UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 1999
Check here if Amendment |_|; Amendment Number: N/A
This Amendment (Check only one.): |_| is a restatement
|_| adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Gruntal & Co., L.L.C.
Address: One Liberty Plaza
New York, NY 10006-1487
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: David R. Rappaport
Title: Senior Vice President
Phone: (212) 820-8720
Signature, Place, and Date of Signing:
/s/ David R. Rappaport New York, NY 1999
- --------------------------------------------------------------------------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
|X| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
|_| 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
|_| 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported
by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
Name: 13F File Number
- ----- ---------------
1. Gruntal & Co., L.L.C. 28-2572
2. The Home Insurance Company 28-362
<PAGE>
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 2
Form 13F Information Table Entry Total: 1151
Form 13F Information Table Value Total: 24694614
List of Other Included Managers:
No. 13F File Number Name
01 28-2572 Gruntal & Co., L.L.C.
02 28-362 Home Insurance Company
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMNT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- -------------- -------------- ------- -------- ------- --- ---- ------- -------- ------- ------ -----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
3COM CORP COM 885535104 102,638 3,570 SH DEFINED 01 02 3,570
3COM CORP COM 885535104 247,250 8,600 SH DEFINED 01 02 8,600
3COM CORP COM 885535104 4,025 140 SH DEFINED 01 02 140
A D C TELECOMMUNICATIONS COM 000886101 43,195 1,030 SH DEFINED 01 02 1,030
A D C TELECOMMUNICATIONS COM 000886101 195,426 4,660 SH DEFINED 01 02 4,660
ABBOTT LABS COM 002824100 998,253 27,210 SH DEFINED 01 02 27,210
ABBOTT LABS COM 002824100 29,350 800 SH DEFINED 01 02 800
ABBOTT LABS COM 002824100 1,249,192 34,050 SH DEFINED 01 02 34,050
ABBOTT LABS COM 002824100 29,716 810 SH DEFINED 01 02 810
ABBOTT LABS COM 002824100 451,250 12,300 SH DEFINED 01 02 12,300
ABERCROMBIE & FITCH CO CL A 002896207 51,434 1,510 SH DEFINED 01 02 1,510
ABERCROMBIE & FITCH CO CL A 002896207 6,812 200 SH DEFINED 01 02 200
ABERCROMBIE & FITCH CO CL A 002896207 226,512 6,650 SH DEFINED 01 02 6,650
ABITIBI-CONSOLIDATED INC COM 003924107 144,744 12,000 SH DEFINED 01 02 12,000
ACM GOVT SECS FD INC COM 000914101 105,463 14,300 SH DEFINED 01 02 14,300
ACM GOVT SPECTRUM FD INC COM 000917104 55,440 10,080 SH DEFINED 01 02 10,080
ADOBE SYS INC COM 00724F101 2,001,005 17,630 SH DEFINED 01 02 17,630
ADOBE SYS INC COM 00724F101 1,655,965 14,590 SH DEFINED 01 02 14,590
ADVANCED MACH VISION CORP CL A 00753B104 87,829 78,070 SH DEFINED 01 02 78,070
AEGIS COMMUNICATIONS GROUP INC COM 00760B105 34,680 68,000 SH DEFINED 01 02 68,000
AEGON N V ORD AMER REG 007924103 99,475 1,150 SH DEFINED 01 02 1,150
AEGON N V ORD AMER REG 007924103 132,345 1,530 SH DEFINED 01 02 1,530
AES CORP COM 00130H105 20,650 350 SH DEFINED 01 02 350
AES CORP COM 00130H105 204,730 3,470 SH DEFINED 01 02 3,470
AIRBORNE FGHT CORP COM 009266107 1,983,830 94,190 SH DEFINED 01 02 94,190
AIRBORNE FGHT CORP COM 009266107 229,997 10,920 SH DEFINED 01 02 10,920
AIRBORNE FGHT CORP COM 009266107 2,169,597 103,010 SH DEFINED 01 02 103,010
ALCOA INC COM 013817101 59,580 960 SH DEFINED 01 02 960
ALCOA INC COM 013817101 6,206 100 SH DEFINED 01 02 100
ALCOA INC COM 013817101 482,222 7,770 SH DEFINED 01 02 7,770
ALLEGHENY ENERGY INC COM 017361106 210,375 6,600 SH DEFINED 01 02 6,600
ALLEGHENY ENERGY INC COM 017361106 803,250 25,200 SH DEFINED 01 02 25,200
ALLEGHENY ENERGY INC COM 017361106 9,563 300 SH DEFINED 01 02 300
ALLIEDSIGNAL INC COM 019512102 117,477 1,960 SH DEFINED 01 02 1,960
ALLIEDSIGNAL INC COM 019512102 51,546 860 SH DEFINED 01 02 860
ALLIEDSIGNAL INC COM 019512102 2,380,098 39,710 SH DEFINED 01 02 39,710
ALLSTATE CORP COM 020002101 49,874 2,000 SH DEFINED 01 02 2,000
ALLSTATE CORP COM 020002101 225,181 9,030 SH DEFINED 01 02 9,030
ALZA CORP DEL COM 022615108 214,488 5,010 SH DEFINED 01 02 5,010
ALZA CORP DEL COM 022615108 66,359 1,550 SH DEFINED 01 02 1,550
ALZA CORP DEL COM 022615108 171,248 4,000 SH DEFINED 01 02 4,000
AMERICA ONLINE INC DEL COM 02364J104 905,339 8,700 SH DEFINED 01 02 8,700
AMERICA ONLINE INC DEL COM 02364J104 46,828 450 SH DEFINED 01 02 450
AMERICA ONLINE INC DEL COM 02364J104 106,143 1,020 SH DEFINED 01 02 1,020
AMERICA ONLINE INC DEL COM 02364J104 856,430 8,230 SH DEFINED 01 02 8,230
AMERICA ONLINE INC DEL COM 02364J104 130,078 1,250 SH DEFINED 01 02 1,250
AMERICAN CHAMPION ENTERTAINMNT COM 025119108 21,405 40,310 SH DEFINED 01 02 40,310
AMERICAN ELEC PWR INC COM 025537101 186,664 5,470 SH DEFINED 01 02 5,470
AMERICAN ELEC PWR INC COM 025537101 8,873 260 SH DEFINED 01 02 260
AMERICAN ELEC PWR INC COM 025537101 9,555 280 SH DEFINED 01 02 280
AMERICAN EXPRESS CO COM 025816109 1,055,700 7,820 SH DEFINED 01 02 7,820
AMERICAN EXPRESS CO COM 025816109 27,000 200 SH DEFINED 01 02 200
AMERICAN EXPRESS CO COM 025816109 1,255,500 9,300 SH DEFINED 01 02 9,300
AMERICAN EXPRESS CO COM 025816109 20,250 150 SH DEFINED 01 02 150
</TABLE>
Page 1
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMNT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- -------------- -------------- ------- -------- ------- --- ---- ------- -------- ------- ------ -----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
AMERICAN GENERAL CORP COM 026351106 208,725 3,300 SH DEFINED 01 02 3,300
AMERICAN GENERAL CORP COM 026351106 74,003 1,170 SH DEFINED 01 02 1,170
AMERICAN HOME PRODS CORP COM 026609107 573,115 13,810 SH DEFINED 01 02 13,810
AMERICAN HOME PRODS CORP COM 026609107 746,170 17,980 SH DEFINED 01 02 17,980
AMERICAN HOME PRODS CORP COM 026609107 1,902,775 45,850 SH DEFINED 01 02 45,850
AMERICAN HOME PRODS CORP COM 026609107 7,885 190 SH DEFINED 01 02 190
AMERICAN INTL GROUP INC COM 026874107 1,390,992 16,000 SH DEFINED 01 02 16,000
AMERICAN INTL GROUP INC COM 026874107 4,347 50 SH DEFINED 01 02 50
AMERICAN INTL GROUP INC COM 026874107 2,376,858 27,340 SH DEFINED 01 02 27,340
AMERICAN INTL GROUP INC COM 026874107 95,631 1,100 SH DEFINED 01 02 1,100
AMERICAN INTL PETROLEUM CORP COM PAR $0.08N 026909408 13,740 20,000 SH DEFINED 01 02 20,000
AMERICAN INTL PETROLEUM CORP COM PAR $0.08N 026909408 151 220 SH DEFINED 01 02 220
AMERITECH CORP NEW COM 030954101 332,415 4,980 SH DEFINED 01 02 4,980
AMERITECH CORP NEW COM 030954101 30,705 460 SH DEFINED 01 02 460
AMERITECH CORP NEW COM 030954101 63,413 950 SH DEFINED 01 02 950
AMERITECH CORP NEW COM 030954101 379,140 5,680 SH DEFINED 01 02 5,680
AMERITECH CORP NEW COM 030954101 8,678 130 SH DEFINED 01 02 130
AMGEN INC COM 031162100 982,075 12,050 SH DEFINED 01 02 12,050
AMGEN INC COM 031162100 2,445 30 SH DEFINED 01 02 30
AMGEN INC COM 031162100 12,225 150 SH DEFINED 01 02 150
AMGEN INC COM 031162100 1,092,100 13,400 SH DEFINED 01 02 13,400
AMGEN INC COM 031162100 16,300 200 SH DEFINED 01 02 200
AMR CORP COM 001765106 1,386,480 25,440 SH DEFINED 01 02 25,440
AMR CORP COM 001765106 16,350 300 SH DEFINED 01 02 300
ANADARKO PETE CORP COM 032511107 238,995 7,820 SH DEFINED 01 02 7,820
ANHEUSER BUSCH COS INC COM 035229103 970,359 13,850 SH DEFINED 01 02 13,850
ANHEUSER BUSCH COS INC COM 035229103 25,923 370 SH DEFINED 01 02 370
ANHEUSER BUSCH COS INC COM 035229103 283,751 4,050 SH DEFINED 01 02 4,050
APACHE CORP COM 037411105 34,550 800 SH DEFINED 01 02 800
APACHE CORP COM 037411105 960,047 22,230 SH DEFINED 01 02 22,230
APPLE COMPUTER INC COM 037833100 132,955 2,100 SH DEFINED 01 02 2,100
APPLE COMPUTER INC COM 037833100 11,396 180 SH DEFINED 01 02 180
APPLE COMPUTER INC COM 037833100 2,236,180 35,320 SH DEFINED 01 02 35,320
APPLIED MATLS INC COM 038222105 34,959 450 SH DEFINED 01 02 450
APPLIED MATLS INC COM 038222105 1,695,907 21,830 SH DEFINED 01 02 21,830
APPLIED MATLS INC COM 038222105 6,215 80 SH DEFINED 01 02 80
ARVIN INDS INC COM 043339100 672,570 21,740 SH DEFINED 01 02 21,740
ARVIN INDS INC COM 043339100 12,065 390 SH DEFINED 01 02 390
ASM LITHOGRAPHY HLDG N V N Y SHS N07059111 6,706 100 SH DEFINED 01 02 100
ASM LITHOGRAPHY HLDG N V N Y SHS N07059111 199,174 2,970 SH DEFINED 01 02 2,970
ASSOCIATES FIRST CAP CORP CL A 046008108 210,600 5,850 SH DEFINED 01 02 5,850
ASSOCIATES FIRST CAP CORP CL A 046008108 12,960 360 SH DEFINED 01 02 360
ASSOCIATES FIRST CAP CORP CL A 046008108 317,160 8,810 SH DEFINED 01 02 8,810
ASSOCIATES FIRST CAP CORP CL A 046008108 7,200 200 SH DEFINED 01 02 200
AT&T CORP COM 001957109 28,275 650 SH DEFINED 01 02 650
AT&T CORP COM 001957109 260,565 5,990 SH DEFINED 01 02 5,990
AT&T CORP COM 001957109 2,148,030 49,380 SH DEFINED 01 02 49,380
AT&T CORP COM 001957109 66,555 1,530 SH DEFINED 01 02 1,530
AT&T CORP COM LIB GRP A 001957208 121,637 3,260 SH DEFINED 01 02 3,260
AT&T CORP COM LIB GRP A 001957208 8,209 220 SH DEFINED 01 02 220
AT&T CORP COM LIB GRP A 001957208 374,239 10,030 SH DEFINED 01 02 10,030
AT&T CORP OPTIONS 001957109 1,087,500 25,000 SH CALL DEFINED 01 02 25,000
ATLANTIC RICHFIELD CO COM 048825103 263,216 2,970 SH DEFINED 01 02 2,970
ATLANTIC RICHFIELD CO COM 048825103 13,294 150 SH DEFINED 01 02 150
</TABLE>
Page 2
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMNT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- -------------- -------------- ------- -------- ------- --- ---- ------- -------- ------- ------ -----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ATLANTIC RICHFIELD CO COM 048825103 464,395 5,240 SH DEFINED 01 02 5,240
ATMEL CORP COM 049513104 285,373 8,440 SH DEFINED 01 02 8,440
AUTOMATIC DATA PROCESSING INC COM 053015103 830,025 18,600 SH DEFINED 01 02 18,600
AUTOMATIC DATA PROCESSING INC COM 053015103 8,925 200 SH DEFINED 01 02 200
AUTOMATIC DATA PROCESSING INC COM 053015103 392,254 8,790 SH DEFINED 01 02 8,790
AUTOMATIC DATA PROCESSING INC COM 053015103 3,570 80 SH DEFINED 01 02 80
AUTOZONE INC COM 053332102 5,332 190 SH DEFINED 01 02 190
AUTOZONE INC COM 053332102 331,132 11,800 SH DEFINED 01 02 11,800
AVERY DENNISON CORP COM 053611109 132,403 2,510 SH DEFINED 01 02 2,510
AVERY DENNISON CORP COM 053611109 1,065,023 20,190 SH DEFINED 01 02 20,190
AVERY DENNISON CORP COM 053611109 0 40 SH DEFINED 01 02 40
BANK NEW YORK INC COM 064057102 62,862 1,880 SH DEFINED 01 02 1,880
BANK NEW YORK INC COM 064057102 2,183,436 65,300 SH DEFINED 01 02 65,300
BANK NEW YORK INC COM 064057102 20,062 600 SH DEFINED 01 02 600
BANK OF AMERICA CORPORATION COM 060505104 321,314 5,770 SH DEFINED 01 02 5,770
BANK OF AMERICA CORPORATION COM 060505104 19,490 350 SH DEFINED 01 02 350
BANK OF AMERICA CORPORATION COM 060505104 20,604 370 SH DEFINED 01 02 370
BANK OF AMERICA CORPORATION COM 060505104 1,598,217 28,700 SH DEFINED 01 02 28,700
BANK OF AMERICA CORPORATION COM 060505104 116,386 2,090 SH DEFINED 01 02 2,090
BANK ONE CORP COM 06423A103 80,764 2,320 SH DEFINED 01 02 2,320
