UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2000
Check here if Amendment |_|; Amendment Number: N/A
This Amendment (Check only one.): |_| is a restatement.
|_| adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Gruntal & Co., L.L.C.
Address: One Liberty Plaza
New York, NY 10006-1487
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: David R. Rappaport
Title: Senior Vice President
Phone: (212) 820-8720
Signature, Place, and Date of Signing:
/s/ David R. Rappaport New York, NY 2000
- --------------------------------------------------------------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
|X| 13F HOLDINGS REPORT.
|_| 13F NOTICE.
|_| 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
Name: 13F File Number
- ----- ---------------
1. Gruntal & Co., L.L.C. 28-2572
2. The Home Insurance Company 28-362
<PAGE>
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 2
Form 13F Information Table Entry Total: 978
Form 13F Information Table Value Total: 17990947
List of Other Included Managers:
No. 13F File Number Name
01 28-2572 Gruntal & Co., L.L.C.
02 28-362 Home Insurance Company
<PAGE>
FORM 13F INFORMATION TABLE
<TABLE>
<CAPTION>
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ---------- -------- ------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
3COM CORP COM 885535104 213,072 9,140 SH DEFINED 01 02 9,140
3COM CORP COM 885535104 312,847 13,420 SH DEFINED 01 02 13,420
A D C TELECOMMUNICATIONS COM 000886101 566,760 11,885 SH DEFINED 01 02 11,885
A D C TELECOMMUNICATIONS COM 000886101 1,417,258 29,720 SH DEFINED 01 02 29,720
ABBOTT LABS COM 002824100 56,174 1,200 SH DEFINED 01 02 1,200
ABBOTT LABS COM 002824100 940,219 20,085 SH DEFINED 01 02 20,085
ABITIBI-CONSOLIDATED INC COM 003924107 116,583 13,230 SH DEFINED 01 02 13,230
ACE LTD ORD G0070K103 42,258 1,355 SH DEFINED 01 02 1,355
ACE LTD ORD G0070K103 213,194 6,836 SH DEFINED 01 02 6,836
ACM GOVT SECS FD INC COM 000914101 156,084 19,980 SH DEFINED 01 02 19,980
ADOBE SYS INC COM 00724F101 445,771 7,855 SH DEFINED 01 02 7,855
ADOBE SYS INC COM 00724F101 1,517,779 26,745 SH DEFINED 01 02 26,745
ADVANCED FIBRE COMMUNICATIONS COM 00754A105 95,940 10,000 SH DEFINED 01 02 10,000
ADVANCED FIBRE COMMUNICATIONS COM 00754A105 67,878 7,075 SH DEFINED 01 02 7,075
ADVANCED MACH VISION CORP CL A 00753B104 127,084 131,150 SH DEFINED 01 02 131,150
AEGON N V SPONSORED ADR 007924103 102,907 1,145 SH DEFINED 01 02 1,145
AEGON N V SPONSORED ADR 007924103 271,962 3,026 SH DEFINED 01 02 3,026
AES CORP COM 00130H105 69,509 1,866 SH DEFINED 01 02 1,866
AES CORP COM 00130H105 132,983 3,570 SH DEFINED 01 02 3,570
AES CORP COM 00130H105 7,450 200 SH DEFINED 01 02 200
AFLAC INC COM 001055102 217,476 3,995 SH DEFINED 01 02 3,995
AFLAC INC COM 001055102 122,973 2,259 SH DEFINED 01 02 2,259
AIR PRODS & CHEMS INC COM 009158106 35,106 1,025 SH DEFINED 01 02 1,025
AIR PRODS & CHEMS INC COM 009158106 205,158 5,990 SH DEFINED 01 02 5,990
AIR PRODS & CHEMS INC COM 009158106 2,012,188 58,750 SH DEFINED 01 02 58,750
AIRBORNE FGHT CORP COM 009266107 1,580,690 50,990 SH DEFINED 01 02 50,990
AIRBORNE FGHT CORP COM 009266107 368,900 11,900 SH DEFINED 01 02 11,900
AIRBORNE FGHT CORP COM 009266107 2,333,525 75,275 SH DEFINED 01 02 75,275
ALCOA INC COM 013817101 47,612 1,156 SH DEFINED 01 02 1,156
ALCOA INC COM 013817101 4,119 100 SH DEFINED 01 02 100
ALCOA INC COM 013817101 266,192 6,463 SH DEFINED 01 02 6,463
ALLEGHENY ENERGY INC COM 017361106 118,000 4,000 SH DEFINED 01 02 4,000
ALLEGHENY ENERGY INC COM 017361106 690,300 23,400 SH DEFINED 01 02 23,400
ALLEGHENY ENERGY INC COM 017361106 8,850 300 SH DEFINED 01 02 300
ALLSTATE CORP COM 020002101 175,489 4,735 SH DEFINED 01 02 4,735
ALLSTATE CORP COM 020002101 238,753 6,442 SH DEFINED 01 02 6,442
ALLTEL CORP COM 020039103 59,631 956 SH DEFINED 01 02 956
ALLTEL CORP COM 020039103 303,766 4,870 SH DEFINED 01 02 4,870
ALPHA HOSPITALITY CORP COM 020732103 23,438 12,500 SH DEFINED 01 02 12,500
ALTERA CORP COM 021441100 14,875 250 SH DEFINED 01 02 250
ALTERA CORP COM 021441100 297,500 5,000 SH DEFINED 01 02 5,000
ALZA CORP DEL COM 022615108 243,920 6,377 SH DEFINED 01 02 6,377
ALZA CORP DEL COM 022615108 95,663 2,501 SH DEFINED 01 02 2,501
ALZA CORP DEL COM 022615108 174,038 4,550 SH DEFINED 01 02 4,550
ALZA CORP DEL COM 022615108 2,898,394 75,775 SH DEFINED 01 02 75,775
AMERICA ONLINE INC DEL COM 02364J104 3,463,761 23,563 SH DEFINED 01 02 23,563
AMERICA ONLINE INC DEL COM 02364J104 77,910 530 SH DEFINED 01 02 530
AMERICA ONLINE INC DEL COM 02364J104 221,088 1,504 SH DEFINED 01 02 1,504
AMERICA ONLINE INC DEL COM 02364J104 2,955,435 20,105 SH DEFINED 01 02 20,105
AMERICA ONLINE INC DEL COM 02364J104 160,230 1,090 SH DEFINED 01 02 1,090
AMERICA ONLINE INC DEL COM 02364J104 7,350 50 SH DEFINED 01 02 50
AMERICAN EXPRESS CO COM 025816109 782,096 6,642 SH DEFINED 01 02 6,642
AMERICAN EXPRESS CO COM 025816109 1,029,135 8,740 SH DEFINED 01 02 8,740
AMERICAN GENERAL CORP COM 026351106 273,470 3,879 SH DEFINED 01 02 3,879
</TABLE>
Page 1
<PAGE>
FORM 13F INFORMATION TABLE
<TABLE>
<CAPTION>
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ---------- -------- ------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
AMERICAN GENERAL CORP COM 026351106 75,083 1,065 SH DEFINED 01 02 1,065
AMERICAN HOME PRODS CORP COM 026609107 860,582 13,189 SH DEFINED 01 02 13,189
AMERICAN HOME PRODS CORP COM 026609107 651,456 9,984 SH DEFINED 01 02 9,984
AMERICAN HOME PRODS CORP COM 026609107 3,727,602 57,128 SH DEFINED 01 02 57,128
AMERICAN HOME PRODS CORP COM 026609107 3,915 60 SH DEFINED 01 02 60
AMERICAN INTL GROUP INC COM 026874107 2,903,564 24,071 SH DEFINED 01 02 24,071
AMERICAN INTL GROUP INC COM 026874107 5,066 42 SH DEFINED 01 02 42
AMERICAN INTL GROUP INC COM 026874107 4,147,329 34,382 SH DEFINED 01 02 34,382
AMERICAN INTL GROUP INC COM 026874107 965 8 SH DEFINED 01 02 8
AMGEN INC COM 031162100 292,612 3,908 SH DEFINED 01 02 3,908
AMGEN INC COM 031162100 14,975 200 SH DEFINED 01 02 200
AMGEN INC COM 031162100 1,180,779 15,770 SH DEFINED 01 02 15,770
AMWAY JAPAN LTD SPONSORED ADR 03234J100 187,250 42,800 SH DEFINED 01 02 42,800
