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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT
TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES
THEREUNDER
Report for the Calendar Quarter Ended June 30, 1999.
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(Please read instructions before preparing form.)
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If amended report check here: |_|
OFFITBANK
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Name of Institutional Investment Manager
520 Madison Avenue, New York, New York 10022
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Business Address
(Street) (City) (State) (Zip)
Stephen B. Wells (212) 350-3807 Managing Director
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Name, Phone No., and Title of Person Duly Authorized to Submit This Report
ATTENTION
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Intentional misstatements or omissions of facts constitute
Federal Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
- --------------------------------------------------------------------------------
The institutional investment manager submitting this Form and its attachments
and the person by whom it is signed represent hereby that all information
contained therein is true, correct and complete. It is understood that all
required items, statements and schedules are considered integral parts of this
Form and that the submission of any amendment represents that all unamended
items, statements and schedules remain true, correct and complete as previously
submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the City of New York and State of New York on the 16th day of
November, 1998.
OFFITBANK
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(Name of Institutional Investment Manager)
/s/Stephen B. Wells
---------------------------------------------
( Manual Signature of Person Duly Authorized
to Submit this Report)
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filled (other than the one filing this report): (List
in alphabetical order.) 13F File Numbers will be assigned to Institutional
Investment Managers after they file their first report.
Name: 13F File No.: Name: 13F File No.:
- ------------------ ----------------- ----------------- ---------------
1. 6.
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2. 7.
- ------------------ ----------------- ----------------- ---------------
3. 8.
- ------------------ ----------------- ----------------- ---------------
4. 9.
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5. 10.
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<PAGE>
<TABLE>
<CAPTION>
13F REPORT PAGE 1
6/30/99
ASSET NAME CUSIP MARKET SHARES
- ----------------------------- ----------------------------- -------------- ------------ ---------------
<S> <C> C> <C> <C>
ABBOTT LABS COMMON 2824100 1265055 27880
ABITIBI-CONSOLIDATED INC COMMON 3924107 86450 7600
ACE LTD/BERMUDA ORD COMMON G0070K103 295495 10460
ADAPTEC INC COMMON 00651F108 137716.8 3900
AEGON N V ORD AMER REG 7924103 176451.09 2386.5
AES CORP COMMON 00130H105 220875 3800
AETNA INC COMMON 8117103 205705.1 2300
AIR EXPRESS INTL CORP COMMON 9104100 57093.75 2250
AIR PRODUCTS & CHEM INC COMMON 9158106 64400 1600
AKZO NOBEL NV SPONS ADR 10199305 33900 800
ALBERTSONS INC COMMON 13104104 329996.8 6400
ALCAN ALUM LTD COMMON 13716105 63874 2000
ALCOA INC COMMON 13817101 495000 8000
ALDILA INC COMMON 14384101 3133.1 1700
ALLIED SIGNAL INC COMMON 1951210 65268 1036
ALLMERICA FINL CORP COMMON 19754100 285816.4 4700
ALLSTATE CORP COMMON 20002101 227196.22 6332.99
ALLSTATE FINANCING I PFD 7.950% 20013207 50500 2000
ALTERA CORP COMMON 21441100 265046.4 7200
ALZA CORP COMMON 22615108 274725 5400
AMAZON COM INC COMMON 23135106 75075 600
AMERCO INC SER A PFD 8.500% 23586209 26000 1000
AMERICA ONLINE INC COMMON 02364J104 319000 2900
AMERICAN EAGLE OUTFITTERS COMMON 2.55E+109 182000 4000
AMERICAN ELEC PWR INC COMMON 25537101 120198.4 3200
AMERICAN EXPRESS CO COMMON 25816109 260250 2000
<PAGE>
13F REPORT PAGE 2
6/30/99
ASSET NAME CUSIP MARKET SHARES
- ----------------------------- ----------------------------- -------------- ------------ ---------------
AMERICAN GEN CORP COMMON 26351106 290043 3848
AMERICAN GENL CAP PFD 8.125% 02637F301 25062 1000
