UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
(Rule 13d-101)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO
RULE 13d-2(a)
(Amendment No. 4)1
VoiceStream Wireless Corporation
--------------------------------------------------------------------------------
(Name of Issuer)
Common Stock ($.001 par value)
--------------------------------------------------------------------------------
(Title of Class of Securities)
928615103
--------------------------------------
(CUSIP Number)
LeRoy T. Carlson, Jr. (312) 630-1900
President and Chief Executive Officer
Telephone and Data Systems, Inc.
30 N. LaSalle Street, Suite 4000, Chicago, Illinois 60602
--------------------------------------------------------------------------------
(Name, Address and Telephone Number of Person Authorized to Receive Notices and
Communications)
December 27, 2000
-------------------------------------------------------------
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition that is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box
[_].
Note: Schedules filed in paper format shall include a signed original and five
copies of the schedule, including all exhibits. See Rule 13d-7(b) for other
parties to whom copies are to be sent.
(Continued on following pages)
(Page 1 of 9 Pages)
------------------------------
1 The remainder of this cover page shall be filed out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which would
alter disclosures provided in a prior cover page.
Information required on the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
<PAGE>
SCHEDULE 13D
--------------------------------------------------------------------------------
CUSIP No. 928615103 13D Page 2 of 9 Pages
--------- --- ---
------------------- ---------------------------
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NAME OF REPORTING PERSONS
1 I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
TDSI Corporation
------------- ------------------------------------------------------------------
------------- ------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF GROUP* (a) |X|
(b) |_|
------------- ------------------------------------------------------------------
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3 SEC USE ONLY
------------- ------------------------------------------------------------------
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4 SOURCE OF FUNDS*
00
------------- ------------------------------------------------------------------
------------- ------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEM 2(D) OR 2(E) |_|
------------- ------------------------------------------------------------------
------------- ------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
------------- ------------------------------------------------------------------
------------------------------- ---------- -------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES -0-
BENEFICIALLY ---------- -------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH 35,570,493 shares
REPORTING ---------- -------------------------------------
PERSON 9 SOLE DISPOSITIVE POWER
WITH -0-
---------- -------------------------------------
10 SHARED DISPOSITIVE POWER
35,570,493 shares
------------------------------- ---------- -------------------------------------
------------- ------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
35,570,493 shares
------------- ------------------------------------------------------------------
------------- ------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES* |_|
------------- ------------------------------------------------------------------
------------- ------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
15%
------------- ------------------------------------------------------------------
------------- ------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
CO
------------- ------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
SCHEDULE 13D
--------------------------------------------------------------------------------
CUSIP No. 928615103 13D Page 3 of 9 Pages
--------- --- ---
------------------- ---------------------------
------------- ------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Telephone and Data Systems, Inc.
------------- ------------------------------------------------------------------
------------- ------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF GROUP* (a) |X|
(b) |_|
------------- ------------------------------------------------------------------
------------- ------------------------------------------------------------------
3 SEC USE ONLY
------------- ------------------------------------------------------------------
------------- ------------------------------------------------------------------
4 SOURCE OF FUNDS*
00
------------- ------------------------------------------------------------------
------------- ------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEM 2(D) OR 2(E) |_|
------------- ------------------------------------------------------------------
------------- ------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
------------- ------------------------------------------------------------------
------------------------------- ---------- -------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES -0-
BENEFICIALLY ---------- -------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH 35,570,493 shares
REPORTING ---------- -------------------------------------
PERSON 9 SOLE DISPOSITIVE POWER
WITH -0-
---------- -------------------------------------
10 SHARED DISPOSITIVE POWER
35,570,493 shares
------------------------------- ---------- -------------------------------------
------------- ------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
35,570,493 shares
------------- ------------------------------------------------------------------
------------- ------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES* |_|
------------- ------------------------------------------------------------------
------------- ------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
15%
------------- ------------------------------------------------------------------
------------- ------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
HC, CO
------------- ------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