BANK ONE CORP COM 06423A103 124,627 3,580 SH DEFINED 01 02 3,580
BANK ONE CORP COM 06423A103 29,242 840 SH DEFINED 01 02 840
BANKBOSTON CORP COM 06605R106 499,680 11,520 SH DEFINED 01 02 11,520
BANKBOSTON CORP COM 06605R106 1,301 30 SH DEFINED 01 02 30
BANKBOSTON CORP COM 06605R106 164,825 3,800 SH DEFINED 01 02 3,800
BARR LABS INC COM 068306109 104,775 3,300 SH DEFINED 01 02 3,300
BARR LABS INC COM 068306109 4,327,682 136,305 SH DEFINED 01 02 133,130
BAUSCH & LOMB INC COM 071707103 293,420 4,450 SH DEFINED 01 02 4,450
BAUSCH & LOMB INC COM 071707103 46,815 710 SH DEFINED 01 02 710
BAXTER INTL INC COM 071813109 261,485 4,340 SH DEFINED 01 02 4,340
BAXTER INTL INC COM 071813109 6,025 100 SH DEFINED 01 02 100
BAXTER INTL INC COM 071813109 185,570 3,080 SH DEFINED 01 02 3,080
BEAR STEARNS COS INC COM 073902108 76,105 1,980 SH DEFINED 01 02 1,980
BEAR STEARNS COS INC COM 073902108 16,528 430 SH DEFINED 01 02 430
BEAR STEARNS COS INC COM 073902108 1,447,153 37,650 SH DEFINED 01 02 37,650
BECTON DICKINSON & CO COM 075887109 90,360 3,220 SH DEFINED 01 02 3,220
BECTON DICKINSON & CO COM 075887109 702,111 25,020 SH DEFINED 01 02 25,020
BELL ATLANTIC CORP COM 077853109 459,741 6,830 SH DEFINED 01 02 6,830
BELL ATLANTIC CORP COM 077853109 93,564 1,390 SH DEFINED 01 02 1,390
BELL ATLANTIC CORP COM 077853109 2,049,650 30,450 SH DEFINED 01 02 30,450
BELL ATLANTIC CORP COM 077853109 82,121 1,220 SH DEFINED 01 02 1,220
BELLSOUTH CORP COM 079860102 100,800 2,240 SH DEFINED 01 02 2,240
BELLSOUTH CORP COM 079860102 451,800 10,040 SH DEFINED 01 02 10,040
BELLSOUTH CORP COM 079860102 80,550 1,790 SH DEFINED 01 02 1,790
BELLSOUTH CORP OPTIONS 079860102 616,050 13,690 SH CALL DEFINED 01 02 13,690
BERGEN BRUNSWIG CORP CL A 083739102 45,650 4,400 SH DEFINED 01 02 4,400
BERGEN BRUNSWIG CORP CL A 083739102 8,611 830 SH DEFINED 01 02 830
BERGEN BRUNSWIG CORP CL A 083739102 66,608 6,420 SH DEFINED 01 02 6,420
BERKSHIRE HATHAWAY INC DEL CL B 084670207 74,240 40 SH DEFINED 01 02 40
BERKSHIRE HATHAWAY INC DEL CL B 084670207 204,160 110 SH DEFINED 01 02 110
BEST BUY INC COM 086516101 68,200 1,100 SH DEFINED 01 02 1,100
BEST BUY INC COM 086516101 248,000 4,000 SH DEFINED 01 02 4,000
BESTFOODS COM 08658U101 118,006 2,430 SH DEFINED 01 02 2,430
BESTFOODS COM 08658U101 912,480 18,790 SH DEFINED 01 02 18,790
</TABLE>
Page 3
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMNT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- -------------- -------------- ------- -------- ------- --- ---- ------- -------- ------- ------ -----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
BIOCHEM PHARMA INC COM 09058T108 207,055 8,650 SH DEFINED 01 02 8,650
BIOGEN INC COM 090597105 2,364 30 SH DEFINED 01 02 30
BIOGEN INC COM 090597105 94,574 1,200 SH DEFINED 01 02 1,200
BIOGEN INC COM 090597105 577,692 7,330 SH DEFINED 01 02 7,330
BIOGEN INC COM 090597105 788 10 SH DEFINED 01 02 10
BJS WHOLESALE CLUB INC COM 05548J106 5,912 200 SH DEFINED 01 02 200
BJS WHOLESALE CLUB INC COM 05548J106 272,857 9,230 SH DEFINED 01 02 9,230
BLACKROCK INCOME TR INC COM 09247F100 76,875 12,300 SH DEFINED 01 02 12,300
BLACKROCK INVT QUALITY MUN TR COM 09247D105 19,575 1,450 SH DEFINED 01 02 1,450
BLACKROCK INVT QUALITY MUN TR COM 09247D105 346,950 25,700 SH DEFINED 01 02 25,700
BLACKROCK MUN TARGET TERM TR COM 09247M105 72,022 7,070 SH DEFINED 01 02 7,070
BLACKROCK MUN TARGET TERM TR COM 09247M105 7,131 700 SH DEFINED 01 02 700
BLACKROCK MUN TARGET TERM TR COM 09247M105 50,935 5,000 SH DEFINED 01 02 5,000
BLOCK DRUG INC CL A 093644102 393,151 10,940 SH DEFINED 01 02 10,940
BLOCK H & R INC COM 093671105 864,396 19,900 SH DEFINED 01 02 19,900
BLOCK H & R INC COM 093671105 93,390 2,150 SH DEFINED 01 02 2,150
BLUE CHIP VALUE FD INC COM 095333100 215,852 23,180 SH DEFINED 01 02 23,180
BMC SOFTWARE INC COM 055921100 31,487 440 SH DEFINED 01 02 440
BMC SOFTWARE INC COM 055921100 41,506 580 SH DEFINED 01 02 580
BMC SOFTWARE INC COM 055921100 412,197 5,760 SH DEFINED 01 02 5,760
BOEING CO COM 097023105 838,434 19,670 SH DEFINED 01 02 19,670
BOEING CO COM 097023105 51,150 1,200 SH DEFINED 01 02 1,200
BOEING CO COM 097023105 42,199 990 SH DEFINED 01 02 990
BOEING CO COM 097023105 8,525 200 SH DEFINED 01 02 200
BP AMOCO P L C SPONSORED ADR 055622104 164,002 1,480 SH DEFINED 01 02 1,480
BP AMOCO P L C SPONSORED ADR 055622104 257,084 2,320 SH DEFINED 01 02 2,320
BRADY CORP CL A 104674106 472,000 14,750 SH DEFINED 01 02 14,750
BRISTOL MYERS SQUIBB CO COM 110122108 2,758,050 40,860 SH DEFINED 01 02 40,860
BRISTOL MYERS SQUIBB CO COM 110122108 54,000 800 SH DEFINED 01 02 800
BRISTOL MYERS SQUIBB CO COM 110122108 3,697,650 54,780 SH DEFINED 01 02 54,780
BRISTOL MYERS SQUIBB CO COM 110122108 40,500 600 SH DEFINED 01 02 600
BRITISH AWYS PLC ADR 2ND INSTAL 110419306 329,611 5,770 SH DEFINED 01 02 5,770
BROWN FORMAN CORP CL B 115637209 482,783 7,740 SH DEFINED 01 02 7,740
BROWN FORMAN CORP CL B 115637209 37,425 600 SH DEFINED 01 02 600
BURLINGTON RES INC COM 122014103 4,778 130 SH DEFINED 01 02 130
BURLINGTON RES INC COM 122014103 672,525 18,300 SH DEFINED 01 02 18,300
BURR BROWN CORP COM 122574106 443,190 11,220 SH DEFINED 01 02 11,220
BURR BROWN CORP COM 122574106 1,975 50 SH DEFINED 01 02 50
C-CUBE MICROSYSTEMS INC SBNT CV 5.875%05 125015AA5 0 185,000 PRN DEFINED 01 02 185,000
CALGON CARBON CORP COM 129603106 44,959 6,600 SH DEFINED 01 02 6,600
CALGON CARBON CORP COM 129603106 23,842 3,500 SH DEFINED 01 02 3,500
CALPINE CORP COM 131347106 256,037 3,010 SH DEFINED 01 02 3,010
CANADIAN NATL RY CO COM 136375102 109,123 3,600 SH DEFINED 01 02 3,600
CANADIAN NATL RY CO COM 136375102 90,936 3,000 SH DEFINED 01 02 3,000
CANADIAN NATL RY CO COM 136375102 606 20 SH DEFINED 01 02 20
CAPSTEAD MTG CORP COM 14067E100 93,346 23,710 SH DEFINED 01 02 23,710
CAPSTEAD MTG CORP COM 14067E100 3,937 1,000 SH DEFINED 01 02 1,000
CAPSTEAD MTG CORP COM 14067E100 6,496 1,650 SH DEFINED 01 02 1,650
CAPSTEAD MTG CORP COM 14067E100 669,329 170,010 SH DEFINED 01 02 170,010
CAPSTEAD MTG CORP COM 14067E100 30,551 7,760 SH DEFINED 01 02 7,760
CARDINAL HEALTH INC COM 14149Y108 632,745 11,610 SH DEFINED 01 02 11,610
CARNIVAL CORP COM 143658102 22,185 510 SH DEFINED 01 02 510
CARNIVAL CORP COM 143658102 294,495 6,770 SH DEFINED 01 02 6,770
CARNIVAL CORP COM 143658102 5,655 130 SH DEFINED 01 02 130
</TABLE>
Page 4
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMNT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- -------------- -------------- ------- -------- ------- --- ---- ------- -------- ------- ------ -----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
CAROLINA PWR & LT CO COM 144141108 230,291 6,510 SH DEFINED 01 02 6,510
CARPENTER TECHNOLOGY CORP COM 144285103 329,280 13,440 SH DEFINED 01 02 13,440
CARPENTER TECHNOLOGY CORP COM 144285103 12,250 500 SH DEFINED 01 02 500
CASH AMER INTL INC COM 14754D100 96,257 10,200 SH DEFINED 01 02 10,200
CBS CORP COM 12490K107 233,563 5,050 SH DEFINED 01 02 5,050
CBS CORP COM 12490K107 5,812,236 125,670 SH DEFINED 01 02 124,520
CBS CORP COM 12490K107 165,113 3,570 SH DEFINED 01 02 3,570
CBS CORP COM 12490K107 23,125 500 SH DEFINED 01 02 500
CENDANT CORP COM 151313103 271,753 15,310 SH DEFINED 01 02 15,310
CENDANT CORP COM 151313103 31,950 1,800 SH DEFINED 01 02 1,800
CENTRAL GARDEN & PET CO COM 153527106 3,971,024 520,790 SH DEFINED 01 02 520,790
CENTRAL GARDEN & PET CO COM 153527106 19,063 2,500 SH DEFINED 01 02 2,500
CHAMPS ENTMT INC DEL COM 158787101 27,500 10,000 SH DEFINED 01 02 10,000
CHASE MANHATTAN CORP NEW COM 16161A108 127,384 1,690 SH DEFINED 01 02 1,690
CHASE MANHATTAN CORP NEW COM 16161A108 3,769 50 SH DEFINED 01 02 50
CHASE MANHATTAN CORP NEW COM 16161A108 171,855 2,280 SH DEFINED 01 02 2,280
CHASE MANHATTAN CORP NEW COM 16161A108 1,131,379 15,010 SH DEFINED 01 02 15,010
CHASE MANHATTAN CORP NEW COM 16161A108 3,234,341 42,910 SH DEFINED 01 02 42,910
CHECK POINT SOFTWARE TECH LTD ORD M22465104 59,106 700 SH DEFINED 01 02 700
CHECK POINT SOFTWARE TECH LTD ORD M22465104 239,801 2,840 SH DEFINED 01 02 2,840
CHESAPEAKE ENERGY CORP COM 165167107 5,425 1,400 SH DEFINED 01 02 1,400
CHESAPEAKE ENERGY CORP COM 165167107 8,395,377 2,166,550 SH DEFINED 01 02 2,136,750
CHEVRON CORPORATION COM 166751107 39,050 440 SH DEFINED 01 02 440
CHEVRON CORPORATION COM 166751107 888 10 SH DEFINED 01 02 10
CHEVRON CORPORATION COM 166751107 8,875 100 SH DEFINED 01 02 100
CHEVRON CORPORATION COM 166751107 2,020,838 22,770 SH DEFINED 01 02 22,770
CHEVRON CORPORATION COM 166751107 2,663 30 SH DEFINED 01 02 30
CHICAGO TITLE CORP COM 168228104 15,975 400 SH DEFINED 01 02 400
CHICAGO TITLE CORP COM 168228104 1,556,345 38,970 SH DEFINED 01 02 38,970
CHIRON CORP COM 170040109 28,794 1,040 SH DEFINED 01 02 1,040
CHIRON CORP COM 170040109 201,008 7,260 SH DEFINED 01 02 7,260
CHITTENDEN CORP COM 170228100 7,125 250 SH DEFINED 01 02 250
CHITTENDEN CORP COM 170228100 391,305 13,730 SH DEFINED 01 02 13,730
CHOCK FULL O NUTS CORP COM 170268106 11,093 1,020 SH DEFINED 01 02 1,020
CHOCK FULL O NUTS CORP COM 170268106 11,093 1,020 SH DEFINED 01 02 1,020
CHOCK FULL O NUTS CORP COM 170268106 353,438 32,500 SH DEFINED 01 02 32,500
CHUBB CORP COM 171232101 3,474 70 SH DEFINED 01 02 70
CHUBB CORP COM 171232101 905,656 18,250 SH DEFINED 01 02 18,250
CINTAS CORP COM 172908105 263,623 4,560 SH DEFINED 01 02 4,560
CISCO SYS INC COM 17275R102 5,053,019 73,700 SH DEFINED 01 02 73,700
CISCO SYS INC COM 17275R102 26,739 390 SH DEFINED 01 02 390
CISCO SYS INC COM 17275R102 60,335 880 SH DEFINED 01 02 880
CISCO SYS INC COM 17275R102 4,939,892 72,050 SH DEFINED 01 02 72,050
CISCO SYS INC COM 17275R102 80,218 1,170 SH DEFINED 01 02 1,170
CISCO SYS INC COM 17275R102 6,856 100 SH DEFINED 01 02 100
CIT GROUP INC CL A 125577106 3,855,988 187,530 SH DEFINED 01 02 182,530
CIT GROUP INC CL A 125577106 145,785 7,090 SH DEFINED 01 02 7,090
CIT GROUP INC CL A 125577106 55,517 2,700 SH DEFINED 01 02 2,700
CITIGROUP INC COM 172967101 1,374,560 31,240 SH DEFINED 01 02 31,240
CITIGROUP INC COM 172967101 38,720 880 SH DEFINED 01 02 880
CITIGROUP INC COM 172967101 571,120 12,980 SH DEFINED 01 02 12,980
CITIGROUP INC COM 172967101 3,329,040 75,660 SH DEFINED 01 02 75,660
CITIGROUP INC COM 172967101 7,040 160 SH DEFINED 01 02 160
CITIZENS UTILS CO DEL CL B 177342201 5,921,035 523,429 SH DEFINED 01 02 511,180
</TABLE>
Page 5
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMNT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- -------------- -------------- ------- -------- ------- --- ---- ------- -------- ------- ------ -----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
CLEAR CHANNEL COMMUNICATIONS COM 184502102 799 10 SH DEFINED 01 02 10
CLEAR CHANNEL COMMUNICATIONS COM 184502102 7,988 100 SH DEFINED 01 02 100
CLEAR CHANNEL COMMUNICATIONS COM 184502102 230,839 2,890 SH DEFINED 01 02 2,890
CLECO CORP NEW COM 12561W105 246,521 7,600 SH DEFINED 01 02 7,600
COCA COLA CO COM 191216100 259,103 5,370 SH DEFINED 01 02 5,370
COCA COLA CO COM 191216100 62,725 1,300 SH DEFINED 01 02 1,300
