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Previous: DREYFUS INSTITUTIONAL SHORT TERM TREASURY FUND, NSAR-B, 1999-11-24 |
Next: URBAN OUTFITTERS INC, 10-Q, 1999-11-24 |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 9/30/99
Check here if Amendment []; Amendment Number:
This Amendment (check only one.):
|_| is a restatement.
|_| adds new holdings entries.
Institutional Investment Manager Filing this Report
Name: OFFITBANK
Address: 520 Madison Avenue, New York, New York 10022
Form 13F File Number: 28-6928
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Reporting Manager:
Name: Stephen B. Wells
Title: Managing Director
Phone: (212)350-3807
Signature, Place, and Date of Signing:
/s/ Stephen B. Wells
- --------------------------
Stephen B. Wells
New York, New York
November 24, 1999
Report Type (Check only one):
|X| 13F HOLDINGS REPORT
|_| 13F NOTICE
|_| 13F COMBINATION REPORT
1
<PAGE>
Form 13F Summary Page
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 558
Form 13F Information Table Value Total: $184,674,697
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file
number(s) of all institutional investment managers with respect to
which this report is filed, other than the manager filing this report.
No. NONE
2
<PAGE>
<TABLE>
<CAPTION>
- ------------------------------------------------------------------------------------------------------------------------------------
Item 1 Item 2 Item 3 Item 4 Item 5 Item 6 Item 7 Item 8
- ------------------------------------------------------------------------------------------------------------------------------------
Name of Issuer Title Cusip Fair Market Shrs or Inves/Discr Voting Auth
of Class Number Value(x$1000) prn amt Sole Shared Other Sole Shared None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C>
ABBOTT LABS COMMON 2824100 1016000 27680 X X
ABITIBI-CONSOLIDATED INC COMMON 3924107 128000 10600 X X
ACE LTD ORD COMMON G0070K103 188000 11060 X X
ADAPTEC INC COMMON 00651F108 155000 3900 X X
ADOBE SYS INC COMMON 00724F101 216000 1900 X X
AEGON N V ORD AMER REG 7924103 207000 2386.5 X X
AES CORP COMMON 00130H105 225000 3800 X X
AIR EXPRESS INTL CORP COMMON 9104100 52000 2250 X X
AIR PRODUCTS & CHEM INC COMMON 9158106 47000 1600 X X
AKZO NOBEL NV SPONS ADR 10199305 35000 800 X X
ALBERTSONS INC COMMON 13104104 254000 6400 X X
ALCAN ALUM LTD COMMON 13716105 63000 2000 X X
ALDILA INC COMMON 14384101 3000 1700 X X
ALLIED SIGNAL INC COMMON 19512102 182000 3036 X X
ALLMERICA FINL CORP COMMON 19754100 172000 3600 X X
ALLSTATE CORP COMMON 20002101 158000 6332.99 X X
ALLSTATE FINANCING I PFD 7.950% 20013207 49000 2000 X X
ALPHARMA INC CL A COMMON 20813101 82000 2300 X X
ALTERA CORP COMMON 21441100 334000 7700 X X
ALZA CORP COMMON 22615108 108000 2500 X X
AMAZON COM INC COMMON 23135106 96000 1200 X X
AMERCO INC SER A PFD 8.500% 23586209 26000 1000 X X
AMERICA ONLINE INC COMMON 02364J104 531000 5100 X X
AMERICAN EAGLE OUTFITTERS COMMON 2.55E+109 194000 4000 X X
AMERICAN ELEC PWR INC COMMON 25537101 110000 3200 X X
AMERICAN EXPRESS CO COMMON 25816109 216000 1600 X X
AMERICAN GEN CORP COMMON 26351106 162000 2550 X X
AMERICAN GENL CAP PFD 8.125% 02637F301 25000 1000 X X
AMERICAN HOME PRODS CORP COMMON 26609107 229000 5500 X X
AMERICAN INTL GROUP INC COMMON 26874107 492000 5648 X X
AMERICAN STANDAR CO COMMON 29712106 55000 1400 X X
</TABLE>
<PAGE>
Page 2
<TABLE>
<CAPTION>
- ------------------------------------------------------------------------------------------------------------------------------------
Item 1 Item 2 Item 3 Item 4 Item 5 Item 6 Item 7 Item 8
- ------------------------------------------------------------------------------------------------------------------------------------
Name of Issuer Title Cusip Fair Market Shrs or Inves/Discr Voting Auth
of Class Number Value(x$1000) prn amt Sole Shared Other Sole Shared None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C>
AMERICAN TOWER CORP CL A COMMON 29912201 436000 22200 X X
AMERICREDIT CORP COMMON 03060R101 30000 2000 X X
AMERITECH CORP NEW COMMON 30954101 442000 6618 X X
AMES DEPT STORES INC COMMON NEW 30789507 87000 2700 X X
AMFM INC COMMON 1693100 256000 4200 X X
ANADARKO PETE CORP COMMON 32511107 166000 5400 X X
ANALOG DEVICES INC COMMON 32654105 665000 12970 X X
ANHEUSER BUSCH COS INC COMMON 35229103 197000 2800 X X
ANNTAYLOR STORES CORP COMMON 36115103 66000 1600 X X
ANTARCTICA DO NORDESTE-PREF 2039615 284000 2741721 X X
APPLE COMPUTER INC COMMON 37833100 425000 6700 X X
APPLEBEES INTL INC COMMON 37899101 108000 3200 X X
APPLIED MATERIALS INC COMMON 38222105 218000 2800 X X
AQUARION CO COMMON 03838W101 42000 1170 X X
ARDENT SOFTWARE INC COMMON 39794102 46000 1700 X X
ARROW ELECTRS INC COMMON 42735100 64000 3600 X X
ASHLAND INC COMMON 44204105 88000 2600 X X
ASSOCIATES FIRST CAP CORP CL A COMMON 46008108 364000 10100 X X
ASTORIA FINL CORP COMMON 46265104 95000 3065 X X
AT & T CORP COMMON 1957109 519000 11919 X X
AT&T CORP-LIBERTY MEDIA CL A COMMON 1957208 352000 9408 X X
ATLANTIC RICHFIELD CO COMMON 48825103 709000 7990 X X