SCHEDULE 13D
--------------------------------------------------------------------------------
CUSIP No. 928615103 13D Page 4 of 9 Pages
--------- --- ---
------------------- ---------------------------
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1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
The Trustees of the Voting Trust under Agreement dated June 30,
1989
------------- ------------------------------------------------------------------
------------- ------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF GROUP* (a) |X|
(b) |_|
------------- ------------------------------------------------------------------
------------- ------------------------------------------------------------------
3 SEC USE ONLY
------------- ------------------------------------------------------------------
------------- ------------------------------------------------------------------
4 SOURCE OF FUNDS*
00
------------- ------------------------------------------------------------------
------------- ------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEM 2(D) OR 2(E) |_|
------------- ------------------------------------------------------------------
------------- ------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
------------- ------------------------------------------------------------------
------------------------------- ---------- -------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES -0-
BENEFICIALLY ---------- -------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH 35,570,493 shares
REPORTING ---------- -------------------------------------
PERSON 9 SOLE DISPOSITIVE POWER
WITH -0-
---------- -------------------------------------
10 SHARED DISPOSITIVE POWER
35,570,493 shares
------------------------------- ---------- -------------------------------------
------------- ------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
35,570,493 shares
------------- ------------------------------------------------------------------
------------- ------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES* |_|
------------- ------------------------------------------------------------------
------------- ------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
15%
------------- ------------------------------------------------------------------
------------- ------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
00
------------- ------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
Schedule 13D
Issuer: VoiceStream Wireless Corporation
Page 5 of 9 Pages
This Amendment No. 4 to Schedule 13D is being filed pursuant to Section
13(d)(2) of the Securities Exchange Act of 1934, as amended (the "Act"), by TDSI
Corporation, a Delaware corporation ("TDSI"), Telephone and Data Systems, Inc.,
a Delaware corporation ("TDS"), which owns all of the capital stock of TDSI, and
by the trustees of the Voting Trust under Agreement dated June 30, 1989, as
amended (the "TDS Voting Trust"). This Amendment No. 4 supplements and amends
the Schedule 13D filed originally by TDS and the TDS Voting Trust, as previously
amended by Amendments Nos. 1, 2 and 3. Reference is made to such prior filings
for additional information and exhibits.
Item 1. Security and Issuer.
-------------------
This statement relates to the common stock, $.001 par value ("Issuer
Common Stock"), of VoiceStream Wireless Corporation ("Issuer"). The principal
executive office of the Issuer is located at 3650 131st Avenue, S. E., Bellevue,
WA 98006.
Item 2. Identity and Background.
-----------------------
TDSI, TDS and the Trustees of the TDS Voting Trust, are filing this
Schedule 13D with respect to Issuer Common Stock. The following sets forth
information with respect to Items 2(a) through 2(f) for TDSI, TDS and the
Trustees of the TDS Voting Trust.
TDSI. TDSI is a Delaware corporation. The principal business and office
address of TDSI, is 30 North LaSalle Street, Suite 4000, Chicago, Illinois
60602. TDSI's principal business is that of holding non-controlling investments
on behalf of TDS, including TDS's investment in Issuer. The information with
respect to the directors and executive officers of TDSI is set forth on
Appendices A and B attached hereto, and incorporated herein by reference.
TDS. TDS is a Delaware corporation. The principal business and office
address of TDS, is 30 North LaSalle Street, Suite 4000, Chicago, Illinois 60602.
TDS's principal business is that of providing diversified telecommunications
services. TDS, directly and through its subsidiaries, has established cellular
and local telephone operations. The information with respect to the directors
and executive officers of TDS is set forth on Appendices A and B attached
hereto, and incorporated herein by reference.
The Trustees of the Voting Trust. The principal business address of the
Voting Trust is c/o TDS, 30 North LaSalle Street, Suite 4000, Chicago, Illinois
60602. The Voting Trust holds TDS Series A Common Shares and was created to
facilitate long-standing relationships among the trust's certificate holders.
Under the terms of the Voting Trust, the trustees hold and vote the TDS Series A
Common Shares held in the trust. The information with respect to the trustees of
the Voting Trust is set forth in Appendix C hereto, and incorporated herein by
reference.
To the knowledge of LeRoy T. Carlson, Jr., during the last five (5)
years, none of TDSI, TDS, the Voting Trust, nor any of the persons named in
Appendices A, B and C hereto has been convicted in a criminal proceeding
(excluding traffic violations or similar misdemeanors).
To the knowledge of LeRoy T. Carlson, Jr., during the last five (5)
years, none of TDSI, TDS, the Voting Trust, nor any of the persons named in
Appendices A, B and C hereto was a party to a civil proceeding of a judicial or
administrative body of competent jurisdiction, and as a result of such
proceeding was or is subject to a judgment, decree or final order enjoining
future violations of, or prohibiting or mandating activities subject to, federal
or state securities laws or finding any violation with respect to such laws.
<PAGE>
Schedule 13D
Issuer: VoiceStream Wireless Corporation
Page 6 of 9 Pages
Item 3. Source and Amount of Funds or Other Consideration.
-------------------------------------------------
See Item 4 below.
Item 4. Purpose of Transaction.