COCA COLA CO COM 191216100 411,090 8,520 SH DEFINED 01 02 8,520
COHERENT INC COM 192479103 678,285 30,400 SH DEFINED 01 02 30,400
COHERENT INC COM 192479103 4,462 200 SH DEFINED 01 02 200
COHERENT INC COM 192479103 302,104 13,540 SH DEFINED 01 02 13,540
COLEMAN INC NEW COM 193559101 228,000 24,000 SH DEFINED 01 02 24,000
COLGATE PALMOLIVE CO COM 194162103 52,613 1,150 SH DEFINED 01 02 1,150
COLGATE PALMOLIVE CO COM 194162103 782,783 17,110 SH DEFINED 01 02 17,110
COMCAST CORP CL A SPL 200300200 150,329 3,770 SH DEFINED 01 02 3,770
COMCAST CORP CL A SPL 200300200 9,570 240 SH DEFINED 01 02 240
COMCAST CORP CL A SPL 200300200 216,123 5,420 SH DEFINED 01 02 5,420
COMMERCIAL NET LEASE RLTY INC COM 202218103 267,644 25,190 SH DEFINED 01 02 25,190
COMMERCIAL NET LEASE RLTY INC COM 202218103 10,625 1,000 SH DEFINED 01 02 1,000
COMMUNICATION INTELLIGENCE NEW COM 20338K106 32,800 25,000 SH DEFINED 01 02 25,000
COMMUNICATION INTELLIGENCE NEW COM 20338K106 1,312 1,000 SH DEFINED 01 02 1,000
COMPAQ COMPUTER CORP COM 204493100 444,461 19,430 SH DEFINED 01 02 19,430
COMPAQ COMPUTER CORP COM 204493100 686 30 SH DEFINED 01 02 30
COMPAQ COMPUTER CORP COM 204493100 14,640 640 SH DEFINED 01 02 640
COMPAQ COMPUTER CORP COM 204493100 837,454 36,610 SH DEFINED 01 02 36,610
COMPAQ COMPUTER CORP COM 204493100 3,660 160 SH DEFINED 01 02 160
COMPUTER ASSOC INTL INC COM 204912109 81,908 1,340 SH DEFINED 01 02 1,340
COMPUTER ASSOC INTL INC COM 204912109 468,829 7,670 SH DEFINED 01 02 7,670
COMPUTER SCIENCES CORP COM 205363104 968,196 13,770 SH DEFINED 01 02 13,770
COMPUTER SCIENCES CORP COM 205363104 1,588,348 22,590 SH DEFINED 01 02 22,590
COMPUWARE CORP COM 205638109 3,127 120 SH DEFINED 01 02 120
COMPUWARE CORP COM 205638109 224,654 8,620 SH DEFINED 01 02 8,620
COMPUWARE CORP COM 205638109 52,124 2,000 SH DEFINED 01 02 2,000
COMVERSE TECHNOLOGY INC COM PAR $0.10 205862402 14,147 150 SH DEFINED 01 02 150
COMVERSE TECHNOLOGY INC COM PAR $0.10 205862402 566,815 6,010 SH DEFINED 01 02 6,010
CONOCO INC CL B 208251405 58,035 2,120 SH DEFINED 01 02 2,120
CONOCO INC CL B 208251405 179,306 6,550 SH DEFINED 01 02 6,550
CONSORCIO G GRUPO DINA S A CV SUB DB CONV 8%04 210306AB2 247,500 5,000 PRN DEFINED 01 02 5,000
CORNING INC COM 219350105 507,359 7,400 SH DEFINED 01 02 7,400
CORNING INC COM 219350105 99,415 1,450 SH DEFINED 01 02 1,450
CORPORATE HIGH YIELD FD III COM 219925104 5,400 480 SH DEFINED 01 02 480
CORPORATE HIGH YIELD FD III COM 219925104 3,375 300 SH DEFINED 01 02 300
CORPORATE HIGH YIELD FD III COM 219925104 246,375 21,900 SH DEFINED 01 02 21,900
COSTCO WHSL CORP NEW COM 22160K105 1,860,480 25,840 SH DEFINED 01 02 25,840
COSTCO WHSL CORP NEW COM 22160K105 455,040 6,320 SH DEFINED 01 02 6,320
COX COMMUNICATIONS INC NEW CL A 224044107 2,088 50 SH DEFINED 01 02 50
COX COMMUNICATIONS INC NEW CL A 224044107 513,525 12,300 SH DEFINED 01 02 12,300
CREE RESH INC COM 225447101 271,496 8,000 SH DEFINED 01 02 8,000
CVS CORP COM 126650100 108,560 2,660 SH DEFINED 01 02 2,660
CVS CORP COM 126650100 816 20 SH DEFINED 01 02 20
CVS CORP COM 126650100 196,714 4,820 SH DEFINED 01 02 4,820
CVS CORP COM 126650100 40,812 1,000 SH DEFINED 01 02 1,000
CYTOCLONAL PHARMACAUTICALS INC COM 23282G105 104,992 16,000 SH DEFINED 01 02 16,000
CYTOCLONAL PHARMACAUTICALS INC COM 23282G105 131 20 SH DEFINED 01 02 20
DAIMLERCHRYSLER AG ORD D1668R123 299,273 4,310 SH DEFINED 01 02 4,310
</TABLE>
Page 6
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMNT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- -------------- -------------- ------- -------- ------- --- ---- ------- -------- ------- ------ -----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
DAIMLERCHRYSLER AG ORD D1668R123 203,450 2,930 SH DEFINED 01 02 2,930
DAIMLERCHRYSLER AG ORD D1668R123 694 10 SH DEFINED 01 02 10
DAYTON HUDSON CORP COM 239753106 19,220 320 SH DEFINED 01 02 320
DAYTON HUDSON CORP COM 239753106 18,019 300 SH DEFINED 01 02 300
DAYTON HUDSON CORP COM 239753106 300,310 5,000 SH DEFINED 01 02 5,000
DELL COMPUTER CORP COM 247025109 35,122 840 SH DEFINED 01 02 840
DELL COMPUTER CORP COM 247025109 20,488 490 SH DEFINED 01 02 490
DELL COMPUTER CORP COM 247025109 815,334 19,500 SH DEFINED 01 02 19,500
DELL COMPUTER CORP COM 247025109 28,432 680 SH DEFINED 01 02 680
DELPHI AUTOMOTIVE SYS CORP COM 247126105 233,541 14,540 SH DEFINED 01 02 14,540
DELPHI AUTOMOTIVE SYS CORP COM 247126105 3,534 220 SH DEFINED 01 02 220
DELPHI AUTOMOTIVE SYS CORP COM 247126105 61,036 3,800 SH DEFINED 01 02 3,800
DELPHI AUTOMOTIVE SYS CORP COM 247126105 236,754 14,740 SH DEFINED 01 02 14,740
DELUXE CORP COM 248019101 271,660 7,990 SH DEFINED 01 02 7,990
DELUXE CORP COM 248019101 3,400 100 SH DEFINED 01 02 100
DEVRY INC DEL COM 251893103 618,400 30,920 SH DEFINED 01 02 30,920
DIEBOLD INC OPTIONS 253651103 329,300 14,240 SH CALL DEFINED 01 02 14,240
DIGITAL LINK CORP COM 253856108 222,000 22,200 SH DEFINED 01 02 22,200
DIONEX CORP COM 254546104 1,804,050 42,200 SH DEFINED 01 02 42,200
DISNEY WALT CO COM 254687106 246,480 9,480 SH DEFINED 01 02 9,480
DISNEY WALT CO COM 254687106 40,820 1,570 SH DEFINED 01 02 1,570
DISNEY WALT CO COM 254687106 482,300 18,550 SH DEFINED 01 02 18,550
DISNEY WALT CO COM 254687106 2,491,580 95,830 SH DEFINED 01 02 95,830
DLJ HIGH YIELD BD FD SH BEN INT 23322Y108 171,640 21,290 SH DEFINED 01 02 21,290
DLJ HIGH YIELD BD FD SH BEN INT 23322Y108 9,271 1,150 SH DEFINED 01 02 1,150
DLJ HIGH YIELD BD FD SH BEN INT 23322Y108 124,074 15,390 SH DEFINED 01 02 15,390
DOMINION RES INC VA COM 257470104 69,944 1,550 SH DEFINED 01 02 1,550
DOMINION RES INC VA COM 257470104 13,538 300 SH DEFINED 01 02 300
DOMINION RES INC VA COM 257470104 545,110 12,080 SH DEFINED 01 02 12,080
DONALDSON INC COM 257651109 250,420 10,800 SH DEFINED 01 02 10,800
DOW CHEM CO COM 260543103 320,423 2,820 SH DEFINED 01 02 2,820
DOW CHEM CO COM 260543103 101,126 890 SH DEFINED 01 02 890
DOWNEY FINL CORP COM 261018105 588,858 29,260 SH DEFINED 01 02 29,260
DOWNEY FINL CORP COM 261018105 8,050 400 SH DEFINED 01 02 400
DREYFUS HIGH YIELD STRATEGIES SH BEN INT 26200S101 5,656 500 SH DEFINED 01 02 500
DREYFUS HIGH YIELD STRATEGIES SH BEN INT 26200S101 3,394 300 SH DEFINED 01 02 300
DREYFUS HIGH YIELD STRATEGIES SH BEN INT 26200S101 5,656 500 SH DEFINED 01 02 500
DREYFUS HIGH YIELD STRATEGIES SH BEN INT 26200S101 111,763 9,880 SH DEFINED 01 02 9,880
DREYFUS STRATEGIC MUNS INC COM 261932107 70,880 8,860 SH DEFINED 01 02 8,860
DREYFUS STRATEGIC MUNS INC COM 261932107 48,000 6,000 SH DEFINED 01 02 6,000
DU PONT E I DE NEMOURS & CO COM 263534109 487,025 8,050 SH DEFINED 01 02 8,050
DU PONT E I DE NEMOURS & CO COM 263534109 6,050 100 SH DEFINED 01 02 100
DU PONT E I DE NEMOURS & CO COM 263534109 1,078,715 17,830 SH DEFINED 01 02 17,830
DU PONT E I DE NEMOURS & CO COM 263534109 2,420 40 SH DEFINED 01 02 40
DU PONT E I DE NEMOURS & CO COM 263534109 302,500 5,000 SH DEFINED 01 02 5,000
DUKE ENERGY CORP COM 264399106 135,608 2,460 SH DEFINED 01 02 2,460
DUKE ENERGY CORP COM 264399106 128,993 2,340 SH DEFINED 01 02 2,340
E M C CORP MASS COM 268648102 249,099 3,490 SH DEFINED 01 02 3,490
E M C CORP MASS COM 268648102 2,855 40 SH DEFINED 01 02 40
E M C CORP MASS COM 268648102 23,554 330 SH DEFINED 01 02 330
E M C CORP MASS COM 268648102 4,979,834 69,770 SH DEFINED 01 02 69,770
E M C CORP MASS COM 268648102 152,029 2,130 SH DEFINED 01 02 2,130
EASTMAN KODAK CO COM 277461109 7,563 100 SH DEFINED 01 02 100
EASTMAN KODAK CO COM 277461109 570,969 7,550 SH DEFINED 01 02 7,550
</TABLE>
Page 7
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMNT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- -------------- -------------- ------- -------- ------- --- ---- ------- -------- ------- ------ -----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
EASTMAN KODAK CO COM 277461109 2,269 30 SH DEFINED 01 02 30
EASTMAN KODAK CO OPTIONS 277461109 451,481 5,970 SH CALL DEFINED 01 02 5,970
EATON VANCE SR INCOME TR SH BEN INT 27826S103 3,422,675 346,600 SH DEFINED 01 02 346,600
ECHOSTAR COMMUNICATIONS NEW CL A 278762109 282,425 3,110 SH DEFINED 01 02 3,110
ECOLAB INC COM 278865100 278,119 8,150 SH DEFINED 01 02 8,150
ECOLAB INC COM 278865100 542,929 15,910 SH DEFINED 01 02 15,910
EG & G INC COM 268457108 254,400 6,400 SH DEFINED 01 02 6,400
EG & G INC COM 268457108 32,993 830 SH DEFINED 01 02 830
EL PASO ENERGY CORP DEL COM 283905107 7,648 190 SH DEFINED 01 02 190
EL PASO ENERGY CORP DEL COM 283905107 256,393 6,370 SH DEFINED 01 02 6,370
EL PASO ENERGY CORP DEL COM 283905107 161,403 4,010 SH DEFINED 01 02 4,010
ELCOM INTL INC COM 284434107 12,188 2,500 SH DEFINED 01 02 2,500
ELCOM INTL INC COM 284434107 68,786 14,110 SH DEFINED 01 02 14,110
ELECTRONIC DATA SYS NEW COM 285661104 70,406 1,330 SH DEFINED 01 02 1,330
ELECTRONIC DATA SYS NEW COM 285661104 4,235 80 SH DEFINED 01 02 80
ELECTRONIC DATA SYS NEW COM 285661104 681,829 12,880 SH DEFINED 01 02 12,880
ELECTRONIC DATA SYS NEW COM 285661104 19,587 370 SH DEFINED 01 02 370
ELECTRONICS FOR IMAGING INC COM 286082102 226,700 4,410 SH DEFINED 01 02 4,410
EMC CORP SB NT CV 3.25%02 26865YAA2 2,020,000 5,000 PRN DEFINED 01 02 5,000
EMERSON ELEC CO COM 291011104 295,715 4,680 SH DEFINED 01 02 4,680
EMERSON ELEC CO COM 291011104 6,319 100 SH DEFINED 01 02 100
EMERSON ELEC CO COM 291011104 166,814 2,640 SH DEFINED 01 02 2,640
EMERSON ELEC CO COM 291011104 26,539 420 SH DEFINED 01 02 420
ENGELHARD CORP COM 292845104 1,383,350 75,800 SH DEFINED 01 02 75,800
ENRON CORP COM 293561106 147,823 3,600 SH DEFINED 01 02 3,600
ENRON CORP COM 293561106 28,743 700 SH DEFINED 01 02 700
ENRON CORP COM 293561106 964,957 23,500 SH DEFINED 01 02 23,500
EQUINOX SYS INC COM 294436100 119,558 10,230 SH DEFINED 01 02 10,230
EXPRESS SCRIPTS INC CL A 302182100 352,908 4,510 SH DEFINED 01 02 4,510
EXXON CORP COM 302290101 298,680 3,930 SH DEFINED 01 02 3,930
EXXON CORP COM 302290101 285,000 3,750 SH DEFINED 01 02 3,750
EXXON CORP COM 302290101 1,590,680 20,930 SH DEFINED 01 02 20,930
EXXON CORP COM 302290101 3,040 40 SH DEFINED 01 02 40
FDX CORP COM 31304N107 1,376,175 35,400 SH DEFINED 01 02 35,400
FDX CORP COM 31304N107 413,241 10,630 SH DEFINED 01 02 10,630
FEDERAL HOME LN MTG CORP COM 313400301 5,200 100 SH DEFINED 01 02 100
FEDERAL HOME LN MTG CORP COM 313400301 508,040 9,770 SH DEFINED 01 02 9,770
FEDERAL NATL MTG ASSN COM 313586109 569,198 9,080 SH DEFINED 01 02 9,080
FEDERAL NATL MTG ASSN COM 313586109 1,894,401 30,220 SH DEFINED 01 02 30,220
FEDERAL NATL MTG ASSN COM 313586109 34,478 550 SH DEFINED 01 02 550
FEDERAL SIGNAL CORP COM 313855108 211,470 10,640 SH DEFINED 01 02 10,640
FEDERAL SIGNAL CORP COM 313855108 23,850 1,200 SH DEFINED 01 02 1,200
FIDELITY NATL FINL INC COM 316326107 70,164 4,620 SH DEFINED 01 02 4,620
FIDELITY NATL FINL INC COM 316326107 1,892,452 124,610 SH DEFINED 01 02 124,610
FIRST AUSTRALIA PRIME INCOME COM 318653102 33,688 5,500 SH DEFINED 01 02 5,500
FIRST AUSTRALIA PRIME INCOME COM 318653102 1,838 300 SH DEFINED 01 02 300