AMERICAN HOME PRODS CORP COMMON 26609107 45900 800
AMERICAN INTL GROUP INC COMMON 26874107 550957.75 4699
AMERICAN STANDAR CO COMMON 29712106 67200 1400
AMERICAN TOWER CORP CL A COMMON 29912201 280800 11700
AMERITECH CORP NEW COMMON 30954101 518763 7058
AMES DEPT STORES INC COMMON NEW 30789507 68437.5 1500
ANADARKO PETE CORP COMMON 32511107 198784.8 5400
ANALOG DEVICES INC COMMON 32654105 696093.69 13870
ANHEUSER BUSCH COS INC COMMON 35229103 212811 3000
ANTARCTICA DO NORDESTE-PREF 2039615 204415.37 2741721
APARTMENT INVT & MGMT CO CL A REIT 03748R101 54591.75 1277
APPLE COMPUTER INC COMMON 37833100 143567.2 3100
APPLEBEES INTL INC COMMON 37899101 75312.5 2500
APPLIED MATERIALS INC COMMON 38222105 206850 2800
AQUARION CO COMMON 03838W101 40876.29 1170
ARDENT SOFTWARE INC COMMON 39794102 23375 1100
ARROW ELECTRS INC COMMON 42735100 68400 3600
ASHLAND INC COMMON 44204105 104325 2600
ASSOCIATES FIRST CAP CORP CL A COMMON 46008108 393330.25 8914
ASTORIA FINL CORP COMMON 46265104 165422.8 3765
AT & T CORP COMMON 1957109 1142136.76 20464
AT&T CORP-LIBERTY MEDIA CL A COMMON 1957208 397194 10808
ATLANTIC RICHFIELD CO COMMON 48825103 726153.78 8690
<PAGE>
13F REPORT PAGE 3
6/30/99
ASSET NAME CUSIP MARKET SHARES
- ----------------------------- ----------------------------- -------------- ------------ ---------------
ATLAS AIR INC COMMON 49164106 135611.25 4205
AURORA FOODS INC COMMON 05164B106 120750 6900
AUTOLIV INC COMMON 52800109 163259.25 5397
AVERY DENNISON CORP COMMON 53611109 875437.5 14500
BAKER HUGHES INC COMMON 5722410 67000 2000
BANCO GALICIA BUENOS AIRES SPONS ADR 59538207 1186924.28 58613.54
BANCO HIPOTECARIO WARRANTS DUE 3/15/00 EXER BY 3/1/00 05961A111 11700 18000
BANCO HIPOTECARIO WARRANTS DUE 3/15/00 EXE BY 03/01/00 ARP1330H1 7800 12000
BANCO ITAU S.A. LOCAL PN 2459581 1111935.29 2153
BANK AMER CORP COMMON 60505104 1105691.8 15082
BANK OF NEW YORK INC COMMON 64057102 366870 10000
BANK ONE CORP COMMON NEW 06423A103 699793.93 11749
BANK UNITED TEXAS PFD 10.120 SER A 65414203 13062.5 500
BARBEQUES GALORE LTD SPONS ADR 67091108 37500 5000
BARCLAYS BK PLC PFD 11.250% 06738C505 26187 1000
BARD C.R. INC COMMON 67383109 105186.4 2200
BAXTER INTL INC COMMON 71813109 346775 5720
BELL ATLANTIC CORP COMMON 77853109 825659.96 12629.59
BELLSOUTH CORP COMMON 79860102 605159.99 13120
BERKSHIRE HATHAWAY INC CL B COMMON 84670207 49280 22
BERKSHIRE HATHAWAY INC DEL CL A COMMON 84670108 826800 12
BESTFOODS COMMON 08658U101 440451 8898
BETHLEHEM STEEL CORP CV PFD $2.50 87509402 53250 2000
BISYS GROUP INC COMMON 55472104 127705.5 2183
BJS WHSL CLUB INC COMMON 05548J106 453936.2 15100
BMC SOFTWARE INC COMMON 55921100 71712 1328
BOEING CO COMMON 97023105 272800 6200
BOSTON SCIENTIFIC CORP COMMON 101137107 241653.5 5500
BOWATER INC COMMON 102183100 56850 1200
BP AMOCO PLC ADR SPONSORED 55622104 928976.67 8561.99
BRADESCO LOCAL PN 2074520 760558.05 148900.36
BRADY ENERGY CORP PFD SER B 104686308 0 30
BRANDYWINE RLTY TR REIT NEW 105368203 52858.41 2668
BRISTOL-MYERS SQUIBB CO COMMON 110122108 267660.6 3800
BROWN FORMAN CORP CL A COMMON 115637100 44718.75 750
BROWNING FERRIS INDS INC COMMON 115885105 137600 3200
<PAGE>
13F REPORT PAGE 4
6/30/99
ASSET NAME CUSIP MARKET SHARES
- ----------------------------- ----------------------------- -------------- ------------ ---------------
BT PFD CAP TRUST I PFD 8.125% 55839203 25187 1000
BURLINGTON NORTHN SANTA FE COMMON 12189T104 837 27
BURLINGTON RESOURCES COMMON 122014103 2032.75 47
CABOT CORP COMMON 127055101 25154.48 1040
CALIFORNIA COASTAL CMNTYS IN COMMON 129915104 2.08 0.32
CAMPBELL SOUP CO COMMON 134429109 78837.5 1700
CARDINAL HEALTH INC COMMON 14149Y108 83362.5 1300
CARSO GLOBAL TELECOM LOCAL SER A1 2178336 326976.22 51292
CASELLA WASTE SYS INC-A COMMON 147448104 273000 10500
CATERPILLAR INC COMMON 149123101 365880 6098
CELLCOM CORP NEW COMMON 151154309 500 2000
CEMEX S.A. DE C.V. LOCAL CPO 2183578 1493026.49 301016
CENDANT CORP COMMON 151313103 334150 16300
CENTAUR FUNDING CORP PFD 9.08% 04/21/20 144A 151327202 13380000 120000
CENTOCOR INC COMMON 152342101 228462.5 4900
CENTRAL & SOUTH WEST CORP 152357109 23375 1000
CENTRAL NEWSPAPERS INC CL A COMMON 154647101 75000 2000
CERIDIAN CORP COMMON 15677T106 92831.08 2840
CHAMPION INTL CORP COMMON 158525105 181925 3800