ATLAS AIR INC COMMON 49164106 88000 4005 X X
ATMEL CORP COMMON 49513104 143000 4200 X X
AURORA FOODS INC COMMON 05164B106 103000 6400 X X
AUTOLIV INC COMMON 52800109 192000 5091 X X
AVERY DENNISON CORP COMMON 53611109 549000 10400 X X
BAKER HUGHES INC COMMON 5722410 44000 1500 X X
BANCO GALICIA BUENOS AIRES SPONS ADR 59538207 1408000 4 67613.5 X X
BANCO HIPOTECARIO WARRANTS DUE 3/15/00 EXER BY 3/1/00 05961A111 3000 18000 X X
BANCO HIPOTECARIO WARRANTS DUE 3/15/00 EXE BY 03/01/00 ARP1330H1 2000 12000 X X
</TABLE>
<PAGE>
Page 3
<TABLE>
<CAPTION>
- ------------------------------------------------------------------------------------------------------------------------------------
Item 1 Item 2 Item 3 Item 4 Item 5 Item 6 Item 7 Item 8
- ------------------------------------------------------------------------------------------------------------------------------------
Name of Issuer Title Cusip Fair Market Shrs or Inves/Discr Voting Auth
of Class Number Value(x$1000) prn amt Sole Shared Other Sole Shared None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C>
BANCO ITAU S.A. LOCAL PN 2459581 1155000 21530 X X
BANK AMER CORP COMMON 60505104 840000 15082 X X
BANK ONE CORP COMMON NEW 06423A103 410000 11749 X X
BANK UNITED TEXAS PFD 10.120 SER A 65414203 14000 500 X X
BARBEQUES GALORE LTD SPONS ADR 67091108 35000 5000 X X
BARCLAYS BK PLC PFD 11.250% 06738C505 26000 1000 X X
BARD C.R. INC COMMON 67383109 137000 2900 X X
BAXTER INTL INC COMMON 71813109 92000 1520 X X
BELL ATLANTIC CORP COMMON 77853109 803000 11928 X X
BELLSOUTH CORP COMMON 79860102 591000 13120 X X
BERGEN BRUNSWIG CORP CL A COMMON 83739102 54000 5200 X X
BERKSHIRE HATHAWAY INC CL B COMMON 84670207 41000 22 X X
BERKSHIRE HATHAWAY INC DEL CL A COMMON 84670108 660000 12 X X
BEST BUY COMPANY INC COMMON 86516101 186000 3000 X X
BESTFOODS COMMON 08658U101 437000 8998 X X
BISYS GROUP INC COMMON 55472104 42000 883 X X
BJS WHSL CLUB INC COMMON 05548J106 450000 15200 X X
BMC SOFTWARE INC COMMON 55921100 96000 1328 X X
BOEING CO COMMON 97023105 265000 6200 X X
BOSTON CELTICS LTD PTRSP COMMON 100576107 0 50 X X
BOSTON SCIENTIFIC CORP COMMON 101137107 181000 7300 X X
BOTTS NOMINEE - BOTTS 999999999 72000 71924.6 X X
BOWATER INC COMMON 102183100 205000 3900 X X
BP AMOCO PLC ADR SPONSORED 55622104 559000 5036.99 X X
BRADESCO LOCAL PN 2074520 404000 9 84900.7 X X
BRADY ENERGY CORP PFD SER B 104686308 0 30 X X
BRISTOL-MYERS SQUIBB CO COMMON 110122108 223000 3300 X X
BROWN FORMAN CORP CL A COMMON 115637100 44000 750 X X
BT PFD CAP TRUST I PFD 8.125% 55839203 25000 1000 X X
CABOT CORP COMMON 127055101 25000 1040 X X
CALIFORNIA COASTAL CMNTYS IN COMMON 129915104 1000 0.32 X X
</TABLE>
<PAGE>
Page 4
<TABLE>
<CAPTION>
- ------------------------------------------------------------------------------------------------------------------------------------
Item 1 Item 2 Item 3 Item 4 Item 5 Item 6 Item 7 Item 8
- ------------------------------------------------------------------------------------------------------------------------------------
Name of Issuer Title Cusip Fair Market Shrs or Inves/Discr Voting Auth
of Class Number Value(x$1000) prn amt Sole Shared Other Sole Shared None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C>
CAMPBELL SOUP CO COMMON 134429109 47000 1200 X X
CARDINAL HEALTH INC COMMON 14149Y108 77000 1400 X X
CAREMARK RX INC COMMON 141705103 75000 13000 X X
CARNIVAL CORP COMMON 143658102 83000 1900 X X
CARSO GLOBAL TELECOM LOCAL SER A1 2178336 329000 59292 X X
CATERPILLAR INC COMMON 149123101 263000 4798 X X
CBS CORP COMMON 12490K107 176000 3800 X X
CDW COMPUTER CTRS INC COMMON 125129106 25000 500 X X
CELLCOM CORP NEW COMMON 151154309 1000 2000 X X
CEMEX SA SPONS ADR REPRESENTS 5 CPO 151290889 1453000 60203 X X
CENDANT CORP COMMON 151313103 135000 7600 X X
CENTAUR FUNDING CORP PFD 9.08% 04/21/20 144A 151327202 12720000 120000 X X
CENTOCOR INC COMMON 152342101 287000 4900 X X
CENTRAL & SOUTH WEST CORP 152357109 43000 2000 X X
CENTRAL NEWSPAPERS INC CL A COMMON 154647101 89000 2000 X X
CERIDIAN CORP COMMON 15677T106 56000 2240 X X
CHAMPION INTL CORP COMMON 158525105 196000 3800 X X
CHASE MANHATTAN CORP NEW COMMON 16161A108 30000 394 X X
CHASE MANHATTAN CORP NEW PFD C 10.84% 16161A884 15000 500 X X
CHASE PFD CAP CORP PFD 8.10% 161637202 25000 1000 X X
CHEVRON CORP COMMON 166751107 232000 2610 X X
CHIREX INC COMMON 170038103 124000 4800 X X
CHRIS CRAFT INDS INC 17052010 96000 1700 X X
CHUBB CORP COMMON 171232101 85000 1700 X X
CIA ENERGETICA DE BRASILIA ON 2181185 31000 2220 X X
CIA ENERGETICA MINAS GERAIS LOCAL PN 2192712 435000 28300.6 X X
CIA PARANAENSE DE ENERGIA PN B 2200154 289000 42900 X X
CIA SIDERURGICA NATL LOCAL ON 2210261 147000 5800 X X
CIE FINANC RICHEMONT-UTS A COMMON 4738211 1000 25 X X
CIFRA S.A. LOCAL V 2135212 785000 5 98361.4 X X
CIGNA CORP COMMON 125509109 280000 3600 X X
</TABLE>
<PAGE>
Page 5
<TABLE>
<CAPTION>
- ------------------------------------------------------------------------------------------------------------------------------------
