS INTL INC COM 219023108 2 75 SH X X
CORNING INC COM 219350105 168 2800 SH X X
CROWN CORK & SEAL INC COM 228255105 44 1530 SH X X
CSC HOLDINGS INC PFD 11.125%
SER M P-I-K 126304401 7780 67654 SH X X
CSX CORP COM 126408103 35 900 SH X X
CVRD - VALE DO RIO DOCE
PNA PN A 2257127 1650 102012 SH X X
CVS CORP COM 126650100 1 14 SH X X
CYPRUS AMAX MINERALS CO COM 232809103 13 1100 SH X X
DARDEN RESTAURANTS INC COM 237194105 83 4000 SH X X
DELTA AIR LINES INC DEL COM 24736110 14 200 SH X X
DESC SOCIEDAD DE
FOMENTO SPONS ADR 250309101 678 25400 SH X X
DEUTSCHE BK AG SPONS ADR 251525309 10 200 SH X X
DIAGEO PLC COM 237400 34 3000 SH X X
DIMON INC 254394109 11 3000 SH X X
DOMINION RES INC VA COM 257470104 15 400 SH X X
DONNELLEY R R & SONS CO COM 257867101 317 9850 SH X X
DOVER CORP COM 260003108 33 1000 SH X X
DOW CHEMICAL COM 260543103 112 1200 SH X X
DU PONT E I DE NEMOURS COM 263534109 93 1600 SH X X
DUN & BRADSTREET CORP
DEL COM 26483B106 36 1000 SH X X
EASTERN AIR LINE PFD $3.24 276191863 22 2037 SH X X
EASTERN STAINLESS CORP COM CL B 277044202 0 88 SH X X
EASTMAN CHEM CO COM 277432100 29 693 SH X X
EASTMAN KODAK CO COM 277461109 126 1975 SH X X
EATON CORP COM 278058102 1267 17715 SH X X
EG & G INC COM 268457108 34 1300 SH X X
EL PASO ENERGY CORP DEL COM 283905107 1 22 SH X X
ELECTRONIC DATA SYS
CORP COM 285661104 44 900 SH X X
ELETROBRAS LOCAL PN B 2308445 183 8850 SH X X
EMBRATEL PARTICIPACOE-
PREF LOCAL 2292559 1443 87130 SH X X
EMERSON ELEC CO COM 291011104 376 7100 SH X X
ENGELHARD CORP COM 292845104 7 424 SH X X
EQUIFAX INC COM 294429105 17 500 SH X X
<PAGE>
EQUITY RESIDENT PROP PFD 9.125% 29476L305 25 1000 SH X X
EXXON CORP COM 302290101 707 10024 SH X X
FABRICA TECIDO RENAUX PN 2329974 274 1588755 SH X X
FED DEPT STORES WTS C EXP
12/19/99 31410H119 12 749 SH X X
FED DEPT STORES WTS D EXP
12/19/01 31410H127 12 749 SH X X
FEDERAL NATL MTG ASSN COM 313586109 388 5600 SH X X
FIFTH THIRD BANCORP COM 316773100 209 3170 SH X X
FIRST DATA CORP COM 319963104 150 3500 SH X X
FISHER COS INC COM 337756209 1857 32024 SH X X
FORD MOTOR CO DEL COM 34537010 12 220 SH X X
FORD MOTOR COMPANY COM 345370100 23 400 SH X X
FORTUNE BRANDS INC COM 349631101 8 212 SH X X
FOUNDATION HEALTH SYS
INC COM 350404109 7 600 SH X X
FREEPORT-MCMORAN PFD SER GOLD 35671D600 1156 75500 SH X X
FREMONT GEN FING I PFD 9% 356905208 26 1000 SH X X
GALACTIC RESOURCES LTD COM 362903106 0 1500 SH X X
GALLAHER GROUP PLC SPONS ADR 363595109 5 212 SH X X
GANNETT INC COM 364730101 151 2400 SH X X
GARDNER NOMINEE -
GARDNER 999999999 1705 17811 SH X X
GENENTECH INC SPL COM 368710307 798 900 SH X X
GENERAL ELEC CO COM 369604103 3279 29640 SH X X
GENERAL MILLS INC COM 37033410 302 4000 SH X X
GENERAL MTRS CORP COM 370442105 26 300 SH X X
GENUINE PARTS CO COM 37246010 81 2800 SH X X
GILLETTE CO COM 375766102 224 3770 SH X X
GOODYEAR TIRE & RUBR COM 382550101 27 550 SH X X
GREAT ATLANTIC & PAC
TEA COM 390064103 5 150 SH X X
GREAT LAKES CHEM CORP COM 390568103 18 500 SH X X
GRUPO ELEKTRA S.A. SPONS GDR 40050A102 469 72100 SH X X
GRUPO INDUSTRIAL BIMBO LOCAL A 2392471 894 402222 SH X X
GRUPO MODELO S.A. LOCAL C 2380539 1095 427800 SH X X
GRUPO TELEVISA S.A.