CHANCELLOR MEDIA CORP COMMON 158915108 231525 4200
CHARTER ONE FINCL INC COMMON 160903100 88998.4 3200
CHASE MANHATTAN CORP NEW COMMON 16161A108 34081 394
CHASE MANHATTAN CORP NEW PFD C 10.84% 16161A884 14343.5 500
CHASE PFD CAP CORP PFD 8.10% 161637202 25312 1000
CHEVRON CORP COMMON 166751107 578927.58 6090
CHIREX INC COMMON 170038103 154200 4800
<PAGE>
13F REPORT PAGE 5
6/30/99
ASSET NAME CUSIP MARKET SHARES
- ----------------------------- ----------------------------- -------------- ------------ ---------------
CHUBB CORP COMMON 171232101 118150 1700
CIA ENERGETICA DE BRASILIA ON 2181185 50145.28 2220
CIA ENERGETICA MINAS GERAIS LOCAL PN 2192712 964125.02 45900.79
CIA PARANAENSE DE ENERGIA ON 2192831 263101.02 52800
CIA PARANAENSE DE ENERGIA PN B 2200154 279845.06 34700
CIFRA S.A. LOCAL V 2135212 1000447.97 361.45
CIGNA CORP COMMON 125509109 320400 3600
CIRCUIT CITY STORE INC COMMON 172737103 89280 960
CISCO SYSTEMS INC COMMON 17275R102 816183 12654
CITIGROUP INC COMMON 172967101 1261884.99 26566
CITRIX SYSTEMS INC COMMON 177376100 214700 3800
CLEAR CHANNEL COMM COMMON 184502102 426168.53 6182
CLEVELAND ELEC ILLUM CO PFD $90 SER S 186108676 203000 200
CLOROX CO COMMON 189054109 181580.4 1700
CNF TRANSPORTATION INC COMMON 12612W104 281050 7300
COCA COLA CO COMMON 191216100 868000 14000
COCA-COLA FEMSA S.A. SPONS ADR 191241108 844750 43600
COELCE LOCAL PN A 2203368 370172.07 135884
COLGATE PALMOLIVE CO COMMON 194162103 189120 1920
COLUMBIA/HCA HEALTHCARE CP COMMON 197677107 156490.32 6860
COMAIR HLDGS INC COMMON 199789108 61291.34 2945
COMC INC COMMON 12614F109 100 100
COMCAST CORP SPCL CL A COMMON 200300200 76874 2000
COMED FINANCING I PFD 8.480% 20033V209 25062 1000
COMPAQ COMPUTER CORP COMMON 204493100 35530.5 1500
CON EDISON OF NY PFD 7.750% 209111848 24812 1000
CONAGRA INC COMMON 205887102 95850 3600
CONEXANT SYS INC COMMON 207142100 75480.6 1300
CONSECO INC COMMON 208464107 173490.9 5700
CONSOL FREIGHTWAYS CORP COMMON 209232107 14769.45 1150
CONSOLIDATED NAT GAS CO COMMON 20961510 668.25 11
CONSOLIDATED PAPERS INC COMMON 209759109 26750 1000
CONSTELLATION ENERGY GROUP COMMON 210371100 50658.75 1710
COOPER INDUSTRIES INC COMMON 216669101 156000 3000
COOPER TIRE & RUBR CO COMMON 216831107 92137.5 3900
CORN PRODS INTL INC COMMON 219023108 2282.77 75
CORNING INC COMMON 219350105 248943.75 3550
CORP INTERAMERICANA LOCAL B SHARES 2224347 150795.51 46000
COVANCE INC COMMON 222816100 73725.96 3080
CRANE CO COMMON 224399105 182334.6 5800
<PAGE>
13F REPORT PAGE 6
6/30/99
ASSET NAME CUSIP MARKET SHARES
- ----------------------------- ----------------------------- -------------- ------------ ---------------
CRESCENT REAL EST EQS INC REIT 225756105 48497.5 2042
CROWN CORK & SEAL INC COMMON 228255105 198930 6980
CSC HOLDINGS INC PFD 11.125% SER M P-I-K 126304401 7753259.98 69535.96
CSG SYS INTL INC COMMON 126349109 60230.1 2300
CSX CORP COMMON 126408103 335775 7400
CULLEN FROST BANKERS INC COMMON 229899109 52367.8 1900
CVRD LOCAL PN A 2257127 1775550.5 89900
CVS CORP COMMON 126650100 188485.5 3714
CYPRUS AMAX MINERALS CO COMMON 232809103 16775 1100
D R HORTON INC COMMON 23331A109 84787.5 5100
DARDEN RESTAURANTS INC COMMON 237194105 87248 4000
DAYTON HUDSON CORP COMMON 239753106 253500 3900
DECRANE HOLDINGS-CW08 WTS EXP 09/30/08 243662111 0 3000
DEERE & CO COMMON 244199105 94048.8 2400
DELPHI AUTOMOTIVE SYS CORP COMMON 247126105 107929.16 5834
DELTA AIR LINES INC DEL COMMON 24736110 11525 200
DEVON ENERGY CORP COMMON 251799102 82367.6 2300
DIAGEO PLC COMMON 237400 72246.64 6600
DIAL CORP NEW COMMON 25247D101 330964.3 8900
DIAMOND OFFSHORE DRILLNG COMMON 25271C102 45400 1600
DILLARDS INC CL A COMMON 254067101 80787.5 2300
DIME BANCORP INC NEW COMMON 25429Q102 62387.5 3100
DIMON INC 254394109 15561 3000
DIRECTORS FUND L.P. 254990930 2500000 804.37
DONNELLEY R R & SONS CO COMMON 257867101 161219.7 4350
DOVER CORP COMMON 260003108 35000 1000
DOW CHEMICAL COMMON 260543103 907156.25 7150
DQE INC COMMON 23329J104 95096.25 2370
DU PONT E I DE NEMOURS COMMON 263534109 560158.4 8200
EASTERN AIR LINE PFD $3.24 276191863 21873 2037
EASTERN STAINLESS CORP COMMON CL B 277044202 3.52 88
EASTMAN CHEM CO COMMON 277432100 72087.75 1393
EASTMAN KODAK CO COMMON 277461109 326622.68 4820.99
EATON CORP COMMON 278058102 1670260 18155
