UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
(Rule 13d-101)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO
RULE 13d-2(a)
(Amendment No. 3)1
Aerial Communications, Inc.
- --------------------------------------------------------------------------------
(Name of Issuer)
Common Shares ($1.00 par value)
- --------------------------------------------------------------------------------
(Title of Class of Securities)
007655103
-----------------------
(CUSIP Number)
LeRoy T. Carlson, Jr. (312) 630-1900
President and Chief Executive Officer
Telephone and Data Systems, Inc.
30 N. LaSalle Street, Suite 4000, Chicago, Illinois 60602
- --------------------------------------------------------------------------------
(Name, Address and Telephone Number of Person Authorized to Receive Notices and
Communications)
May 4, 2000
---------------------------------------------------------
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition that is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following
box |_|.
Note: Schedules filed in paper format shall include a signed original and five
copies of the schedule, including all exhibits. See Rule 13d-7(b) for other
parties to whom copies are to be sent.
(Continued on following pages)
(Page 1 of 7 pages)
- ----------------------
1The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which would
alter disclosures provided in a prior cover page.
Information required on the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
<PAGE>
SCHEDULE 13D
- --------------------------------------------------------------------------------
CUSIP No. 007655103 13D Page 2 of 7 Pages
------------------ ----- -----
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Telephone and Data Systems, Inc.
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_]
(b) [_]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
00
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEM 2(d) or 2(e)
[_]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
SHARES -0-
BENEFICIALLY ------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING -0-
PERSON ------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
-0-
------------------------------------
10 SHARED DISPOSITIVE POWER
-0-
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
-0-
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES*
[_]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
-0-
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
HC, CO
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
SCHEDULE 13D
- --------------------------------------------------------------------------------
CUSIP No. 007655103 13D Page 3 of 7 Pages
--------- ----- -----
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE
PERSONS (ENTITIES ONLY)
The Trustees of the Voting Trust under Agreement dated June 30,
1989
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X]
(b) [_]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
00
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEM 2(d) or 2(e)
[_]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
SHARES -0-
BENEFICIALLY ------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING -0-
PERSON ------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
-0-
------------------------------------
10 SHARED DISPOSITIVE POWER
-0-
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
-0-
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES*
[_]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
-0-
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
00
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
Schedule 13D
Issuer: Aerial Communications, Inc.
Page 4 of 7 Pages
This final amendment to Schedule 13D is being filed pursuant to Section
13(d)(2) of the Securities Exchange Act of 1934, as amended (the "Act"), by
Telephone and Data Systems, Inc., a Delaware corporation ("TDS"). This amended
Schedule 13D relates to the ownership by TDS of Common Shares, par value $1.00
per share ("Common Shares"), and/or Series A Common Shares, par value $1.00 per
share ("Series A Common Shares" and, together with the Common Shares, "Common
Stock"), of Aerial Communications, Inc., a Delaware corporation (the "Issuer").
Item 1. Security and Issuer.
--------------------
This statement relates to the Common Shares, par value $1.00 per share,
and Series A Common Shares, par value $1.00 per share, of the Issuer. The
principal executive office of the Issuer is located at 8410 West Bryn Mawr,
Suite 700, Chicago, Illinois 60631.
Item 2. Identity and Background.
------------------------
TDS and the Trustees of the Voting Trust under Agreement dated June 30,
1989 (the "Voting Trust"), are filing this Schedule 13D amendment concerning
their direct and indirect beneficial ownership of Common Shares. The following
sets forth information with respect to Items 2(a) through 2(f) for TDS and the
Trustees of the TDS Voting Trust.
TDS. TDS is a Delaware corporation. The principal business and office
address of TDS, is 30 North LaSalle Street, Suite 4000, Chicago, Illinois 60602.
TDS's principal business is that of providing diversified telecommunications
services. TDS, directly and through its subsidiaries, has established cellular
telephone, local telephone and personal communications services operations. The
information with respect to the directors and executive officers of TDS is set
forth on Appendices A and B attached hereto, and incorporated herein by
reference.
The Trustees of the Voting Trust. The principal business address of the
Voting Trust is c/o TDS, 30 North LaSalle Street, Suite 4000, Chicago, Illinois
60602. The Voting Trust holds TDS Series A Common Shares and was created to
facilitate long-standing relationships among the trust's certificate holders.