----------------------
On December 27, 2000, TDS transferred all of its interest in 35,570,493
shares of Issuer Common Stock to TDSI. In connection therewith, TDS assigned to
TDSI and TDSI agreed to assume the following agreements:
1. Voting Agreement dated as of February 25, 2000 among Issuer and certain
stockholders of Issuer ("Issuer Stockholders"), as accepted by TDS as
of May 4, 2000
2. First Amended and Restated Voting Agreement dated as of July 23, 2000
among the Issuer, Issuer Stockholders, TDS and Deutsche Telekom, AG
("DT")
3. Investor Agreement dated as of May 4, 2000 between Issuer and TDS
4. Registration Rights Agreement dated as of May 4, 2000 between Issuer
and TDS
5. Stockholder Agreement dated as of July 23, 2000 between DT and TDS
6. Side Letter Agreement dated as of July 23, 2000 between DT and TDS
7. Stockholder Agreement dated as of August 26, 2000 between Powertel,
Inc. and TDS
8. Side Agreement dated as of August 26, 2000 between Powertel, Inc.
and TDS
Item 5. Interest in Securities of the Issuer.
------------------------------------
(I) TDSI and TDS.
(a) As of December 27, 2000, TDSI and TDS beneficially
own 35,570,493 shares of Issuer Common Stock.
(b) (i) Sole Power to Vote or Direct the Vote:
-------------------------------------
None.
(ii) Shared Power to Vote or Direct the Vote:
---------------------------------------
35,570,493 shares.
(iii) Sole Power to Dispose or Direct the
Disposition:
---------------------------------------
None.
(iv) Shared Power to Dispose or Direct the
Disposition:
---------------------------------------
35,570,493 shares.
(c) Except as described herein, to the knowledge of
LeRoy T. Carlson, Jr., no transactions were
effected during the past sixty (60) days in shares
of Issuer Common Stock by TDSI or TDS.
(d) To the knowledge of LeRoy T. Carlson, Jr., no
other person is known to have the right of dividends
from, or the proceeds from the sale of the shares
of, Issuer Common Stock beneficially owned by TDSI
or TDS.
(e) Not Applicable.
<PAGE>
Schedule 13D
Issuer: VoiceStream Wireless Corporation
Page 7 of 9 Pages
(II) Directors and Executive Officers of TDSI and TDS.
------------------------------------------------
(a)-(b) See Appendix D attached hereto and incorporated
herein by reference.
(c) Except as described below, to the knowledge of
LeRoy T. Carlson, Jr., no transactions were
effected during the past sixty (60) days in shares
of Issuer Common Stock by any Director or Executive
Officer of TDSI or TDS.
(d) To the knowledge of LeRoy T. Carlson, Jr., no
person other than the persons listed in Appendix D
are known to have the right to receive or the power
to direct the receipt of dividends from, or other
proceeds from the sale of Issuer Common Stock
beneficially owned by the persons listed in Appendix
D.
(e) Not applicable.
(III) The Voting Trust.
----------------
(a) As of December 27, 2000, the TDS Voting Trust may be
deemed to beneficially own 35,570,493 shares of
Issuer Common Stock.
(b) (i) Sole Power to Vote or Direct the Vote:
-------------------------------------
None.
(ii) Shared Power to Vote or Direct the Vote:
---------------------------------------
35,570,493 shares.
(iii) Sole Power to Dispose or Direct the
Disposition:
---------------------------------------
None.
(iv) Shared Power to Dispose or Direct the
Disposition:
---------------------------------------
35,570,493 shares.
(c) To the knowledge of LeRoy T. Carlson, Jr., no
transactions were effected during the past sixty
(60) days in shares of Issuer Common Stock by The
Voting Trust.
(d) Not Applicable.
(e) Not Applicable.
<PAGE>
Schedule 13D
Issuer: VoiceStream Wireless Corporation
Page 8 of 9 Pages
Item 6. Contracts, Arrangements, Understandings or Relationships with Respect
to Securities of the Issuer.
---------------------------------------------------------------------
See Item 4.
The Voting Trust holds TDS Series A Common Shares and was created to
facilitate long-standing relationships among the trust's certificate holders.
Under the terms of the Voting Trust, the trustees hold and vote the TDS Series A
Common Shares held in the trust. The Voting Trust trustees hold and vote
6,367,111 TDS Series A Common Shares held in the Voting Trust, representing
approximately 90% of the outstanding TDS Series A Common Shares, and
approximately 52% of the combined voting power of the TDS Series A Common Shares
and TDS Common Shares. Therefore, the Voting Trust trustees may be deemed to
direct a majority of the combined voting power of TDS.
The Issuer Common Stock is held by the filing persons for investment
purposes only. Except as disclosed in this Schedule 13D, as previously amended
and as amended hereby, none of the filing persons has any present plans or
proposals which relate to or would result in any transaction, event or action
enumerated in paragraphs (a) through (j) of Item 4 of the form of Schedule 13D.