Item 1 Item 2 Item 3 Item 4 Item 5 Item 6 Item 7 Item 8
- ------------------------------------------------------------------------------------------------------------------------------------
Name of Issuer Title Cusip Fair Market Shrs or Inves/Discr Voting Auth
of Class Number Value(x$1000) prn amt Sole Shared Other Sole Shared None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C>
CIRCUIT CITY STORE INC COMMON 172737108 81000 1920 X X
CISCO SYSTEMS INC COMMON 17275R102 930000 13554 X X
CITIGROUP INC COMMON 172967101 1134000 25766 X X
CITRIX SYSTEMS INC COMMON 177376100 236000 3800 X X
CK WITCO CORP COMMON 12562C108 918000 61690 X X
CLEAR CHANNEL COMM COMMON 184502102 343000 4282 X X
CLEVELAND ELEC ILLUM CO PFD $90 SER S 186108676 203000 200 X X
CLOROX CO COMMON 189054109 119000 3100 X X
CNF TRANSPORTATION INC COMMON 12612W104 161000 4300 X X
COCA COLA CO COMMON 191216100 676000 14000 X X
COCA-COLA FEMSA S.A. SPONS ADR 191241108 603000 43600 X X
COLGATE PALMOLIVE CO COMMON 194162103 176000 3840 X X
COLUMBIA/HCA HEALTHCARE CP COMMON 197677107 137000 6460 X X
COMAIR HLDGS INC COMMON 199789108 46000 2745 X X
COMC INC COMMON 12614F109 1000 100 X X
COMCAST CORP SPCL CL A COMMON 200300200 80000 2000 X X
COMED FINANCING I PFD 8.480% 20033V209 25000 1000 X X
COMPAQ COMPUTER CORP COMMON 204493100 35000 1500 X X
COMVERSE TECHNOLOGY INC COMMON 205862402 142000 1500 X X
CON EDISON OF NY PFD 7.750% 209111848 25000 1000 X X
CONAGRA INC COMMON 205887102 82000 3600 X X
CONOCO INC CL B COMMON 208251405 475000 17347 X X
CONSECO INC COMMON 208464107 101000 5300 X X
CONSOL FREIGHTWAYS CORP COMMON 209232107 9000 900 X X
CONSOLIDATED PAPERS INC COMMON 209759109 27000 1000 X X
COOPER INDUSTRIES INC COMMON 216669101 141000 3000 X X
CORNING INC COMMON 219350105 230000 3350 X X
CORP INTERAMERICANA LOCAL B SHARES 2224347 130000 53939 X X
COUNTRYWIDE CR INDS INC 222372104 78000 2400 X X
COVANCE INC COMMON 222816100 56000 5780 X X
CRANE CO COMMON 224399105 140000 6200 X X
</TABLE>
<PAGE>
Page 6
<TABLE>
<CAPTION>
- ------------------------------------------------------------------------------------------------------------------------------------
Item 1 Item 2 Item 3 Item 4 Item 5 Item 6 Item 7 Item 8
- ------------------------------------------------------------------------------------------------------------------------------------
Name of Issuer Title Cusip Fair Market Shrs or Inves/Discr Voting Auth
of Class Number Value(x$1000) prn amt Sole Shared Other Sole Shared None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C>
CREDENCE SYSTEMS CORP COMMON 225302108 27000 600 X X
CROWN CORK & SEAL INC COMMON 228255105 223000 9180 X X
CSC HOLDINGS INC PFD 11.125% SER M P-I-K 126304401 7719000 6 71469.7 X X
CSX CORP COMMON 126408103 314000 7400 X X
CULLEN FROST BANKERS INC COMMON 229899109 118000 4700 X X
CVRD LOCAL PN A 2257127 1920000 89900 X X
CVS CORP COMMON 126650100 144000 3514 X X
CYPRESS SEMICONDUCTOR CORP COMMON 232806109 71000 3300 X X
CYTYC CORP COMMON 232946103 35000 900 X X
DANKA BUSINESS SYS PLC SPONS ADR 236277109 15000 1400 X X
DARDEN RESTAURANTS INC COMMON 237194105 79000 4000 X X
DECRANE HOLDINGS-CW08 WTS EXP 09/30/08 243662111 0 2500 X X
DEERE & CO COMMON 244199105 93000 2400 X X
DELPHI AUTOMOTIVE SYS CORP COMMON 247126105 95000 5854 X X
DEVON ENERGY CORP COMMON 251799102 152000 3700 X X
DIAGEO PLC COMMON 237400 76000 6600 X X
DIAL CORP NEW COMMON 25247D101 227000 8900 X X
DILLARDS INC CL A COMMON 254067101 47000 2300 X X
DIMON INC 254394109 12000 3000 X X
DIRECTORS FUND L.P. 254990930 4670000 804.37 X X
DOLLAR GEN CORP COMMON 256669102 183000 5900 X X
DONNELLEY R R & SONS CO COMMON 257867101 50000 1700 X X
DOVER CORP COMMON 260003108 41000 1000 X X
DOW CHEMICAL COMMON 260543103 813000 7150 X X
DQE INC COMMON 23329J104 85000 2170 X X
DU PONT E I DE NEMOURS COMMON 263534109 193000 3176 X X
EASTERN AIR LINE PFD $3.24 276191863 22000 2037 X X
EASTERN STAINLESS CORP COMMON CL B 277044202 1000 88 X X
EASTMAN CHEM CO COMMON 277432100 56000 1393 X X
EASTMAN KODAK CO COMMON 277461109 365000 4820.99 X X
EATON CORP COMMON 278058102 1412000 16355 X X
</TABLE>
<PAGE>
Page 7
<TABLE>
<CAPTION>
- ------------------------------------------------------------------------------------------------------------------------------------
Item 1 Item 2 Item 3 Item 4 Item 5 Item 6 Item 7 Item 8
- ------------------------------------------------------------------------------------------------------------------------------------
Name of Issuer Title Cusip Fair Market Shrs or Inves/Discr Voting Auth
of Class Number Value(x$1000) prn amt Sole Shared Other Sole Shared None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C>
ECHOSTAR COMMUNICATIONS COMMON 278762109 554000 6100 X X
EL PASO ENERGY CORP DEL COMMON 283905107 29000 700 X X
ELECTRONIC ARTS INC COMMON 285512109 341000 4700 X X
EMBRATEL PARTICIPACOE-PREF LOCAL 2292559 1036000 90330 X X
EMC CORP/MASS COMMON 268648102 629000 8800 X X
EMERSON ELEC CO COMMON 291011104 380000 6000 X X