Under the terms of the Voting Trust, the trustees hold and vote the TDS Series A
Common Shares held in the trust. The information with respect to the trustees of
the Voting Trust is set forth in Appendix C hereto, and incorporated herein by
reference.
To the knowledge of LeRoy T. Carlson, Jr., during the last five (5)
years, none of TDS, the Voting Trust, nor any of the persons named in Appendices
A, B and C hereto has been convicted in a criminal proceeding (excluding traffic
violations or similar misdemeanors).
To the knowledge of LeRoy T. Carlson, Jr., during the last five (5)
years, none of TDS, The Voting Trust, nor any of the persons named in Appendices
A, B and C hereto was a party to a civil proceeding of a judicial or
administrative body of competent jurisdiction, and as a result of such
proceeding was or is subject to a judgment, decree or final order enjoining
future violations of, or prohibiting or mandating activities subject to, federal
or state securities laws or finding any violation with respect to such laws.
Item 3. Source and Amount of Funds or Other Consideration.
--------------------------------------------------
See Item 4.
Item 4. Purpose of Transaction.
-----------------------
On September 20, 1999, TDS and the Issuer announced that they had
entered into an Agreement and Plan of Reorganization with VoiceStream Wireless
Corporation (fka VoiceStream Wireless Holding Corpration), a Delaware
corporation ("VoiceStream"), VS Washington Corporation (fka VoiceStream Wireless
Corporation ("VS Washington"), and a subsidiary of VoiceStream ("Merger Sub C"),
providing for the merger of Merger Sub C with and into the Issuer, with the
Issuer surviving the merger (the "Reorganization"). The Reorganization was
consummated on May 4, 2000. In the Reorganization, each outstanding share of
Common Stock of the Issuer, including all shares of Common Stock beneficially
owned by TDS, were converted into the right to receive 0.455 of a share of
common stock of VoiceStream ("VoiceStream Common Stock"). Based on this exchange
ratio, TDS received, in the Reorganization, an aggregate of 35,570,493 shares of
Parent Common Stock in exchange for an aggregate of 78,176,909 shares of Issuer
Common Stock. As a result, Issuer became a wholly-owned subsidiary of
VoiceStream and TDS no longer owns any shares of Issuer Common Stock.
<PAGE>
Schedule 13D
Issuer: Aerial Communications, Inc.
Page 5 of 7 Pages
Item 5. Interest in Securities of the Issuer.
--------------------------------------
(I) TDS.
----
(a) None.
(b) (i) Sole Power to Vote or Direct the Vote:
---------------------------------------
None.
(ii) Shared Power to Vote or Direct the Vote:
----------------------------------------
None.
(iii) Sole Power to Dispose or Direct the
Disposition:
-------------------------------------------
None.
(iv) Shared Power to Dispose or Direct the
Disposition:
-------------------------------------------
None.
(c) To the knowledge of LeRoy T. Carlson, Jr., no
transactions were effected during the past sixty (60)
days in Common Shares by TDS, except as disclosed in
Item 4, and except as may be attributable to TDS
pursuant to transactions in the ordinary course under
employee benefit plans.
(d) Not Applicable.
(e) Not Applicable.
(II) Directors and Executive Officers of TDS.
----------------------------------------
(a) - (b)None.
(c) Not Applicable.
(d) Not Applicable.
(e) Not Applicable.
(III) The Voting Trust.
------------------
(a) None.
(b) (i) Sole Power to Vote or Direct the Vote:
-----------------------------------------
None.
(ii) Shared Power to Vote or Direct the Vote:
-----------------------------------------
None.
<PAGE>
Schedule 13D
Issuer: Aerial Communications, Inc.
Page 6 of 7 Pages
(iii) Sole Power to Dispose or Direct the
Disposition:
--------------------------------------------
None.
(iv) Shared Power to Dispose or Direct the
Disposition:
--------------------------------------------
None.
(c) To the knowledge of LeRoy T. Carlson, Jr., no
transactions were effected during the past sixty (60)
days in Common Shares or Series A Common Shares of
the Issuer by the Voting Trust except to the extent
disclosed herein.
