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OMB Number 3235-0287
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U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 4
|_| Check this box if no
longer subject to Section
16. Form 4 or Form 5
obligations may
continue. See Instruction
1(b).
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f)
of the Investment Company Act of 1940
(Print or Type Responses)
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1. Name and Address of Reporting Person*
Ingram, William H.
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(Last) (First) (Middle)
c/o Waller-Sutton Management Group, Inc., One
Rockefeller Plaza, Suite 3300
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(Street)
New York New York 10020
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(City) (State) (Zip)
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2. Issuer Name and Ticker or Trading Symbol
Regent Communications, Inc. (RGCIP)
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3 IRS or Social Security Number
of Reporting Person (Voluntary)
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4. Statement for Month/Year
January 2000
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5. If Amendment, Date of Original
(Month/Year)
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6. Relationship of Reporting Person to Issuer (Check all applicable)
X Director 10% Owner
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Officer (give title below) Other (specify below)
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7. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
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Form filed by More than One Reporting Person
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Table 1 -- Non-Derivative Securities Acquired, Disposed of, or Beneficially
Owned
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1. Title of Security 2. Transaction Date
(Instr. 3)
(Month/Day/Year)
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Common Stock, $.01 par value(1) 01/28/00
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3. Transaction 4. Securities Acquired (A) or Disposed of (D)
Code (Instr. 8) (Instr. 3, 4 and 5)
Code V Amount (A) or (D) Price
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C 100,000 A N/A
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5. Amount of Securities 6. Ownership Form: 7. Nature of Indirect
Beneficially Owned at Direct (D) or Indirect Beneficial
End of Month (I) Ownership
(Instr. 3 and 4) (Instr. 4) (Instr. 4)
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100,000 D
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Reminder: Report on a separate line for each class of securities beneficially
owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction
4(b)(v). SEC 1474 (7/96) (Over)
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(1) This filing is made merely to reflect a change in form of ownership
from indirect to direct which occurred upon conversion of preferred stock to
common stock after consummation of a public offering.
<PAGE>
FORM 4 (cont.)
TABLE II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivative 2. Conver- 3. Trans- 4. Transaction
Security sion or action Code (Instr.
(Instr. 3) Exercise Date 8)
Price of (Month/
Derivative Day/
Security Year)
Code V
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5. Number of 6. Date Exercis- 7. Title and
Derivative able and Amount of
Securities Expiration Underlying
Acquired Date Securities (Instr
(A) or Dis (Month/Day/ 3 and 4)
posed of (D) Year)
(Instr. 3,
4, 5)
(A) (D) Amount
Date Expi- or
Exer- ration Number
cisable Date Title of Shares
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8. Price of 9. Number of 10. Ownership
Deriv- Derivative Form of
ative Securities Derivative
Security Bene Security:
(Instr. 5) ficially Direct (D)
Owned at or Indirect
End of (I)
Month (Instr. 4)
(Instr. 4)
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11. Nature of
Indirect
Beneficial
Ownership
(Instr. 4)
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Explanation of Responses:
** Intentional misstatements or omissions of facts constitute Federal Criminal
Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
/s/ William H. Ingram March 9, 2000
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William H. Ingram Date
Note: File three copies of this Form, one of which must be manually signed. If
space is insufficient, see Instruction 6 for procedure.
Potential persons who are to respond to the collection of information contained
in this form are not required to respond unless the form displays a currently
valid OMB Number
Page 2
SEC 1474 (7/96)