ENGELHARD CORP COMMON 292845104 79000 4309 X X
ENRON CORP COMMON 293561106 297000 7220 X X
ENZO BIOCHEM INC COMMON 294100102 66000 2315 X X
EOG RES INC COMMON 26875P101 124000 5800 X X
EQUITY RESIDENT PROP PFD 9.125% 29476L305 25000 1000 X X
EVEREST REINS HLDGS INC COMMON 299808105 84000 3500 X X
EXXON CORP COMMON 302290101 943000 12400 X X
FABRICA TECIDO RENAUX PN 2329974 456000 1588755 X X
FED DEPT STORES WTS C EXP 12/19/99 31410H119 15000 749 X X
FED DEPT STORES WTS D EXP 12/19/01 31410H127 14000 749 X X
FEDERAL MOGUL CORP COMMON 313549107 78000 2800 X X
FEDERAL NATL MTG ASSN COMMON 313586109 546000 8700 X X
FEDERATED DEPT STORES INC COMMON 31410H101 389000 8900 X X
FIFTH THIRD BANCORP COMMON 316773100 193000 3170 X X
FILENET CORP COMMON 316869106 27000 2500 X X
FIRST DATA CORP COMMON 319963104 292000 6640 X X
FIRST PHILIPPINE HOLDGS COMMON 6339979 13000 12000 X X
FISHER COS INC COMMON 337756209 1906000 32024 X X
FLEET FINL GROUP INC NEW COMMON 338915101 250000 6800 X X
FOUNDATION HEALTH SYS INC COMMON 350404109 51000 5300 X X
FRANKLIN RESOURCES INC COMMON 354613101 127000 4150 X X
FREEPORT MCMORAN COPPER CL A COMMON 35671D105 106000 7600 X X
FREEPORT MCMORAN COPR&GOLD CL B COMMON 35671D857 53000 3400 X X
FREMONT GEN FING I PFD 9% 356905208 23000 1000 X X
GALACTIC RESOURCES LTD COMMON 362903106 1000 1500 X X
</TABLE>
<PAGE>
Page 8
<TABLE>
<CAPTION>
- ------------------------------------------------------------------------------------------------------------------------------------
Item 1 Item 2 Item 3 Item 4 Item 5 Item 6 Item 7 Item 8
- ------------------------------------------------------------------------------------------------------------------------------------
Name of Issuer Title Cusip Fair Market Shrs or Inves/Discr Voting Auth
of Class Number Value(x$1000) prn amt Sole Shared Other Sole Shared None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C>
GANNETT INC COMMON 364730101 268000 3862 X X
GAP INC COMMON 364760108 58000 1783 X X
GARDNER NOMINEE - GARDNER 999999999 1695000 8 18045.5 X X
GARTNER GROUP INC NEW CL B COMMON 366651206 15000 846 X X
GATEWAY INC COMMON 367626108 80000 1800 X X
GEMSTAR INTERNATL GRP LTD COMMON G3788V106 290000 3700 X X
GENERAL ELEC CO COMMON 369604103 3788000 31946 X X
GENERAL MILLS INC COMMON 370334104 528000 6500 X X
GENERAL MTRS CORP COMMON 370442105 57000 900 X X
GENERAL MTRS CORP CL H COMMON NEW 370442832 161000 2800 X X
GENUINE PARTS CO COMMON 372460105 75000 2800 X X
GENZYME CORP-GEN DIV COMMON 372917104 280000 6200 X X
GERDAU S A SPONS ADR 373737105 278000 16500 X X
GERDAU S.A. LOCAL PN 2160407 188000 12000 X X
GILEAD SCIENCES INC COMMON 375558103 165000 2560 X X
GILLETTE CO COMMON 375766102 391000 11508 X X
GLOBAL CROSSING LTD COMMON G3921A100 128000 4817.5 X X
GOLDEN ST BANCORP INC COMMON 381197102 144000 8000 X X
GOLDFIELDS LIMITED COMMON 6370008 1000 57 X X
GOODRICH B F CO COMMON 382388106 29000 1000 X X
GOODYEAR TIRE & RUBR COMMON 382550101 212000 4400 X X
GREAT ATLANTIC & PAC TEA COMMON 390064103 5000 150 X X
GREAT LAKES CHEM CORP COMMON 390568103 50000 1300 X X
GRUPO FINANCIERO BANCOMER LOCAL SERIES O SHARES 2402875 70000 311000 X X
GRUPO INDL DURANGO S.A. SPONS ADR 4.00E+113 123000 16100 X X
GRUPO INDUSTRIAL BIMBO LOCAL A 2392471 745000 355222 X X
GRUPO MODELO S.A. LOCAL C 2380539 934000 368100 X X
GRUPO TELEVISA S.A. DE C.V. SPONS ADR 40049J206 1031000 25800 X X
GTE CORP COMMON 362320103 384000 4988 X X
GUARARAPES ON 6038 1678000 1073.7 X X
GUESS INC COMMON 401617105 27000 2000 X X
</TABLE>
<PAGE>
Page 9
<TABLE>
<CAPTION>
- ------------------------------------------------------------------------------------------------------------------------------------
Item 1 Item 2 Item 3 Item 4 Item 5 Item 6 Item 7 Item 8
- ------------------------------------------------------------------------------------------------------------------------------------
Name of Issuer Title Cusip Fair Market Shrs or Inves/Discr Voting Auth
of Class Number Value(x$1000) prn amt Sole Shared Other Sole Shared None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C>
GUEST SUPPLY INC COMMON 401630108 3000 150 X X
GUIDANT CORP COMMON 401698105 97000 1800 X X
HANNAFORD BROS CO COMMON 410550107 296000 4200 X X
HARCOURT GEN INC COMMON 41163G101 171000 4100 X X
HARRAHS ENTMT INC COMMON 413619107 114000 4100 X X
HARTFORD CAP I PFD SER A 7.7% 416315208 24000 1000 X X
HARTFORD FINL SVCS GRP COMMON 416515104 455000 11124 X X
HASBRO INC COMMON 418056107 159000 5500 X X
HAYES LEMMERZ INTL INC COMMON 420781106 47000 2000 X X
HEINEKEN HOLDING NV CL A COMMON 5458154 68000 1750 X X
HELLER FINANCIAL INC CL A COMMON 423328103 123000 5460 X X
HERSHEY FOODS CORP COMMON 427866108 74000 1500 X X
HEWLETT PACKARD CO COMMON 428236103 241000 2646 X X
HOME DEPOT INC COMMON 437076102 404000 5880 X X
HYLSAMEX S.A. LOCAL BCP 2432054 346000 120000 X X
ILLINOVA CORP COMMON 452317100 20000 700 X X
ILUKA RESOURCES LTD COMMON 6957575 1000 91 X X
IMMUNEX CORP NEW COMMON 452528102 350000 8052 X X
IMS HEALTH INC COMMON 449934108 149000 6500 X X