ANADARKO PETE CORP COM 032511107 302,755 8,020 SH DEFINED 01 02 8,020
ANDRX CORP COM 034551101 348,098 3,820 SH DEFINED 01 02 3,820
ANDRX CORP COM 034551101 613,362 6,731 SH DEFINED 01 02 6,731
ANDRX CORP COM 034551101 18,225 200 SH DEFINED 01 02 200
ANHEUSER BUSCH COS INC COM 035229103 60,900 800 SH DEFINED 01 02 800
ANHEUSER BUSCH COS INC COM 035229103 302,597 3,975 SH DEFINED 01 02 3,975
APACHE CORP COM 037411105 794,630 30,490 SH DEFINED 01 02 30,490
APPLE COMPUTER INC COM 037833100 54,301 1,511 SH DEFINED 01 02 1,511
APPLE COMPUTER INC COM 037833100 1,078 30 SH DEFINED 01 02 30
APPLE COMPUTER INC COM 037833100 6,828 190 SH DEFINED 01 02 190
APPLE COMPUTER INC COM 037833100 718,201 19,985 SH DEFINED 01 02 19,985
APPLIED INNOVATION INC COM 037916103 1,132 345 SH DEFINED 01 02 345
APPLIED INNOVATION INC COM 037916103 47,066 14,345 SH DEFINED 01 02 14,345
APPLIED MATLS INC COM 038222105 384,125 6,227 SH DEFINED 01 02 6,227
APPLIED MATLS INC COM 038222105 8,636 140 SH DEFINED 01 02 140
APPLIED MATLS INC COM 038222105 2,700,163 43,772 SH DEFINED 01 02 43,772
APPLIED MICRO CIRCUITS CORP COM 03822W109 2,437 57 SH DEFINED 01 02 57
APPLIED MICRO CIRCUITS CORP COM 03822W109 262,485 6,140 SH DEFINED 01 02 6,140
ARM FINL GROUP INC CL A 001944107 1,105,733 74,575 SH DEFINED 01 02 74,025
ARTESYN TECHNOLOGIES INC COM 043127109 8,663 700 SH DEFINED 01 02 700
ARTESYN TECHNOLOGIES INC COM 043127109 117,748 9,515 SH DEFINED 01 02 9,515
ASSOCIATES FIRST CAP CORP CL A 046008108 56,070 1,246 SH DEFINED 01 02 1,246
ASSOCIATES FIRST CAP CORP CL A 046008108 215,730 4,794 SH DEFINED 01 02 4,794
ASSOCIATES FIRST CAP CORP CL A 046008108 4,680 104 SH DEFINED 01 02 104
ASSOCIATES FIRST CAP CORP CL A 046008108 31,770 706 SH DEFINED 01 02 706
ASSOCIATES FIRST CAP CORP CL A 046008108 2,340 52 SH DEFINED 01 02 52
ASTORIA FINL CORP COM 046265104 52,000 1,040 SH DEFINED 01 02 1,040
ASTORIA FINL CORP COM 046265104 236,250 4,725 SH DEFINED 01 02 4,725
AT HOME CORP COM SER A 045919107 15,750 100 SH DEFINED 01 02 100
AT HOME CORP COM SER A 045919107 23,625 150 SH DEFINED 01 02 150
AT HOME CORP COM SER A 045919107 15,750 100 SH DEFINED 01 02 100
AT HOME CORP COM SER A 045919107 1,869,525 11,870 SH DEFINED 01 02 11,870
AT&T CORP COM 001957109 1,715,479 21,494 SH DEFINED 01 02 21,494
AT&T CORP COM 001957109 2,394 30 SH DEFINED 01 02 30
AT&T CORP COM 001957109 457,004 5,726 SH DEFINED 01 02 5,726
AT&T CORP COM 001957109 6,661,269 83,462 SH DEFINED 01 02 83,462
AT&T CORP COM 001957109 119,718 1,500 SH DEFINED 01 02 1,500
AT&T CORP COM LIB GRP A 001957208 198,317 3,771 SH DEFINED 01 02 3,771
AT&T CORP COM LIB GRP A 001957208 11,780 224 SH DEFINED 01 02 224
AT&T CORP COM LIB GRP A 001957208 863,843 16,426 SH DEFINED 01 02 16,426
ATLANTIC RICHFIELD CO COM 048825103 227,126 3,106 SH DEFINED 01 02 3,106
</TABLE>
Page 2
<PAGE>
FORM 13F INFORMATION TABLE
<TABLE>
<CAPTION>
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ---------- -------- ------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ATLANTIC RICHFIELD CO COM 048825103 10,969 150 SH DEFINED 01 02 150
ATLANTIC RICHFIELD CO COM 048825103 146,250 2,000 SH DEFINED 01 02 2,000
ATLANTIC RICHFIELD CO COM 048825103 943,313 12,900 SH DEFINED 01 02 12,900
ATMEL CORP COM 049513104 316,649 20,850 SH DEFINED 01 02 20,850
AUTOMATIC DATA PROCESSING INC COM 053015103 11,999 290 SH DEFINED 01 02 290
AUTOMATIC DATA PROCESSING INC COM 053015103 8,275 200 SH DEFINED 01 02 200
AUTOMATIC DATA PROCESSING INC COM 053015103 405,351 9,797 SH DEFINED 01 02 9,797
AUTOZONE INC COM 053332102 331,088 10,900 SH DEFINED 01 02 10,900
AVERY DENNISON CORP COM 053611109 133,803 2,327 SH DEFINED 01 02 2,327
AVERY DENNISON CORP COM 053611109 1,091,063 18,975 SH DEFINED 01 02 18,975
AVON PRODS INC COM 054303102 188,483 4,005 SH DEFINED 01 02 4,005
AVON PRODS INC COM 054303102 15,060 320 SH DEFINED 01 02 320
AXYS PHARMACEUTICALS INC COM 054635107 75,906 18,129 SH DEFINED 01 02 18,129
BANK NEW YORK INC COM 064057102 16,136 449 SH DEFINED 01 02 449
BANK NEW YORK INC COM 064057102 38,668 1,076 SH DEFINED 01 02 1,076
BANK NEW YORK INC COM 064057102 211,310 5,880 SH DEFINED 01 02 5,880
BANK NEW YORK INC COM 064057102 21,562 600 SH DEFINED 01 02 600
BANK ONE CORP COM 06423A103 469,569 8,528 SH DEFINED 01 02 8,528
BANK ONE CORP COM 06423A103 35,240 640 SH DEFINED 01 02 640
BANK ONE CORP COM 06423A103 11,012 200 SH DEFINED 01 02 200
BANK ONE CORP COM 06423A103 88,375 1,605 SH DEFINED 01 02 1,605
BANK ONE CORP COM 06423A103 17,840 324 SH DEFINED 01 02 324
BARD C R INC COM 067383109 238,063 4,720 SH DEFINED 01 02 4,720
BARR LABS INC COM 068306109 76,250 2,500 SH DEFINED 01 02 2,500
BARR LABS INC COM 068306109 5,014,731 164,300 SH DEFINED 01 02 163,850
BAXTER INTL INC COM 071813109 96,690 1,465 SH DEFINED 01 02 1,465
BAXTER INTL INC COM 071813109 6,600 100 SH DEFINED 01 02 100
BAXTER INTL INC COM 071813109 131,670 1,995 SH DEFINED 01 02 1,995
BB&T CORP COM 054937107 269,593 7,450 SH DEFINED 01 02 7,450
BCE INC COM 05534B109 69,570 1,570 SH DEFINED 01 02 1,570
BCE INC COM 05534B109 875,162 19,750 SH DEFINED 01 02 19,750
BEAR STEARNS COS INC COM 073902108 10,948 245 SH DEFINED 01 02 245
BEAR STEARNS COS INC COM 073902108 1,104,975 24,727 SH DEFINED 01 02 24,727
BECTON DICKINSON & CO COM 075887109 281,900 7,358 SH DEFINED 01 02 7,358
BECTON DICKINSON & CO COM 075887109 1,006,839 26,280 SH DEFINED 01 02 26,280
BED BATH & BEYOND INC COM 075896100 14,600 400 SH DEFINED 01 02 400
BED BATH & BEYOND INC COM 075896100 282,510 7,740 SH DEFINED 01 02 7,740
BELL ATLANTIC CORP COM 077853109 641,022 12,402 SH DEFINED 01 02 12,402
BELL ATLANTIC CORP COM 077853109 63,110 1,221 SH DEFINED 01 02 1,221
BELL ATLANTIC CORP COM 077853109 1,714,613 33,173 SH DEFINED 01 02 33,173
BELL ATLANTIC CORP COM 077853109 9,045 175 SH DEFINED 01 02 175
BELLSOUTH CORP COM 079860102 637,507 15,913 SH DEFINED 01 02 15,913
BELLSOUTH CORP COM 079860102 66,984 1,672 SH DEFINED 01 02 1,672
BELLSOUTH CORP COM 079860102 576,332 14,386 SH DEFINED 01 02 14,386
BELLSOUTH CORP COM 079860102 6,009 150 SH DEFINED 01 02 150
BERKSHIRE HATHAWAY INC DEL CL B 084670207 218,643 93 SH DEFINED 01 02 93