(d) Not Applicable.
(e) Not Applicable.
Item 6. Contracts, Arrangements, Understandings or Relationships with
Respect to Securities of the Issuer.
-------------------------------------------------------------
See Item 4.
The Voting Trust holds TDS Series A Common Shares and was created to
facilitate long-standing relationships among the trust's certificate holders.
Under the terms of the Voting Trust, the trustees hold and vote the TDS Series A
Common Shares held in the trust. The Voting Trust trustees hold and vote
6,359,808 TDS Series A Common Shares held in the Voting Trust, representing
91.4% of the outstanding TDS Series A Common Shares, and approximately 51.3% of
the combined voting power of the TDS Series A Common Shares and TDS Common
Shares. Therefore, the Voting Trust trustees may be deemed to direct a majority
of the combined voting power of TDS.
Item 7. Material to be Filed as Exhibits.
-----------------------------------
1. Agreement and Plan of Reorganization dated as of September 17,
1999, among VoiceStream, Sub, the Issuer and TDS*
- ------------------------
* Incorporated herein by reference to the TDS Form 8-K filed on September
28, 1999.
In addition, the Voting Trust Agreement dated June 30, 1989, as amended, is
hereby incorporated by reference to Exhibit 9.1 to the Annual Report on Form
10-K of Telephone and Data Systems, Inc.
* * * * * *
<PAGE>
Schedule 13D
Issuer: Aerial Communications, Inc.
Page 7 of 7 Pages
JOINT FILING AGREEMENT
The undersigned hereby agree and consent, pursuant to Rule
13d-1(f)(1), to the joint filing of all Schedules 13D and/or Schedules 13G
(including any amendments thereto) on behalf of such parties with respect to the
Issuer.
SIGNATURES
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is true,
complete and correct.
Dated as of May 4, 2000.
TELEPHONE AND DATA SYSTEMS, INC. THE VOTING TRUST
By: /s/ LeRoy T. Carlson, Jr. By: /s/ LeRoy T. Carlson, Jr.
------------------------------------- ---------------------------
LeRoy T. Carlson, Jr. LeRoy T. Carlson, Jr.
President and Chief Executive Officer As Trustee and Attorney-
in-Fact for other Trustees*
*Pursuant to Joint Filing
Agreement and Power of Attorney
previously filed with the
Securities and Exchange
Commission and incorporated by
reference herein.
Signature Page to the 3rd Amendment to the Schedule 13D
relating to the direct and indirect beneficial ownership of the
Common Shares of Aerial Communications, Inc. by
Telephone and Data Systems, Inc., and The Voting Trust, respectively.
<PAGE>
Schedule 13D
Issuer: Aerial Communications, Inc.
Page 1 of 4 of Appendix A
APPENDIX A
DIRECTORS OF TDS
----------------
(I) (a) Name:
-----
LeRoy T. Carlson
(b) Business Address:
-----------------
Telephone and Data Systems, Inc.
30 North LaSalle Street
Suite 4000
Chicago, Illinois 60602
(c) Present Principal Occupation or Employment:
-------------------------------------------
Chairman of Telephone and Data Systems, Inc.
(d) Citizenship:
------------
United States
(II) (a) Name:
-----
LeRoy T. Carlson, Jr.
(b) Business Address:
-----------------
Telephone and Data Systems, Inc.
30 North LaSalle Street
Suite 4000
Chicago, Illinois 60602
(c) Present Principal Occupation or Employment:
-------------------------------------------
President and Chief Executive Officer of Telephone
and Data Systems, Inc. Director
(d) Citizenship:
------------
United States
<PAGE>
Schedule 13D
Issuer: Aerial Communications, Inc.
Page 2 of 4 of Appendix A
(III) (a) Name:
-----
Sandra L. Helton
(b) Business Address:
-----------------
Telephone and Data Systems, Inc.
30 North LaSalle Street
Suite 4000
Chicago, Illinois 60602
(c) Present Principal Occupation or Employment:
-------------------------------------------
Executive Vice President - Finance and CFO of
Telephone and Data Systems, Inc.