FIRST AUSTRALIA PRIME INCOME COM 318653102 53,288 8,700 SH DEFINED 01 02 8,700
FIRST DATA CORP COM 319963104 50,895 1,160 SH DEFINED 01 02 1,160
FIRST DATA CORP COM 319963104 878 20 SH DEFINED 01 02 20
FIRST DATA CORP COM 319963104 611,618 13,940 SH DEFINED 01 02 13,940
FIRST UN CORP COM 337358105 81,225 2,280 SH DEFINED 01 02 2,280
FIRST UN CORP COM 337358105 3,563 100 SH DEFINED 01 02 100
FIRST UN CORP COM 337358105 7,125 200 SH DEFINED 01 02 200
FIRST UN CORP COM 337358105 251,869 7,070 SH DEFINED 01 02 7,070
</TABLE>
Page 8
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMNT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- -------------- -------------- ------- -------- ------- --- ---- ------- -------- ------- ------ -----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
FIRST UN CORP COM 337358105 3,563 100 SH DEFINED 01 02 100
FIRSTAR CORP NEW WIS COM 33763V109 769 30 SH DEFINED 01 02 30
FIRSTAR CORP NEW WIS COM 33763V109 240,106 9,370 SH DEFINED 01 02 9,370
FIRSTFED FINL CORP COM 337907109 1,117,213 64,300 SH DEFINED 01 02 64,300
FLEET FINL GROUP INC NEW COM 338915101 32,596 890 SH DEFINED 01 02 890
FLEET FINL GROUP INC NEW COM 338915101 2,930 80 SH DEFINED 01 02 80
FLEET FINL GROUP INC NEW COM 338915101 18,313 500 SH DEFINED 01 02 500
FLEET FINL GROUP INC NEW COM 338915101 110,241 3,010 SH DEFINED 01 02 3,010
FLEET FINL GROUP INC NEW COM 338915101 164,813 4,500 SH DEFINED 01 02 4,500
FLORIDA ROCK INDS INC COM 341140101 263,405 7,580 SH DEFINED 01 02 7,580
FORD MTR CO DEL COM 345370100 637,673 12,690 SH DEFINED 01 02 12,690
FORD MTR CO DEL COM 345370100 47,738 950 SH DEFINED 01 02 950
FORD MTR CO DEL COM 345370100 755,760 15,040 SH DEFINED 01 02 15,040
FORD MTR CO DEL COM 345370100 11,055 220 SH DEFINED 01 02 220
GANNETT INC COM 364730101 4,843 70 SH DEFINED 01 02 70
GANNETT INC COM 364730101 645,515 9,330 SH DEFINED 01 02 9,330
GAP INC DEL COM 364760108 145,920 4,560 SH DEFINED 01 02 4,560
GAP INC DEL COM 364760108 43,200 1,350 SH DEFINED 01 02 1,350
GAP INC DEL COM 364760108 131,200 4,100 SH DEFINED 01 02 4,100
GEMSTAR INTL GROUP LTD ORD G3788V106 289,844 3,710 SH DEFINED 01 02 3,710
GENERAL DYNAMICS CORP COM 369550108 1,873 30 SH DEFINED 01 02 30
GENERAL DYNAMICS CORP COM 369550108 270,352 4,330 SH DEFINED 01 02 4,330
GENERAL ELEC CO COM 369604103 84,179 710 SH DEFINED 01 02 710
GENERAL ELEC CO COM 369604103 411,410 3,470 SH DEFINED 01 02 3,470
GENERAL ELEC CO COM 369604103 4,169,826 35,170 SH DEFINED 01 02 35,170
GENERAL ELEC CO COM 369604103 148,203 1,250 SH DEFINED 01 02 1,250
GENERAL ELEC CO OPTIONS 369604103 3,814,140 32,170 SH CALL DEFINED 01 02 32,170
GENERAL MLS INC COM 370334104 3,245 40 SH DEFINED 01 02 40
GENERAL MLS INC COM 370334104 3,245 40 SH DEFINED 01 02 40
GENERAL MLS INC COM 370334104 498,919 6,150 SH DEFINED 01 02 6,150
GENERAL MTRS CORP CL H NEW 370442832 1,145 20 SH DEFINED 01 02 20
GENERAL MTRS CORP CL H NEW 370442832 573 10 SH DEFINED 01 02 10
GENERAL MTRS CORP CL H NEW 370442832 229,573 4,010 SH DEFINED 01 02 4,010
GENERAL MTRS CORP CL H NEW 370442832 2,536,175 44,300 SH DEFINED 01 02 44,300
GENERAL MTRS CORP COM 370442105 774,754 12,310 SH DEFINED 01 02 12,310
GENERAL MTRS CORP COM 370442105 20,140 320 SH DEFINED 01 02 320
GENERAL MTRS CORP COM 370442105 465,104 7,390 SH DEFINED 01 02 7,390
GENERAL MTRS CORP COM 370442105 2,463,354 39,140 SH DEFINED 01 02 39,140
GENESCO INC COM 371532102 20,000 1,600 SH DEFINED 01 02 1,600
GENESCO INC COM 371532102 122,625 9,810 SH DEFINED 01 02 9,810
GENESYS TELECOMMUNICATION LABS COM 371931106 246,253 5,390 SH DEFINED 01 02 5,390
GENZYME CORP COM GENL DIV 372917104 6,536,466 145,055 SH DEFINED 01 02 142,980
GENZYME CORP COM GENL DIV 372917104 55,877 1,240 SH DEFINED 01 02 1,240
GENZYME CORP COM SURG PRODS 372917609 145,575 25,880 SH DEFINED 01 02 25,880
GENZYME CORP COM-MOLECULAR 372917500 133,630 23,240 SH DEFINED 01 02 23,240
GENZYME CORP COM-MOLECULAR 372917500 460 80 SH DEFINED 01 02 80
GILLETTE CO COM 375766102 2,226,267 65,600 SH DEFINED 01 02 65,600
GILLETTE CO COM 375766102 40,046 1,180 SH DEFINED 01 02 1,180
GILLETTE CO COM 375766102 551,476 16,250 SH DEFINED 01 02 16,250
GILLETTE CO COM 375766102 68,213 2,010 SH DEFINED 01 02 2,010
GLOBAL CROSSING LTD COM G3921A100 649,250 24,500 SH DEFINED 01 02 24,500
GLOBAL CROSSING LTD COM G3921A100 54,590 2,060 SH DEFINED 01 02 2,060
GLOBAL CROSSING LTD COM G3921A100 2,120 80 SH DEFINED 01 02 80
GLOBAL CROSSING LTD COM G3921A100 75,260 2,840 SH DEFINED 01 02 2,840
</TABLE>
Page 9
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMNT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- -------------- -------------- ------- -------- ------- --- ---- ------- -------- ------- ------ -----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
GLOBAL CROSSING LTD COM G3921A100 530 20 SH DEFINED 01 02 20
GLOBAL HIGH INCOME DLR FD INC COM 37933G108 30,371 2,730 SH DEFINED 01 02 2,730
GLOBAL HIGH INCOME DLR FD INC COM 37933G108 3,338 300 SH DEFINED 01 02 300
GLOBAL HIGH INCOME DLR FD INC COM 37933G108 33,375 3,000 SH DEFINED 01 02 3,000
GLOBAL HIGH INCOME DLR FD INC COM 37933G108 140,175 12,600 SH DEFINED 01 02 12,600
GLOBIX CORP COM 37957F101 233,750 5,000 SH DEFINED 01 02 5,000
GPU INC COM 36225X100 394,763 12,100 SH DEFINED 01 02 12,100
GPU INC COM 36225X100 628,031 19,250 SH DEFINED 01 02 19,250
GRAINGER W W INC COM 384802104 559,442 11,640 SH DEFINED 01 02 11,640
GRANITE BROADCASTING CORP COM 387241102 3,593,260 322,990 SH DEFINED 01 02 313,990
GRANITE CONSTR INC COM 387328107 1,373,989 52,720 SH DEFINED 01 02 52,720
GRUPO TELEVISA SA DE CV SP ADR REP ORD 40049J206 2,823,343 70,695 SH DEFINED 01 02 69,820
GTE CORP COM 362320103 1,082,400 14,080 SH DEFINED 01 02 14,080
GTE CORP COM 362320103 34,594 450 SH DEFINED 01 02 450
GTE CORP COM 362320103 815,644 10,610 SH DEFINED 01 02 10,610
GTE CORP COM 362320103 23,063 300 SH DEFINED 01 02 300
GUIDANT CORP COM 401698105 42,900 800 SH DEFINED 01 02 800
GUIDANT CORP COM 401698105 335,693 6,260 SH DEFINED 01 02 6,260
GULFMARK OFFSHORE INC COM 402629109 5,400 300 SH DEFINED 01 02 300
GULFMARK OFFSHORE INC COM 402629109 474,120 26,340 SH DEFINED 01 02 26,340
HALLIBURTON CO COM 406216101 28,700 700 SH DEFINED 01 02 700
HALLIBURTON CO COM 406216101 269,370 6,570 SH DEFINED 01 02 6,570
HALLIBURTON CO COM 406216101 16,400 400 SH DEFINED 01 02 400
HARCOURT GEN INC COM 41163G101 975,690 23,440 SH DEFINED 01 02 23,440
HARCOURT GEN INC COM 41163G101 60,356 1,450 SH DEFINED 01 02 1,450
HARKEN ENERGY CORP COM 412552101 13,500 12,000 SH DEFINED 01 02 12,000
HARKEN ENERGY CORP COM 412552101 1,400,050 1,244,490 SH DEFINED 01 02 1,228,390
HARKEN ENERGY CORP COM 412552101 3,038 2,700 SH DEFINED 01 02 2,700
HARLEY DAVIDSON INC COM 412822108 25,031 500 SH DEFINED 01 02 500
HARLEY DAVIDSON INC COM 412822108 312,888 6,250 SH DEFINED 01 02 6,250
HARMONIC INC COM 413160102 219,764 1,680 SH DEFINED 01 02 1,680
HEINZ H J CO COM 423074103 8,600 200 SH DEFINED 01 02 200
HEINZ H J CO COM 423074103 806,680 18,760 SH DEFINED 01 02 18,760
HERITAGE US GOVT INCOME FD SH BEN INT 42725E105 804,338 72,300 SH DEFINED 01 02 72,300
HEWLETT PACKARD CO COM 428236103 2,458,418 27,090 SH DEFINED 01 02 27,090
HEWLETT PACKARD CO COM 428236103 4,538 50 SH DEFINED 01 02 50
HEWLETT PACKARD CO COM 428236103 4,275,233 47,110 SH DEFINED 01 02 47,110
HEWLETT PACKARD CO COM 428236103 190,575 2,100 SH DEFINED 01 02 2,100
HOLLINGER INTL INC CL A 435569108 4,947,360 416,620 SH DEFINED 01 02 407,970
HOME DEPOT INC COM 437076102 1,729,350 25,200 SH DEFINED 01 02 25,200
HOME DEPOT INC COM 437076102 6,863 100 SH DEFINED 01 02 100
HOME DEPOT INC COM 437076102 1,640,824 23,910 SH DEFINED 01 02 23,910
HOME DEPOT INC COM 437076102 1,272,308 18,540 SH DEFINED 01 02 18,540
HONEYWELL INC COM 438506107 34,507 310 SH DEFINED 01 02 310
HONEYWELL INC COM 438506107 1,405,871 12,630 SH DEFINED 01 02 12,630
HOUSEHOLD INTL INC COM 441815107 12,038 300 SH DEFINED 01 02 300
HOUSEHOLD INTL INC COM 441815107 160,901 4,010 SH DEFINED 01 02 4,010
HOUSEHOLD INTL INC COM 441815107 90,281 2,250 SH DEFINED 01 02 2,250
HYPERION TOTAL RETURN & INCOME COM 449145101 7,687 1,000 SH DEFINED 01 02 1,000
HYPERION TOTAL RETURN & INCOME COM 449145101 129,142 16,800 SH DEFINED 01 02 16,800
ILLINOIS TOOL WKS INC COM 452308109 16,404 220 SH DEFINED 01 02 220
ILLINOIS TOOL WKS INC COM 452308109 483,907 6,490 SH DEFINED 01 02 6,490
ILLINOIS TOOL WKS INC COM 452308109 5,219 70 SH DEFINED 01 02 70
IMS HEALTH INC COM 449934108 196,639 8,620 SH DEFINED 01 02 8,620
</TABLE>
Page 10
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMNT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- -------------- -------------- ------- -------- ------- --- ---- ------- -------- ------- ------ -----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
IMS HEALTH INC COM 449934108 40,605 1,780 SH DEFINED 01 02 1,780
INFORMIX CORP COM 456779107 125,405 15,800 SH DEFINED 01 02 15,800
INFORMIX CORP COM 456779107 5,080 640 SH DEFINED 01 02 640
INFORMIX CORP COM 456779107 3,175 400 SH DEFINED 01 02 400
INFORMIX CORP COM 456779107 397 50 SH DEFINED 01 02 50
INGERSOLL-RAND CO COM 456866102 255,457 4,650 SH DEFINED 01 02 4,650
INGERSOLL-RAND CO COM 456866102 75,264 1,370 SH DEFINED 01 02 1,370
INKINE PHARMACEUTICALS INC COM 457214104 39,850 25,000 SH DEFINED 01 02 25,000
INTEL CORP COM 458140100 75,055 1,010 SH DEFINED 01 02 1,010
INTEL CORP COM 458140100 224,422 3,020 SH DEFINED 01 02 3,020
INTEL CORP COM 458140100 6,335,841 85,260 SH DEFINED 01 02 85,260
INTEL CORP COM 458140100 433,982 5,840 SH DEFINED 01 02 5,840
INTEL CORP OPTIONS 458140100 9,450,257 127,170 SH CALL DEFINED 01 02 127,170
INTELIDATA TECHNOLOGIES CORP COM 45814T107 2,031 1,000 SH DEFINED 01 02 1,000
INTELIDATA TECHNOLOGIES CORP COM 45814T107 31,420 15,470 SH DEFINED 01 02 15,470
INTERIORS INC CL A 458688108 178,189 158,390 SH DEFINED 01 02 158,390
INTERIORS INC PFD A CV 10% 458688207 184,800 52,800 SH DEFINED 01 02 52,800
INTERNATIONAL BUSINESS MACHS COM 459200101 4,464,900 36,900 SH DEFINED 01 02 36,900
INTERNATIONAL BUSINESS MACHS COM 459200101 24,200 200 SH DEFINED 01 02 200
INTERNATIONAL BUSINESS MACHS COM 459200101 1,426,590 11,790 SH DEFINED 01 02 11,790
INTERNATIONAL BUSINESS MACHS COM 459200101 1,527,020 12,620 SH DEFINED 01 02 12,620
INTERNATIONAL BUSINESS MACHS COM 459200101 12,100 100 SH DEFINED 01 02 100
INTERNATIONAL FLAVORS&FRAGRANC COM 459506101 300,150 8,700 SH DEFINED 01 02 8,700
INTERNATIONAL FLAVORS&FRAGRANC COM 459506101 15,525 450 SH DEFINED 01 02 450
INTERNATIONAL FLAVORS&FRAGRANC COM 459506101 17,250 500 SH DEFINED 01 02 500
INTERPUBLIC GROUP COS INC COM 460690100 1,431,973 34,820 SH DEFINED 01 02 34,820
INTERPUBLIC GROUP COS INC COM 460690100 336,403 8,180 SH DEFINED 01 02 8,180
INTERPUBLIC GROUP COS INC COM 460690100 52,640 1,280 SH DEFINED 01 02 1,280
INTL PAPER CO COM 460146103 13,938 290 SH DEFINED 01 02 290
INTL PAPER CO COM 460146103 7,209 150 SH DEFINED 01 02 150
INTL PAPER CO COM 460146103 185,039 3,850 SH DEFINED 01 02 3,850