BERKSHIRE HATHAWAY INC DEL CL B 084670207 23,510 10 SH DEFINED 01 02 10
BERKSHIRE HATHAWAY INC DEL CL B 084670207 49,371 21 SH DEFINED 01 02 21
BESTFOODS COM 08658U101 332,055 7,065 SH DEFINED 01 02 7,065
BESTFOODS COM 08658U101 1,325,400 28,200 SH DEFINED 01 02 28,200
BIOGEN INC COM 090597105 264,632 2,315 SH DEFINED 01 02 2,315
BIOGEN INC COM 090597105 137,174 1,200 SH DEFINED 01 02 1,200
BIOGEN INC COM 090597105 132,602 1,160 SH DEFINED 01 02 1,160
BJS WHOLESALE CLUB INC COM 05548J106 310,982 11,819 SH DEFINED 01 02 11,819
</TABLE>
Page 3
<PAGE>
FORM 13F INFORMATION TABLE
<TABLE>
<CAPTION>
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ---------- -------- ------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
BLOCK H & R INC COM 093671105 165,813 3,500 SH DEFINED 01 02 3,500
BLOCK H & R INC COM 093671105 149,231 3,150 SH DEFINED 01 02 3,150
BMC SOFTWARE INC COM 055921100 225,856 6,094 SH DEFINED 01 02 6,094
BMC SOFTWARE INC COM 055921100 228,413 6,163 SH DEFINED 01 02 6,163
BMC SOFTWARE INC COM 055921100 286,304 7,725 SH DEFINED 01 02 7,725
BOEING CO COM 097023105 188,020 5,530 SH DEFINED 01 02 5,530
BOEING CO COM 097023105 37,400 1,100 SH DEFINED 01 02 1,100
BOEING CO COM 097023105 48,586 1,429 SH DEFINED 01 02 1,429
BOEING CO COM 097023105 6,800 200 SH DEFINED 01 02 200
BRISTOL MYERS SQUIBB CO COM 110122108 2,644,066 41,233 SH DEFINED 01 02 41,233
BRISTOL MYERS SQUIBB CO COM 110122108 6,413 100 SH DEFINED 01 02 100
BRISTOL MYERS SQUIBB CO COM 110122108 57,713 900 SH DEFINED 01 02 900
BRISTOL MYERS SQUIBB CO COM 110122108 4,081,300 63,646 SH DEFINED 01 02 63,646
BROADVISION INC COM 111412102 676,609 11,324 SH DEFINED 01 02 11,324
BROADVISION INC COM 111412102 132,645 2,220 SH DEFINED 01 02 2,220
BROADVISION INC COM 111412102 1,051,959 17,606 SH DEFINED 01 02 17,606
BROWN FORMAN CORP CL B 115637209 446,536 7,749 SH DEFINED 01 02 7,749
BROWN FORMAN CORP CL B 115637209 28,813 500 SH DEFINED 01 02 500
BUFFETS INC COM 119882108 102,700 10,400 SH DEFINED 01 02 10,400
BURLINGTON RES INC COM 122014103 121,169 3,034 SH DEFINED 01 02 3,034
BURLINGTON RES INC COM 122014103 1,015,518 25,428 SH DEFINED 01 02 25,428
CALGON CARBON CORP COM 129603106 8,299 1,600 SH DEFINED 01 02 1,600
CALGON CARBON CORP COM 129603106 58,094 11,200 SH DEFINED 01 02 11,200
CALPINE CORP COM 131347106 209,877 5,760 SH DEFINED 01 02 5,760
CANADIAN NATL RY CO COM 136375102 275,066 4,945 SH DEFINED 01 02 4,945
CANADIAN NATL RY CO COM 136375102 195,244 3,510 SH DEFINED 01 02 3,510
CAPSTEAD MTG CORP COM 14067E100 115,294 21,450 SH DEFINED 01 02 21,450
CAPSTEAD MTG CORP COM 14067E100 5,375 1,000 SH DEFINED 01 02 1,000
CAPSTEAD MTG CORP PFD B CV $1.26 14067E308 201,435 16,700 SH DEFINED 01 02 16,700
CAPSTEAD MTG CORP PFD B CV $1.26 14067E308 46,535 3,858 SH DEFINED 01 02 3,858
CAPSTEAD MTG CORP PFD B CV $1.26 14067E308 4,825 400 SH DEFINED 01 02 400
CAPSTEAD MTG CORP PFD B CV $1.26 14067E308 18,093 1,500 SH DEFINED 01 02 1,500
CARDINAL HEALTH INC COM 14149Y108 2,309,274 34,989 SH DEFINED 01 02 34,989
CARNIVAL CORP COM 143658102 40,744 839 SH DEFINED 01 02 839
CARNIVAL CORP COM 143658102 191,577 3,945 SH DEFINED 01 02 3,945
CARNIVAL CORP COM 143658102 3,642 75 SH DEFINED 01 02 75
CARSON INC CL A 145845103 131,250 30,000 SH DEFINED 01 02 30,000
CBS CORP COM 12490K107 202,305 4,957 SH DEFINED 01 02 4,957
CBS CORP COM 12490K107 2,065,911 50,410 SH DEFINED 01 02 49,960
CBS CORP COM 12490K107 408,977 10,021 SH DEFINED 01 02 10,021
CELL THERAPEUTICS INC COM 150934107 81,764 23,361 SH DEFINED 01 02 23,361
CELTRIX PHARMACEUTICALS INC COM 151186103 18,237 16,670 SH DEFINED 01 02 16,670
CENTENNIAL HEALTHCARE CORP COM 150937100 346,125 39,000 SH DEFINED 01 02 39,000
CENTRAL GARDEN & PET CO COM 153527106 8,325,180 493,344 SH DEFINED 01 02 493,344
CENTRAL GARDEN & PET CO COM 153527106 139,219 8,250 SH DEFINED 01 02 8,250
CHASE MANHATTAN CORP NEW COM 16161A108 398,656 4,899 SH DEFINED 01 02 4,899
CHASE MANHATTAN CORP NEW COM 16161A108 885,930 10,887 SH DEFINED 01 02 10,887
CHASE MANHATTAN CORP NEW COM 16161A108 2,797,673 34,380 SH DEFINED 01 02 34,380
CHECK POINT SOFTWARE TECH LTD ORD M22465104 55,900 1,300 SH DEFINED 01 02 1,300
CHECK POINT SOFTWARE TECH LTD ORD M22465104 1,720 40 SH DEFINED 01 02 40
CHECK POINT SOFTWARE TECH LTD ORD M22465104 142,975 3,325 SH DEFINED 01 02 3,325
CHESAPEAKE ENERGY CORP COM 165167107 7,425 5,400 SH DEFINED 01 02 5,400
CHESAPEAKE ENERGY CORP COM 165167107 2,623,408 1,902,970 SH DEFINED 01 02 1,898,070
CHEVRON CORPORATION COM 166751107 2,663 30 SH DEFINED 01 02 30
</TABLE>
Page 4
<PAGE>
FORM 13F INFORMATION TABLE
<TABLE>
<CAPTION>
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ---------- -------- ------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
CHEVRON CORPORATION COM 166751107 9,230 104 SH DEFINED 01 02 104
CHEVRON CORPORATION COM 166751107 1,837,569 20,705 SH DEFINED 01 02 20,705
CHIC BY HIS INC COM 167113109 27,313 11,500 SH DEFINED 01 02 11,500
CHICAGO RIVET & MACH CO COM 168088102 483,000 21,000 SH DEFINED 01 02 21,000
CHUBB CORP COM 171232101 107,461 1,835 SH DEFINED 01 02 1,835
CHUBB CORP COM 171232101 939,627 16,045 SH DEFINED 01 02 16,045
CINTAS CORP COM 172908105 420,034 6,425 SH DEFINED 01 02 6,425
CISCO SYS INC COM 17275R102 5,323,837 48,592 SH DEFINED 01 02 48,592
CISCO SYS INC COM 17275R102 10,956 100 SH DEFINED 01 02 100
CISCO SYS INC COM 17275R102 264,921 2,418 SH DEFINED 01 02 2,418
CISCO SYS INC COM 17275R102 16,888,106 154,142 SH DEFINED 01 02 154,142
CIT GROUP INC CL A 125577106 27,506 900 SH DEFINED 01 02 900
CIT GROUP INC CL A 125577106 7,910,951 259,092 SH DEFINED 01 02 258,392
CIT GROUP INC CL A 125577106 207,363 6,785 SH DEFINED 01 02 6,785
CIT GROUP INC CL A 125577106 6,418 210 SH DEFINED 01 02 210
CITIGROUP INC COM 172967101 1,894,405 29,658 SH DEFINED 01 02 29,658
CITIGROUP INC COM 172967101 390,723 6,117 SH DEFINED 01 02 6,117
CITIGROUP INC COM 172967101 6,973,936 109,181 SH DEFINED 01 02 109,181
CITIGROUP INC COM 172967101 (12,775) (200)SH DEFINED 01 02 (200)
CITIZENS UTILS CO DEL CL B 177342201 27,559 3,556 SH DEFINED 01 02 3,556