DE C.V. SPONS ADR 40049J206 295 9400 SH X X
GTE CORP COM 362320103 244 4038 SH X X
GUARARAPES ON 6038 1903 1035 SH X X
HANSON PLC SPONS ADR 411352404 26 600 SH X X
HARTFORD CAP I PFD SER A
7.7% 416315208 25 1000 SH X X
HARTFORD FINL SVCS GRP COM 416515104 859 15124 SH X X
HASBRO INC COM 418056107 30 1050 SH X X
HAYES LEMMERZ INTL INC COM 420781106 47 2000 SH X X
HEINEKEN HOLDING NV CL A COM 5458154 31 750 SH X X
HEWLETT PACKARD CO COM 428236103 217 3200 SH X X
HILLENBRAND INDUSTRIES
INC COM 431573104 12 250 SH X X
HITACHI LTD SPONS ADR 433578507 58 800 SH X X
HOUGHTON MIFFLIN CO COM 441560109 98 2100 SH X X
HUANENG PWR INTL INC SPONS ADR N
SHS 443304100 20 2000 SH X X
HUBBELL INC CL B COM 443510201 74 1850 SH X X
IMMUNEX CORP NEW COM 452528102 333 4000 SH X X
IMPERIAL CHEMICAL SPONS ADR 452704505 29 800 SH X X
IMS HEALTH INC COM 449934108 215 6500 SH X X
<PAGE>
INGERSOLL RAND CO COM 456866102 45 900 SH X X
INSD MUNI INC TR UNIT TRUST
SER 80 M 458083524 5 25 SH X X
INTEL CORP COM 458140100 203 1710 SH X X
INTERDIGITAL COMM GROUP RESTRICTED 45866A915 23 5000 SH X X
INTERNATIONAL PAPER CO COM 460146103 21 500 SH X X
INTL BUSINESS MACHINES COM 459200101 4303 24278 SH X X
INTL BUSINESS MACHINES PFD 7.500% 459200309 27 1000 SH X X
INTL CABLETEL WTS 459216115 0 210 SH X X
ITT INDUSTRIES INC COM 450911102 221 6250 SH X X
JEFFERSON PILOT CORP COM 475070108 41 600 SH X X
JOHNSON & JOHNSON COM 478160104 4514 48274 SH X X
JPS TEXTILES GRP INC CL A 4.66E+112 0 720 SH X X
KATY INDS INC COM 486026107 117 9000 SH X X
KELLY SVCS INC CL A COM 488152208 11 400 SH X X
KEYSPAN ENERGY PFD SER AA
7.95 49337K205 343 13000 SH X X
KIMBERLY CLARK CORP COM 494368103 671 14000 SH X X
KLA-TENCOR CORP COM 482480100 63 1300 SH X X
KOLL REAL ESTATE GROUP
INC COM 500434105 0 16 SH X X
KOLL REAL ESTATE GROUP
INC CV PFD SER A 500434204 0 16 SH X X
KYOCERA CORP SPONS ADR 501556203 42 800 SH X X
LANDSING PACIFIC FUND REIT 515096105 0 2730 SH X X
LIMITED INC COM 532716107 127 3200 SH X X
LINCOLN NATL CAP I PFD 8.750% 534177209 26 1000 SH X X
LINCOLN NATL CAPITAL II PFD 8.350% 534178207 26 1000 SH X X
LITTON INDS INC COM 538021106 6 100 SH X X
LOCKHEED MARTIN CORP COM 539830109 19 500 SH X X
LOEWS CORP COM 540424108 707 9479 SH X X
LUBRIZOL CORP COM 549271104 3 150 SH X X
LUCENT TECHNOLOGIES INC COM 549463107 284 2628 SH X X
MAKITA CORP NEW SPONS ADR 560877300 17 1500 SH X X
MARSH & MCLENNAN COS
INC COM 571748102 45 600 SH X X
MARTIN MARIETTA MTLS
INC COM 573284106 20 350 SH X X