Each of the filing persons, however, expects to evaluate on an ongoing basis the
Issuer's financial condition, business, operations and prospects, the market
price of the Issuer Common Stock, conditions in the securities markets
generally, general economic and industry conditions and other factors.
Accordingly, subject to any of the agreements referenced herein, each filing
person reserves the right to change its plans and intentions at any time, as it
deems appropriate and, in connection therewith, any one or more of the filing
persons (and their respective affiliates) may purchase additional shares of
Issuer Common Stock or other securities of the Issuer or may sell or transfer
shares of Issuer Common Stock beneficially owned by them from time to time in
public or private transactions and/or may enter into privately negotiated
derivative transactions with institutional counterparties or otherwise to hedge
the market risk of some or all of their positions in the shares of Issuer Common
Stock or other securities. Any such transactions may be effected at any time or
from time to time subject to any applicable limitations imposed on the sale of
any of the Issuer securities by the Securities Act of 1933, as amended, and the
rules and regulations promulgated thereunder.
Item 7. Material to be Filed as Exhibits.
--------------------------------
99.1 Agreement dated as of December 27, 2000 by TDSI to be bound by
Voting Agreement dated as of February 25, 2000 among Issuer
and certain stockholders of Issuer ("Issuer Stockholders"), as
accepted by TDS as of May 4, 2000, and the First Amended and
Restated Voting Agreement dated as of July 23, 2000 among the
Issuer, Issuer Stockholders, TDS and Deutsche Telekom, AG
("DT")
99.2 Agreement dated as of December 27, 2000 by TDSI to be bound by
Investor Agreement dated as of May 4, 2000 between Issuer and
TDS
99.3 Agreement dated as of December 27, 2000 by TDSI to be bound by
the Registration Rights Agreement dated as of May 4, 2000
between Issuer and TDS
99.4 Agreement dated as of December 27, 2000 by TDSI to be bound by
the Stockholder Agreement dated as of July 23, 2000 between DT
and TDS and the Side Letter Agreement dated as of July 23,
2000 between DT and TDS
99.5 Agreement dated as of December 27, 2000 by TDSI to be bound by
the Stockholder Agreement dated as of August 26, 2000 between
Powertel, Inc. and TDS and the Side Agreement dated as of
August 26, 2000 between Powertel, Inc., and TDS
In addition, the Voting Trust Agreement dated June 30, 1989, as amended, is
hereby incorporated by reference to Exhibit 9.1 to the Annual Report on Form
10-K of Telephone and Data Systems, Inc.
<PAGE>
Schedule 13D
Issuer: VoiceStream Wireless Corporation
Page 9 of 9 Pages
JOINT FILING AGREEMENT
The undersigned hereby agree and consent, pursuant to Rule 13d-1(f)(1),
to the joint filing of all Schedules 13D and/or Schedules 13G (including any
amendments thereto) on behalf of such parties with respect to the Issuer.
SIGNATURES
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Dated as of December 27, 2000.
TDSI CORPORATION
By: /s/ LeRoy T. Carlson, Jr.
-------------------------------------
LeRoy T. Carlson, Jr.
President and Chief Executive Officer
TELEPHONE AND DATA SYSTEMS, INC.
By: /s/ LeRoy T. Carlson, Jr.
-----------------------------------
LeRoy T. Carlson, Jr.
President and Chief Executive Officer
THE VOTING TRUST
By: /s/ LeRoy T. Carlson, Jr.
-------------------------------------
LeRoy T. Carlson, Jr.
As Trustee and Attorney-in-Fact for
other Trustees*
*Pursuant to Joint Filing Agreement and
Power of Attorney previously filed with the
Securities and Exchange Commission and
incorporated by reference herein.
Signature Page to Amendment to Schedule 13D
relating to VoiceStream Wireless Corporation. by TDSI Corporation,
Telephone and Data Systems, Inc., and The Voting Trust, respectively.
<PAGE>
Schedule 13D
Issuer: VoiceStream Wireless Corporation
Page 1 of 4 of Appendix A
APPENDIX A
DIRECTORS OF TDSI AND TDS
-------------------------
(I) (a) Name:
----
LeRoy T. Carlson
(b) Business Address:
----------------
Telephone and Data Systems, Inc.
30 North LaSalle Street
Suite 4000
Chicago, Illinois 60602
(c) Present Principal Occupation or Employment:
------------------------------------------
Chairman of Telephone and Data Systems, Inc.
(d) Citizenship:
-----------
United States
(II) (a) Name:
----
LeRoy T. Carlson, Jr.
(b) Business Address:
----------------
Telephone and Data Systems, Inc.