CITIZENS UTILS CO DEL CL B 177342201 3,457,058 444,257 SH DEFINED 01 02 442,352
CITIZENS UTILS CO DEL CL B 177342201 108,461 13,995 SH DEFINED 01 02 13,995
CLEAR CHANNEL COMMUNICATIONS COM 184502102 101,666 1,516 SH DEFINED 01 02 1,516
CLEAR CHANNEL COMMUNICATIONS COM 184502102 6,706 100 SH DEFINED 01 02 100
CLEAR CHANNEL COMMUNICATIONS COM 184502102 222,378 3,316 SH DEFINED 01 02 3,316
CMGI INC COM 125750109 20,503 112 SH DEFINED 01 02 112
CMGI INC COM 125750109 15,560 85 SH DEFINED 01 02 85
CMGI INC COM 125750109 4,577 25 SH DEFINED 01 02 25
CMGI INC COM 125750109 283,746 1,550 SH DEFINED 01 02 1,550
COCA COLA CO COM 191216100 560,415 9,131 SH DEFINED 01 02 9,131
COCA COLA CO COM 191216100 3,683 60 SH DEFINED 01 02 60
COCA COLA CO COM 191216100 816,963 13,311 SH DEFINED 01 02 13,311
COHERENT INC COM 192479103 2,750 200 SH DEFINED 01 02 200
COHERENT INC COM 192479103 2,750 200 SH DEFINED 01 02 200
COHERENT INC COM 192479103 153,863 11,190 SH DEFINED 01 02 11,190
COLE NATIONAL CORP NEW CL A 193290103 246,375 13,500 SH DEFINED 01 02 13,500
COLGATE PALMOLIVE CO COM 194162103 856,060 9,305 SH DEFINED 01 02 9,305
COLGATE PALMOLIVE CO COM 194162103 1,836,780 19,965 SH DEFINED 01 02 19,965
COLUMBIA ENERGY GROUP COM 197648108 25,603 490 SH DEFINED 01 02 490
COLUMBIA ENERGY GROUP COM 197648108 10,450 200 SH DEFINED 01 02 200
COLUMBIA ENERGY GROUP COM 197648108 106,068 2,030 SH DEFINED 01 02 2,030
COLUMBIA ENERGY GROUP COM 197648108 621,253 11,890 SH DEFINED 01 02 11,890
COLUMBIA ENERGY GROUP COM 197648108 156,750 3,000 SH DEFINED 01 02 3,000
COLUMBIA/HCA HEALTHCARE CORP COM 197677107 316,721 16,725 SH DEFINED 01 02 16,725
COLUMBIA/HCA HEALTHCARE CORP COM 197677107 420,496 22,205 SH DEFINED 01 02 22,205
COMCAST CORP CL A 200300101 202,028 3,285 SH DEFINED 01 02 3,285
COMCAST CORP CL A SPL 200300200 820,384 13,035 SH DEFINED 01 02 13,035
COMCAST CORP CL A SPL 200300200 944 15 SH DEFINED 01 02 15
COMCAST CORP CL A SPL 200300200 1,143,502 18,169 SH DEFINED 01 02 18,169
COMMERCIAL NET LEASE RLTY INC COM 202218103 253,262 22,639 SH DEFINED 01 02 22,639
COMMERCIAL NET LEASE RLTY INC COM 202218103 917 82 SH DEFINED 01 02 82
COMPAQ COMPUTER CORP COM 204493100 206,599 6,520 SH DEFINED 01 02 6,520
COMPAQ COMPUTER CORP COM 204493100 21,801 688 SH DEFINED 01 02 688
COMPAQ COMPUTER CORP COM 204493100 1,734,420 54,736 SH DEFINED 01 02 54,736
</TABLE>
Page 5
<PAGE>
FORM 13F INFORMATION TABLE
<TABLE>
<CAPTION>
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ---------- -------- ------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMPAQ COMPUTER CORP COM 204493100 2,218 70 SH DEFINED 01 02 70
COMPUTER ASSOC INTL INC COM 204912109 86,878 2,443 SH DEFINED 01 02 2,443
COMPUTER ASSOC INTL INC COM 204912109 291,822 8,206 SH DEFINED 01 02 8,206
COMPUTER SCIENCES CORP COM 205363104 504,078 9,134 SH DEFINED 01 02 9,134
COMPUTER SCIENCES CORP COM 205363104 1,139,887 20,655 SH DEFINED 01 02 20,655
COMVERSE TECHNOLOGY INC COM PAR $0.10 205862402 911,030 10,718 SH DEFINED 01 02 10,718
COPYTELE INC COM 217721109 22,157 13,900 SH DEFINED 01 02 13,900
COPYTELE INC COM 217721109 2,963 1,859 SH DEFINED 01 02 1,859
CORNERSTONE INTERNET SOLUTIONS COM 21923C103 2,062 1,000 SH DEFINED 01 02 1,000
CORNERSTONE INTERNET SOLUTIONS COM 21923C103 619 300 SH DEFINED 01 02 300
CORNERSTONE INTERNET SOLUTIONS COM 21923C103 191,653 92,945 SH DEFINED 01 02 92,945
CORNING INC COM 219350105 212,700 3,545 SH DEFINED 01 02 3,545
CORNING INC COM 219350105 1,800 30 SH DEFINED 01 02 30
CORNING INC COM 219350105 67,380 1,123 SH DEFINED 01 02 1,123
COX COMMUNICATIONS INC NEW CL A 224044107 148,981 1,970 SH DEFINED 01 02 1,970
COX COMMUNICATIONS INC NEW CL A 224044107 428,794 5,670 SH DEFINED 01 02 5,670
CREE RESH INC COM 225447101 9,387 200 SH DEFINED 01 02 200
CREE RESH INC COM 225447101 3,473 74 SH DEFINED 01 02 74
CREE RESH INC COM 225447101 342,640 7,300 SH DEFINED 01 02 7,300
CVS CORP COM 126650100 72,105 1,518 SH DEFINED 01 02 1,518
CVS CORP COM 126650100 370,880 7,808 SH DEFINED 01 02 7,808
CVS CORP COM 126650100 9,500 200 SH DEFINED 01 02 200
CYTOCLONAL PHARMACAUTICALS INC WT D EX 110100 23282G121 68,361 33,153 SH DEFINED 01 02 33,153
DEBT STRATEGIES FD III INC COM 24276G101 93,820 10,800 SH DEFINED 01 02 10,800
DELL COMPUTER CORP COM 247025109 402,210 9,840 SH DEFINED 01 02 9,840
DELL COMPUTER CORP COM 247025109 24,525 600 SH DEFINED 01 02 600
DELL COMPUTER CORP COM 247025109 750,179 18,353 SH DEFINED 01 02 18,353
DELPHI AUTOMOTIVE SYS CORP COM 247126105 217,260 12,240 SH DEFINED 01 02 12,240
DELPHI AUTOMOTIVE SYS CORP COM 247126105 3,710 209 SH DEFINED 01 02 209
DELPHI AUTOMOTIVE SYS CORP COM 247126105 115,269 6,494 SH DEFINED 01 02 6,494
DELPHI AUTOMOTIVE SYS CORP COM 247126105 167,383 9,430 SH DEFINED 01 02 9,430
DIGITAL MICROWAVE CORP COM 253859102 25,125 3,000 SH DEFINED 01 02 3,000
DIGITAL MICROWAVE CORP COM 253859102 67,000 8,000 SH DEFINED 01 02 8,000
DISNEY WALT CO COM 254687106 759,543 24,403 SH DEFINED 01 02 24,403
DISNEY WALT CO COM 254687106 3,922 126 SH DEFINED 01 02 126
DISNEY WALT CO COM 254687106 19,235 618 SH DEFINED 01 02 618
DISNEY WALT CO COM 254687106 1,032,572 33,175 SH DEFINED 01 02 33,175
DISNEY WALT CO COM 254687106 2,360,053 75,825 SH DEFINED 01 02 75,825
DIVERSINET CORP COM NEW 25536K204 39,816 14,000 SH DEFINED 01 02 14,000
DLJ HIGH YIELD BD FD SH BEN INT 23322Y108 149,420 16,836 SH DEFINED 01 02 16,836
DLJ HIGH YIELD BD FD SH BEN INT 23322Y108 67,991 7,661 SH DEFINED 01 02 7,661
DLJ HIGH YIELD BD FD SH BEN INT 23322Y108 107 12 SH DEFINED 01 02 12
DOUBLECLICK INC COM 258609304 45,333 249 SH DEFINED 01 02 249
DOUBLECLICK INC COM 258609304 148,198 814 SH DEFINED 01 02 814
DOUBLECLICK INC COM 258609304 401,083 2,203 SH DEFINED 01 02 2,203
DOWNEY FINL CORP COM 261018105 511,070 27,909 SH DEFINED 01 02 27,909
DOWNEY FINL CORP COM 261018105 7,325 400 SH DEFINED 01 02 400
DU PONT E I DE NEMOURS & CO COM 263534109 441,968 7,612 SH DEFINED 01 02 7,612
DU PONT E I DE NEMOURS & CO COM 263534109 5,806 100 SH DEFINED 01 02 100
DU PONT E I DE NEMOURS & CO COM 263534109 1,217,560 20,970 SH DEFINED 01 02 20,970
E M C CORP MASS COM 268648102 1,278,139 10,005 SH DEFINED 01 02 10,005