INDUSTRIAS CH S.A. LOCAL B 2454810 229000 97000 X X
INFINITY BROADCASTING CORP CL A COMMON 45662S102 261000 8900 X X
INGERSOLL RAND CO COMMON 456866102 200000 3640 X X
INSD MUNI INC TR UNIT TRUST SER 80 M 458083524 5000 25 X X
INSIGHT ENTERPRISES INC COMMON 45765U103 82000 2500 X X
INTEGRATED DEVICE TECH INC COMMON 458118106 49000 2600 X X
INTEL CORP COMMON 458140100 1146000 15420 X X
INTERDIGITAL COMM GROUP RESTRICTED 45866A915 23000 5000 X X
INTL BUSINESS MACHINES COMMON 459200101 6185000 51112 X X
INTL BUSINESS MACHINES PFD 7.500% 459200309 27000 1000 X X
INTL CABLETEL WTS 459216115 0 210 X X
INTL HOME FOODS INC COMMON 459655106 81000 4600 X X
</TABLE>
<PAGE>
Page 10
<TABLE>
<CAPTION>
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Item 1 Item 2 Item 3 Item 4 Item 5 Item 6 Item 7 Item 8
- ------------------------------------------------------------------------------------------------------------------------------------
Name of Issuer Title Cusip Fair Market Shrs or Inves/Discr Voting Auth
of Class Number Value(x$1000) prn amt Sole Shared Other Sole Shared None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C>
ITT INDUSTRIES INC COMMON 450911102 136000 4250 X X
IVAX CORP COMMON 465823102 194000 11700 X X
JEFFERSON PILOT CORP COMMON 475070108 38000 600 X X
JOHNSON & JOHNSON COMMON 478160104 3487000 37949 X X
JONES APPAREL GROUP INC COMMON 480074103 173000 6000 X X
JONES PHARMA INC COMMON 480236108 174000 5250 X X
JPS TEXTILES GRP INC CL A 4.66E+112 1000 720 X X
KEEBLER FOODS CO COMMON 487256109 81000 2700 X X
KERR MCGEE CORP COMMON 492386107 210000 3800 X X
KEYSPAN CORP PFD SER AA 7.95 49337W209 333000 13000 X X
KIMBERLY CLARK CORP COMMON 494368103 436000 8256 X X
KIMBERLY CLARK DE MEXICO CL A COMMON LOCAL 2491914 188000 53000 X X
KONINKLIJKE PHILIPS ELECTRS NY SHR NEW 500472204 110000 1080 X X
LAFARGE CORP COMMON 505862102 36000 1100 X X
LANDMARK LANDMARK - NOMINEE 999999999 434000 433194 X X
LILLY ELI & CO COMMON 532457108 193000 3000 X X
LINCOLN NATL CAP I PFD 8.750% 534177209 25000 1000 X X
LINCOLN NATL CAPITAL II PFD 8.350% 534178207 25000 1000 X X
LITTON INDS INC COMMON 538021106 258000 4700 X X
LIZ CLAIBORNE INC COMMON 539320101 22000 700 X X
LOCKHEED MARTIN CORP COMMON 539830109 40000 1200 X X
LOEWS CORP COMMON 540424108 455000 6479 X X
LSI LOGIC CORP COMMON 502161102 312000 6000 X X
LUCENT TECHNOLOGIES INC COMMON 549463107 1091000 16806 X X
LYONDELL CHEMICAL CO COMMON 552078107 34000 2500 X X
MACMILLAN BLOEDEL LTD COMMON 554783209 55000 3500 X X
MANDALAY RESORT GROUP COMMON 562567107 54000 2700 X X
MARSH & MCLENNAN COS INC COMMON 571748102 287000 4180 X X
MARTIN MARIETTA MTLS INC COMMON 573284106 40000 1000 X X
MATTEL INC COMMON 577081102 240000 12600 X X
MAXTOR CORP COMMON NEW 577729205 116000 17500 X X
</TABLE>
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<TABLE>
<CAPTION>
- ------------------------------------------------------------------------------------------------------------------------------------
Item 1 Item 2 Item 3 Item 4 Item 5 Item 6 Item 7 Item 8
- ------------------------------------------------------------------------------------------------------------------------------------
Name of Issuer Title Cusip Fair Market Shrs or Inves/Discr Voting Auth
of Class Number Value(x$1000) prn amt Sole Shared Other Sole Shared None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C>
MAY DEPT STORES CO COMMON 577778103 154000 4200 X X
MBIA INC COMMON 55262C100 150000 3200 X X
MBNA CORP COMMON 55262L100 76000 3300 X X
MCDONALDS CORP COMMON 580135101 286000 6600 X X
MCI CAP I PFD 8.000% 55267Y206 25000 1000 X X
MCI WORLDCOM INC COMMON 55268B106 812000 11285 X X
MEAD CORP COMMON 582834107 76000 2200 X X
MEDIAONE FING A PFD 7.960% 583937206 24000 1000 X X
MEDIAONE GROUP INC COMMON 58440J104 144000 2102 X X
MEDTRONIC INC COMMON 585055106 412000 11568 X X
MENTOR CORP MINN COMMON 587188103 38000 1300 X X
MERCK & CO INC COMMON 589331107 6975000 107612 X X
MEREDITH CORP COMMON 589433101 66000 1800 X X
MERRILL LYNCH PFD CAP PFD 7.750% 589977206 49000 2000 X X
METALURGICA GERDAU S.A. PN 2581138 146000 5000 X X
METRIS COS INC COMMON 591598107 24000 800 X X
MICROCHIP TECHNOLOGY INC COMMON 595017104 108000 2100 X X
MICRON TECHNOLOGY INC COMMON 595112103 220000 3300 X X
MICROSOFT CORP COMMON 594918104 1868000 20620 X X
MILLENNIUM INORGANIC PN B 2886543 121000 7719 X X
MILLENNIUM INORGANIC PN A 2886554 67000 4193 X X
MILLIPORE CORP COMMON 601073109 76000 2000 X X
MINNESOTA MNG & MFG CO COMMON 604059105 265000 2750 X X
MINNESOTA PWR & LT CO COMMON 604110106 36000 2000 X X
MISSOURI LINCOLN TR NET PR LIMITED PARTNERSHIP 99D264350 8000 19 X X
MONSANTO CO COMMON 611662107 186000 5200 X X
MONTANA PWR CO COMMON 612085100 58000 1900 X X
MORGAN J P & CO INC COMMON 616880100 216000 1888 X X
MORGAN ST DN WTTR & CO COMMON NEW 617446448 546000 6113 X X
MORGAN STANLEY EQ GRWTH 73232471 579000 16331.04 X X
MOS FOOD SERVICES COMMON 6605830 0 20 X X
</TABLE>
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<CAPTION>