ECHOSTAR COMMUNICATIONS COMMON 278762109 537029.5 3500
EL PASO ENERGY CORP DEL COMMON 283905107 774.11 22
ELECTRONIC ARTS INC COMMON 285512109 254975 4700
ELECTRONIC DATA SYS CORP COMMON 285661104 305775 5400
EMBRATEL PARTICIPACOE-PREF LOCAL 2292559 1216457.43 87130
EMC CORP/MASS COMMON 268648102 396000 7200
EMERSON ELEC CO COMMON 291011104 377622 6000
ENGELHARD CORP COMMON 292845104 92966.12 4109
ENRON CORP COMMON 293561106 409567.5 5010
ENRON OIL & GAS CO COMMON 293562104 66825 3300
ENZO BIOCHEM INC COMMON 294100102 23439.37 2315
EQUITY INNS INC COMMON 294703103 20114.5 1642
EQUITY RESIDENT PROP PFD 9.125% 29476L305 25625 1000
EVEREST REINS HLDGS INC COMMON 299808105 78300 2400
EXXON CORP COMMON 302290101 1575201 20424
FABRICA TECIDO RENAUX PN 2329974 450838.53 1588755
FAMILY DOLLAR STORES INC COMMON 307000109 168000 7000
<PAGE>
13F REPORT PAGE 7
6/30/99
ASSET NAME CUSIP MARKET SHARES
- ----------------------------- ----------------------------- -------------- ------------ ---------------
FED DEPT STORES WTS C EXP 12/19/99 31410H119 20691.12 749
FED DEPT STORES WTS D EXP 12/19/01 31410H127 20035.75 749
FEDERAL MOGUL CORP COMMON 313549107 358800 6900
FEDERAL NATL MTG ASSN COMMON 313586109 354900 5200
FEDERATED DEPT STORES INC COMMON 31410H101 502901.5 9500
FIFTH THIRD BANCORP COMMON 316773100 211001.54 3170
FIRST DATA CORP COMMON 319963104 334729.07 6840
FIRST PHILIPPINE HOLDGS COMMON 6339979 315.38 12000
FISHER COS INC COMMON 337756209 2017512 32024
FLEET FINL GROUP INC NEW COMMON 338915101 301750 6800
FLOWERS INDS INC COMMON 343496105 10.84 0.5
FOODMAKER INC NEW COMMON 344839204 107825 3800
FORD MOTOR CO DEL COMMON 34537010 12416.14 220
FORD MOTOR COMPANY COMMON 345370100 86348.61 1530
FORTUNE BRANDS INC COMMON 349631101 8771.5 212
FOUNDATION HEALTH SYS INC COMMON 350404109 75000 5000
FRANKLIN RESOURCES INC COMMON 354613101 262031.25 6450
FREEPORT MCMORAN COPPER CL A COMMON 35671D105 127300 7600
FREEPORT MCMORAN COPR&GOLD CL B COMMON 35671D857 71748 4000
FREEPORT-MCMORAN PFD SER GOLD 35671D600 1203243.5 75500
FREMONT GEN FING I PFD 9% 356905208 25000 1000
FRONTIER CORP COMMON 35906P105 149493.75 2550
GALACTIC RESOURCES LTD COMMON 362903106 1.5 1500
GALILEO INTL INC COMMON 363547100 42749.6 800
GALILEO TECHNOLOGY LTD COMMON M47298100 45312 1000
GALLAHER GROUP PLC SPONS ADR 363595109 5180.64 212
GANNETT INC COMMON 364730101 275650.25 3862
GAP INC COMMON 364760108 1051981.12 20883
GARDNER NOMINEE - GARDNER 999999999 1778440.82 17937.6
GEMSTAR INTERNATL GRP LTD COMMON G3788V106 306675 4700
GENERAL ELEC CO COMMON 369604103 3790698 33546
<PAGE>
13F REPORT PAGE 7
6/30/99
ASSET NAME CUSIP MARKET SHARES
- ----------------------------- ----------------------------- -------------- ------------ ---------------
GENERAL MILLS INC COMMON 370334104 522437.5 6500
GENERAL MTRS CORP COMMON 370442105 141240 2140
GENERAL MTRS CORP CL H COMMON NEW 370442832 157673.6 2800
GENUINE PARTS CO COMMON 372460105 98000 2800
GENZYME CORP-GEN DIV COMMON 372917104 261900 5400
GERDAU S A SPONS ADR 373737105 264000 16500
GERDAU S.A. LOCAL PN 2160407 198240.4 12000
GILEAD SCIENCES INC COMMON 375558103 295735 5660
GILLETTE CO COMMON 375766102 213528 5208
GOLDEN ST BANCORP INC COMMON 381197102 261000 11600
GOODRICH B F CO COMMON 382388106 123250 2900
GOODYEAR TIRE & RUBR COMMON 382550101 258772.8 4400
GPU INC COMMON 36225X100 108842.46 2580
GREAT ATLANTIC & PAC TEA COMMON 390064103 5071.8 150
GREAT LAKES CHEM CORP COMMON 390568103 23031 500
GRUPO ELEKTRA S.A. SPONS GDR 40050A102 460600 78400
GRUPO FINANCIERO BANCOMER LOCAL SERIES O SHARES 2402875 328437.79 902000
GRUPO INDUSTRIAL BIMBO LOCAL A 2392471 901939.34 402222
GRUPO MODELO S.A. LOCAL C 2380539 1057329.41 368100
GRUPO TELEVISA S.A. DE C.V. SPONS ADR 40049J206 600487.5 13400
GTE CORP COMMON 362320103 444544 5888
GUARARAPES ON 6038 2004808.73 1073.7
GUESS INC COMMON 401617105 20718 1500
GUEST SUPPLY INC COMMON 401630108 1921.8 150
GUIDANT CORP COMMON 401698105 132925 2600
GULFSTREAM AEROSPC CORP COMMON 402734107 54049.6 800
<PAGE>
13F REPORT PAGE 8
6/30/99
ASSET NAME CUSIP MARKET SHARES
- ----------------------------- ----------------------------- -------------- ------------ ---------------
HANNAFORD BROS CO COMMON 410550107 187250 3500
HARCOURT GEN INC COMMON 41163G101 175310.8 3400