(d) Citizenship:
------------
United States
(IV) (a) Name:
-----
James Barr III
(b) Business Address:
-----------------
TDS Telecommunications Corporation
301 South Westfield Road
Madison, Wisconsin 53705-0158
(c) Present Principal Occupation or Employment:
-------------------------------------------
President of TDS Telecommunications Corporation, a
wholly-owned subsidiary of Telephone and Data
Systems, Inc.
(d) Citizenship:
------------
United States
(V) (a) Name:
-----
Walter C.D. Carlson
(b) Business Address:
-----------------
Sidley & Austin
Bank One Plaza
10 South Dearborn Street
Chicago, Illinois 60603
(c) Present Principal Occupation or Employment:
-------------------------------------------
Partner of the law firm of Sidley & Austin
(d) Citizenship:
------------
United States
<PAGE>
Schedule 13D
Issuer: Aerial Communications, Inc.
Page 3 of 4 of Appendix A
(VI) (a) Name:
-----
Letitia G.C. Carlson
(b) Residence Address:
------------------
7604 Fairfax Road
Bethesda, Maryland 20814
(c) Present Principal Occupation or Employment:
-------------------------------------------
Medical Doctor
(d) Citizenship:
------------
United States
(VII) (a) Name:
-----
Donald C. Nebergall
(b) Residence Address:
------------------
2919 Applewood Place, N.E.
Cedar Rapids, Iowa 52402
(c) Present Principal Occupation or Employment:
-------------------------------------------
Consultant to Telephone and Data Systems, Inc.
(d) Citizenship:
------------
United States
(VIII) (a) Name:
-----
Herbert S. Wander
(b) Business Address:
-----------------
Katten Muchin Zavis
525 West Monroe Street
Suite 1600
Chicago, Illinois 60606-3693
(c) Present Principal Occupation or Employment:
-------------------------------------------
Partner of the law firm of Katten Muchin Zavis
(d) Citizenship
-----------
United States
<PAGE>
Schedule 13D
Issuer: Aerial Communications, Inc.
Page 4 of 4 of Appendix A
(IX) (a) Name:
-----
George W. Off
(b) Business Address:
-----------------
Catalina Marketing Group
11300 Ninth Street North
St. Petersburg, Florida 33716
(c) Present Principal Occupation or Employment:
-------------------------------------------
Chariman of Catalina Marketing Corporation
(d) Citizenship:
------------
United States
(X) (a) Name:
-----
Martin L. Solomon
(b) Business Address:
-----------------
2665 South Bayshore Drive, Suite 906
Coconut Grove, Florida 33133
(c) Present Principal Occupation or Employment:
-------------------------------------------
Chairman and CEO of American Country Holdings, Inc.
(d) Citizenship:
------------
United States
(XI) (a) Name:
-----
Kevin A. Mundt
(b) Business Address:
-----------------
Mercer Management Consulting, Inc.
33 Hayden Avenue
Lexington, MA 02173
(c) Present Principal Occupation or Employment:
-------------------------------------------
Vice President - Retail Group Head of Mercer
Management Consulting, Inc.
(d) Citizenship:
------------
United States
<PAGE>
Schedule 13D
Issuer: Aerial Communications, Inc.
Page 1 of 6 of Appendix B
APPENDIX B
EXECUTIVE OFFICERS OF TDS
-------------------------
(I) (a) Name:
-----
LeRoy T. Carlson
(b) Business Address:
-----------------
Telephone and Data Systems, Inc.
30 North LaSalle Street
Suite 4000
Chicago, Illinois 60602
(c) Present Principal Occupation or Employment:
-------------------------------------------
Director Chairman of Telephone and Data Systems, Inc.
(d) Citizenship:
------------
United States
(II) (a) Name:
-----
LeRoy T. Carlson, Jr.
(b) Business Address:
-----------------
Telephone and Data Systems, Inc.
30 North LaSalle Street
Suite 4000
Chicago, Illinois 60602
(c) Present Principal Occupation or Employment:
-------------------------------------------
Director, President and Chief Executive Officer of
Telephone and Data Systems, Inc.
(d) Citizenship:
------------
United States
<PAGE>
Schedule 13D
Issuer: Aerial Communications, Inc.
Page 2 of 6 of Appendix B
(III) (a) Name:
-----
Sandra L. Helton
(b) Business Address:
-----------------
Telephone and Data Systems, Inc.