INTL PAPER CO COM 460146103 74,977 1,560 SH DEFINED 01 02 1,560
INTL PAPER CO COM 460146103 7,209 150 SH DEFINED 01 02 150
IONICS INC COM 462218108 129,500 4,000 SH DEFINED 01 02 4,000
IONICS INC COM 462218108 603,146 18,630 SH DEFINED 01 02 18,630
IONICS INC COM 462218108 12,950 400 SH DEFINED 01 02 400
IPALCO ENTERPRISES INC COM 462613100 559,786 28,800 SH DEFINED 01 02 28,800
JDS UNIPHASE CORP COM 46612J101 431,347 3,790 SH DEFINED 01 02 3,790
JOHN HANCOCK BK &THRIFT OPP FD SH BEN INT 409735107 102,000 12,000 SH DEFINED 01 02 12,000
JOHNSON & JOHNSON COM 478160104 4,445,831 48,390 SH DEFINED 01 02 48,390
JOHNSON & JOHNSON COM 478160104 919 10 SH DEFINED 01 02 10
JOHNSON & JOHNSON COM 478160104 257,250 2,800 SH DEFINED 01 02 2,800
JOHNSON & JOHNSON COM 478160104 2,521,969 27,450 SH DEFINED 01 02 27,450
JOHNSON & JOHNSON COM 478160104 137,813 1,500 SH DEFINED 01 02 1,500
K MART CORP COM 482584109 395,021 33,800 SH DEFINED 01 02 33,800
K MART CORP COM 482584109 234 20 SH DEFINED 01 02 20
K MART CORP COM 482584109 54,461 4,660 SH DEFINED 01 02 4,660
KANSAS CITY PWR & LT CO COM 485134100 447,460 18,500 SH DEFINED 01 02 18,500
KAYDON CORP COM 486587108 700,231 28,150 SH DEFINED 01 02 28,150
KCS ENERGY INC COM 482434206 10,000 10,000 SH DEFINED 01 02 10,000
KENNAMETAL INC COM 489170100 444,015 17,160 SH DEFINED 01 02 17,160
KEYCORP NEW COM 493267108 92,923 3,600 SH DEFINED 01 02 3,600
KEYCORP NEW COM 493267108 145,838 5,650 SH DEFINED 01 02 5,650
KEYCORP NEW COM 493267108 7,744 300 SH DEFINED 01 02 300
</TABLE>
Page 11
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMNT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- -------------- -------------- ------- -------- ------- --- ---- ------- -------- ------- ------ -----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
KIMBERLY CLARK CORP COM 494368103 112,358 2,130 SH DEFINED 01 02 2,130
KIMBERLY CLARK CORP COM 494368103 496,905 9,420 SH DEFINED 01 02 9,420
KONINKLIJKE PHILIPS ELECTRS NV SPON ADR NEW 500472204 92,920 920 SH DEFINED 01 02 920
KONINKLIJKE PHILIPS ELECTRS NV SPON ADR NEW 500472204 110,090 1,090 SH DEFINED 01 02 1,090
KROGER CO COM 501044101 22,062 1,000 SH DEFINED 01 02 1,000
KROGER CO COM 501044101 45,448 2,060 SH DEFINED 01 02 2,060
KROGER CO COM 501044101 167,671 7,600 SH DEFINED 01 02 7,600
LANDSTAR SYS INC COM 515098101 214,408 6,170 SH DEFINED 01 02 6,170
LEGG MASON INC COM 524901105 284,658 7,430 SH DEFINED 01 02 7,430
LEHMAN BROS HLDGS INC COM 524908100 44,949 770 SH DEFINED 01 02 770
LEHMAN BROS HLDGS INC COM 524908100 70,050 1,200 SH DEFINED 01 02 1,200
LEHMAN BROS HLDGS INC COM 524908100 459,995 7,880 SH DEFINED 01 02 7,880
LEXMARK INTL GROUP INC CL A 529771107 4,897,620 60,840 SH DEFINED 01 02 60,840
LEXMARK INTL GROUP INC CL A 529771107 1,610 20 SH DEFINED 01 02 20
LEXMARK INTL GROUP INC CL A 529771107 308,315 3,830 SH DEFINED 01 02 3,830
LIFECELL CORP COM 531927101 21,275 3,700 SH DEFINED 01 02 3,700
LIFECELL CORP COM 531927101 37,318 6,490 SH DEFINED 01 02 6,490
LILLY ELI & CO COM 532457108 1,507,111 23,480 SH DEFINED 01 02 23,480
LILLY ELI & CO COM 532457108 8,344 130 SH DEFINED 01 02 130
LILLY ELI & CO COM 532457108 1,628,424 25,370 SH DEFINED 01 02 25,370
LILLY ELI & CO COM 532457108 1,926 30 SH DEFINED 01 02 30
LINEAR TECHNOLOGY CORP COM 535678106 316,242 5,380 SH DEFINED 01 02 5,380
LOEWS CORP COM 540424108 221,089 3,150 SH DEFINED 01 02 3,150
LOEWS CORP COM 540424108 40,007 570 SH DEFINED 01 02 570
LOGAL EDUCATIONAL SOFTWARE SYS ORD M6777Q106 3,784 11,000 SH DEFINED 01 02 11,000
LORAL SPACE & COMMUNICATIONS COM G56462107 84,904 4,940 SH DEFINED 01 02 4,940
LORAL SPACE & COMMUNICATIONS COM G56462107 1,719 100 SH DEFINED 01 02 100
LORAL SPACE & COMMUNICATIONS COM G56462107 5,156 300 SH DEFINED 01 02 300
LORAL SPACE & COMMUNICATIONS COM G56462107 42,968 2,500 SH DEFINED 01 02 2,500
LORAL SPACE & COMMUNICATIONS COM G56462107 53,280 3,100 SH DEFINED 01 02 3,100
LORAL SPACE & COMMUNICATIONS COM G56462107 51,561 3,000 SH DEFINED 01 02 3,000
LOWES COS INC COM 548661107 111,638 2,290 SH DEFINED 01 02 2,290
LOWES COS INC COM 548661107 259,838 5,330 SH DEFINED 01 02 5,330
LOWES COS INC COM 548661107 14,625 300 SH DEFINED 01 02 300
LSI LOGIC CORP COM 502161102 187,200 3,600 SH DEFINED 01 02 3,600
LSI LOGIC CORP COM 502161102 280,280 5,390 SH DEFINED 01 02 5,390
LUCENT TECHNOLOGIES INC COM 549463107 120,019 1,850 SH DEFINED 01 02 1,850
LUCENT TECHNOLOGIES INC COM 549463107 326,321 5,030 SH DEFINED 01 02 5,030
LUCENT TECHNOLOGIES INC COM 549463107 3,858,765 59,480 SH DEFINED 01 02 59,480
LUCENT TECHNOLOGIES INC COM 549463107 81,743 1,260 SH DEFINED 01 02 1,260
LUCENT TECHNOLOGIES INC OPTIONS 549463107 1,752,013 27,900 SH CALL DEFINED 01 02 27,900
MANAGED HIGH YIELD PLUS FD INC COM 561911108 33,443 2,940 SH DEFINED 01 02 2,940
MANAGED HIGH YIELD PLUS FD INC COM 561911108 3,413 300 SH DEFINED 01 02 300
MANAGED HIGH YIELD PLUS FD INC COM 561911108 241,150 21,200 SH DEFINED 01 02 21,200
MANPOWER INC COM 56418H100 770,356 26,450 SH DEFINED 01 02 26,450
MANPOWER INC COM 56418H100 20,388 700 SH DEFINED 01 02 700
MARSH & MCLENNAN COS INC COM 571748102 5,480 80 SH DEFINED 01 02 80
MARSH & MCLENNAN COS INC COM 571748102 509,640 7,440 SH DEFINED 01 02 7,440
MASCO CORP COM 574599106 1,084,070 34,970 SH DEFINED 01 02 34,970
MASCO CORP COM 574599106 74,710 2,410 SH DEFINED 01 02 2,410
MATTEL INC COM 577081102 224,200 11,800 SH DEFINED 01 02 11,800
MATTEL INC COM 577081102 89,870 4,730 SH DEFINED 01 02 4,730
MAXIM INTEGRATED PRODS INC COM 57772K101 323,041 5,120 SH DEFINED 01 02 5,120
MBNA CORP COM 55262L100 148,278 6,500 SH DEFINED 01 02 6,500
</TABLE>
Page 12
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMNT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- -------------- -------------- ------- -------- ------- --- ---- ------- -------- ------- ------ -----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
MBNA CORP COM 55262L100 331,230 14,520 SH DEFINED 01 02 14,520
MCDONALDS CORP COM 580135101 836,888 19,350 SH DEFINED 01 02 19,350
MCDONALDS CORP COM 580135101 952,365 22,020 SH DEFINED 01 02 22,020
MCDONALDS CORP COM 580135101 12,543 290 SH DEFINED 01 02 290
MCI WORLDCOM INC COM 55268B106 260,906 3,630 SH DEFINED 01 02 3,630
MCI WORLDCOM INC COM 55268B106 17,969 250 SH DEFINED 01 02 250
MCI WORLDCOM INC COM 55268B106 3,011,563 41,900 SH DEFINED 01 02 41,900
MCI WORLDCOM INC COM 55268B106 184,000 2,560 SH DEFINED 01 02 2,560
MCI WORLDCOM INC COM 55268B106 9,344 130 SH DEFINED 01 02 130
MCKESSON HBOC INC COM 58155Q103 287,100 9,900 SH DEFINED 01 02 9,900
MCKESSON HBOC INC COM 58155Q103 5,510 190 SH DEFINED 01 02 190
MCN ENERGY GROUP INC COM 55267J100 330,850 19,250 SH DEFINED 01 02 19,250
MEDIAONE GROUP INC COM 58440J104 243,191 3,560 SH DEFINED 01 02 3,560
MEDIAONE GROUP INC COM 58440J104 15,712 230 SH DEFINED 01 02 230
MEDIAONE GROUP INC COM 58440J104 159,850 2,340 SH DEFINED 01 02 2,340
MEDICAL MANAGER CORP NEW COM 58461U103 4,975 100 SH DEFINED 01 02 100
MEDICAL MANAGER CORP NEW COM 58461U103 58,705 1,180 SH DEFINED 01 02 1,180
MEDICAL MANAGER CORP NEW COM 58461U103 165,668 3,330 SH DEFINED 01 02 3,330
MEDIMMUNE INC COM 584699102 543,125 5,450 SH DEFINED 01 02 5,450
MEDTRONIC INC COM 585055106 8,599,958 241,830 SH DEFINED 01 02 241,830
MEDTRONIC INC COM 585055106 1,180,658 33,200 SH DEFINED 01 02 33,200
MEDTRONIC INC COM 585055106 8,179 230 SH DEFINED 01 02 230
MELLON BK CORP COM 585509102 73,303 2,180 SH DEFINED 01 02 2,180
MELLON BK CORP COM 585509102 6,192,918 184,160 SH DEFINED 01 02 179,860
MELLON BK CORP COM 585509102 270,345 8,040 SH DEFINED 01 02 8,040
MERCK & CO INC COM 589331107 1,241,150 19,150 SH DEFINED 01 02 19,150
MERCK & CO INC COM 589331107 3,241 50 SH DEFINED 01 02 50
MERCK & CO INC COM 589331107 220,361 3,400 SH DEFINED 01 02 3,400
MERCK & CO INC COM 589331107 2,335,176 36,030 SH DEFINED 01 02 36,030
MERCK & CO INC COM 589331107 31,110 480 SH DEFINED 01 02 480
MEREDITH CORP COM 589433101 566,467 15,600 SH DEFINED 01 02 15,600
MERGE TECHNOLOGIES INC COM 589981109 17,963 12,500 SH DEFINED 01 02 12,500
MERRILL LYNCH & CO INC COM 590188108 104,431 1,550 SH DEFINED 01 02 1,550
MERRILL LYNCH & CO INC COM 590188108 97,020 1,440 SH DEFINED 01 02 1,440
METAMOR WORLDWIDE INC SB NT CV 2.94%04 59133PAA8 1,056,000 16,000 PRN DEFINED 01 02 16,000
METROLOGIC INSTRS INC COM 591676101 350,261 30,130 SH DEFINED 01 02 30,130
MFS CHARTER INCOME TR SH BEN INT 552727109 238,063 29,300 SH DEFINED 01 02 29,300
MFS GOVT MKTS INCOME TR SH BEN INT 552939100 480,813 78,500 SH DEFINED 01 02 78,500
MFS INTER INCOME TR SH BEN INT 55273C107 227,588 35,700 SH DEFINED 01 02 35,700
MICROSOFT CORP COM 594918104 11,188,935 123,550 SH DEFINED 01 02 123,550
MICROSOFT CORP COM 594918104 31,697 350 SH DEFINED 01 02 350
MICROSOFT CORP COM 594918104 560,579 6,190 SH DEFINED 01 02 6,190
MICROSOFT CORP COM 594918104 1,730,640 19,110 SH DEFINED 01 02 19,110
MICROSOFT CORP COM 594918104 165,728 1,830 SH DEFINED 01 02 1,830
MICROSOFT CORP PFD A CV EXCH 594918203 209,429 2,080 SH DEFINED 01 02 2,080
MINNESOTA MNG & MFG CO COM 604059105 118,156 1,230 SH DEFINED 01 02 1,230
MINNESOTA MNG & MFG CO COM 604059105 483,192 5,030 SH DEFINED 01 02 5,030
MOBIL CORP COM 607059102 345,573 3,430 SH DEFINED 01 02 3,430
MOBIL CORP COM 607059102 183,365 1,820 SH DEFINED 01 02 1,820
MOBIL CORP COM 607059102 1,362,140 13,520 SH DEFINED 01 02 13,520
MOBIL CORP COM 607059102 7,053 70 SH DEFINED 01 02 70
MOLECULAR BIOSYSTEMS INC COM 608513107 17,605 10,060 SH DEFINED 01 02 10,060
MONSANTO CO COM 611662107 3,569 100 SH DEFINED 01 02 100
MONSANTO CO COM 611662107 206,271 5,780 SH DEFINED 01 02 5,780
</TABLE>
Page 13
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMNT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- -------------- -------------- ------- -------- ------- --- ---- ------- -------- ------- ------ -----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
MONSANTO CO COM 611662107 23,553 660 SH DEFINED 01 02 660
MONSANTO CO COM 611662107 121,336 3,400 SH DEFINED 01 02 3,400
MONSANTO CO OPTIONS 611662107 113,128 3,170 SH CALL DEFINED 01 02 3,170
MOORE LTD COM 615785102 100,000 10,000 SH DEFINED 01 02 10,000
MORGAN J P & CO INC COM 616880100 28,563 250 SH DEFINED 01 02 250
MORGAN J P & CO INC COM 616880100 616,950 5,400 SH DEFINED 01 02 5,400
MORGAN J P & CO INC COM 616880100 6,855 60 SH DEFINED 01 02 60
MORGAN STANLEY DEAN WITTER&CO COM NEW 617446448 8,919 100 SH DEFINED 01 02 100
MORGAN STANLEY DEAN WITTER&CO COM NEW 617446448 457,529 5,130 SH DEFINED 01 02 5,130
MORTON INDUSTRIAL GROUP CL A 619328107 41,250 10,000 SH DEFINED 01 02 10,000
MOTOROLA INC COM 620076109 445,280 5,060 SH DEFINED 01 02 5,060
MOTOROLA INC COM 620076109 139,040 1,580 SH DEFINED 01 02 1,580
MOTOROLA INC COM 620076109 245,520 2,790 SH DEFINED 01 02 2,790
MOTOROLA INC COM 620076109 17,600 200 SH DEFINED 01 02 200
MUNIHOLDINGS N Y INSD FD INC COM 625931100 329,416 23,850 SH DEFINED 01 02 23,850