- ------------------------------------------------------------------------------------------------------------------------------------
Item 1 Item 2 Item 3 Item 4 Item 5 Item 6 Item 7 Item 8
- ------------------------------------------------------------------------------------------------------------------------------------
Name of Issuer Title Cusip Fair Market Shrs or Inves/Discr Voting Auth
of Class Number Value(x$1000) prn amt Sole Shared Other Sole Shared None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C>
MOTOROLA INC COMMON 620076109 971000 11030 X X
NABORS INDS INC COMMON 629568106 113000 4500 X X
NALCO CHEM CO COMMON 629853102 71000 1400 X X
NATIONAL CITY CORP COMMON 635405103 94000 3500 X X
NATIONAL SEMICONDUCTOR CORP COMMON 637640103 456000 14900 X X
NCH CORP COMMON 628850109 10000 200 X X
NCR CORP NEW COMMON 6.29E+112 7000 195 X X
NEIMAN MARCUS GROUPS INC COMMON 640204103 3000 100 X X
NESTLE S.A. SPONS ADR 641069406 57000 600 X X
NETOPIA INC COMMON 64114K104 36000 900 X X
NEWBRIDGE NETWORKS CORP COMMON 650901101 79000 3000 X X
NEWPORT NEWS SHIPBLDING INC COMMON 652228107 214000 6600 X X
NEWS CORP LTD SPONS ADR NEW 652487703 271000 9500 X X
NEXTEL COMMUNICATIONS INC CL A 65332V103 245000 3600 X X
NIAGARA MOHAWK HLDGS INC COMMON 653520106 134000 8600 X X
NIELSEN MEDIA RESH INC COMMON 653929307 261000 7000 X X
NIKE INC CL B 654106103 12000 200 X X
NISOURCE INC COMMON 65473P105 67000 3000 X X
NOBLE DRILLING CORP COMMON 655042109 62000 2800 X X
NOKIA CORP SPONS ADR 654902204 324000 3600 X X
NORFOLK SOUTHN CORP COMMON 655844108 361000 14700 X X
NORTEL NETWORKS CORP COMMON 656569100 317000 6200 X X
NORTH FORK BANCORP INC N Y COMMON 659424105 75000 3800 X X
NORTHERN TR CORP COMMON 665859104 226000 2700 X X
NORTHROP GRUMMAN CORP COMMON 666807102 248000 3900 X X
NOVELLUS SYS INC COMMON 670008101 75000 1100 X X
NUCOR CORP COMMON 670346105 48000 1000 X X
OCCIDENTAL PETROLEUM CORP COMMON 674599105 123000 5300 X X
ORACLE CORPORATION COMMON 68389X105 321000 7050 X X
OWENS CORNING COMMON 69073F103 37000 1700 X X
OWENS ILL INC COMMON NEW 690768403 92000 4600 X X
</TABLE>
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<TABLE>
<CAPTION>
- ------------------------------------------------------------------------------------------------------------------------------------
Item 1 Item 2 Item 3 Item 4 Item 5 Item 6 Item 7 Item 8
- ------------------------------------------------------------------------------------------------------------------------------------
Name of Issuer Title Cusip Fair Market Shrs or Inves/Discr Voting Auth
of Class Number Value(x$1000) prn amt Sole Shared Other Sole Shared None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C>
PACIFIC CENTY FINL CORP COMMON 694058108 190000 9260 X X
PACIFIC TELESIS FING I PFD 7.560% 694887209 24000 1000 X X
PACIFICORP COMMON 69511410 15000 726 X X
PAO DE ACUAR LOCAL PN 2667771 1640000 81343 X X
PARAMETRIC TECHNOLOGY CORP COMMON 699173100 141000 10400 X X
PARK PL ENTMT CORP COMMON 700690100 167000 13300 X X
PATHWAYS GROUP INC COMMON 70321D106 46000 8000 X X
PATTERSON ENERGY INC COMMON 703414102 22000 1400 X X
PENNEY J C CO COMMON 708160106 290000 8400 X X
PENNZOIL-QUAKER ST CO COMMON 709323109 223000 17600 X X
PEOPLES BK COMMON 710198102 141000 5935 X X
PEPSICO INC COMMON 713448108 122000 4000 X X
PEQUOT PEQUOT - NOMINEE 999999999 100000 100000 X X
PEREGRINE SYS INC COMMON 71366Q101 115000 2800 X X
PEREZ COMPANC S.A. -B LOCAL 2681931 660000 108950 X X
PERRIGO COMPANY COMMON 714290103 130000 16420 X X
PETROFLEX ON 2682354 85000 4060 X X
PETROLEO BRASILEIRO S.A. LOCAL PN 2684532 1577000 10440 X X
PFIZER INC COMMON 717081103 5492000 153087 X X
PHARMACIA & UPJOHN INC COMMON 716941109 504000 10140 X X
PHELPS DODGE CORP COMMON 717265102 45000 800 X X
PHILEX MINING CORP CLASS B 71814230 5000 1844 X X
PHILIP MORRIS COS INC COMMON 718154107 936000 27375 X X
PHILLIPS PETE CO COMMON 718507106 171000 3500 X X
PHOSPHATE RESOURCE PARTNERS COMMON 719217101 5000 500 X X
PINNACLE WEST CAP CORP COMMON 723484101 186000 5090 X X
PITNEY BOWES INC COMMON 724479100 250000 4100 X X
PITTSTON BRINK'S GROUP COMMON 725701106 40000 1700 X X
POTOMAC ELEC PWR CO COMMON 737679100 26000 1000 X X
PRAXAIR INC COMMON 74005P104 46000 1000 X X
PRECISION DRILLING CORP CL A COMMON 74022D100 35000 1500 X X
</TABLE>
<PAGE>
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<CAPTION>
- ------------------------------------------------------------------------------------------------------------------------------------
Item 1 Item 2 Item 3 Item 4 Item 5 Item 6 Item 7 Item 8
- ------------------------------------------------------------------------------------------------------------------------------------
Name of Issuer Title Cusip Fair Market Shrs or Inves/Discr Voting Auth
of Class Number Value(x$1000) prn amt Sole Shared Other Sole Shared None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C>
PRIORITY HEALTHCARE CORP CL B COMMON 74264T102 34000 1100 X X
PROCTER & GAMBLE CO COMMON 742718109 750000 8000 X X