30 North LaSalle Street
Suite 4000
Chicago, Illinois 60602
(c) Present Principal Occupation or Employment:
-------------------------------------------
Director and Executive Vice President - Finance and
CFO of Telephone and Data Systems, Inc.
(d) Citizenship:
------------
United States
(IV) (a) Name:
-----
Rudolph E. Hornacek
(b) Business Address:
-----------------
Telephone and Data Systems, Inc.
30 North LaSalle Street
Suite 4000
Chicago, Illinois 60602
(c) Present Principal Occupation or Employment:
-------------------------------------------
Vice President - Engineering of Telephone and Data
Systems, Inc.
(d) Citizenship:
------------
United States
(V) (a) Name:
-----
John E. Rooney
(b) Business Address:
-----------------
United States Cellular Corporation
8410 West Bryn Mawr
Suite 700
Chicago, Illinois 60631
(c) Present Principal Occupation or Employment:
-------------------------------------------
President and Chief Executive Officer of United
States Cellular Corporation, an over 80%- owned
subsidiary of Telephone and Data Systems, Inc.
(d) Citizenship:
------------
United States
<PAGE>
Schedule 13D
Issuer: Aerial Communications, Inc.
Page 3 of 6 of Appendix B
(VI) (a) Name:
-----
James Barr III
(b) Business Address:
-----------------
TDS Telecommunications Corporation
301 South Westfield Road
Madison, Wisconsin 53705-0158
(c) Present Principal Occupation or Employment:
-------------------------------------------
Director and President of TDS Telecommunications
Corporation, a wholly-owned subsidiary of Telephone
and Data Systems, Inc.
Director of Telephone and Data Systems, Inc.
(d) Citizenship:
------------
United States
(VII) (a) Name:
------
Scott H. Williamson
(b) Business Address:
-----------------
30 North LaSalle Street
Suite 4000
Chicago, Illinois 60602
(c) Present Principal Occupation or Employment:
-------------------------------------------
Senior Vice President - Acquisitions and Corporate
Development of Telephone and Data Systems, Inc.
(d) Citizenship:
------------
United States
(VIII) (a) Name:
-----
Michael K. Chesney
(b) Business Address:
-----------------
1014 South Briarcliffe Circle
Maryville, Tennessee 37803
(c) Present Principal Occupation or Employment:
--------------------------------------------
Vice President - Corporate Development of Telephone
and Data Systems, Inc.
(d) Citizenship:
------------
United States
<PAGE>
Schedule 13D
Issuer: Aerial Communications, Inc.
Page 4 of 6 of Appendix B
(IX) (a) Name:
-----
George L. Dienes
(b) Business Address:
-----------------
Telephone and Data Systems, Inc.
30 North LaSalle Street
Suite 4000
Chicago, Illinois 60602
(c) Present Principal Occupation or Employment:
-------------------------------------------
Vice President-Corporate Development of Telephone and
Data Systems, Inc.
(d) Citizenship:
------------
United States
(X) (a) Name:
-----
C. Theodore Herbert
(b) Business Address:
-----------------
Telephone and Data Systems, Inc.
30 North LaSalle Street
Suite 4000
Chicago, Illinois 60602
(c) Present Principal Occupation or Employment:
-------------------------------------------
Vice President-Human Resources of Telephone and Data
Systems, Inc.
(d) Citizenship:
------------
United States
(XI) (a) Name:
-----
Peter L. Sereda
(b) Business Address:
-----------------
Telephone and Data Systems, Inc.
30 North LaSalle Street
Suite 4000
Chicago, Illinois 60602
(c) Present Principal Occupation or Employment:
-------------------------------------------
Vice President and Treasurer of Telephone and Data
Systems, Inc.
(d) Citizenship:
------------
United States
<PAGE>
Schedule 13D
Issuer: Aerial Communications, Inc.
Page 5 of 6 of Appendix B
(XII) (a) Name:
-----
Mark A. Steinkrauss
(b) Business Address:
-----------------
Telephone and Data Systems, Inc.
30 North LaSalle Street
Suite 4000
Chicago, Illinois 60602
(c) Present Principal Occupation or Employment:
--------------------------------------------
Vice President-Corporate Relations of Telephone and
Data Systems, Inc.