HARRAHS ENTMT INC COMMON 413619107 86041.8 3900
HARTFORD CAP I PFD SER A 7.7% 416315208 24562 1000
HARTFORD FINL SVCS GRP COMMON 416515104 730299.48 12524
HASBRO INC COMMON 418056107 57500 2000
HAYES LEMMERZ INTL INC COMMON 420781106 58750 2000
HEALTHCARE RLTY TR REIT 421946104 47404.5 2244
HEINEKEN HOLDING NV CL A COMMON 5458154 65687.19 1750
HELLER FINANCIAL INC CL A COMMON 423328103 302038.32 10860
HENRY SCHEIN INC COMMON 806407102 63374 2000
HERSHEY FOODS CORP COMMON 427866108 184062.5 3100
HERTZ CORP CL A COMMON 428040109 46500 750
HEWLETT PACKARD CO COMMON 428236103 265923 2646
HILLENBRAND INDUSTRIES INC COMMON 431573104 10812.5 250
HOME DEPOT INC COMMON 437076102 610733.88 9478
HOUSEHOLD INTL INC COMMON 441815107 23687.5 500
HRPT PPTYS TR REIT 40426W101 32966.73 2153
HYLSAMEX S.A. LOCAL BCP 2432054 302402.56 96000
ILUKA RESOURCES LTD COMMON 6957575 0.66 91
IMMUNEX CORP NEW COMMON 452528102 678729.46 5326
IMS HEALTH INC COMMON 449934108 203125 6500
INDUSTRIAS CH S.A. LOCAL B 2454810 234399.31 71000
INFINITY BROADCASTING CORP CL A COMMON 45662S102 263101.8 8900
INGERSOLL RAND CO COMMON 456866102 283768.37 4391
INSD MUNI INC TR UNIT TRUST SER 80 M 458083524 4509.35 25
INTEL CORP COMMON 458140100 1000790 16820
INTERDIGITAL COMM GROUP RESTRICTED 45866A915 22500 5000
INTL BUSINESS MACHINES COMMON 459200101 6516914.25 50421
INTL BUSINESS MACHINES PFD 7.500% 459200309 26875 1000
INTL CABLETEL WTS 459216115 0 210
INTL HOME FOODS INC COMMON 459655106 90341.3 4900
ITT INDUSTRIES INC COMMON 450911102 188718.75 4950
IVAX CORP COMMON 465823102 162437.5 11500
JEFFERSON PILOT CORP COMMON 475070108 39712.2 600
<PAGE>
13F REPORT PAGE 9
6/30/99
ASSET NAME CUSIP MARKET SHARES
- ----------------------------- ----------------------------- -------------- ------------ ---------------
JOHNSON & JOHNSON COMMON 478160104 4346202 44349
JONES APPAREL GROUP INC COMMON 480074103 360276 10500
JONES PHARMA INC COMMON 480236108 137812.5 3500
JPS TEXTILES GRP INC CL A 4.66E+112 342 720
K-SWISS INC CL A 482686102 74400 1600
KELLY SVCS INC CL A COMMON 488152208 12850 400
KERR MCGEE CORP COMMON 492386107 306140.7 6100
KEYSPAN CORP PFD SER AA 7.95 49337W209 339625 13000
KIMBERLY CLARK CORP COMMON 494368103 573192 10056
KINROSS GOLD CORP COMMON 496902107 132.32 78.43
KONINKLIJKE PHILIPS ELECTRS NY SHR NEW 500472204 371220 3680
KROGER CO COMMON 501044101 111748 4000
LAMAR ADVERTISING CO CL A COMMON 512815101 24562.2 600
LIFEPOINT HOSITALS INC COMMON 53219L109 4850.75 361
LILLY ELI & CO COMMON 532457108 415425 5800
LINCOLN NATL CAP I PFD 8.750% 534177209 25500 1000
LINCOLN NATL CAPITAL II PFD 8.350% 534178207 25187 1000
LITTON INDS INC COMMON 538021106 295966.7 4100
LIZ CLAIBORNE INC COMMON 539320101 73000 2000
LOCKHEED MARTIN CORP COMMON 539830109 44700 1200
LOEWS CORP COMMON 540424108 623425.87 7879
LSI LOGIC CORP COMMON 502161102 207562.5 4500
LUCENT TECHNOLOGIES INC COMMON 549463107 1349144.62 20006
LYONDELL CHEMICAL CO COMMON 552078107 101062.5 4900
MACMILLAN BLOEDEL LTD COMMON 554783209 66600 3700
MANDALAY RESORT GROUP COMMON 562567107 131359.4 6200
<PAGE>
13F REPORT PAGE 10
6/30/99
ASSET NAME CUSIP MARKET SHARES
- ----------------------------- ----------------------------- -------------- ------------ ---------------
MARSH & MCLENNAN COS INC COMMON 571748102 331509.06 4380
MARTIN MARIETTA MTLS INC COMMON 573284106 47200 800
MATTEL INC COMMON 577081102 78375 3000
MAXIM INTEGRATED PRODS INC COMMON 57772K101 432250 6500
MAXTOR CORP COMMON NEW 577729205 99613.8 19800
MAY DEPT STORES CO COMMON 577778103 171675 4200
MBIA INC COMMON 55262C100 207200 3200
MBNA CORP COMMON 55262L100 147000 4800
MCDERMOTT INTL INC COMMON 580037109 33900 1200
MCDONALDS CORP COMMON 580135101 279650 6800
MCI CAP I PFD 8.000% 55267Y206 25000 1000
MCI WORLDCOM INC COMMON 55268B106 1074484.06 12485
MCKESSON HBOC INC COMMON 58155Q103 83686.2 2600
MEAD CORP COMMON 582834107 91850 2200
MEDIAONE FING A PFD 7.960% 583937206 25125 1000
MEDIAONE GROUP INC COMMON 58440J104 156336.25 2102
MEDITRUST CORP REIT NEW 58501T306 29598.49 2266
MEDPARTNERS INC NEW COMMON 58503X107 97500 13000
MEDTRONIC INC COMMON 585055106 613966.5 7884
MELLON BK CORP 58550910 58200 1600
MERCK & CO INC COMMON 589331107 7922933.5 107612
MERISTAR HOSPITALITY CORP REIT 58984Y103 27934.06 1245