30 North LaSalle Street
Suite 4000
Chicago, Illinois 60602
(c) Present Principal Occupation or Employment:
------------------------------------------
President and Chief Executive Officer of Telephone and Data
Systems, Inc.
(d) Citizenship:
-----------
United States
<PAGE>
Schedule 13D
Issuer: VoiceStream Wireless Corporation
Page 2 of 4 of Appendix A
(III) (a) Name:
----
Sandra L. Helton
(b) Business Address:
----------------
Telephone and Data Systems, Inc.
30 North LaSalle Street
Suite 4000
Chicago, Illinois 60602
(c) Present Principal Occupation or Employment:
------------------------------------------
Executive Vice President and CFO of Telephone and Data
Systems, Inc.
(d) Citizenship:
-----------
United States
OTHER DIRECTORS OF TDS
----------------------
(IV) (a) Name:
----
James Barr III
(b) Business Address:
----------------
TDS Telecommunications Corporation
301 South Westfield Road
Madison, Wisconsin 53705-0158
(c) Present Principal Occupation or Employment:
------------------------------------------
President of TDS Telecommunications Corporation, a
wholly-owned subsidiary of Telephone and Data Systems, Inc.
(d) Citizenship:
-----------
United States
(V) (a) Name:
----
Walter C.D. Carlson
(b) Business Address:
----------------
Sidley & Austin
Bank One Plaza
10 South Dearborn Street
Chicago, Illinois 60603
(c) Present Principal Occupation or Employment:
------------------------------------------
Partner of the law firm of Sidley & Austin
(d) Citizenship:
-----------
United States
<PAGE>
Schedule 13D
Issuer: VoiceStream Wireless Corporation
Page 3 of 4 of Appendix A
(VI) (a) Name:
----
Letitia G.C. Carlson
(b) Mailing Address:
---------------
Telephone and Data Systems, Inc.
30 North LaSalle Street
Suite 4000
Chicago, Illinois 60602
(c) Present Principal Occupation or Employment:
------------------------------------------
Medical Doctor
(d) Citizenship:
-----------
United States
(VII) (a) Name:
----
Donald C. Nebergall
(b) Residence Address:
-----------------
2919 Applewood Place, N.E.
Cedar Rapids, Iowa 52402
(c) Present Principal Occupation or Employment:
------------------------------------------
Consultant to Telephone and Data Systems, Inc.
(d) Citizenship:
-----------
United States
(VIII) (a) Name:
----
Herbert S. Wander
(b) Business Address:
----------------
Katten Muchin Zavis
525 West Monroe Street
Suite 1600
Chicago, Illinois 60606-3693
(c) Present Principal Occupation or Employment:
------------------------------------------
Partner of the law firm of Katten Muchin Zavis
(d) Citizenship
-----------
United States
<PAGE>
Schedule 13D
Issuer: VoiceStream Wireless Corporation
Page 4 of 4 of Appendix A
(IX) (a) Name:
----
George W. Off
(b) Business Address:
----------------
Catalina Marketing Group
11300 Ninth St. North
St. Petersburg, FL 33716
(c) Present Principal Occupation or Employment:
------------------------------------------
Retired Chairman of Catalina Marketing Corporation
(d) Citizenship:
-----------
United States
(X) (a) Name:
----
Martin L. Solomon
(b) Business Address:
----------------
2665 South Bayshore Drive, Suite 906
Coconut Grove, Florida 33133
(c) Present Principal Occupation or Employment:
------------------------------------------
Chairman and CEO of American Country Holdings, Inc.
(d) Citizenship:
-----------
United States
(XI) (a) Name:
----
Kevin A. Mundt
(b) Business Address:
----------------
Mercer Management Consulting, Inc.
33 Hayden Avenue
Lexington, MA 02173
(c) Present Principal Occupation or Employment:
------------------------------------------
Vice President - Retail Group Head of Mercer Management
Consulting, Inc.
(d) Citizenship:
-----------
United States
<PAGE>
Schedule 13D
Issuer: VoiceStream Wireless Corporation
Page 1 of 8 of Appendix B
APPENDIX B
EXECUTIVE OFFICERS OF TDSI AND TDS
(I) (a) Name and Title with TDS and TDSI, if any:
----------------------------------------
LeRoy T. Carlson, Chairman of Telephone and Data Systems, Inc.
and TDSI Corporation
(b) Business Address:
----------------
Telephone and Data Systems, Inc.
30 North LaSalle Street
Suite 4000
Chicago, Illinois 60602
(c) Present Principal Occupation or Employment:
------------------------------------------
Director and Chairman of Telephone and Data Systems, Inc.
