SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 12b-25
Commission file Number 811-8064
NOTIFICATION FOR LATE FILING
(Check One): |_| Form 10-K |_| Form 11-K |_| Form 20-F |_| Form 10-Q
|X| Form N-SAR
|_| Transition Report on Form 10-K |_| Transition Report on Form 10-Q
|_| Transition Report on Form 20-F |_| Transition Report on Form N-SAR
|_| Transition Report on Form 11-K
For the Period Ended: March 31, 1999
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Read attached instruction sheet before preparing form. Please print or
type.
Nothing in this form shall be construed to imply that the Commission
has verified any information contained herein.
If the notification relates to a portion of the filing checked above,
identify the item(s) to which the notification relates: ALL ITEMS.
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PART I
REGISTRANT INFORMATION
Full name of registrant THE MONTGOMERY FUNDS II
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Former name if applicable
N/A
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Address of principal executive office (Street and number)
101 CALIFORNIA STREET
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City, state and zip code SAN FRANCISCO, CA 94111
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PART II
RULE 12b-25 (b) AND (c)
If the subject report could not be filed without unreasonable effort or
expense and the registrant seeks relief pursuant to Rule 12b-25(b), the
following should be completed. (Check box if appropriate.)
(a) The reasons described in reasonable detail in Part III of this
form could not be eliminated without unreasonable effort or
expense;
(b) The subject annual report, semi-annual report, transition
report on Form 10-K, 20-F, 11-K or Form N-SAR, or portion
|_| thereof will be filed on or before the 15th calendar day
following the prescribed due date; or the subject quarterly
report or transition report on Form 10-Q, or portion thereof
will be filed on or before the fifth calendar day following
the prescribed due date; and
(c) The accountant's statement or other exhibit required by Rule
12b-25(c) has been attached if applicable.
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PART III
NARRATIVE
State below in reasonable detail the reasons why Form 10-K, 11-K, 20-F,
10-Q, N-SAR or the transition report portion thereof could not be filed within
the prescribed time period. (Attach extra sheets if needed.)
This Notification relates only to the late filing of the Form N-SAR
with respect to one series of the Registrant, the Montgomery Global
Long-Short Fund (the "Fund"). The Fund's fiscal year end was March 31,
1999. This Notification is being made because of the need to confirm
certain financial data for the Fund's financial statements before
filing the Form N-SAR.
PART IV
OTHER INFORMATION
(1) Name and telephone number of person to contact in regard to this
notification
David J. Thelander, Esq. (415) 248-6099
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(Name) (Area Code) (Telephone Number)
(2) Have all other periodic reports required under Section 13 or 15(d)
of the Securities Exchange Act of 1934 or Section 30 of the Investment Company
Act of 1940 during the preceding 12 months or for such shorter period that the
registrant was required to file such report(s) been filed? If the answer is no,
identify report(s).
|X| Yes |_| No
(3) It is anticipated that any significant change in results of
operations from the corresponding period for the last fiscal year will be
reflected by the earnings statements to be included in the subject report or
portion thereof?
|_| Yes |X| No
If so: attach an explanation of the anticipated change, both
narratively and quantitatively, and, if appropriate, state the reasons why a
reasonable estimate of the results cannot be made.
<PAGE>
THE MONTGOMERY FUNDS II
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(Name of Registrant as Specified in Charter)
Has caused this information to be signed on its behalf by the undersigned
thereunto duly authorized.
Date June 3, 1999 By George A. Rio*
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George A. Rio
President and Principal
Executive Officer;
Treasurer and Principal Financial
and Accounting Officer
By: /s/ Julie Allecta
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Julie Allecta, Attorney-in-Fact
pursuant to Power of Attorney
previously filed
Instruction: The form may be signed by an executive officer of
the registrant or by any other duly authorized representative. The name
and title of the person signing the form shall be typed or printed
beneath the signature. If the statement is signed on behalf of the
registrant by an authorized representative (other than an executive
officer), evidence of the representative's authority to sign on behalf
of the registrant shall be filed with the form.
ATTENTION
Intentional misstatements or omissions of fact constitute Federal
criminal violations (see 18 U.S.C. 1001).