E M C CORP MASS COM 268648102 60,170 471 SH DEFINED 01 02 471
E M C CORP MASS COM 268648102 42,158 330 SH DEFINED 01 02 330
E M C CORP MASS COM 268648102 8,984,147 70,326 SH DEFINED 01 02 70,326
</TABLE>
Page 6
<PAGE>
FORM 13F INFORMATION TABLE
<TABLE>
<CAPTION>
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ---------- -------- ------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
E M C CORP MASS COM 268648102 11,498 90 SH DEFINED 01 02 90
E M C CORP MASS COM 268648102 3,194 25 SH DEFINED 01 02 25
E4L INC COM 268452109 93,800 11,200 SH DEFINED 01 02 11,200
EASTERN ENTERPRISES COM 27637F100 28,300 778 SH DEFINED 01 02 778
EASTERN ENTERPRISES COM 27637F100 20,006 550 SH DEFINED 01 02 550
EASTERN ENTERPRISES COM 27637F100 160,050 4,400 SH DEFINED 01 02 4,400
EASTMAN KODAK CO COM 277461109 297,594 4,659 SH DEFINED 01 02 4,659
EASTMAN KODAK CO COM 277461109 6,388 100 SH DEFINED 01 02 100
EASTMAN KODAK CO COM 277461109 134,138 2,100 SH DEFINED 01 02 2,100
EATON VANCE SR INCOME TR SH BEN INT 27826S103 166,092 17,370 SH DEFINED 01 02 17,370
ECHOSTAR COMMUNICATIONS NEW CL A 278762109 1,279,064 15,670 SH DEFINED 01 02 15,670
ECI TELECOM LTD ORD 268258100 84,000 2,400 SH DEFINED 01 02 2,400
ECI TELECOM LTD ORD 268258100 41,300 1,180 SH DEFINED 01 02 1,180
ECI TELECOM LTD ORD 268258100 207,550 5,930 SH DEFINED 01 02 5,930
ECOLAB INC COM 278865100 123,043 3,466 SH DEFINED 01 02 3,466
ECOLAB INC COM 278865100 1,025,950 28,900 SH DEFINED 01 02 28,900
EL PASO ENERGY CORP DEL COM 283905107 19,155 586 SH DEFINED 01 02 586
EL PASO ENERGY CORP DEL COM 283905107 272,936 8,350 SH DEFINED 01 02 8,350
ELAN PLC ADR 284131208 236,801 3,395 SH DEFINED 01 02 3,395
ELAN PLC ADR 284131208 7,565,783 108,470 SH DEFINED 01 02 108,470
ELAN PLC ADR 284131208 15,345 220 SH DEFINED 01 02 220
ELECTRONIC DATA SYS NEW COM 285661104 91,288 1,875 SH DEFINED 01 02 1,875
ELECTRONIC DATA SYS NEW COM 285661104 3,895 80 SH DEFINED 01 02 80
ELECTRONIC DATA SYS NEW COM 285661104 679,865 13,964 SH DEFINED 01 02 13,964
EMERSON ELEC CO COM 291011104 25,939 490 SH DEFINED 01 02 490
EMERSON ELEC CO COM 291011104 5,294 100 SH DEFINED 01 02 100
EMERSON ELEC CO COM 291011104 254,098 4,800 SH DEFINED 01 02 4,800
ENRON CORP COM 293561106 633,055 9,853 SH DEFINED 01 02 9,853
ENRON CORP COM 293561106 1,172,884 18,255 SH DEFINED 01 02 18,255
EUROWEB INTL CORP COM 298801101 46,176 21,730 SH DEFINED 01 02 21,730
EXODUS COMMUNICATIONS INC COM 302088109 1,345 10 SH DEFINED 01 02 10
EXODUS COMMUNICATIONS INC COM 302088109 84,870 631 SH DEFINED 01 02 631
EXODUS COMMUNICATIONS INC COM 302088109 396,103 2,945 SH DEFINED 01 02 2,945
FAMILY GOLF CTRS INC COM 30701A106 25,286 3,400 SH DEFINED 01 02 3,400
FAMILY GOLF CTRS INC COM 30701A106 241,241 32,438 SH DEFINED 01 02 32,438
FEDERAL HOME LN MTG CORP COM 313400301 341,006 5,950 SH DEFINED 01 02 5,950
FEDERAL HOME LN MTG CORP COM 313400301 5,731 100 SH DEFINED 01 02 100
FEDERAL HOME LN MTG CORP COM 313400301 663,386 11,575 SH DEFINED 01 02 11,575
FEDERAL NATL MTG ASSN COM 313586109 1,342,481 19,386 SH DEFINED 01 02 19,386
FEDERAL NATL MTG ASSN COM 313586109 2,362,256 34,112 SH DEFINED 01 02 34,112
FEDERAL SIGNAL CORP COM 313855108 270,394 12,953 SH DEFINED 01 02 12,953
FEDERAL SIGNAL CORP COM 313855108 25,050 1,200 SH DEFINED 01 02 1,200
FIDELITY NATL FINL INC COM 316326107 73,380 4,892 SH DEFINED 01 02 4,892
FIDELITY NATL FINL INC COM 316326107 2,912,655 194,177 SH DEFINED 01 02 194,177
FIRST AUSTRALIA PRIME INCOME COM 318653102 33,688 5,500 SH DEFINED 01 02 5,500
FIRST AUSTRALIA PRIME INCOME COM 318653102 1,850 302 SH DEFINED 01 02 302
FIRST AUSTRALIA PRIME INCOME COM 318653102 68,184 11,132 SH DEFINED 01 02 11,132
FIRST DATA CORP COM 319963104 131,969 3,087 SH DEFINED 01 02 3,087
FIRST DATA CORP COM 319963104 660,488 15,450 SH DEFINED 01 02 15,450
FIRST DATA CORP COM 319963104 8,550 200 SH DEFINED 01 02 200
FIRST UN CORP COM 337358105 634,564 11,875 SH DEFINED 01 02 11,875
FIRST UN CORP COM 337358105 10,687 200 SH DEFINED 01 02 200
FIRST UN CORP COM 337358105 1,010,761 18,915 SH DEFINED 01 02 18,915
FIRST UN CORP COM 337358105 10,687 200 SH DEFINED 01 02 200
</TABLE>
Page 7
<PAGE>
FORM 13F INFORMATION TABLE
<TABLE>
<CAPTION>
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ---------- -------- ------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
FIRSTAR CORP NEW WIS COM 33763V109 371,425 4,150 SH DEFINED 01 02 4,150
FIRSTAR CORP NEW WIS COM 33763V109 3,507,237 39,187 SH DEFINED 01 02 39,187
FIRSTFED FINL CORP COM 337907109 1,032,787 64,300 SH DEFINED 01 02 64,300
FLEXTRONICS INTL LTD ORD Y2573F102 2,652 52 SH DEFINED 01 02 52
FLEXTRONICS INTL LTD ORD Y2573F102 429,981 8,431 SH DEFINED 01 02 8,431
FLORIDA ROCK INDS INC COM 341140101 269,588 7,900 SH DEFINED 01 02 7,900
FONIX CORP DEL COM 34459U108 57,783 51,363 SH DEFINED 01 02 51,363
FORD MTR CO DEL COM 345370100 279,524 4,931 SH DEFINED 01 02 4,931
FORD MTR CO DEL COM 345370100 39,681 700 SH DEFINED 01 02 700
FORD MTR CO DEL COM 345370100 564,546 9,959 SH DEFINED 01 02 9,959
GANNETT INC COM 364730101 349,965 5,555 SH DEFINED 01 02 5,555
GANNETT INC COM 364730101 863,730 13,710 SH DEFINED 01 02 13,710
GAP INC DEL COM 364760108 349,417 5,191 SH DEFINED 01 02 5,191
GAP INC DEL COM 364760108 349,147 5,187 SH DEFINED 01 02 5,187
GEMSTAR INTL GROUP LTD ORD G3788V106 818,720 10,880 SH DEFINED 01 02 10,880
GEMSTAR INTL GROUP LTD ORD G3788V106 (45,150) (600)SH DEFINED 01 02 (600)
GENERAL ELEC CO COM 369604103 2,164,268 19,564 SH DEFINED 01 02 19,564
GENERAL ELEC CO COM 369604103 4,425 40 SH DEFINED 01 02 40
GENERAL ELEC CO COM 369604103 3,872 35 SH DEFINED 01 02 35
GENERAL ELEC CO COM 369604103 4,282,404 38,711 SH DEFINED 01 02 38,711
GENERAL MTRS CORP COM 370442105 432,042 4,966 SH DEFINED 01 02 4,966
GENERAL MTRS CORP COM 370442105 27,840 320 SH DEFINED 01 02 320
GENERAL MTRS CORP COM 370442105 508,950 5,850 SH DEFINED 01 02 5,850
GENERAL MTRS CORP COM 370442105 3,283,380 37,740 SH DEFINED 01 02 37,740
GENERAL MTRS CORP COM 370442105 522,000 6,000 SH DEFINED 01 02 6,000
GENZYME CORP COM GENL DIV 372917104 20,175 400 SH DEFINED 01 02 400