(d) Citizenship:
-----------
United States
(II) (a) Name and Title with TDS and TDSI, if any:
----------------------------------------
LeRoy T. Carlson, Jr., President and Chief Executive Officer
of Telephone and Data Systems, Inc. and President of TDSI
Corporation
(b) Business Address:
----------------
Telephone and Data Systems, Inc.
30 North LaSalle Street
Suite 4000
Chicago, Illinois 60602
(c) Present Principal Occupation or Employment:
------------------------------------------
Director, President and Chief Executive Officer of Telephone
and Data Systems, Inc.
(d) Citizenship:
-----------
United States
(III) (a) Name and Title with TDS and TDSI, if any:
-----------------------------------------
Sandra L. Helton, Executive Vice President and CFO of
Telephone and Data Systems, Inc. and Vice President of TDSI
Corporation
(b) Business Address:
----------------
Telephone and Data Systems, Inc.
30 North LaSalle Street
Suite 4000
Chicago, Illinois 60602
<PAGE>
Schedule 13D
Issuer: VoiceStream Wireless Corporation
Page 2 of 8 of Appendix B
(c) Present Principal Occupation or Employment:
------------------------------------------
Director, Executive Vice President and CFO of Telephone and
Data Systems, Inc.
(d) Citizenship:
-----------
United States
(IV) (a) Name and Title with TDS and TDSI, if any:
----------------------------------------
Rudolph E. Hornacek, Vice President - Engineering of Telephone
and Data Systems, Inc.
(b) Business Address:
----------------
Telephone and Data Systems, Inc.
30 North LaSalle Street
Suite 4000
Chicago, Illinois 60602
(c) Present Principal Occupation or Employment:
------------------------------------------
Vice President - Engineering of Telephone and Data Systems,
Inc.
(d) Citizenship:
-----------
United States
(V) (a) Name and Title with TDS and TDSI, if any:
----------------------------------------
John E. Rooney
(b) Business Address:
----------------
United States Cellular Corporation
8410 West Bryn Mawr
Suite 700
Chicago, Illinois 60631
(c) Present Principal Occupation or Employment:
------------------------------------------
Director, President and Chief Executive Officer of United
States Cellular Corporation, an over 80%-owned subsidiary of
Telephone and Data Systems, Inc.
(d) Citizenship:
-----------
United States
<PAGE>
Schedule 13D
Issuer: VoiceStream Wireless Corporation
Page 3 of 8 of Appendix B
(VI) (a) Name and Title with TDS and TDSI, if any:
----------------------------------------
James Barr III
(b) Business Address:
----------------
TDS Telecommunications Corporation
301 South Westfield Road
Madison, Wisconsin 53705-0158
(c) Present Principal Occupation or Employment:
------------------------------------------
President of TDS Telecommunications Corporation, a
wholly-owned subsidiary of Telephone and Data Systems, Inc.
(d) Citizenship:
-----------
United States
(VII) (a) Name and Title with TDS and TDSI, if any:
-----------------------------------------
Scott H. Williamson, Senior Vice President - Acquisitions of
Telephone and Data Systems, Inc. and Vice President of TDSI
Corporation
(b) Business Address:
----------------
30 North LaSalle Street
Suite 4000
Chicago, Illinois 60602
(c) Present Principal Occupation or Employment:
------------------------------------------
Senior Vice President - Acquisitions of Telephone and Data
Systems, Inc.
(d) Citizenship:
-----------
United States
(VIII) (a) Name and Title with TDS and TDSI, if any:
----------------------------------------
Michael K. Chesney, Vice President - Corporate Development of
Telephone and Data Systems, Inc.
(b) Business Address:
----------------
1014 South Briarcliffe Circle
Maryville, Tennessee 37803
(c) Present Principal Occupation or Employment:
------------------------------------------
Vice President - Corporate Development of Telephone and Data
Systems, Inc.
(d) Citizenship:
-----------
United States
<PAGE>
Schedule 13D
Issuer: VoiceStream Wireless Corporation
Page 4 of 8 of Appendix B
(IX) (a) Name and Title with TDS and TDSI, if any:
----------------------------------------
George L. Dienes, Vice President - Corporate Development of
Telephone and Data Systems, Inc.
(b) Business Address:
----------------
Telephone and Data Systems, Inc.
30 North LaSalle Street
Suite 4000
Chicago, Illinois 60602
(c) Present Principal Occupation or Employment:
------------------------------------------
Vice President-Corporate Development of Telephone and Data
Systems, Inc.
(d) Citizenship:
-----------
United States
(X) (a) Name and Title with TDS and TDSI, if any:
----------------------------------------
C. Theodore Herbert, Vice President - Human Resources of
Telephone and Data Systems, Inc.
(b) Business Address:
----------------
Telephone and Data Systems, Inc.