MERRILL LYNCH & CO INC COMMON 590188108 286200 3600
MERRILL LYNCH PFD CAP PFD 7.750% 589977206 50374 2000
METALURGICA GERDAU S.A. PN 2581138 151816.11 5000
MICROCHIP TECHNOLOGY INC COMMON 595017104 75800 1600
MICROSOFT CORP COMMON 594918104 2031011.24 22520
MILLENNIUM INORGANIC PN B 2886543 131424.51 7719
MILLENNIUM INORGANIC PN A 2886554 81302.49 4093
MILLIPORE CORP COMMON 601073109 24337.2 600
MINNESOTA MNG & MFG CO COMMON 604059105 230383.05 2650
MINNESOTA PWR & LT CO COMMON 604110106 39750 2000
MISSOURI LINCOLN TR NET PR LIMITED PARTNERSHIP 99D264350 7125 19
MONSANTO CO COMMON 611662107 110773.6 2800
MORGAN J P & CO INC COMMON 616880100 265264 1888
<PAGE>
13F REPORT PAGE 11
6/30/99
ASSET NAME CUSIP MARKET SHARES
- ----------------------------- ----------------------------- -------------- ------------ ---------------
MORGAN ST DN WTTR & CO COMMON NEW 617446448 627346.62 6113
MORGAN STANLEY EQ GRWTH 73232471 578118.85 16331.04
MOS FOOD SERVICES COMMON 6605830 0 20
MOTOROLA INC COMMON 620076109 955459 10084
NALCO CHEM CO COMMON 629853102 72625 1400
NATIONAL CITY CORP COMMON 635405103 229250 3500
NATIONAL DATA CORP COMMON 635621105 85500 2000
NATIONAL SEMICONDUCTOR CORP COMMON 637640103 374617.6 14800
NCH CORP COMMON 628850109 9900 200
NCR CORP NEW COMMON 6.29E+112 9518.34 195
NEIMAN MARCUS GROUPS INC COMMON 640204103 2568.7 100
NESTLE S.A. SPONS ADR 641069406 54150 600
NEWBRIDGE NETWORKS CORP COMMON 650901101 48875 1700
NEWPORT NEWS SHIPBLDING INC COMMON 652228107 182900 6200
NEWS CORP LTD SPONS ADR NEW 652487703 335464 9500
NEXTEL COMMUNICATIONS INC CL A COMMON 65332V103 14805.16 295
NIAGARA MOHAWK HLDGS INC COMMON 653520106 128496 8000
NIELSEN MEDIA RESH INC COMMON 653929307 219375 7500
NIKE INC CL B 654106103 158437.5 2500
NISOURCE INC COMMON 65473P105 77436 3000
NOBLE DRILLING CORP COMMON 655042109 59061 3000
NOKIA CORP SPONS ADR 654902204 329623.2 3600
NORFOLK SOUTHN CORP COMMON 655844108 322337.49 10700
NORTEL NETWORKS CORP COMMON 656569100 269117.2 3100
NORTH FORK BANCORP INC N Y COMMON 659424105 136800 6400
NORTHERN TR CORP COMMON 665859104 261900 2700
<PAGE>
13F REPORT PAGE 12
6/30/99
ASSET NAME CUSIP MARKET SHARES
- ----------------------------- ----------------------------- -------------- ------------ ---------------
NORTHROP GRUMMAN CORP COMMON 666807102 79574.4 1200
NUCOR CORP COMMON 670346105 47437 1000
OAK INDS INC COMMON NEW 671400505 43875 1000
OCCIDENTAL PETROLEUM CORP COMMON 674599105 111962.5 5300
OCTEL CORP COMMON 675727101 1562.5 125
OLSTEN CORP COMMON 681385100 6312 1000
ORACLE CORPORATION COMMON 68389X105 261731.25 7050
OUTDOOR SYS INC COMMON 690057104 142350 3900
OWENS CORNING COMMON 69073F103 58437.5 1700
PACIFIC CENTY FINL CORP COMMON 694058108 165164.92 7660
PACIFIC GAS & ELEC CO 1ST PFD 5.50% 694308305 692.75 34
PACIFIC SUNWEAR CALIF INC COMMON 694873100 24375 1000
PACIFIC TELESIS FING I PFD 7.560% 694887209 24812 1000
PACIFICORP COMMON 69511410 13340.25 726
PAO DE ACUAR LOCAL PN 2667771 1521141.79 81343
PARAMETRIC TECHNOLOGY CORP COMMON 699173100 176212.5 12700
PARK PL ENTMT CORP COMMON 700690100 91718.4 9600
PATHWAYS GROUP INC COMMON 70321D106 53000 8000
PECHINEY S.A. SPONS ADR 705151207 156037.5 7300
PENNEY J C CO COMMON 708160106 407920.8 8400
PENNZOIL-QUAKER ST CO COMMON 709323109 282000 18800
PEOPLES BK COMMON 710198102 192818.39 6335
PEPSICO INC COMMON 713448108 162485.4 4200
PEREZ COMPANC S.A. -B LOCAL 2681931 811726.13 141150
PERRIGO COMPANY COMMON 714290103 132827.5 17420
<PAGE>
13F REPORT PAGE 13
6/30/99
ASSET NAME CUSIP MARKET SHARES
- ----------------------------- ----------------------------- -------------- ------------ ---------------
PETROFLEX ON 2682354 87559.58 4060
PETROLEO BRASILEIRO S.A. LOCAL PN 2684532 1629398.4 10440
PFIZER INC COMMON 717081103 5829211 53479
PHARMACIA & UPJOHN INC COMMON 716941109 547667.68 9640
PHELPS DODGE CORP COMMON 717265102 80518.1 1300
PHILEX MINING CORP CLASS B 71814230 8687.16 3681
PHILIP MORRIS COS INC COMMON 718154107 1220680.12 30375
PHILLIPS PETE CO COMMON 718507106 176092 3500
PHOSPHATE RESOURCE PARTNERS COMMON 719217101 5375 500
PINNACLE WEST CAP CORP COMMON 723484101 220972.5 5490
PITNEY BOWES INC COMMON 724479100 263425 4100
PITTSTON BRINK'S GROUP COMMON 725701106 66875 2500
POLICY MGMT SYS CORP COMMON 731108106 52740 1758