MUNIYIELD INSD FD INC COM 62630E107 722,516 54,790 SH DEFINED 01 02 54,790
MUNIYIELD INSD FD INC COM 62630E107 143,738 10,900 SH DEFINED 01 02 10,900
MUNIYIELD N Y INSD FD II INC COM 62630P102 520,650 40,050 SH DEFINED 01 02 40,050
MUNIYIELD N Y INSD FD II INC COM 62630P102 66,300 5,100 SH DEFINED 01 02 5,100
MUNIYIELD N Y INSD FD INC COM 626301105 235,282 17,510 SH DEFINED 01 02 17,510
MUNIYIELD N Y INSD FD INC COM 626301105 107,496 8,000 SH DEFINED 01 02 8,000
MUNIYIELD QUALITY FD INC COM 626302103 1,372,860 108,210 SH DEFINED 01 02 108,210
MUNIYIELD QUALITY FD INC COM 626302103 50,748 4,000 SH DEFINED 01 02 4,000
NALCO CHEM CO COM 629853102 1,146,350 22,700 SH DEFINED 01 02 22,700
NAMIBIAN MINERALS CORP COM 629913104 76,410 15,000 SH DEFINED 01 02 15,000
NAMIBIAN MINERALS CORP COM 629913104 153 30 SH DEFINED 01 02 30
NATIONAL SEMICONDUCTOR CORP SB NT CV 6.5%02 637640AB9 7,850,625 79,000 PRN DEFINED 01 02 79,000
NATIONAL SEMICONDUCTOR CORP SB NT CV 6.5%02 637640AB9 301,205,625 3,031,000 PRN DEFINED 01 02 3,031,000
NATIONAL-OILWELL INC COM 637071101 19,724 1,200 SH DEFINED 01 02 1,200
NATIONAL-OILWELL INC COM 637071101 468,126 28,480 SH DEFINED 01 02 28,480
NAVIGANT CONSULTING INC COM 63935N107 238,831 5,150 SH DEFINED 01 02 5,150
NBTY INC COM 628782104 141,825 18,600 SH DEFINED 01 02 18,600
NBTY INC COM 628782104 229 30 SH DEFINED 01 02 30
NCR CORP NEW COM 62886E108 69,100 2,090 SH DEFINED 01 02 2,090
NCR CORP NEW COM 62886E108 4,298 130 SH DEFINED 01 02 130
NCR CORP NEW COM 62886E108 108,443 3,280 SH DEFINED 01 02 3,280
NCR CORP NEW COM 62886E108 1,637,561 49,530 SH DEFINED 01 02 49,530
NEW ENGLAND ELEC SYS COM 644001109 51,875 1,000 SH DEFINED 01 02 1,000
NEW ENGLAND ELEC SYS COM 644001109 233,438 4,500 SH DEFINED 01 02 4,500
NEWS CORP LTD SP ADR PFD 652487802 10,408 390 SH DEFINED 01 02 390
NEWS CORP LTD SP ADR PFD 652487802 21,083 790 SH DEFINED 01 02 790
NEWS CORP LTD SP ADR PFD 652487802 128,098 4,800 SH DEFINED 01 02 4,800
NEWS CORP LTD SP ADR PFD 652487802 2,231,033 83,600 SH DEFINED 01 02 83,600
NEXTEL COMMUNICATIONS INC CL A 65332V103 33,906 500 SH DEFINED 01 02 500
NEXTEL COMMUNICATIONS INC CL A 65332V103 33,906 500 SH DEFINED 01 02 500
NEXTEL COMMUNICATIONS INC CL A 65332V103 182,414 2,690 SH DEFINED 01 02 2,690
NIELSEN MEDIA RESH INC COM NEW 653929307 54,665 1,470 SH DEFINED 01 02 1,470
NIELSEN MEDIA RESH INC COM NEW 653929307 487,150 13,100 SH DEFINED 01 02 13,100
NIKE INC CL B 654106103 489,125 8,600 SH DEFINED 01 02 8,600
NMT MED INC COM 629294109 34,760 13,400 SH DEFINED 01 02 13,400
NMT MED INC COM 629294109 52 20 SH DEFINED 01 02 20
NOKIA CORP SPONSORED ADR 654902204 131,218 1,460 SH DEFINED 01 02 1,460
NOKIA CORP SPONSORED ADR 654902204 3,595 40 SH DEFINED 01 02 40
NOKIA CORP SPONSORED ADR 654902204 3,354,135 37,320 SH DEFINED 01 02 37,320
</TABLE>
Page 14
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMNT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- -------------- -------------- ------- -------- ------- --- ---- ------- -------- ------- ------ -----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
NORFOLK SOUTHERN CORP COM 655844108 644,105 26,290 SH DEFINED 01 02 26,290
NORFOLK SOUTHERN CORP COM 655844108 18,375 750 SH DEFINED 01 02 750
NORFOLK SOUTHERN CORP COM 655844108 35,035 1,430 SH DEFINED 01 02 1,430
NORTEL NETWORKS CORP COM 656569100 208,080 4,080 SH DEFINED 01 02 4,080
NORTEL NETWORKS CORP COM 656569100 384,540 7,540 SH DEFINED 01 02 7,540
NORTEL NETWORKS CORP COM 656569100 51,000 1,000 SH DEFINED 01 02 1,000
NORTH AMERN VACCINE INC SUB NT CV 6.5%03 657201AC3 5,355,000 120,000 PRN DEFINED 01 02 120,000
NORTHERN TR CORP COM 665859104 8,350 100 SH DEFINED 01 02 100
NORTHERN TR CORP COM 665859104 282,230 3,380 SH DEFINED 01 02 3,380
NOVACARE EMPLOYEE SVSC INC COM 66986Q101 73,110 30,000 SH DEFINED 01 02 30,000
NOVELL INC COM 670006105 16,550 800 SH DEFINED 01 02 800
NOVELL INC COM 670006105 22,342 1,080 SH DEFINED 01 02 1,080
NOVELL INC COM 670006105 1,034 50 SH DEFINED 01 02 50
NOVELL INC OPTIONS 670006105 1,043,659 50,450 SH CALL DEFINED 01 02 50,450
NOVO-NORDISK A S ADR 670100205 300,543 5,030 SH DEFINED 01 02 5,030
NUVEEN DIVID ADVANTAGE MUN FD COM 67066V101 1,563,527 108,300 SH DEFINED 01 02 108,300
NUVEEN INSD MUN OPPORTUNITY FD COM 670984103 47,175 3,400 SH DEFINED 01 02 3,400
NUVEEN INSD MUN OPPORTUNITY FD COM 670984103 13,875 1,000 SH DEFINED 01 02 1,000
NUVEEN INSD MUN OPPORTUNITY FD COM 670984103 267,926 19,310 SH DEFINED 01 02 19,310
NUVEEN INSD PREM INCOME MUN 2 COM 6706D8104 13,656 1,150 SH DEFINED 01 02 1,150
NUVEEN INSD PREM INCOME MUN 2 COM 6706D8104 154,375 13,000 SH DEFINED 01 02 13,000
NUVEEN MUN VALUE FD INC COM 670928100 83,104 9,850 SH DEFINED 01 02 9,850
NUVEEN MUN VALUE FD INC COM 670928100 2,787,079 330,340 SH DEFINED 01 02 330,340
NUVEEN NY DIVID ADVNTG MUN FD COM 67066X107 1,184,213 82,380 SH DEFINED 01 02 82,380
NUVEEN NY DIVID ADVNTG MUN FD COM 67066X107 71,300 4,960 SH DEFINED 01 02 4,960
NUVEEN PREM INCOME MUN FD COM 67062T100 93,968 7,370 SH DEFINED 01 02 7,370
NUVEEN PREM INCOME MUN FD COM 67062T100 81,600 6,400 SH DEFINED 01 02 6,400
OAKLEY INC COM 673662102 303,163 49,000 SH DEFINED 01 02 49,000
OFFICE DEPOT INC COM 676220106 150,570 14,340 SH DEFINED 01 02 14,340
OFFICE DEPOT INC COM 676220106 479,640 45,680 SH DEFINED 01 02 45,680
OMNICOM GROUP INC COM 681919106 2,376 30 SH DEFINED 01 02 30
OMNICOM GROUP INC COM 681919106 469,579 5,930 SH DEFINED 01 02 5,930
OMNIPOINT CORP COM 68212D102 1,676 30 SH DEFINED 01 02 30
OMNIPOINT CORP COM 68212D102 459,851 8,230 SH DEFINED 01 02 8,230
OPPENHEIMER MULTI-SECTOR INCOM SH BEN INT 683933105 16,750 2,000 SH DEFINED 01 02 2,000
OPPENHEIMER MULTI-SECTOR INCOM SH BEN INT 683933105 102,175 12,200 SH DEFINED 01 02 12,200
OPTIMAL ROBOTICS CORP CL A NEW 68388R208 1,221,660 67,870 SH DEFINED 01 02 67,870
ORACLE CORP COM 68389X105 1,053,780 23,160 SH DEFINED 01 02 23,160
ORACLE CORP COM 68389X105 44,135 970 SH DEFINED 01 02 970
ORACLE CORP COM 68389X105 44,135 970 SH DEFINED 01 02 970
ORACLE CORP COM 68389X105 469,105 10,310 SH DEFINED 01 02 10,310
ORACLE CORP COM 68389X105 73,255 1,610 SH DEFINED 01 02 1,610
ORACLE CORP COM 68389X105 910 20 SH DEFINED 01 02 20
ORION CAP CORP COM 686268103 94,750 2,000 SH DEFINED 01 02 2,000
ORION CAP CORP COM 686268103 710,625 15,000 SH DEFINED 01 02 15,000
PARAMETRIC TECHNOLOGY CORP COM 699173100 148,500 11,000 SH DEFINED 01 02 11,000
PARAMETRIC TECHNOLOGY CORP COM 699173100 91,665 6,790 SH DEFINED 01 02 6,790
PARAMETRIC TECHNOLOGY CORP COM 699173100 4,050 300 SH DEFINED 01 02 300
PAYLESS SHOESOURCE INC COM 704379106 809,515 16,030 SH DEFINED 01 02 16,030
PAYLESS SHOESOURCE INC COM 704379106 30,300 600 SH DEFINED 01 02 600
PE CORP COM PE BIO GRP 69332S102 1,055,573 14,610 SH DEFINED 01 02 14,610
PEC ISRAEL ECONOMIC CORP COM 705098101 6,266 180 SH DEFINED 01 02 180
PEC ISRAEL ECONOMIC CORP COM 705098101 236,722 6,800 SH DEFINED 01 02 6,800
PEOPLESOFT INC COM 712713106 376,848 22,250 SH DEFINED 01 02 22,250
</TABLE>
Page 15
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMNT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- -------------- -------------- ------- -------- ------- --- ---- ------- -------- ------- ------ -----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
PEOPLESOFT INC COM 712713106 10,162 600 SH DEFINED 01 02 600
PEPSICO INC COM 713448108 78,995 2,590 SH DEFINED 01 02 2,590
PEPSICO INC COM 713448108 1,076,040 35,280 SH DEFINED 01 02 35,280
PEPSICO INC OPTIONS 713448108 1,662,555 54,510 SH CALL DEFINED 01 02 54,510
PER SE TECHNOLOGIES INC COM 713569200 81,801 23,800 SH DEFINED 01 02 23,800
PER SE TECHNOLOGIES INC COM 713569200 5,156 1,500 SH DEFINED 01 02 1,500
PERCLOSE INC COM 71361C107 419,058 9,000 SH DEFINED 01 02 9,000
PEREGRINE SYSTEMS INC COM 71366Q101 254,688 6,250 SH DEFINED 01 02 6,250
PERFORMANCE FOOD GROUP CO COM 713755106 211,406 8,250 SH DEFINED 01 02 8,250
PFF BANCORP INC COM 69331W104 41,250 2,000 SH DEFINED 01 02 2,000
PFF BANCORP INC COM 69331W104 5,849,043 283,590 SH DEFINED 01 02 281,790
PFIZER INC COM 717081103 2,380,665 66,360 SH DEFINED 01 02 66,360
PFIZER INC COM 717081103 23,678 660 SH DEFINED 01 02 660
PFIZER INC COM 717081103 142,065 3,960 SH DEFINED 01 02 3,960
PFIZER INC COM 717081103 2,668,024 74,370 SH DEFINED 01 02 74,370
PFIZER INC COM 717081103 91,123 2,540 SH DEFINED 01 02 2,540
PHARMACIA & UPJOHN INC COM 716941109 233,734 4,710 SH DEFINED 01 02 4,710
PHARMACIA & UPJOHN INC COM 716941109 307,675 6,200 SH DEFINED 01 02 6,200
PHILIP MORRIS COS INC COM 718154107 446,140 13,050 SH DEFINED 01 02 13,050
PHILIP MORRIS COS INC COM 718154107 270,761 7,920 SH DEFINED 01 02 7,920
PHILLIPS PETE CO COM 718507106 15,113 310 SH DEFINED 01 02 310
PHILLIPS PETE CO COM 718507106 766,350 15,720 SH DEFINED 01 02 15,720
PHOENIX TECHNOLOGY LTD COM 719153108 234,927 21,000 SH DEFINED 01 02 21,000
PHOENIX TECHNOLOGY LTD COM 719153108 1,678 150 SH DEFINED 01 02 150
PHOENIX TECHNOLOGY LTD COM 719153108 5,594 500 SH DEFINED 01 02 500
PILGRIM PRIME RATE TR NEW SH BEN INT 72146W103 398,050 41,900 SH DEFINED 01 02 41,900
PILGRIM PRIME RATE TR NEW SH BEN INT 72146W103 9,405 990 SH DEFINED 01 02 990
PILGRIM PRIME RATE TR NEW SH BEN INT 72146W103 95,000 10,000 SH DEFINED 01 02 10,000
PIONEER HI BRED INTL INC COM 723686101 801,677 20,200 SH DEFINED 01 02 20,200
PITNEY BOWES INC COM 724479100 4,046,217 66,400 SH DEFINED 01 02 66,400
PITNEY BOWES INC COM 724479100 1,417,395 23,260 SH DEFINED 01 02 23,260
PLAYERS INTL INC COM 727903106 270,319 36,500 SH DEFINED 01 02 36,500
PMC-SIERRA INC COM 69344F106 223,850 2,420 SH DEFINED 01 02 2,420
PNC BK CORP COM 693475105 3,688 70 SH DEFINED 01 02 70
PNC BK CORP COM 693475105 1,085,879 20,610 SH DEFINED 01 02 20,610
PNC BK CORP COM 693475105 1,581 30 SH DEFINED 01 02 30
PRAXAIR INC COM 74005P104 46,920 1,020 SH DEFINED 01 02 1,020
PRAXAIR INC COM 74005P104 4,600 100 SH DEFINED 01 02 100
PRAXAIR INC COM 74005P104 230,460 5,010 SH DEFINED 01 02 5,010
PREFERRED EMPLOYERS HLDGS INC COM 739908101 121,500 27,000 SH DEFINED 01 02 27,000
PROCTER & GAMBLE CO COM 742718109 110,625 1,180 SH DEFINED 01 02 1,180
PROCTER & GAMBLE CO COM 742718109 2,813 30 SH DEFINED 01 02 30
PROCTER & GAMBLE CO COM 742718109 1,615,313 17,230 SH DEFINED 01 02 17,230
PROCTER & GAMBLE CO COM 742718109 60,000 640 SH DEFINED 01 02 640
PROVIDIAN FINL CORP COM 74406A102 136,202 1,720 SH DEFINED 01 02 1,720
PROVIDIAN FINL CORP COM 74406A102 130,659 1,650 SH DEFINED 01 02 1,650
PUBLIC SVC ENTERPRISE GROUP COM 744573106 531,094 13,750 SH DEFINED 01 02 13,750
PUBLIC SVC ENTERPRISE GROUP COM 744573106 704,906 18,250 SH DEFINED 01 02 18,250
QLOGIC CORP COM 747277101 209,436 3,000 SH DEFINED 01 02 3,000
QUALCOMM INC COM 747525103 24,594 130 SH DEFINED 01 02 130
QUALCOMM INC COM 747525103 614,858 3,250 SH DEFINED 01 02 3,250
QWEST COMMUNICATIONS INTL INC COM 749121109 258,963 8,760 SH DEFINED 01 02 8,760
QWEST COMMUNICATIONS INTL INC COM 749121109 3,547 120 SH DEFINED 01 02 120