30 North LaSalle Street
Suite 4000
Chicago, Illinois 60602
(c) Present Principal Occupation or Employment:
------------------------------------------
Vice President-Human Resources of Telephone and Data Systems,
Inc.
(d) Citizenship:
-----------
United States
(XI) (a) Name and Title with TDS and TDSI, if any:
----------------------------------------
Peter L. Sereda, Vice President and Treasurer of Telephone and
Data Systems, Inc. and Treasurer of TDSI Corporation
(b) Business Address:
----------------
Telephone and Data Systems, Inc.
30 North LaSalle Street
Suite 4000
Chicago, Illinois 60602
(c) Present Principal Occupation or Employment:
------------------------------------------
Vice President and Treasurer of Telephone and Data Systems,
Inc.
<PAGE>
Schedule 13D
Issuer: VoiceStream Wireless Corporation
Page 5 of 8 of Appendix B
(d) Citizenship:
-----------
United States
(XII) (a) Name and Title with TDS and TDSI, if any:
-----------------------------------------
Mark A. Steinkrauss, Vice President-Corporate Relations of
Telephone and Data Systems, Inc.
(b) Business Address:
----------------
Telephone and Data Systems, Inc.
30 North LaSalle Street
Suite 4000
Chicago, Illinois 60602
(c) Present Principal Occupation or Employment:
------------------------------------------
Vice President-Corporate Relations of Telephone and Data
Systems, Inc.
(d) Citizenship:
-----------
United States
(XIII) (a) Name and Title with TDS and TDSI, if any:
-----------------------------------------
James W. Twesme, Vice President - Corporate Finance of
Telephone and Data Systems, Inc.
(b) Business Address:
----------------
TDS Corporate Madison
8401 Greenway Boulevard
P.O. Box 628010
Middleton, Wisconsin 53562-8010
(c) Present Principal Occupation or Employment:
------------------------------------------
Vice President - Corporate Finance of Telephone and Data
Systems, Inc.
(d) Citizenship:
-----------
United States
(XIV) (a) Name:
----
Byron A. Wertz, Vice President - Corporate Development of
Telephone and Data Systems, Inc.
(b) Business Address:
----------------
Telephone and Data Systems, Inc.
8000 West 78th Street, Suite 400
Minneapolis, Minnesota 55439
(c) Present Principal Occupation or Employment:
------------------------------------------
Vice President - Corporate Development of Telephone and Data
Systems, Inc.
<PAGE>
Schedule 13D
Issuer: VoiceStream Wireless Corporation
Page 6 of 8 of Appendix B
(d) Citizenship:
-----------
United States
(XV) (a) Name and Title with TDS and TDSI, if any:
----------------------------------------
D. Michael Jack, Vice President and Corporate Controller of
Telephone and Data Systems, Inc.
(b) Business Address:
----------------
TDS Corporate Madison
8401 Greenway Boulevard
P.O. Box 628010
Middleton, Wisconsin 53562-8010
(c) Present Principal Occupation or Employment:
------------------------------------------
Vice President and Corporate Controller of Telephone and Data
Systems, Inc.
(d) Citizenship:
-----------
United States
(XVI) (a) Name and Title with TDS and TDSI, if any:
-----------------------------------------
Gregory J. Wilkinson, Vice President and Secretary of
Telephone and Data Systems, Inc. and TDSI Corporation
(b) Business Address:
----------------
TDS Corporate Madison
8401 Greenway Boulevard
P.O. Box 628010
Middleton, Wisconsin 53562-8010
(c) Present Principal Occupation or Employment:
------------------------------------------
Vice President and Corporate Secretary of Telephone and Data
Systems, Inc.
(d) Citizenship:
-----------
United States
<PAGE>
Schedule 13D
Issuer: Voicestream Wireless Corporation
Page 7 of 8 of Appendix B
(XVII) (a) Name and Title with TDS and TDSI, if any:
----------------------------------------
Thomas A. Burke, Vice President and Chief Information Officer
of Telephone and Data Systems, Inc.
(b) Business Address:
----------------
TDS Corporate Madison
8401 Greenway Boulevard
P.O. Box 628010
Middleton, Wisconsin 53562-8010
(c) Present Principal Occupation or Employment:
------------------------------------------
Vice President and Chief Information Officer of Telephone and
Data Systems, Inc.
(d) Citizenship:
-----------
United States
(XVIII) (a) Name and Title with TDS and TDSI, if any:
----------------------------------------
Jerry A. Gleisner, Vice President - Corporate Systems of
Telephone and Data Systems, Inc.