POTOMAC ELEC PWR CO COMMON 737679100 29437 1000
PRAXAIR INC COMMON 74005P104 48937 1000
PRECISION DRILLING CORP CL A COMMON 74022D100 28593 1500
PRENTISS PPTYS TR REIT 740706106 40729.5 1724
PRIME RETAIL INC REIT 741570105 14185.86 1633
PRIME RETAIL INC PFD CV REIT 741570303 8768 548
PROCTER & GAMBLE CO COMMON 742718109 1003170 11240
PROVIDIAN FINL CORP COMMON 74406A102 524251.5 5622
PUBLIC SVC ENTERPRISES COMMON 74457310 1387.6 34
PUGET SOUND ENERGY INC COMMON 745332106 67200 2800
QUANTUM CORP COMMON 747906105 337750 14000
QUIKSILVER INC COMMON 74838C106 139431.7 5350
RALSTON-RALSTON PURINA GRP COMMON 751277302 155228.7 5100
RAYCHEM CORP COMMON 754603108 177600 4800
RAYONIER INC COMMON 754907103 3138.15 63
RAYTHEON CO CL B 755111408 282000 4000
REGIONS FINL CORP COMMON 758940100 15374.8 400
RELIASTAR FINL CORP COMMON 75952U103 61250 1400
REPSOL S.A. SPONS ADR 76026T205 477332 23500
REPUBLIC NEW YORK CORP COMMON 760719104 190923.6 2800
REPUBLIC SERVICES INC COMMON CL A 760759100 175725 7100
REYNOLDS METALS CO COMMON 761763101 82600 1400
REYNOLDS R J TOB HLDGS INC COMMON 76182K105 67732.65 2133.31
<PAGE>
13F REPORT PAGE 14
6/30/99
ASSET NAME CUSIP MARKET SHARES
- ----------------------------- ----------------------------- -------------- ------------ ---------------
RF MICRO DEVICES INC COMMON 749941100 74625 1000
RGC UNSECURED NOTES 749990958 0.97 139
RJR NABISCO HLDGS CORP NEW COMMON 74960K876 204800 6400
ROHM & HAAS CO COMMON 775371107 486594.23 11349.13
ROYAL DUTCH PETE CO NY REG SHS 1.25 780257804 807350 13400
RYDER SYS INC COMMON 783549108 48925 1900
SAFETY-KLEEN CORP COMMON NEW 78648R203 99687.5 5500
SAFEWAY INC COMMON NEW 786514208 277200 5600
SAKS INC COMMON 79377W108 43312.5 1500
SANTA FE INTL CORP COMMON G7805C108 87400 3800
SARA LEE CORP COMMON 803111103 331230.2 14600
SBC COMM INC FPD 8.500% 694889205 51000 2000
SBC COMMUNICATIONS INC COMMON 78387G103 578260 9970
SCHERING PLOUGH CORP COMMON 806605101 7877835 150054
SCHLUMBERGER LTD COMMON 806857108 1219606.05 19150
SCHWEITZER-MAUDUIT INTL INC COMMON 808541106 18750 1250
SCI SYS INC COMMON 783890106 71062.5 1500
SCIENTIFIC ATLANTA INC COMMON 808655104 90000 2500
SCIOS INC COMMON 808905103 325 100
SCOR SA SPONS ADR 80917Q106 100750 2000
SCRIPPS E W CO OHIO CL A COMMON 811054204 284896.38 5990
SEAGATE TECHNOLOGY COMMON 811804103 71750 2800
SEALED AIR CORP NEW COMMON 81211K100 32437.5 500
SEARS ROEBUCK & CO COMMON 812387108 544458.51 12218
SERVICEMASTER COMPANY COMMON 81760N109 99637.49 5314
SHAW INDS INC COMMON 820286102 80500 4600
<PAGE>
13F REPORT PAGE 15
6/30/99
ASSET NAME CUSIP MARKET SHARES
- ----------------------------- ----------------------------- -------------- ------------ ---------------
SHERWIN WILLIAMS CO COMMON 824348106 66600 2400
SHOPKO STORES INC COMMON 824911101 109500 3000
SIGMA ALDRICH CORP COMMON 826552101 13774.8 400
SILICON GRAPHICS INC COMMON 827056102 63862.5 3900
SLM HOLDING CORP COMMON 78442A109 64136.8 1400
SMURFIT/STONE CONT CORP COMMON 832727101 168608.4 8200
SNAP ON INC COMMON 833034101 202647.2 5600
SORIANA S.A. LOCAL B 2620172 1732264.81 366200
SOUTHDOWN INC COMMON 841297104 64250 1000
SOUTHERN CO COMMON 842587107 63600 2400
SPECIALTY CARE NETWORK INC COMMON 84748M102 1750 1000
SPRINT CORP COMMON 852061100 1887860 35620
SPRINT CORP PCS COMMON SER 1 852061506 595935 10455
ST PAUL COS INC COMMON 792860108 95436 3000
STANLEY WKS COMMON 854616109 96561 3000
STATE STREET CORP COMMON 857477103 68300 800
STERLING SOFTWARE INC COMMON 859547101 232116.86 8780
STORAGE TECHNOLOGY CORP COMMON 862111200 61425 2700
SUN MICROSYSTEMS INC COMMON 866810104 247950 3600
SUNAMERICA CAP TR II PFD 8.35% 867022204 25437 1000
SUNCOR ENERGY INC COMMON 867229106 57575 1400
SUNGLASS HUT INTL INC COMMON 86736F106 85935 5000
SUNSTONE HOTEL INVS INC REIT 867933103 35504.5 4177
SUPERVALU INC COMMON 868536103 90562.5 3500
SYMANTEC CORP COMMON 871503108 270300 10600
SYNOPSYS INC COMMON 871607107 60705.7 1100
SYSCO CORP COMMON 871829107 41736.8 1400
TANDY CORP COMMON 875382103 498525 10200
TCI COMM FINANCING I PFD 8.72% 872285200 25750 1000
TECH DATA CORP COMMON 878237106 130050 3400
TEECO PPTYS LP CO COMMON 87900210 66.96 1080
TELECOM BRASILEIRAS-TELEBRAS SPONS ADR 879287308 251300 2800
TELEFONICA DE ARGENTINA SPONS ADR B 879378206 538708.75 17170