PROTECTIVE LIFE CORP COMMON 743674103 61000 2100 X X
PROVIDIAN FINL CORP COMMON 74406A102 628000 7922 X X
PUGET SOUND ENERGY INC COMMON 745332106 63000 2800 X X
QUANTUM CORP COMMON 747906303 29000 3800 X X
QUANTUM CORP DLT & STORAGE COMMON 747906204 159000 11300 X X
QUESTOR QUESTOR - NOMINEE 999999999 91000 8 90631.9 X X
QUINTILES TRANSNATIONAL CORP COMMON 748767100 29000 1500 X X
R & B FALCON CORP COMMON 7.49E+105 84000 6400 X X
RALSTON-RALSTON PURINA GRP COMMON 751277302 112000 4000 X X
RAYONIER INC COMMON 754907103 3000 63 X X
RAYTHEON CO CL B 755111408 139000 2800 X X
RELIASTAR FINL CORP COMMON 75952U103 90000 2700 X X
REMEDY CORP COMMON 759548100 46000 1600 X X
REPSOL S.A. SPONS ADR 76026T205 441000 22100 X X
REPUBLIC NEW YORK CORP COMMON 760719104 173000 2800 X X
REYNOLDS R J TOB HLDGS INC COMMON 76182K105 163000 6033 X X
RF MICRO DEVICES INC COMMON 749941100 46000 1000 X X
ROHM & HAAS CO COMMON 775371107 297000 8213 X X
ROSS STORES INC COMMON 778296103 61000 3000 X X
ROYAL CARIBBEAN CRUISES COMMON V7780T103 95000 2100 X X
ROYAL DUTCH PETE CO NY REG SHS 1.25 780257804 449000 7600 X X
RYDER SYS INC COMMON 783549108 39000 1900 X X
SAFEWAY INC COMMON NEW 786514208 263000 6900 X X
SAKS INC COMMON 79377W108 87000 5700 X X
SANTA FE INTL CORP COMMON G7805C108 33000 1500 X X
SARA LEE CORP COMMON 803111103 342000 14600 X X
SBC COMM INC FPD 8.500% 694889205 51000 2000 X X
SBC COMMUNICATIONS INC COMMON 78387G103 413000 8070 X X
SCHERING PLOUGH CORP COMMON 806605101 6267000 143654 X X
</TABLE>
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<TABLE>
<CAPTION>
- ------------------------------------------------------------------------------------------------------------------------------------
Item 1 Item 2 Item 3 Item 4 Item 5 Item 6 Item 7 Item 8
- ------------------------------------------------------------------------------------------------------------------------------------
Name of Issuer Title Cusip Fair Market Shrs or Inves/Discr Voting Auth
of Class Number Value(x$1000) prn amt Sole Shared Other Sole Shared None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C>
SCHLUMBERGER LTD COMMON 806857108 1131000 18150 X X
SCHWEITZER-MAUDUIT INTL INC COMMON 808541106 17000 1250 X X
SCIOS INC COMMON 808905103 1000 100 X X
SCOR SA SPONS ADR 80917Q106 92000 1900 X X
SCRIPPS E W CO OHIO CL A COMMON 811054204 285000 5790 X X
SEAGATE TECHNOLOGY COMMON 811804103 193000 6300 X X
SEARS ROEBUCK & CO COMMON 812387108 384000 12218 X X
SHAW INDS INC COMMON 820286102 131000 8200 X X
SHOPKO STORES INC COMMON 824911101 56000 1900 X X
SIGNAL APPAREL INC COMMON 826619108 522000 695799 X X
SILICON GRAPHICS INC COMMON 827056102 45000 4100 X X
SINCLAIR BROADCAST GROUP INC CL A COMMON 829226109 20000 2100 X X
SLM HOLDING CORP COMMON 78442A109 61000 1400 X X
SMURFIT/STONE CONT CORP COMMON 832727101 113000 5200 X X
SNAP ON INC COMMON 833034101 182000 5600 X X
SORIANA S.A. LOCAL B 2620172 1469000 366200 X X
SOUTHDOWN INC COMMON 841297104 59000 1100 X X
SOUTHERN CO COMMON 842587107 62000 2400 X X
SPECIALTY CARE NETWORK INC COMMON 84748M102 4000 1000 X X
SPRINT CORP (FON GROUP) COMMON 852061100 1803000 33220 X X
SPRINT CORP (PCS GROUP) COMMON 852061506 843000 11305 X X
ST PAUL COS INC COMMON 792860108 83000 3000 X X
STANLEY WKS COMMON 854616109 76000 3000 X X
STATE STREET CORP COMMON 857477103 52000 800 X X
STERLING SOFTWARE INC COMMON 859547101 56000 2780 X X
STORAGE TECHNOLOGY CORP COMMON 862111200 57000 2900 X X
SUN MICROSYSTEMS INC COMMON 866810104 605000 6500 X X
SUNAMERICA CAP TR II PFD 8.35% 867022204 25000 1000 X X
SUNCOR ENERGY INC COMMON 867229106 55000 1400 X X
SUPERVALU INC COMMON 868536103 82000 3700 X X
SYMANTEC CORP COMMON 871503108 299000 8300 X X
</TABLE>
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<TABLE>
<CAPTION>
- ------------------------------------------------------------------------------------------------------------------------------------
Item 1 Item 2 Item 3 Item 4 Item 5 Item 6 Item 7 Item 8
- ------------------------------------------------------------------------------------------------------------------------------------
Name of Issuer Title Cusip Fair Market Shrs or Inves/Discr Voting Auth
of Class Number Value(x$1000) prn amt Sole Shared Other Sole Shared None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C>
SYSCO CORP COMMON 871829107 141000 4000 X X
TANDY CORP COMMON 875382103 621000 12000 X X
TCI COMM FINANCING I PFD 8.72% 872285200 26000 1000 X X
TECH DATA CORP COMMON 878237106 45000 1900 X X
TEECO PPTYS LP CO COMMON 87900210 1000 1080 X X
TELECOM BRASIL-PFD RECEIPTS LOCAL 2411655 439000 5800 X X
TELECOM BRASILEIRAS-TELEBRAS SPONS ADR 879287308 208000 2800 X X
TELEFONICA DE ARGENTINA SPONS ADR B 879378206 117000 4420 X X
TELEFONICA DE ESPANA S A SPONS ADR 879382208 75000 1560 X X
TELEFONOS DE MEXICO S.A. SPONS ADR L 879403780 827000 11600 X X
TELEGRAAF HOLDINGS MIJ COMMON 5062919 128000 5200 X X
TELESP CELLULAR LOCAL PN B 2246954 938000 7 18187.2 X X
TELESP CELULAR PART SPONS ADR 87952L108 304000 11600 X X