MAY DEPT STORES CO COM 577778103 1 225 SH X X
MBIA INC COM 55262C100 6 100 SH X X
MCDONALDS CORP COM 580135101 150 3300 SH X X
MCI CAP I PFD 8.000% 55267Y206 25 1000 SH X X
MEAD CORP COM 582834107 9 300 SH X X
MEDIAONE FING A PFD 7.960% 583937206 25 1000 SH X X
MEDIAONE GROUP INC COM 58440J104 162 2552 SH X X
MEDTRONIC INC COM 585055106 229 3184 SH X X
MERCK & CO INC COM 589331107 8546 106662 SH X X
MERRILL LYNCH PFD CAP PFD 7.750% 589977206 52 2000 SH X X
MICROSOFT CORP COM 594918104 179 2000 SH X X
MILLENNIUM CHEMICALS
INC COM 599903101 8 400 SH X X
MINNESOTA MNG & MFG CO COM 604059105 57 800 SH X X
MINNESOTA PWR & LT CO COM 604110106 40 2000 SH X X
MISSOURI LINCOLN TR NET
PR LTD PART 99D264350 7 19 SH X X
MITCHELL ENERGY & DEV
CORP CL A COM 606592202 6 500 SH X X
MITCHELL ENERGY & DEV
CORP CL B COM 606592301 6 500 SH X X
<PAGE>
MOBIL CORP COM 607059102 35 400 SH X X
MONSANTO CO COM 611662107 60 1300 SH X X
MORGAN J P & CO INC COM 616880100 84 680 SH X X
MORGAN ST DN WTTR & CO COM NEW 617446448 195 1950 SH X X
MORGAN STANLEY EQ GRWTH 73232471 552 16331 SH X X
MORTON INTL INC IND NEW COM 619335102 1222 33250 SH X X
MOTOROLA INC COM 620076109 150 2054 SH X X
NATIONAL SEMICONDUCTOR
CORP COM 637640103 4 400 SH X X
NCH CORP COM 628850109 10 200 SH X X
NCR CORP NEW COM 6.29E+112 10 195 SH X X
NESTLE S.A. SPONS ADR 641069406 23 250 SH X X
NEXTEL COMM INC WTS 65332V152 1 125 SH X X
NIELSEN MEDIA RESH INC COM 653929307 185 7500 SH X X
NIKE INC CL B 654106103 16 200 SH X X
NORFOLK SOUTHN CORP COM 655844108 54 2050 SH X X
NORTHERN TR CORP COM 665859104 240 2700 SH X X
NUCOR CORP COM 670346105 44 1000 SH X X
OCCIDENTAL PETROLEUM
CORP COM 674599105 20 1100 SH X X
OCTEL CORP COM 675727101 2 125 SH X X
OLD REP INTL CORP COM 680223104 5 300 SH X X
OLSTEN CORP COM 681385100 6 1000 SH X X
OWENS CORNING COM 69073F103 6 200 SH X X
PACIFIC GAS & ELEC CO 1ST PFD
5.50% 694308305 1 34 SH X X
PACIFIC TELESIS FING I PFD 7.560% 694887209 25 1000 SH X X
PACIFICORP COM 69511410 13 726 SH X X
PAO DE ACUAR LOCAL PN 2667771 1183 81343 SH X X
PASQUA INC PFD SER B 701998205 0 24432 SH X X
PENNEY J C CO COM 708160106 53 1300 SH X X
PEPSICO INC COM 713448108 8 200 SH X X
PEREZ COMPANC S.A. -B
LOCAL 2681931 416 88400 SH X X
PETROFLEX ON 2682354 48 4060 SH X X
PETROLEO BRASILEIRO
S.A. LOCAL PN 2684532 1345 9830 SH X X
PFIZER INC COM 717081103 6277 45241 SH X X
PHELPS DODGE CORP COM 717265102 25 500 SH X X
PHILEX MINING CORP CLASS B 71814230 9 3681 SH X X
PHILIP MORRIS COS INC COM 718154107 413 11730 SH X X