TELEFONICA DE ESPANA S A SPONS ADR 879382208 76534.42 520.2
TELEFONOS DE MEXICO S.A. SPONS ADR L 879403780 646500 8000
<PAGE>
13F REPORT PAGE 16
6/30/99
ASSET NAME CUSIP MARKET SHARES
- ----------------------------- ----------------------------- -------------- ------------ ---------------
TELEGRAAF HOLDINGS MIJ COMMON 5062919 123537.97 5200
TELEMIG FIXED LOCAL PN B 2880341 679.63 22.24
TELESP CELLULAR LOCAL PN B 2246954 1214350 24287
TELESP CELULAR PARTIC-PREF LOCAL 2292690 168054.48 15920
TELESP FIXED LOCAL PN 2882541 1073754.06 9009.3
TELESP PARTICIPACOES-PREF LOCAL 2292720 361535.18 15350
TELESUDESTE CELULAR-PREF LOCAL 2292753 70954.59 12440
TEMPLE INLAND INC COMMON 879868107 187346.25 2730
TENN VALLEY AUTH SER A PFD 7.5% 880591201 40099.2 1600
TENNESSEE VALLEY AUTH PFD 8.000% 880591102 25250 1000
TEXAS INSTRUMENTS INC COMMON 882508104 302400 2100
TEXTRON INC COMMON 883203101 23047.36 280
THOMAS & BETTS CORP COMMON 884315102 61425 1300
TIME WARNER CAP I PFD 8.875% 88731G204 25750 1000
TIME WARNER INC COMMON 887315109 893432.75 12302
TORCHMARK CAP LLC PFD 9.180% 891025207 25250 1000
TOSCO CORP COMMON 891490302 230839.3 8900
TOYS R US INC COMMON 892335100 122053.3 5900
TRAVELERS P&C CAP I PFD 8.08% 893931204 25125 1000
TRIAD HOSPITALS INC COMMON 89579K109 4873.5 361
TRICON GLOBAL RESTAURANTS COMMON 895953107 1082.5 20
TYCO INTL LTD NEW COMMON 902124106 511650 5400
TYSON FOODS INC CL A COMMON 902494103 58500 2600
U S WEST INC NEW COMMON 91273H101 75552.38 1285.99
UNIBANCO SPONS GDR 9.05E+111 4303794.68 178859
UNILEVER N V NEW YORK SHS N 904784709 217131.75 3113
<PAGE>
13F REPORT PAGE 17
6/30/99
ASSET NAME CUSIP MARKET SHARES
- ----------------------------- ----------------------------- -------------- ------------ ---------------
UNION CARBIDE CORP COMMON 905581104 199875 4100
UNION PAC CORP COMMON 907818108 677702.06 11622
UNION PAC RES GROUP INC COMMON 907834105 49816.84 3054
UNIONBANCAL CORP COMMON 908906100 234812.5 6500
UNITED HEALTHCARE CORP COMMON 910581107 31312.5 500
UNITED TECHNOLOGIES CORP COMMON 91301710 1718496 23868
UNITED TECHNOLOGIES CORP COMMON 913017109 338400 4700
UNUM CORP COMMON 903192102 175200 3200
US BANCORP COMMON 902973106 210930 6320
USFREIGHTWAYS CORP COMMON 916906100 92624 2000
USX US STEEL GROUP COMMON 90337T101 83700 3100
V F CORP COMMON 918204108 136800 3200
VARIAN INC COMMON 922206107 33750 2500
VARIAN MEDICAL SYSTEMS INC COMMON 92220P105 10100 400
VARIAN SEMICONDUCTOR EQUIP COMMON 922207105 42500 2500
VERITY INC COMMON 92343C106 75861.8 1400
VIACOM INC WTS 925524126 5.36 1362
VIAD CORP COMMON 92552R109 358869.2 11600
VIRGINIA PWR CAP TR PFD 8.050% 928082205 25125 1000
VODAFONE AIRTOUCH PLC SPONS ADR 92857T107 221822 1126
WACHOVIA CORP NEW COMMON 929771103 171124 2000
WAL MART STORES INC COMMON 931142103 1273800 26400
WALDEN RESIDENTIAL PPTYS COMMON 931210108 46375.5 2157
WALGREEN CO 931422109 58750 2000
WALT DISNEY CO COMMON 254687106 155600.6 5050
WARNER LAMBERT CO COMMON 934488107 593922 8592
WASHINGTON POST CO CL B 939640108 53775 100
WASTE MGMT INC COMMON 94106L109 456875 8500
WD 40 CO COMMON 929236107 7500 300
WEATHERFORD INTL INC NEW COMMON 947074100 337389.5 9212
<PAGE>
13F REPORT PAGE 18
6/30/99
ASSET NAME CUSIP MARKET SHARES
- ----------------------------- ----------------------------- -------------- ------------ ---------------
WEETABIX COMMON 94857989 53176.69 1000
WEINGARTEN RLTY INVST REIT 948741103 62499.75 1497
WELLS FARGO & CO NEW COMMON 949746101 166725 3900
WENDYS INTL INC COMMON 950590109 39900 1400
WERNER ENTERPRISES INC COMMON 950755108 194469 9372
WESTERN RESOURCES INC COMMON 959425109 26625 1000
WESTVACO CORP COMMON 961548104 119306 4114
WEYERHAEUSER CO COMMON 962166104 137500 2000
WHIRLPOOL CORP COMMON 963320106 296000 4000
WHOLE FOODS MKT INC COMMON 966837106 96124 2000
WILLAMETTE INDS INC COMMON 969133107 161217 3500
WILLIAMS COS INC COMMON 969457100 55330.6 1300
WILLIAMS SONOMA INC COMMON 969904101 34812 1000
WISCONSIN ENERGY CORP COMMON 976657106 50124 2000
WITCO CORP COMMON 977385103 1351887.5 68450
WOOLWORTHS LTD COMMON 6981239 0.57 434
XEROX CORP COMMON 984121103 1594674 27000
XILINX INC COMMON 983919101 377850 6600
------------ ------------
TOTALS 208328705.4 12019992.41
</TABLE>
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