TELESP CELULAR PARTIC-PREF LOCAL 2292690 158000 15920 X X
TELESP FIXED LOCAL PN 2882541 512000 5709.57 X X
TELESP PARTICIPACOES S.A. SPONS ADR 87952K100 171000 10800 X X
TELESP PARTICIPACOES-PREF LOCAL 2292720 240000 15350 X X
TELESUDESTE CELULAR-PREF LOCAL 2292753 55000 12440 X X
TELLABS INC COMMON 879664100 137000 2400 X X
TEMPLE INLAND INC COMMON 879868107 216000 3530 X X
TENN VALLEY AUTH SER A PFD 7.5% 880591201 40000 1600 X X
TENNESSEE VALLEY AUTH PFD 8.000% 880591102 25000 1000 X X
TEXAS INSTRUMENTS INC COMMON 882508104 99000 1200 X X
THERMO ELECTRON CORP COMMON 883556102 68000 5000 X X
THOMAS & BETTS CORP COMMON 884315102 67000 1300 X X
TIME WARNER CAP I PFD 8.875% 88731G204 25000 1000 X X
TIME WARNER INC COMMON 887315109 869000 14302 X X
TOO INC COMMON 890333107 40000 2200 X X
TORCHMARK CAP LLC PFD 9.180% 891025207 25000 1000 X X
TOSCO CORP COMMON 891490302 230000 9100 X X
TRANSOCEAN OFFSHORE INC ORD COMMON G90076103 187000 6100 X X
</TABLE>
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<CAPTION>
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Item 1 Item 2 Item 3 Item 4 Item 5 Item 6 Item 7 Item 8
- ------------------------------------------------------------------------------------------------------------------------------------
Name of Issuer Title Cusip Fair Market Shrs or Inves/Discr Voting Auth
of Class Number Value(x$1000) prn amt Sole Shared Other Sole Shared None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C>
TRAVELERS P&C CAP I PFD 8.08% 893931204 25000 1000 X X
TRICON GLOBAL RESTAURANTS COMMON 895953107 82000 2000 X X
TV GUIDE INC CL A COMMON 87307Q109 98000 2500 X X
TYCO INTL LTD NEW COMMON 902124106 537000 5200 X X
TYSON FOODS INC CL A COMMON 902494103 43000 2600 X X
U S WEST INC NEW COMMON 91273H101 74000 1285.99 X X
UNIBANCO SPONS GDR 9.05E+111 3164000 178859 X X
UNICOM CORP COMMON 904911104 85000 2300 X X
UNILEVER N V NEW YORK SHS N 904784709 206000 3013 X X
UNION CARBIDE CORP COMMON 905581104 233000 4100 X X
UNION PAC CORP COMMON 907818108 559000 11622 X X
UNION PAC RES GROUP INC COMMON 907834105 96000 5854 X X
UNIONBANCAL CORP COMMON 908906100 116000 3200 X X
UNISYS CORP COMMON 909214108 68000 1500 X X
UNITED HEALTHCARE CORP COMMON 910581107 25000 500 X X
UNITED TECHNOLOGIES CORP COMMON 91301710 1179000 19868 X X
UNITED TECHNOLOGIES CORP COMMON 913017109 487000 8200 X X
UNUMPROVIDENT CORP COMMON 91529Y106 95000 3200 X X
US BANCORP COMMON 902973106 179000 5920 X X
USFREIGHTWAYS CORP COMMON 916906100 86000 1800 X X
USX US STEEL GROUP COMMON 90337T101 88000 3400 X X
V F CORP COMMON 918204108 100000 3200 X X
VARIAN INC COMMON 922206107 38000 2100 X X
VARIAN SEMICONDUCTOR EQUIP COMMON 922207105 45000 2100 X X
VERITY INC COMMON 92343C106 131000 1900 X X
VIACOM INC WTS 925524126 1000 1362 X X
VIAD CORP COMMON 92552R109 319000 10800 X X
VIRGINIA PWR CAP TR PFD 8.050% 928082205 25000 1000 X X
VISHAY INTERTECHNOLOGY INC COMMON 928298108 84000 3500 X X
VODAFONE AIRTOUCH PLC SPONS ADR 92857T107 78000 326 X X
WACHOVIA CORP NEW COMMON 929771103 142000 1800 X X
</TABLE>
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<CAPTION>
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Item 1 Item 2 Item 3 Item 4 Item 5 Item 6 Item 7 Item 8
- ------------------------------------------------------------------------------------------------------------------------------------
Name of Issuer Title Cusip Fair Market Shrs or Inves/Discr Voting Auth
of Class Number Value(x$1000) prn amt Sole Shared Other Sole Shared None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C>
WAL MART STORES INC COMMON 931142103 1385000 29100 X X
WALGREEN CO 931422109 51000 2000 X X
WALT DISNEY CO COMMON 254687106 65000 2500 X X
WARNER LAMBERT CO COMMON 934488107 425000 6392 X X
WASHINGTON POST CO CL B 939640108 51000 100 X X
WASTE MGMT INC COMMON 94106L109 31000 1600 X X
WATSON PHARMACEUTICALS INC COMMON 942683103 28000 900 X X
WEATHERFORD INTL INC NEW COMMON 947074100 295000 9212 X X
WEETABIX COMMON 94857989 56000 1000 X X
WEINGARTEN RLTY INVST REIT 948741103 56000 1497 X X
WELLPOINT HEALTH NTWRKS COMMON 94973H108 57000 1000 X X
WELLS FARGO & CO NEW COMMON 949746101 60000 1500 X X
WERNER ENTERPRISES INC COMMON 950755108 155000 8772 X X
WESTERN RESOURCES INC COMMON 959425109 22000 1000 X X
WESTVACO CORP COMMON 961548104 85000 3300 X X
WEYERHAEUSER CO COMMON 962166104 116000 2000 X X
WHIRLPOOL CORP COMMON 963320106 327000 5000 X X
WHOLE FOODS MKT INC COMMON 966837106 59000 1800 X X
WILLAMETTE INDS INC COMMON 969133107 151000 3500 X X
WILLIAMS COS INC COMMON 969457100 57000 1500 X X
WILLIAMS SONOMA INC COMMON 969904101 49000 1000 X X
WISCONSIN ENERGY CORP COMMON 976657106 47000 2000 X X
WOOLWORTHS LTD COMMON 6981239 1000 434 X X
XEROX CORP COMMON 984121103 1259000 30000 X X
XILINX INC COMMON 983919101 171000 2600 X X
XIRCOM INC COMMON 983922105 52000 1200 X X
ZEBRA TECHNOLOGIES CORP CL A COMMON 989207105 46000 1000 X X
TOTALS 184674697 12227021.61
</TABLE>
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