PHILLIPS PETE CO COM 718507106 24 500 SH X X
PHOSPHATE RESOURCE
PARTNERS COM 719217101 6 500 SH X X
POTOMAC ELEC PWR CO COM 737679100 23 1000 SH X X
PRAXAIR INC COM 74005P104 22 600 SH X X
PROCTER & GAMBLE CO COM 742718109 186 1900 SH X X
PROVIDIAN FINL CORP COM 74406A102 66 600 SH X X
PUBLIC SVC ENTERPRISES COM 74457310 1 34 SH X X
PUGET SOUND ENERGY INC COM 745332106 6 250 SH X X
QUANTUM CORP COM 747906105 14 750 SH X X
RAYCHEM CORP COM 754603108 52 2300 SH X X
RAYONIER INC COM 754907103 3 63 SH X X
RAYTHEON CO CL B 755111408 48 812 SH X X
REGIONS FINL CORP COM 758940100 14 400 SH X X
<PAGE>
REPUBLIC NEW YORK CORP COM 760719104 14 300 SH X X
RJR NABISCO HLDGS CORP NEW COM 74960K876 13 500 SH X X
ROYAL DUTCH PETE CO NY REG
SHS 1.25 780257804 208 4000 SH X X
SARA LEE CORP COM 803111103 406 16400 SH X X
SBC COMM INC FPD 8.500% 694889205 52 2000 SH X X
SBC COMMUNICATIONS INC COM 78387G103 319 6770 SH X X
SCHERING PLOUGH CORP COM 806605101 8488 153628 SH X X
SCHLUMBERGER LTD COM 806857108 1342 22300 SH X X
SCHWEITZER-MAUDUIT INTL
INC COM 808541106 15 1330 SH X X
SCIOS INC COM 808905103 1 100 SH X X
SCRIPPS E W CO OHIO CL A COM 811054204 27 600 SH X X
SEALED AIR CORP NEW PFD CONV 81211K209 0 0 SH X X
SEARS ROEBUCK & CO COM 812387108 43 950 SH X X
SERVICEMASTER COMPANY COM 81760N109 108 5314 SH X X
SHARP CORP UNSPONS ADR 819882200 42 400 SH X X
SHERWIN WILLIAMS CO COM 824348106 51 1800 SH X X
SIGMA ALDRICH CORP COM 826552101 12 400 SH X X
SIGMA ALIMENTOS S.A. LOCAL B 2806068 599 282128 SH X X
SKF AB SPONS ADR 784375404 25 1800 SH X X
SLM HOLDING CORP COM 78442A109 58 1400 SH X X
SNAP ON INC COM 833034101 162 5600 SH X X
SORIANA S.A. LOCAL B 2620172 1501 434900 SH X X
SPRINT CORP COM 852061100 1982 20200 SH X X
SPRINT CORP PCS COM
SER 1 852061506 448 10100 SH X X
ST PAUL COS INC COM 792860108 22 700 SH X X
STANLEY WKS COM 854616109 77 3000 SH X X
STATE STREET CORP COM 857477103 66 800 SH X X
SUNAMERICA CAP TR II PFD 8.35% 867022204 26 1000 SH X X
TCI COMM FINANCING I PFD 8.72% 872285200 26 1000 SH X X
TECH DATA CORP COM 878237106 2 100 SH X X
TEECO PPTYS LP CO COM 87900210 0 1080 SH X X
TELECOM ARGENTINA S.A. SPONS ADR 879273209 590 21490 SH X X
TELEFONICA DE ARGENTINA SPONS ADR B 879378206 680 22470 SH X X
TELEFONICA DE
ESPANA S A SPONS ADR 879382208 65 510 SH X X
TELEGRAAF HOLDINGS MIJ COM 5062919 59 2400 SH X X
TELESP CELLULAR LOCAL PN B 2246954 893 24287 SH X X
TELESP CELULAR PARTIC-
PREF LOCAL 2292690 131 15920 SH X X