GENZYME CORP COM GENL DIV 372917104 6,943,157 137,660 SH DEFINED 01 02 137,660
GENZYME CORP COM GENL DIV 372917104 37,424 742 SH DEFINED 01 02 742
GENZYME CORP COM-MOLECULAR 372917500 96,497 20,475 SH DEFINED 01 02 20,025
GENZYME CORP COM-MOLECULAR 372917500 131 35 SH DEFINED 01 02 35
GILLETTE CO COM 375766102 680,554 11,450 SH DEFINED 01 02 11,450
GILLETTE CO COM 375766102 119,825 2,016 SH DEFINED 01 02 2,016
GILLETTE CO COM 375766102 10,699 180 SH DEFINED 01 02 180
GILLETTE CO COM 375766102 1,037,176 17,450 SH DEFINED 01 02 17,450
GILLETTE CO COM 375766102 3,863 65 SH DEFINED 01 02 65
GLAXO WELLCOME PLC SPONSORED ADR 37733W105 40,162 600 SH DEFINED 01 02 600
GLAXO WELLCOME PLC SPONSORED ADR 37733W105 205,497 3,070 SH DEFINED 01 02 3,070
GLOBAL CROSSING LTD COM G3921A100 338,504 7,319 SH DEFINED 01 02 7,319
GLOBAL CROSSING LTD COM G3921A100 180,606 3,905 SH DEFINED 01 02 3,905
GLOBAL CROSSING LTD COM G3921A100 3,793 82 SH DEFINED 01 02 82
GLOBAL CROSSING LTD COM G3921A100 42,319 915 SH DEFINED 01 02 915
GLOBIX CORP COM 37957F101 44,774 1,200 SH DEFINED 01 02 1,200
GLOBIX CORP COM 37957F101 302,153 8,098 SH DEFINED 01 02 8,098
GOLDEN WEST FINL CORP DEL COM 381317106 291,084 3,048 SH DEFINED 01 02 3,048
GPU INC COM 36225X100 14,925 400 SH DEFINED 01 02 400
GPU INC COM 36225X100 718,256 19,250 SH DEFINED 01 02 19,250
GRANITE BROADCASTING CORP COM 387241102 2,003,237 302,115 SH DEFINED 01 02 301,065
GTE CORP COM 362320103 938,234 15,508 SH DEFINED 01 02 15,508
GTE CORP COM 362320103 27,346 452 SH DEFINED 01 02 452
GTE CORP COM 362320103 1,037,636 17,151 SH DEFINED 01 02 17,151
GTE CORP COM 362320103 18,150 300 SH DEFINED 01 02 300
GUIDANT CORP COM 401698105 9,317 154 SH DEFINED 01 02 154
GUIDANT CORP COM 401698105 397,183 6,565 SH DEFINED 01 02 6,565
GULFMARK OFFSHORE INC COM 402629109 219,641 18,400 SH DEFINED 01 02 18,400
</TABLE>
Page 8
<PAGE>
FORM 13F INFORMATION TABLE
<TABLE>
<CAPTION>
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ---------- -------- ------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
HALLIBURTON CO COM 406216101 328,213 8,525 SH DEFINED 01 02 8,525
HALLIBURTON CO COM 406216101 481,443 12,505 SH DEFINED 01 02 12,505
HALLIBURTON CO COM 406216101 15,400 400 SH DEFINED 01 02 400
HARKEN ENERGY CORP COM 412552101 8,125 5,000 SH DEFINED 01 02 5,000
HARKEN ENERGY CORP COM 412552101 1,806,444 1,112,235 SH DEFINED 01 02 1,110,735
HEWLETT PACKARD CO COM 428236103 772,243 11,388 SH DEFINED 01 02 11,388
HEWLETT PACKARD CO COM 428236103 3,391 50 SH DEFINED 01 02 50
HEWLETT PACKARD CO COM 428236103 3,345,505 49,335 SH DEFINED 01 02 49,335
HEWLETT PACKARD CO COM 428236103 108,499 1,600 SH DEFINED 01 02 1,600
HILTON HOTELS CORP COM 432848109 178,630 12,703 SH DEFINED 01 02 12,703
HILTON HOTELS CORP COM 432848109 436 31 SH DEFINED 01 02 31
HILTON HOTELS CORP COM 432848109 4,219 300 SH DEFINED 01 02 300
HOLLINGER INTL INC CL A 435569108 5,086,047 375,174 SH DEFINED 01 02 373,974
HOME DEPOT INC COM 437076102 962,385 15,460 SH DEFINED 01 02 15,460
HOME DEPOT INC COM 437076102 8,404 135 SH DEFINED 01 02 135
HOME DEPOT INC COM 437076102 15,563 250 SH DEFINED 01 02 250
HOME DEPOT INC COM 437076102 2,350,436 37,758 SH DEFINED 01 02 37,758
HOME DEPOT INC COM 437076102 1,509,998 24,257 SH DEFINED 01 02 24,257
HOUSEHOLD INTL INC COM 441815107 4,015 88 SH DEFINED 01 02 88
HOUSEHOLD INTL INC COM 441815107 111,325 2,440 SH DEFINED 01 02 2,440
HOUSEHOLD INTL INC COM 441815107 102,656 2,250 SH DEFINED 01 02 2,250
ILLINOIS TOOL WKS INC COM 452308109 537,323 8,684 SH DEFINED 01 02 8,684
ILLINOIS TOOL WKS INC COM 452308109 771,272 12,465 SH DEFINED 01 02 12,465
ILLINOIS TOOL WKS INC COM 452308109 2,475 40 SH DEFINED 01 02 40
IMS HEALTH INC COM 449934108 253,738 7,660 SH DEFINED 01 02 7,660
IMS HEALTH INC COM 449934108 6,956 210 SH DEFINED 01 02 210
INFINITY BROADCASTING CP NEW CL A 45662S102 57,191 2,221 SH DEFINED 01 02 2,221
INFINITY BROADCASTING CP NEW CL A 45662S102 163,461 6,348 SH DEFINED 01 02 6,348
INKINE PHARMACEUTICALS INC COM 457214104 15,000 10,000 SH DEFINED 01 02 10,000
INTASYS CORP COM 45809M109 25,184 6,200 SH DEFINED 01 02 6,200
INTASYS CORP COM 45809M109 165,652 40,781 SH DEFINED 01 02 40,781
INTEL CORP COM 458140100 4,921,187 41,398 SH DEFINED 01 02 41,398
INTEL CORP COM 458140100 87,968 740 SH DEFINED 01 02 740
INTEL CORP COM 458140100 11,062,508 93,060 SH DEFINED 01 02 93,060
INTEL CORP COM 458140100 311,334 2,619 SH DEFINED 01 02 2,619
INTERNATIONAL BUSINESS MACHS COM 459200101 3,167,812 17,872 SH DEFINED 01 02 17,872
INTERNATIONAL BUSINESS MACHS COM 459200101 86,675 489 SH DEFINED 01 02 489
INTERNATIONAL BUSINESS MACHS COM 459200101 1,637,790 9,240 SH DEFINED 01 02 9,240
INTERNATIONAL BUSINESS MACHS COM 459200101 3,156,823 17,810 SH DEFINED 01 02 17,810
INTERPUBLIC GROUP COS INC COM 460690100 846,813 10,874 SH DEFINED 01 02 10,874
INTERPUBLIC GROUP COS INC COM 460690100 818,856 10,515 SH DEFINED 01 02 10,515
INTERPUBLIC GROUP COS INC COM 460690100 6,230 80 SH DEFINED 01 02 80
INTERPUBLIC GROUP COS INC COM 460690100 (1,045,861) (13,430)SH DEFINED 01 02 (13,430)
INTL PAPER CO COM 460146103 79,565 1,886 SH DEFINED 01 02 1,886
INTL PAPER CO COM 460146103 14,555 345 SH DEFINED 01 02 345
INTL PAPER CO COM 460146103 162,504 3,852 SH DEFINED 01 02 3,852
INTL PAPER CO COM 460146103 83,783 1,986 SH DEFINED 01 02 1,986
INTUIT COM 461202103 61,050 600 SH DEFINED 01 02 600
INTUIT COM 461202103 507,224 4,985 SH DEFINED 01 02 4,985
IONICS INC COM 462218108 120,500 4,000 SH DEFINED 01 02 4,000
IONICS INC COM 462218108 600,994 19,950 SH DEFINED 01 02 19,950
IONICS INC COM 462218108 18,075 600 SH DEFINED 01 02 600
JOHN HANCOCK BK &THRIFT OPP FD SH BEN INT 409735107 109,500 12,000 SH DEFINED 01 02 12,000
JOHNSON & JOHNSON COM 478160104 1,888,887 20,202 SH DEFINED 01 02 20,202
</TABLE>
Page 9
<PAGE>
FORM 13F INFORMATION TABLE
<TABLE>
<CAPTION>
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ---------- -------- ------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
JOHNSON & JOHNSON COM 478160104 65,357 699 SH DEFINED 01 02 699
JOHNSON & JOHNSON COM 478160104 3,194,989 34,171 SH DEFINED 01 02 34,171