(b) Business Address:
----------------
TDS Corporate Madison
8401 Greenway Boulevard
P.O. Box 628010
Middleton, Wisconsin 53562-8010
(c) Present Principal Occupation or Employment:
------------------------------------------
Vice President - Corporate Systems of Telephone and Data
Systems, Inc.
(d) Citizenship:
-----------
United States
(XIX) (a) Name and Title with TDS and TDSI, if any:
----------------------------------------
J. Timothy Kleespies, Vice President - Tax of Telephone and
Data Systems, Inc.
(b) Business Address:
----------------
TDS Corporate Madison
8401 Greenway Boulevard
P.O. Box 628010
Middleton, Wisconsin 53562-8010
(c) Present Principal Occupation or Employment:
------------------------------------------
Vice President - Tax of Telephone and Data Systems, Inc.
(d) Citizenship:
-----------
United States
<PAGE>
Schedule 13D
Issuer: VoiceStream Wireless Corporation
Page 8 of 8 of Appendix B
(XX) (a) Name and Title with TDS and TDSI, if any:
-----------------------------------------
Michael G. Hron, General Counsel and Assistant Secretary of
Telephone and Data Systems, Inc. and Assistant Secretary of
TDSI Corporation
(b) Business Address:
----------------
Sidley & Austin
Bank One Plaza
10 South Dearborn Street
Chicago, Illinois 60603
(c) Present Principal Occupation or Employment:
------------------------------------------
Partner of the law firm of Sidley & Austin and General Counsel
and Assistant Secretary of Telephone and Data Systems, Inc.
(d) Citizenship:
-----------
United States
<PAGE>
Schedule 13D
Issuer: VoiceStream Wireless Corporation
Page 1 of 2 of Appendix C
APPENDIX C
TRUSTEES OF THE VOTING TRUST
(I) (a) Name:
----
LeRoy T. Carlson, Jr.
(b) Business Address:
----------------
Telephone and Data Systems, Inc.
30 North LaSalle Street
Suite 4000
Chicago, Illinois 60602
(c) Present Principal Occupation or Employment:
------------------------------------------
Director, President and Chief Executive Officer of Telephone
and Data Systems, Inc.
(d) Citizenship:
-----------
United States
(II) (a) Name:
----
Walter C.D. Carlson
(b) Business Address:
----------------
Sidley & Austin
Bank One Plaza
10 South Dearborn Street
Chicago, Illinois 60603
(c) Present Principal Occupation or Employment:
------------------------------------------
Partner of the law firm of Sidley & Austin
(d) Citizenship:
-----------
United States
(III) (a) Name:
----
Letitia G.C. Carlson
(b) Mailing Address:
---------------
Telephone and Data Systems, Inc.
30 North LaSalle Street
Suite 4000
Chicago, Illinois 60602
(c) Present Principal Occupation or Employment:
------------------------------------------
Medical Doctor
(d) Citizenship:
-----------
United States
<PAGE>
Schedule 13D
Issuer: VoiceStream Wireless Corporation
Page 2 of 2 of Appendix C
(IV) (a) Name:
----
Donald C. Nebergall
(b) Residence Address:
-----------------
2919 Applewood Place, N.E.
Cedar Rapids, Iowa 52402
(c) Present Principal Occupation or Employment:
------------------------------------------
Director of and Consultant to Telephone and Data Systems, Inc.
(d) Citizenship:
-----------
United States
<PAGE>
<TABLE>
<CAPTION>
APPENDIX D
Ownership of Common Stock of VoiceStream Wireless
Corporation (Issuer) (Based on latest
available information.)
Number of shares of
Issuer's
Common Stock Percentage of
Beneficially Class of
Owned as of Latest the Issuer's
Name Practicable Date Common Stock
---- ---------------- ------------
<S> <C> <C>
James Barr, III -- --
Thomas A. Burke 843 *
LeRoy T. Carlson 455 *
LeRoy T. Carlson, Jr. -- --
Letitia G. C. Carlson -- --
Walter C. D. Carlson -- --
Michael K. Chesney -- --
George L. Dienes -- --
Jerry A. Gleisner -- --
Sandra L. Helton -- --
C. Theodore Herbert -- --
Rudolph E. Hornacek -- --
Michael G. Hron -- --
D. Michael Jack -- --
J. Timothy Kleespies -- --
Kevin A. Mundt -- --
Donald C. Nebergall -- --
George W. Off 455 *
John E. Rooney -- --
Peter L. Sereda 100 *
Martin L. Solomon -- --
Mark A. Steinkrauss 228 *
James W. Twesme 1,763 *
Herbert S. Wander -- --
Byron A. Wertz 102 *
Gregory J. Wilkinson 822 *
Scott H. Williamson 455 --
---------
Total 5,223 *
=========
* Less than 1%
</TABLE>