TELESP FIXED LOCAL PN 2882541 1090 9009 SH X X
TELESP PARTICIPACOES-
PREF LOCAL 2292720 317 15350 SH X X
TELESUDESTE CELULAR-
PREF LOCAL 2292753 163 40400 SH X X
TENN VALLEY AUTH SER A PFD 7.5% 880591201 41 1600 SH X X
TENNECO INC COM NEW 8.80E+105 17 600 SH X X
TENNESSEE VALLEY AUTH PFD 8.000% 880591102 25 1000 SH X X
TERADYNE INC COM 880770102 25 450 SH X X
TEXTRON INC COM 883203101 22 280 SH X X
TIBRAS PN B 2886543 177 7719 SH X X
TIBRAS PN A 2886554 87 4093 SH X X
TIFFANY & CO COM NEW 886547108 90 1200 SH X X
TIME WARNER CAP I PFD 8.875% 88731G204 26 1000 SH X X
<PAGE>
TIME WARNER INC COM 887315109 361 5102 SH X X
TORCHMARK CAP LLC PFD 9.180% 891025207 25 1000 SH X X
TRANSCANADA PIPELINES
LTD COM 893526103 19 1500 SH X X
TRAVELERS P&C CAP I PFD 8.08% 893931204 25 1000 SH X X
TRICON GLOBAL
RESTAURANTS COM 895953107 1 20 SH X X
TYSON FOODS INC CL A COM 902494103 4 200 SH X X
U S WEST INC NEW COM 91273H101 71 1286 SH X X
UNIBANCO SPONS GDR 9.05E+111 2969 154259 SH X X
UNILEVER N V - NY
SHARES ADR COM 904784501 106 1600 SH X X
UNION CAMP CORP COM 905530101 47 700 SH X X
UNION CARBIDE CORP COM 905581104 25 550 SH X X
UNION PAC CORP COM 907818108 171 3200 SH X X
UNION PAC RES GROUP INC COM 907834105 3 254 SH X X
UNITED HEALTHCARE CORP COM 910581107 26 500 SH X X
UNITED TECHNOLOGIES
CORP COM 91301710 2050 15134 SH X X
UNUM CORP COM 903192102 152 3200 SH X X
V F CORP COM 918204108 10 200 SH X X
VARIAN ASSOC INC COM 922204102 97 2500 SH X X
VIACOM INC WTS 925524126 0 1362 SH X X
VICUNHA NORDESTE S.A. PN B 2350491 12 70652 SH X X
VIRGINIA PWR CAP TR PFD 8.050% 928082205 25 1000 SH X X
WAL MART STORES INC COM 931142103 959 10400 SH X X
WALT DISNEY CO COM 254687106 95 3060 SH X X
WARNER LAMBERT CO COM 934488107 60 900 SH X X
WASHINGTON MUT INC COM 939322103 41 1000 SH X X
WASHINGTON POST CO CL B 939640108 13 25 SH X X
WASTE MGMT INC COM 94106L109 31 688 SH X X
WD 40 CO COM 929236107 9 300 SH X X
WEATHERFORD INTL INC NEW COM 947074100 241 9212 SH X X
WELLS FARGO & CO NEW COM 949746101 110 3150 SH X X
WERNER ENTERPRISES INC COM 950755108 15 937 SH X X
WESTERN RESOURCES INC COM 959425109 27 1000 SH X X
WESTVACO CORP COM 961548104 27 1264 SH X X
WEYERHAEUSER CO COM 962166104 44 800 SH X X
WHIRLPOOL CORP COM 963320106 44 800 SH X X
WISCONSIN ENERGY CORP COM 976657106 8 300 SH X X
WITCO CORP COM 977385103 843 66750 SH X X
XEROX CORP COM 984121103 1282 24600 SH X X
--------------------
TOTALS $129,085 9,913
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