JOHNSON & JOHNSON COM 478160104 3,754,025 40,150 SH DEFINED 01 02 40,150
KANSAS CITY PWR & LT CO COM 485134100 455,563 18,500 SH DEFINED 01 02 18,500
KAYDON CORP COM 486587108 288,647 9,975 SH DEFINED 01 02 9,975
KCS ENERGY INC COM 482434206 18,750 10,000 SH DEFINED 01 02 10,000
KIMBERLY CLARK CORP COM 494368103 161,116 3,361 SH DEFINED 01 02 3,361
KIMBERLY CLARK CORP COM 494368103 439,918 9,177 SH DEFINED 01 02 9,177
KING PHARMACEUTICALS INC COM 495582108 277,500 10,000 SH DEFINED 01 02 10,000
KING PHARMACEUTICALS INC COM 495582108 19,980 720 SH DEFINED 01 02 720
KLA-TENCORP CORP COM 482480100 12,141 250 SH DEFINED 01 02 250
KLA-TENCORP CORP COM 482480100 415,691 8,560 SH DEFINED 01 02 8,560
KROGER CO COM 501044101 246,984 4,125 SH DEFINED 01 02 4,125
KROGER CO COM 501044101 42,212 705 SH DEFINED 01 02 705
LAM RESH CORP COM 512807108 8,265 285 SH DEFINED 01 02 285
LAM RESH CORP COM 512807108 12,528 432 SH DEFINED 01 02 432
LAM RESH CORP COM 512807108 339,735 11,715 SH DEFINED 01 02 11,715
LANDSTAR SYS INC COM 515098101 240,819 7,270 SH DEFINED 01 02 7,270
LAUDER ESTEE COS INC CL A 518439104 6,143 65 SH DEFINED 01 02 65
LAUDER ESTEE COS INC CL A 518439104 383,198 4,055 SH DEFINED 01 02 4,055
LAUDER ESTEE COS INC CL A 518439104 7,560 80 SH DEFINED 01 02 80
LEGATO SYS INC COM 524651106 726,622 14,075 SH DEFINED 01 02 14,075
LEHMAN BROS HLDGS INC COM 524908100 46,067 771 SH DEFINED 01 02 771
LEHMAN BROS HLDGS INC COM 524908100 37,045 620 SH DEFINED 01 02 620
LEHMAN BROS HLDGS INC COM 524908100 209,902 3,513 SH DEFINED 01 02 3,513
LEXMARK INTL GROUP INC CL A 529771107 1,275,375 11,400 SH DEFINED 01 02 11,400
LEXMARK INTL GROUP INC CL A 529771107 115,231 1,030 SH DEFINED 01 02 1,030
LIGHTPATH TECHNOLOGIES INC CL A 532257102 69,318 23,106 SH DEFINED 01 02 23,106
LILLY ELI & CO COM 532457108 403,156 4,750 SH DEFINED 01 02 4,750
LILLY ELI & CO COM 532457108 1,581,646 18,635 SH DEFINED 01 02 18,635
LINEAR TECHNOLOGY CORP COM 535678106 707,250 13,800 SH DEFINED 01 02 13,800
LML PMT SYS INC COM 50208P109 47,621 13,606 SH DEFINED 01 02 13,606
LOEWS CORP COM 540424108 217,905 2,920 SH DEFINED 01 02 2,920
LOEWS CORP COM 540424108 161,936 2,170 SH DEFINED 01 02 2,170
LORAL SPACE & COMMUNICATIONS COM G56462107 103,946 7,200 SH DEFINED 01 02 7,200
LORAL SPACE & COMMUNICATIONS COM G56462107 25,265 1,750 SH DEFINED 01 02 1,750
LORAL SPACE & COMMUNICATIONS COM G56462107 4,331 300 SH DEFINED 01 02 300
LORAL SPACE & COMMUNICATIONS COM G56462107 44,755 3,100 SH DEFINED 01 02 3,100
LOWES COS INC COM 548661107 363,000 6,000 SH DEFINED 01 02 6,000
LOWES COS INC COM 548661107 394,763 6,525 SH DEFINED 01 02 6,525
LSI LOGIC CORP COM 502161102 125,528 4,025 SH DEFINED 01 02 4,025
LSI LOGIC CORP COM 502161102 79,059 2,535 SH DEFINED 01 02 2,535
LUCENT TECHNOLOGIES INC COM 549463107 2,856,708 26,451 SH DEFINED 01 02 26,451
LUCENT TECHNOLOGIES INC COM 549463107 21,600 200 SH DEFINED 01 02 200
LUCENT TECHNOLOGIES INC COM 549463107 399,168 3,696 SH DEFINED 01 02 3,696
LUCENT TECHNOLOGIES INC COM 549463107 7,018,380 64,985 SH DEFINED 01 02 64,985
LUCENT TECHNOLOGIES INC COM 549463107 21,600 200 SH DEFINED 01 02 200
LUCENT TECHNOLOGIES INC COM 549463107 4,860 45 SH DEFINED 01 02 45
MANNING GREG AUCTIONS INC COM 563823103 131,250 14,000 SH DEFINED 01 02 14,000
MANNING GREG AUCTIONS INC COM 563823103 (797) (85)SH DEFINED 01 02 (85)
MAPICS INC COM 564910107 89,938 11,700 SH DEFINED 01 02 11,700
MARKETING SVCS GROUP INC COM 570907105 243,310 16,780 SH DEFINED 01 02 16,780
MARSH & MCLENNAN COS INC COM 571748102 335,239 4,515 SH DEFINED 01 02 4,515
MARSH & MCLENNAN COS INC COM 571748102 506,459 6,821 SH DEFINED 01 02 6,821
</TABLE>
Page 10
<PAGE>
FORM 13F INFORMATION TABLE
<TABLE>
<CAPTION>
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ---------- -------- ------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
MATRIX PHARMACEUTICAL INC COM 576844104 29,944 14,300 SH DEFINED 01 02 14,300
MATRIX PHARMACEUTICAL INC COM 576844104 (628) (300)SH DEFINED 01 02 (300)
MAXIM INTEGRATED PRODS INC COM 57772K101 22,191 410 SH DEFINED 01 02 410
MAXIM INTEGRATED PRODS INC COM 57772K101 871,413 16,100 SH DEFINED 01 02 16,100
MAY DEPT STORES CO COM 577778103 217,144 5,550 SH DEFINED 01 02 5,550
MAY DEPT STORES CO COM 577778103 14,476 370 SH DEFINED 01 02 370
MBNA CORP COM 55262L100 429,153 17,975 SH DEFINED 01 02 17,975
MBNA CORP COM 55262L100 577,345 24,182 SH DEFINED 01 02 24,182
MCDONALDS CORP COM 580135101 228,327 5,039 SH DEFINED 01 02 5,039
MCDONALDS CORP COM 580135101 1,385,868 30,585 SH DEFINED 01 02 30,585
MCI WORLDCOM INC COM 55268B106 3,163,258 35,718 SH DEFINED 01 02 35,718
MCI WORLDCOM INC COM 55268B106 78,820 890 SH DEFINED 01 02 890
MCI WORLDCOM INC COM 55268B106 150,555 1,700 SH DEFINED 01 02 1,700
MCI WORLDCOM INC COM 55268B106 7,231,087 81,650 SH DEFINED 01 02 81,650
MCI WORLDCOM INC COM 55268B106 220,962 2,495 SH DEFINED 01 02 2,495
MCI WORLDCOM INC COM 55268B106 (8,768) (99)SH DEFINED 01 02 (99)
MCKESSON HBOC INC COM 58155Q103 638,880 9,680 SH DEFINED 01 02 9,680
MCKESSON HBOC INC COM 58155Q103 12,672 192 SH DEFINED 01 02 192
MCKESSON HBOC INC COM 58155Q103 41,580 630 SH DEFINED 01 02 630
MCLEODUSA INC COM 582266102 205,590 4,895 SH DEFINED 01 02 4,895
MCN ENERGY GROUP INC COM 55267J100 309,194 19,250 SH DEFINED 01 02 19,250
MEDIAONE GROUP INC COM 58440J104 233,448 3,680 SH DEFINED 01 02 3,680
MEDIAONE GROUP INC COM 58440J104 9,642 152 SH DEFINED 01 02 152
MEDIAONE GROUP INC COM 58440J104 153,391 2,418 SH DEFINED 01 02 2,418
MEDIMMUNE INC COM 584699102 27,818 470 SH DEFINED 01 02 470
MEDIMMUNE INC COM 584699102 379,685 6,415 SH DEFINED 01 02 6,415
MEDTRONIC INC COM 585055106 782,647 10,889 SH DEFINED 01 02 10,889
MEDTRONIC INC COM 585055106 2,381,794 33,138 SH DEFINED 01 02 33,138
MEDTRONIC INC COM 585055106 10,063 140 SH DEFINED 01 02 140
MERCK & CO INC COM 589331107 1,620,128 20,220 SH DEFINED 01 02 20,220
MERCK & CO INC COM 589331107 113,377 1,415 SH DEFINED 01 02 1,415
MERCK & CO INC COM 589331107 40,063 500 SH DEFINED 01 02 500
MERCK & CO INC COM 589331107 3,743,360 46,719 SH DEFINED 01 02 46,719
MERCK & CO INC COM 589331107 4,006 50 SH DEFINED 01 02 50