QWEST COMMUNICATIONS INTL INC COM 749121109 121,500 4,110 SH DEFINED 01 02 4,110
</TABLE>
Page 16
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMNT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- -------------- -------------- ------- -------- ------- --- ---- ------- -------- ------- ------ -----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
QWEST COMMUNICATIONS INTL INC COM 749121109 23,650 800 SH DEFINED 01 02 800
R & B FALCON CORP COM 74912E101 39,375 3,000 SH DEFINED 01 02 3,000
R & B FALCON CORP COM 74912E101 161,831 12,330 SH DEFINED 01 02 12,330
RELIANT ENERGY INC COM 75952J108 51,418 1,900 SH DEFINED 01 02 1,900
RELIANT ENERGY INC COM 75952J108 803,741 29,700 SH DEFINED 01 02 29,700
RELIASTAR FINL CORP COM 75952U103 3,844,527 115,625 SH DEFINED 01 02 113,200
RELIASTAR FINL CORP COM 75952U103 213,133 6,410 SH DEFINED 01 02 6,410
RESPONSE USA INC COM NEW 761235506 243,707 165,900 SH DEFINED 01 02 165,900
RESPONSE USA INC COM NEW 761235506 57,732 39,300 SH DEFINED 01 02 39,300
RESPONSE USA INC COM NEW 761235506 2,262 1,540 SH DEFINED 01 02 1,540
REUTERS GROUP PLC SPONSORED ADR 76132M102 861,626 12,510 SH DEFINED 01 02 12,510
REYNOLDS & REYNOLDS CO CL A 761695105 158,925 7,800 SH DEFINED 01 02 7,800
REYNOLDS & REYNOLDS CO CL A 761695105 78,444 3,850 SH DEFINED 01 02 3,850
RIBOGENE INC COM 762565109 67,750 27,100 SH DEFINED 01 02 27,100
RIBOGENE INC COM 762565109 89,125 35,650 SH DEFINED 01 02 35,650
RITE AID CORP COM 767754104 133,976 9,700 SH DEFINED 01 02 9,700
RITE AID CORP COM 767754104 42,127 3,050 SH DEFINED 01 02 3,050
ROHM & HAAS CO COM 775371107 14,450 400 SH DEFINED 01 02 400
ROHM & HAAS CO COM 775371107 206,996 5,730 SH DEFINED 01 02 5,730
ROSLYN BANCORP INC COM 778162107 69,355 3,880 SH DEFINED 01 02 3,880
ROSLYN BANCORP INC COM 778162107 3,843,122 215,000 SH DEFINED 01 02 210,150
ROSLYN BANCORP INC COM 778162107 8,223 460 SH DEFINED 01 02 460
ROSLYN BANCORP INC COM 778162107 1,788 100 SH DEFINED 01 02 100
ROWAN COS INC COM 779382100 6,500 400 SH DEFINED 01 02 400
ROWAN COS INC COM 779382100 37,213 2,290 SH DEFINED 01 02 2,290
ROWAN COS INC COM 779382100 1,333,963 82,090 SH DEFINED 01 02 82,090
ROWAN COS INC COM 779382100 48,750 3,000 SH DEFINED 01 02 3,000
ROYAL DUTCH PETE CO NY REG GLD1.25 780257804 8,859 150 PRN DEFINED 01 02 150
ROYAL DUTCH PETE CO NY REG GLD1.25 780257804 63,196 1,070 PRN DEFINED 01 02 1,070
ROYAL DUTCH PETE CO NY REG GLD1.25 780257804 1,531,478 25,930 PRN DEFINED 01 02 25,930
SABRE HLDGS CORP CL A 785905100 2,745,765 63,855 SH DEFINED 01 02 62,080
SABRE HLDGS CORP CL A 785905100 11,180 260 SH DEFINED 01 02 260
SABRE HLDGS CORP CL A 785905100 1,962,090 45,630 SH DEFINED 01 02 45,630
SAFEWAY INC COM NEW 786514208 142,733 3,750 SH DEFINED 01 02 3,750
SAFEWAY INC COM NEW 786514208 7,612 200 SH DEFINED 01 02 200
SAFEWAY INC COM NEW 786514208 266,053 6,990 SH DEFINED 01 02 6,990
SAFEWAY INC COM NEW 786514208 4,567 120 SH DEFINED 01 02 120
SALOMON BROS HIGH INCOME FD II COM 794907105 5,520 480 SH DEFINED 01 02 480
SALOMON BROS HIGH INCOME FD II COM 794907105 3,450 300 SH DEFINED 01 02 300
SALOMON BROS HIGH INCOME FD II COM 794907105 5,750 500 SH DEFINED 01 02 500
SALOMON BROS HIGH INCOME FD II COM 794907105 103,500 9,000 SH DEFINED 01 02 9,000
SALOMON BROTHERS FD INC COM 795477108 533,885 28,380 SH DEFINED 01 02 28,380
SAN JUAN BASIN RTY TR UNIT BEN INT 798241105 103,838 11,700 SH DEFINED 01 02 11,700
SANMINA CORP COM 800907107 528,471 6,830 SH DEFINED 01 02 6,830
SANMINA CORP COM 800907107 7,738 100 SH DEFINED 01 02 100
SARA LEE CORP COM 803111103 1,347,569 57,650 SH DEFINED 01 02 57,650
SARA LEE CORP COM 803111103 350,625 15,000 SH DEFINED 01 02 15,000
SBC COMMUNICATIONS INC COM 78387G103 636,233 12,460 SH DEFINED 01 02 12,460
SBC COMMUNICATIONS INC COM 78387G103 87,316 1,710 SH DEFINED 01 02 1,710
SBC COMMUNICATIONS INC COM 78387G103 1,544,626 30,250 SH DEFINED 01 02 30,250
SBC COMMUNICATIONS INC COM 78387G103 121,017 2,370 SH DEFINED 01 02 2,370
SCANA CORP COM 805898103 245,740 10,160 SH DEFINED 01 02 10,160
SCANA CORP COM 805898103 12,094 500 SH DEFINED 01 02 500
SCHERING PLOUGH CORP COM 806605101 1,324,019 30,350 SH DEFINED 01 02 30,350
</TABLE>
Page 17
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMNT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- -------------- -------------- ------- -------- ------- --- ---- ------- -------- ------- ------ -----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
SCHERING PLOUGH CORP COM 806605101 3,926 90 SH DEFINED 01 02 90
SCHERING PLOUGH CORP COM 806605101 139,600 3,200 SH DEFINED 01 02 3,200
SCHERING PLOUGH CORP COM 806605101 1,714,026 39,290 SH DEFINED 01 02 39,290
SCHERING PLOUGH CORP COM 806605101 83,324 1,910 SH DEFINED 01 02 1,910
SCHLUMBERGER LTD COM 806857108 221,831 3,560 SH DEFINED 01 02 3,560
SCHLUMBERGER LTD COM 806857108 21,186 340 SH DEFINED 01 02 340
SCHLUMBERGER LTD COM 806857108 130,855 2,100 SH DEFINED 01 02 2,100
SCHLUMBERGER LTD COM 806857108 1,032,510 16,570 SH DEFINED 01 02 16,570
SCHLUMBERGER LTD COM 806857108 1,869 30 SH DEFINED 01 02 30
SCHWAB CHARLES CORP NEW COM 808513105 68,211 2,040 SH DEFINED 01 02 2,040
SCHWAB CHARLES CORP NEW COM 808513105 25,412 760 SH DEFINED 01 02 760
SCHWAB CHARLES CORP NEW COM 808513105 142,107 4,250 SH DEFINED 01 02 4,250
SCOTTS CO CL A 810186106 1,103,153 31,860 SH DEFINED 01 02 31,860
SDL INC COM 784076101 351,798 4,610 SH DEFINED 01 02 4,610
SEAGATE TECHNOLOGY COM 811804103 602,700 19,680 SH DEFINED 01 02 19,680
SEAGATE TECHNOLOGY COM 811804103 3,675 120 SH DEFINED 01 02 120
SEAGATE TECHNOLOGY COM 811804103 1,531 50 SH DEFINED 01 02 50
SEAGATE TECHNOLOGY COM 811804103 7,656 250 SH DEFINED 01 02 250
SEMPRA ENERGY COM 816851109 35,380 1,700 SH DEFINED 01 02 1,700
SEMPRA ENERGY COM 816851109 597,304 28,700 SH DEFINED 01 02 28,700
SERVICE CORP INTL COM 817565104 49,641 4,700 SH DEFINED 01 02 4,700
SERVICE CORP INTL COM 817565104 17,427 1,650 SH DEFINED 01 02 1,650
SERVICE CORP INTL COM 817565104 1,839,158 174,130 SH DEFINED 01 02 169,180
SERVICE CORP INTL COM 817565104 73,723 6,980 SH DEFINED 01 02 6,980
SERVICE CORP INTL COM 817565104 1,520,611 143,970 SH DEFINED 01 02 143,970
SERVICEMASTER CO COM 81760N109 2,717,851 169,210 SH DEFINED 01 02 169,210
SERVICEMASTER CO COM 81760N109 7,870 490 SH DEFINED 01 02 490
SHAW COMMUNICATIONS INC CL B CONV 82028K200 275,620 10,000 SH DEFINED 01 02 10,000
SMITH CORONA CORP COM NEW 831858204 17,438 15,500 SH DEFINED 01 02 15,500
SMITHKLINE BEECHAM PLC ADR REP ORD 832378301 28,813 500 SH DEFINED 01 02 500
SMITHKLINE BEECHAM PLC ADR REP ORD 832378301 2,881 50 SH DEFINED 01 02 50
SMITHKLINE BEECHAM PLC ADR REP ORD 832378301 242,025 4,200 SH DEFINED 01 02 4,200
SMITHKLINE BEECHAM PLC ADR REP ORD 832378301 28,813 500 SH DEFINED 01 02 500
SOLECTRON CORP COM 834182107 169,476 2,360 SH DEFINED 01 02 2,360
SOLECTRON CORP COM 834182107 103,409 1,440 SH DEFINED 01 02 1,440
SOLECTRON CORP COM 834182107 121,362 1,690 SH DEFINED 01 02 1,690
SOUTHERN CO COM 842587107 30,900 1,200 SH DEFINED 01 02 1,200
SOUTHERN CO COM 842587107 25,750 1,000 SH DEFINED 01 02 1,000
SOUTHERN CO COM 842587107 159,650 6,200 SH DEFINED 01 02 6,200
SOUTHWEST AIRLS CO COM 844741108 28,552 1,880 SH DEFINED 01 02 1,880
SOUTHWEST AIRLS CO COM 844741108 1,519 100 SH DEFINED 01 02 100
SOUTHWEST AIRLS CO COM 844741108 510,435 33,610 SH DEFINED 01 02 33,610
SPDR TR UNIT SER 1 78462F103 19,313 150 SH DEFINED 01 02 150
SPDR TR UNIT SER 1 78462F103 598,688 4,650 SH DEFINED 01 02 4,650
SPORTS AUTH INC SB NT CV 5.25%01 849176AC6 1,751,250 30,000 PRN DEFINED 01 02 30,000
SPRINT CORP COM FON GROUP 852061100 424,235 7,820 SH DEFINED 01 02 7,820
SPRINT CORP COM FON GROUP 852061100 397,653 7,330 SH DEFINED 01 02 7,330
SPRINT CORP COM FON GROUP 852061100 3,255 60 SH DEFINED 01 02 60
SPRINT CORP PCS COM SER 1 852061506 145,396 1,950 SH DEFINED 01 02 1,950
SPRINT CORP PCS COM SER 1 852061506 1,491 20 SH DEFINED 01 02 20
SPRINT CORP PCS COM SER 1 852061506 74,562 1,000 SH DEFINED 01 02 1,000
SPRINT CORP PCS COM SER 1 852061506 1,491 20 SH DEFINED 01 02 20
STANFORD TELECOMMUNICATIONS COM 854402104 98,617 3,100 SH DEFINED 01 02 3,100
STANFORD TELECOMMUNICATIONS COM 854402104 111,342 3,500 SH DEFINED 01 02 3,500
</TABLE>
Page 18
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMNT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- -------------- -------------- ------- -------- ------- --- ---- ------- -------- ------ ------ -----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
STAPLES INC COM 855030102 62,164 2,850 SH DEFINED 01 02 2,850
STAPLES INC COM 855030102 733,538 33,630 SH DEFINED 01 02 33,630
STAPLES INC COM 855030102 4,144 190 SH DEFINED 01 02 190
STERIS CORP COM 859152100 298,925 21,740 SH DEFINED 01 02 21,740
STERIS CORP COM 859152100 38,500 2,800 SH DEFINED 01 02 2,800
STEWART INFORMATION SVCS CORP COM 860372101 9,156 500 SH DEFINED 01 02 500
STEWART INFORMATION SVCS CORP COM 860372101 1,016,133 55,490 SH DEFINED 01 02 55,490
STRATTEC SEC CORP COM 863111100 290,500 8,300 SH DEFINED 01 02 8,300
SUFFOLK BANCORP COM 864739107 213,095 7,820 SH DEFINED 01 02 7,820
SUMMIT BANCORP COM 866005101 19,462 600 SH DEFINED 01 02 600
SUMMIT BANCORP COM 866005101 576,081 17,760 SH DEFINED 01 02 17,760
SUMMIT BANCORP COM 866005101 19,462 600 SH DEFINED 01 02 600
SUN MICROSYSTEMS INC COM 866810104 533,820 5,740 SH DEFINED 01 02 5,740
SUN MICROSYSTEMS INC COM 866810104 7,562,760 81,320 SH DEFINED 01 02 81,320
SUN MICROSYSTEMS INC COM 866810104 98,580 1,060 SH DEFINED 01 02 1,060
SUN MICROSYSTEMS INC COM 866810104 2,790 30 SH DEFINED 01 02 30
SUNBEAM CORP COM 867071102 569 100 SH DEFINED 01 02 100
SUNBEAM CORP COM 867071102 77,912 13,700 SH DEFINED 01 02 13,700
SURGE COMPONENTS INC N Y WT A EX 073103 868908112 12,149 27,800 SH DEFINED 01 02 27,800
SWIFT ENERGY CO SB NT CV 6.25%06 870738AB7 2,012,500 25,000 PRN DEFINED 01 02 25,000
SYBRON INTL CORP COM 87114F106 3,242,329 120,645 SH DEFINED 01 02 118,370
SYBRON INTL CORP COM 87114F106 41,119 1,530 SH DEFINED 01 02 1,530
SYMBOL TECHNOLOGIES INC COM 871508107 978,151 29,090 SH DEFINED 01 02 29,090
SYMBOL TECHNOLOGIES INC COM 871508107 4,659,749 138,580 SH DEFINED 01 02 135,530
SYMBOL TECHNOLOGIES INC COM 871508107 16,813 500 SH DEFINED 01 02 500
SYNSORB BIOTECH INC COM 87160V104 69,900 35,500 SH DEFINED 01 02 35,500
SYNSORB BIOTECH INC COM 87160V104 1,181 600 SH DEFINED 01 02 600
SYSCO CORP COM 871829107 1,877,921 53,560 SH DEFINED 01 02 53,560
SYSCO CORP COM 871829107 154,974 4,420 SH DEFINED 01 02 4,420
TCW/DW TERM TR 2000 SH BEN INT 87234V106 126,563 13,500 SH DEFINED 01 02 13,500
TELECOMUNICACOES BRASILEIRAS S SPONSORED ADR 879287100 976 31,480 SH DEFINED 01 02 31,480
TELECOMUNICACOES BRASILEIRAS S SPONSORED ADR 879287100 90 2,900 SH DEFINED 01 02 2,900
TELECOMUNICACOES BRASILEIRAS S SPONSORED ADR 879287308 2,138,400 28,800 SH DEFINED 01 02 28,800
TELECOMUNICACOES BRASILEIRAS S SPONSORED ADR 879287308 204,188 2,750 SH DEFINED 01 02 2,750