(d) Citizenship:
------------
United States
(XIII) (a) Name:
-----
Edward W. Towers
(b) Business Address:
-----------------
Telephone and Data Systems, Inc.
30 North LaSalle Street
Suite 4000
Chicago, Illinois 60602
(c) Present Principal Occupation or Employment:
-------------------------------------------
Vice President-Corporate Development Operations of
Telephone and Data Systems, Inc.
(d) Citizenship:
------------
United States
(XIV) (a) Name:
-----
James W. Twesme
(b) Business Address:
-----------------
TDS Corporate Madison
8401 Greenway Boulevard
P.O. Box 628010
Middleton, Wisconsin 53562-8010
(c) Present Principal Occupation or Employment:
-------------------------------------------
Vice President - Corporate Finance of Telephone and
Data Systems, Inc.
(d) Citizenship:
------------
United States
<PAGE>
Schedule 13D
Issuer: Aerial Communications, Inc.
Page 6 of 6 of Appendix B
(XV) (a) Name:
-----
Byron A. Wertz
(b) Business Address:
-----------------
Telephone and Data Systems, Inc.
8000 West 78th Street, Suite 400
Minneapolis, Minnesota 55439
(c) Present Principal Occupation or Employment:
-------------------------------------------
Vice President - Corporate Development of Telephone
and Data Systems, Inc.
(d) Citizenship:
------------
United States
(XVI) (a) Name:
-----
Gregory J. Wilkinson
(b) Business Address:
------------------
TDS Corporate Madison
8401 Greenway Boulevard
P.O. Box 628010
Middleton, Wisconsin 53562-8010
(c) Present Principal Occupation or Employment:
-------------------------------------------
Vice President and Secretary of Telephone and Data
Systems, Inc.
(d) Citizenship:
------------
United States
(XVII) (a) Name:
-----
Michael G. Hron
(b) Business Address:
-----------------
Sidley & Austin
Bank One Plaza
10 South Dearborn Street
Chicago, Illinois 60603
(c) Present Principal Occupation or Employment:
-------------------------------------------
Partner of the law firm of Sidley & Austin and
General Counsel and Assistant Secretary of Telephone
and Data Systems, Inc. and United States Cellular
Corporation
(d) Citizenship:
------------
United States
<PAGE>
Schedule 13D
Issuer: Aerial Communications, Inc.
Page 1 of 2 of Appendix C
APPENDIX C
TRUSTEES OF THE VOTING TRUST
----------------------------
(I) (a) Name:
-----
LeRoy T. Carlson, Jr.
(b) Business Address:
-----------------
Telephone and Data Systems, Inc.
30 North LaSalle Street
Suite 4000
Chicago, Illinois 60602
(c) Present Principal Occupation or Employment:
-------------------------------------------
Director, President and Chief Executive Officer of
Telephone and Data Systems, Inc.
(d) Citizenship:
------------
United States
(II) (a) Name:
-----
Walter C.D. Carlson
(b) Business Address:
-----------------
Sidley & Austin
Bank One Plaza
10 South Dearborn Street
Chicago, Illinois 60603
(c) Present Principal Occupation or Employment:
--------------------------------------------
Partner of the law firm of Sidley & Austin Director
of Telephone and Data Systems, Inc.
(d) Citizenship:
------------
United States
<PAGE>
Schedule 13D
Issuer: Aerial Communications, Inc.
Page 2 of 2 of Appendix C
(III) (a) Name:
-----
Letitia G.C. Carlson
(b) Business Address:
-----------------
7604 Fairfax Road
Bethesda, Maryland 20814
(c) Present Principal Occupation or Employment:
-------------------------------------------
Medical Doctor
Director of Telephone and Data Systems, Inc.
(d) Citizenship:
------------
United States
(IV) (a) Name:
-----
Donald C. Nebergall
(b) Residence Address:
------------------
2919 Applewood Place, N.E.
Cedar Rapids, Iowa 52402
(c) Present Principal Occupation or Employment:
-------------------------------------------
Director of and Consultant to Telephone and Data
Systems, Inc.
(d) Citizenship:
------------
United States