TELECOMUNICACOES BRASILEIRAS S SPONSORED ADR 879287308 46,778 630 SH DEFINED 01 02 630
TELEFONICA S A SPONSORED ADR 879382208 670,080 13,960 SH DEFINED 01 02 13,960
TELEPHONE & DATA SYS INC COM 879433100 209,596 2,360 SH DEFINED 01 02 2,360
TELLABS INC COM 879664100 15,646,288 274,800 SH DEFINED 01 02 274,800
TELLABS INC COM 879664100 38,148 670 SH DEFINED 01 02 670
TELLABS INC COM 879664100 818,754 14,380 SH DEFINED 01 02 14,380
TEMPLETON GLOBAL GOVT INCOM FD SH BEN INT 879929107 66,276 10,500 SH DEFINED 01 02 10,500
TEVA PHARMACEUTICAL INDS LTD ADR 881624209 681,224 13,540 SH DEFINED 01 02 13,540
TEVA PHARMACEUTICAL INDS LTD ADR 881624209 25,156 500 SH DEFINED 01 02 500
TEXACO INC COM 881694103 187,481 2,970 SH DEFINED 01 02 2,970
TEXACO INC COM 881694103 36,613 580 SH DEFINED 01 02 580
TEXACO INC COM 881694103 12,625 200 SH DEFINED 01 02 200
TEXACO INC COM 881694103 823,781 13,050 SH DEFINED 01 02 13,050
TEXAS INSTRS INC COM 882508104 3,336,060 40,560 SH DEFINED 01 02 40,560
TEXAS INSTRS INC COM 882508104 66,623 810 SH DEFINED 01 02 810
TEXAS INSTRS INC COM 882508104 123,375 1,500 SH DEFINED 01 02 1,500
TEXAS INSTRS INC COM 882508104 866,093 10,530 SH DEFINED 01 02 10,530
TEXAS INSTRS INC COM 882508104 23,853 290 SH DEFINED 01 02 290
THERMO ELECTRON CORP COM 883556102 35,608 2,650 SH DEFINED 01 02 2,650
THERMO ELECTRON CORP COM 883556102 4,569 340 SH DEFINED 01 02 340
</TABLE>
Page 19
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMNT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- -------------- -------------- ------- -------- ------- --- ---- ------- -------- ------- ------ -----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
THERMO ELECTRON CORP COM 883556102 355,006 26,420 SH DEFINED 01 02 26,420
THOMAS & BETTS CORP COM 884315102 678,300 13,300 SH DEFINED 01 02 13,300
TIFFANY & CO NEW COM 886547108 1,462,463 24,400 SH DEFINED 01 02 24,400
TIFFANY & CO NEW COM 886547108 133,660 2,230 SH DEFINED 01 02 2,230
TIME WARNER INC COM 887315109 2,184,570 35,960 SH DEFINED 01 02 35,960
TIME WARNER INC COM 887315109 12,150 200 SH DEFINED 01 02 200
TIME WARNER INC COM 887315109 755,123 12,430 SH DEFINED 01 02 12,430
TOPPS INC COM 890786106 92,700 12,360 SH DEFINED 01 02 12,360
TOPPS INC COM 890786106 3,000 400 SH DEFINED 01 02 400
TOYMAX INTERNATIONAL INC COM 892268103 102,244 14,350 SH DEFINED 01 02 14,350
TRANSOCEAN OFFSHORE INC CAYMON ORD G90076103 198,144 6,470 SH DEFINED 01 02 6,470
TRANSOCEAN OFFSHORE INC CAYMON ORD G90076103 9,188 300 SH DEFINED 01 02 300
TRICON GLOBAL RESTAURANTS COM 895953107 193,223 4,720 SH DEFINED 01 02 4,720
TRICON GLOBAL RESTAURANTS COM 895953107 18,012 440 SH DEFINED 01 02 440
TRICON GLOBAL RESTAURANTS COM 895953107 18,422 450 SH DEFINED 01 02 450
TRICON GLOBAL RESTAURANTS COM 895953107 3,275 80 SH DEFINED 01 02 80
TRITON ENERGY LTD ORD G90751101 3,639,383 258,810 SH DEFINED 01 02 253,260
TYCO INTL LTD NEW COM 902124106 873,495 8,460 SH DEFINED 01 02 8,460
TYCO INTL LTD NEW COM 902124106 56,788 550 SH DEFINED 01 02 550
TYCO INTL LTD NEW COM 902124106 154,875 1,500 SH DEFINED 01 02 1,500
TYCO INTL LTD NEW COM 902124106 1,370,128 13,270 SH DEFINED 01 02 13,270
TYCO INTL LTD NEW COM 902124106 4,130 40 SH DEFINED 01 02 40
U S OFFICE PRODS CO COM NEW 912325305 35 10 SH DEFINED 01 02 10
U S OFFICE PRODS CO SUB NT CV 5.5%01 912325AA5 210,000 3,000 PRN DEFINED 01 02 3,000
U S OFFICE PRODS CO OPTIONS 912325305 131,250 37,500 SH CALL DEFINED 01 02 37,500
U S WEST INC NEW COM 91273H101 350,931 6,150 SH DEFINED 01 02 6,150
U S WEST INC NEW COM 91273H101 5,706 100 SH DEFINED 01 02 100
U S WEST INC NEW COM 91273H101 13,695 240 SH DEFINED 01 02 240
U S WEST INC NEW COM 91273H101 665,343 11,660 SH DEFINED 01 02 11,660
UAL CORP COM PAR $0.01 902549500 7,837 120 SH DEFINED 01 02 120
UAL CORP COM PAR $0.01 902549500 1,479,970 22,660 SH DEFINED 01 02 22,660
UNIGENE LABS INC COM 904753100 9,375 12,500 SH DEFINED 01 02 12,500
UNIGENE LABS INC COM 904753100 1,530 2,040 SH DEFINED 01 02 2,040
UNILEVER N V N Y SHS NEW 904784709 450,306 6,610 SH DEFINED 01 02 6,610
UNION PAC CORP COM 907818108 294,620 6,130 SH DEFINED 01 02 6,130
UNION PAC CORP COM 907818108 163,411 3,400 SH DEFINED 01 02 3,400
UNION PAC CORP COM 907818108 193,690 4,030 SH DEFINED 01 02 4,030
UNION PAC CORP COM 907818108 2,616,015 54,430 SH DEFINED 01 02 54,430
UNION PLANTERS CORP COM 908068109 134,475 3,300 SH DEFINED 01 02 3,300
UNION PLANTERS CORP COM 908068109 167,483 4,110 SH DEFINED 01 02 4,110
UNISYS CORP COM 909214108 218,405 4,840 SH DEFINED 01 02 4,840
UNISYS CORP OPTIONS 909214108 1,240,938 27,500 SH CALL DEFINED 01 02 27,500
UNITED TECHNOLOGIES CORP COM 913017109 2,966 50 SH DEFINED 01 02 50
UNITED TECHNOLOGIES CORP COM 913017109 817,319 13,780 SH DEFINED 01 02 13,780
UNIVISION COMMUNICATIONS INC CL A 914906102 162,750 2,000 SH DEFINED 01 02 2,000
UNIVISION COMMUNICATIONS INC CL A 914906102 38,246 470 SH DEFINED 01 02 470
UNOCAL CORP COM 915289102 201,617 5,440 SH DEFINED 01 02 5,440
UNOCAL CORP COM 915289102 2,224 60 SH DEFINED 01 02 60
UNOCAL CORP COM 915289102 151,584 4,090 SH DEFINED 01 02 4,090
UTILICORP UTD INC COM 918005109 847,746 40,250 SH DEFINED 01 02 40,250
VAN KAMPEN ADVANTAGE MUN INCOM SH BEN INT 921124103 84,510 6,260 SH DEFINED 01 02 6,260
VAN KAMPEN ADVANTAGE MUN INCOM SH BEN INT 921124103 67,500 5,000 SH DEFINED 01 02 5,000
VAN KAMPEN MUN TR SH BEN INT 920919107 42,508 3,050 SH DEFINED 01 02 3,050
VAN KAMPEN MUN TR SH BEN INT 920919107 236,929 17,000 SH DEFINED 01 02 17,000
</TABLE>
Page 20
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMNT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- -------------- -------------- ------- -------- ------- --- ---- ------- -------- ------- ------ -----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
VAN KAMPEN SENIOR INCOME TR COM 920961109 59,586 6,530 SH DEFINED 01 02 6,530
VAN KAMPEN SENIOR INCOME TR COM 920961109 245,645 26,920 SH DEFINED 01 02 26,920
VERITAS SOFTWARE CO COM 923436109 219,458 2,890 SH DEFINED 01 02 2,890
VIACOM INC CL B 925524308 248,008 5,870 SH DEFINED 01 02 5,870
VIACOM INC CL B 925524308 38,870 920 SH DEFINED 01 02 120
VIACOM INC CL B 925524308 484,608 11,470 SH DEFINED 01 02 11,470
VIASOFT INC COM 92552U102 128,910 15,000 SH DEFINED 01 02 15,000
VISX INC DEL COM 92844S105 208,017 2,630 SH DEFINED 01 02 2,630
VISX INC DEL COM 92844S105 75,139 950 SH DEFINED 01 02 950
VISX INC DEL COM 92844S105 139,996 1,770 SH DEFINED 01 02 1,770
VITESSE SEMICONDUCTOR CORP COM 928497106 248,441 2,910 SH DEFINED 01 02 2,910
VODAFONE AIRTOUCH PLC SPONSORED ADR 92857T107 553,958 2,330 SH DEFINED 01 02 2,330
VODAFONE AIRTOUCH PLC SPONSORED ADR 92857T107 11,888 50 SH DEFINED 01 02 50
VODAFONE AIRTOUCH PLC SPONSORED ADR 92857T107 35,663 150 SH DEFINED 01 02 150
VODAFONE AIRTOUCH PLC SPONSORED ADR 92857T107 1,155,465 4,860 SH DEFINED 01 02 4,860
VOICESTREAM WIRELESS CORP COM 928615103 71,594 1,160 SH DEFINED 01 02 1,160
VOICESTREAM WIRELESS CORP COM 928615103 414,134 6,710 SH DEFINED 01 02 6,710
VORNADO RLTY TR SH BEN INT 929042109 243,750 7,500 SH DEFINED 01 02 7,500
WAL MART STORES INC COM 931142103 204,041 4,290 SH DEFINED 01 02 4,290
WAL MART STORES INC COM 931142103 28,537 600 SH DEFINED 01 02 600
WAL MART STORES INC COM 931142103 907,959 19,090 SH DEFINED 01 02 19,090
WAL MART STORES INC COM 931142103 3,329 70 SH DEFINED 01 02 70
WALGREEN CO COM 931422109 659,496 25,990 SH DEFINED 01 02 25,990
WALGREEN CO COM 931422109 409,299 16,130 SH DEFINED 01 02 16,130
WARNER LAMBERT CO COM 934488107 1,545,210 23,280 SH DEFINED 01 02 23,280
WARNER LAMBERT CO COM 934488107 1,991 30 SH DEFINED 01 02 30
WARNER LAMBERT CO COM 934488107 39,825 600 SH DEFINED 01 02 600
WARNER LAMBERT CO COM 934488107 927,923 13,980 SH DEFINED 01 02 13,980
WARNER LAMBERT CO COM 934488107 78,323 1,180 SH DEFINED 01 02 1,180
WASHINGTON MUT INC COM 939322103 23,108 790 SH DEFINED 01 02 790
WASHINGTON MUT INC COM 939322103 4,921,603 168,260 SH DEFINED 01 02 165,560
WASHINGTON MUT INC COM 939322103 503,393 17,210 SH DEFINED 01 02 17,210
WASHINGTON MUT INC COM 939322103 2,122,673 72,570 SH DEFINED 01 02 72,570
WASTE MGMT INC DEL COM 94106L109 247,555 12,860 SH DEFINED 01 02 12,860
WASTE MGMT INC DEL COM 94106L109 5,775 300 SH DEFINED 01 02 300
WASTE MGMT INC DEL COM 94106L109 168,630 8,760 SH DEFINED 01 02 8,760
WASTE MGMT INC DEL COM 94106L109 745,938 38,750 SH DEFINED 01 02 38,750
WATERS CORP COM 941848103 307,049 5,070 SH DEFINED 01 02 5,070
WATSON PHARMACEUTICALS INC COM 942683103 579,150 18,950 SH DEFINED 01 02 18,950
WATSON PHARMACEUTICALS INC COM 942683103 91,686 3,000 SH DEFINED 01 02 3,000
WEATHERFORD INTL INC COM 947074100 6,400 200 SH DEFINED 01 02 200
WEATHERFORD INTL INC COM 947074100 623,680 19,490 SH DEFINED 01 02 19,490
WELLPOINT HEALTH NETWORK NEW COM 94973H108 1,710 30 SH DEFINED 01 02 30
WELLPOINT HEALTH NETWORK NEW COM 94973H108 570 10 SH DEFINED 01 02 10
WELLPOINT HEALTH NETWORK NEW COM 94973H108 226,860 3,980 SH DEFINED 01 02 3,980
WELLS FARGO & CO NEW COM 949746101 28,134 710 SH DEFINED 01 02 710
WELLS FARGO & CO NEW COM 949746101 730,685 18,440 SH DEFINED 01 02 18,440
WELLS FARGO & CO NEW COM 949746101 8,321 210 SH DEFINED 01 02 210
WENDYS INTL INC COM 950590109 741,205 27,970 SH DEFINED 01 02 27,970
WESTMORELAND COAL CO PFD DP A CV1/4 960878304 189,263 10,300 SH DEFINED 01 02 10,300
WHITMAN CORP NEW COM 96647R107 33,773 2,370 SH DEFINED 01 02 2,370
WHITMAN CORP NEW COM 96647R107 76,238 5,350 SH DEFINED 01 02 5,350
WHITMAN CORP NEW COM 96647R107 36,908 2,590 SH DEFINED 01 02 2,590
WMX TECHNOLOGIES INC SUB NTS CV 2%05 92929QAF4 2,137,500 19,000 PRN DEFINED 01 02 19,000
</TABLE>
Page 21
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMNT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- -------------- -------------- ------- -------- ------- --- ---- ------- -------- ------- ------ -----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
WOLVERINE WORLD WIDE INC COM 978097103 309,969 27,250 SH DEFINED 01 02 27,250
WORLDWIDE DOLLARVEST FD INC COM 981564107 49,370 10,000 SH DEFINED 01 02 10,000
WYMAN GORDON CO COM 983085101 13,081 700 SH DEFINED 01 02 700
WYMAN GORDON CO COM 983085101 205,557 11,000 SH DEFINED 01 02 11,000
XEROX CORP COM 984121103 1,041,296 24,830 SH DEFINED 01 02 24,830
XEROX CORP COM 984121103 474,727 11,320 SH DEFINED 01 02 11,320
XILINX INC COM 983919101 131,062 2,000 SH DEFINED 01 02 2,000
XILINX INC COM 983919101 104,850 1,600 SH DEFINED 01 02 1,600
XILINX INC COM 983919101 261,469 3,990 SH DEFINED 01 02 3,990
YAHOO INC COM 984332106 64,620 360 SH DEFINED 01 02 360
YAHOO INC COM 984332106 10,770 60 SH DEFINED 01 02 60
YAHOO INC COM 984332106 174,115 970 SH DEFINED 01 02 970
YELLOW CORP COM 985509108 416,866 25,170 SH DEFINED 01 02 25,170
YORK RESH CORP COM 987048105 46,476 11,100 SH DEFINED 01 02 11,100
YOUBET COM INC COM 987413101 210,000 28,000 SH DEFINED 01 02 28,000
ZALE CORP NEW COM 988858106 1,959,184 51,185 SH DEFINED 01 02 49,460
ZALE CORP NEW COM 988858106 7,279 190 SH DEFINED 01 02 190
</TABLE>
Page 22