MERCURY INTERACTIVE CORP COM 589405109 891 25 SH DEFINED 01 02 25
MERCURY INTERACTIVE CORP COM 589405109 391,519 10,990 SH DEFINED 01 02 10,990
METAMOR WORLDWIDE INC SB NT CV 2.94%04 59133PAA8 1,018,000 16,000 PRN DEFINED 01 02 16,000
MFS CHARTER INCOME TR SH BEN INT 552727109 42,467 4,500 SH DEFINED 01 02 4,500
MFS CHARTER INCOME TR SH BEN INT 552727109 193,609 20,516 SH DEFINED 01 02 20,516
MFS GOVT MKTS INCOME TR SH BEN INT 552939100 106,042 16,800 SH DEFINED 01 02 16,800
MFS INTER INCOME TR SH BEN INT 55273C107 96,063 14,500 SH DEFINED 01 02 14,500
MGM GRAND INC COM 552953101 13,383 398 SH DEFINED 01 02 398
MGM GRAND INC COM 552953101 351,381 10,450 SH DEFINED 01 02 10,450
MICROSOFT CORP COM 594918104 2,070,696 23,104 SH DEFINED 01 02 23,104
MICROSOFT CORP COM 594918104 103,069 1,150 SH DEFINED 01 02 1,150
MICROSOFT CORP COM 594918104 562,845 6,280 SH DEFINED 01 02 6,280
MICROSOFT CORP COM 594918104 3,543,773 39,540 SH DEFINED 01 02 39,540
MICROSOFT CORP COM 594918104 8,963 100 SH DEFINED 01 02 100
MICROSOFT CORP COM 594918104 (2,778) (31)SH DEFINED 01 02 (31)
MINNESOTA MNG & MFG CO COM 604059105 68,274 965 SH DEFINED 01 02 965
MINNESOTA MNG & MFG CO COM 604059105 357,641 5,055 SH DEFINED 01 02 5,055
MOLECULAR BIOSYSTEMS INC COM 608513107 26,394 10,055 SH DEFINED 01 02 10,055
MOLEX INC CL A 608554200 102,362 3,956 SH DEFINED 01 02 3,956
MOLEX INC CL A 608554200 145,081 5,607 SH DEFINED 01 02 5,607
</TABLE>
Page 11
<PAGE>
FORM 13F INFORMATION TABLE
<TABLE>
<CAPTION>
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ---------- -------- ------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
MORGAN GRENFELL SMALLCAP FD CAP STK 617357108 123,373 14,202 SH DEFINED 01 02 14,202
MORGAN J P & CO INC COM 616880100 31,584 256 SH DEFINED 01 02 256
MORGAN J P & CO INC COM 616880100 741,484 6,010 SH DEFINED 01 02 6,010
MORGAN STANLEY DEAN WITTER HI INCM ADVANT 61745P205 4,937 1,000 SH DEFINED 01 02 1,000
MORGAN STANLEY DEAN WITTER HI INCM ADVANT 61745P205 52,332 10,600 SH DEFINED 01 02 10,600
MORGAN STANLEY DEAN WITTER MUN INC OPP II 61745P445 87,500 10,000 SH DEFINED 01 02 10,000
MORGAN STANLEY DEAN WITTER QUALT MUN INCM 61745P734 387,469 25,100 SH DEFINED 01 02 25,100
MORGAN STANLEY DEAN WITTER&CO COM NEW 617446448 594,725 5,951 SH DEFINED 01 02 5,951
MORGAN STANLEY DEAN WITTER&CO COM NEW 617446448 400 4 SH DEFINED 01 02 4
MORGAN STANLEY DEAN WITTER&CO COM NEW 617446448 2,520,611 25,222 SH DEFINED 01 02 25,222
MORTON INDUSTRIAL GROUP CL A 619328107 88,750 10,000 SH DEFINED 01 02 10,000
MOTOROLA INC COM 620076109 351,380 4,797 SH DEFINED 01 02 4,797
MOTOROLA INC COM 620076109 113,538 1,550 SH DEFINED 01 02 1,550
MOTOROLA INC COM 620076109 208,177 2,842 SH DEFINED 01 02 2,842
MOTOROLA INC COM 620076109 14,650 200 SH DEFINED 01 02 200
MUNIHOLDINGS N Y INSD FD INC COM 625931100 27,170 1,789 SH DEFINED 01 02 1,789
MUNIHOLDINGS N Y INSD FD INC COM 625931100 107,904 7,105 SH DEFINED 01 02 7,105
MUNIHOLDINGS N Y INSD FD INC COM 625931100 179,207 11,800 SH DEFINED 01 02 11,800
MUNIYIELD INSD FD INC COM 62630E107 840,870 55,139 SH DEFINED 01 02 55,139
MUNIYIELD N Y INSD FD INC COM 626301105 1,869,200 116,825 SH DEFINED 01 02 116,825
MUNIYIELD N Y INSD FD INC COM 626301105 224,000 14,000 SH DEFINED 01 02 14,000
MUNIYIELD QUALITY FD INC COM 626302103 1,461,357 99,500 SH DEFINED 01 02 99,500
MUNIYIELD QUALITY FD INC COM 626302103 131,742 8,970 SH DEFINED 01 02 8,970
NATIONAL-OILWELL INC COM 637071101 925 80 SH DEFINED 01 02 80
NATIONAL-OILWELL INC COM 637071101 13,874 1,200 SH DEFINED 01 02 1,200
NATIONAL-OILWELL INC COM 637071101 261,162 22,588 SH DEFINED 01 02 22,588
NBTY INC COM 628782104 87,750 18,000 SH DEFINED 01 02 18,000
NCR CORP NEW COM 62886E108 106,350 2,127 SH DEFINED 01 02 2,127
NCR CORP NEW COM 62886E108 5,150 103 SH DEFINED 01 02 103
NCR CORP NEW COM 62886E108 279,600 5,592 SH DEFINED 01 02 5,592
NCR CORP NEW COM 62886E108 3,266,850 65,337 SH DEFINED 01 02 65,337
NETPLEX GROUP INC COM 641147103 68,393 20,650 SH DEFINED 01 02 20,650
NETRIX CORP COM 641148101 32,244 12,000 SH DEFINED 01 02 12,000
NETRIX CORP COM 641148101 134 50 SH DEFINED 01 02 50
NETWORK APPLIANCE INC COM 64120L104 333,619 6,590 SH DEFINED 01 02 6,590
NETWORK APPLIANCE INC COM 64120L104 74,621 1,474 SH DEFINED 01 02 1,474
NETWORK APPLIANCE INC COM 64120L104 727,329 14,367 SH DEFINED 01 02 14,367
NETWORK SOLUTIONS INC DEL CL A 64121Q102 207,799 1,965 SH DEFINED 01 02 1,965
NEUROCRINE BIOSCIENCES INC COM 64125C109 20,748 4,000 SH DEFINED 01 02 4,000
NEUROCRINE BIOSCIENCES INC COM 64125C109 31,122 6,000 SH DEFINED 01 02 6,000
NEWS CORP LTD SP ADR PFD 652487802 10,698 389 SH DEFINED 01 02 389
NEWS CORP LTD SP ADR PFD 652487802 89,375 3,250 SH DEFINED 01 02 3,250
NEWS CORP LTD SP ADR PFD 652487802 1,205,270 43,828 SH DEFINED 01 02 43,828
NEXTEL COMMUNICATIONS INC CL A 65332V103 18,313 500 SH DEFINED 01 02 500
NEXTEL COMMUNICATIONS INC CL A 65332V103 249,416 6,810 SH DEFINED 01 02 6,810
NEXTEL COMMUNICATIONS INC CL A 65332V103 147 4 SH DEFINED 01 02 4
NEXTLINK COMMUNICATIONS INC CL A 65333H707 211,960 3,785 SH DEFINED 01 02 3,785
NFO WORLDWIDE INC COM 62910N108 242,000 24,200 SH DEFINED 01 02 24,200
NOKIA CORP SPONSORED ADR 654902204 1,268,895 8,147 SH DEFINED 01 02 8,147
NOKIA CORP SPONSORED ADR 654902204 15,575 100 SH DEFINED 01 02 100
NOKIA CORP SPONSORED ADR 654902204 19,879,619 127,638 SH DEFINED 01 02 127,638
NORFOLK SOUTHERN CORP COM 655844108 208,363 7,900 SH DEFINED 01 02 7,900
NORFOLK SOUTHERN CORP COM 655844108 31,650 1,200 SH DEFINED 01 02 1,200
NORTH AMERN VACCINE INC COM 657201109 61,250 10,000 SH DEFINED 01 02 10,000
</TABLE>
Page 12
<PAGE>
FORM 13F INFORMATION TABLE
<TABLE>
<CAPTION>
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ---------- -------- ------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
NORTHERN TR CORP COM 665859104 17,762 200 SH DEFINED 01 02 200
NORTHERN TR CORP COM 665859104 504,452 5,680 SH DEFINED 01 02 5,680
NOVELLUS SYS INC COM 670008101 33,075 600 SH DEFINED 01 02 600
NOVELLUS SYS INC COM 670008101 179,708 3,260 SH DEFINED 01 02 3,260
NOVO-NORDISK A S ADR 670100205 273,972 5,027 SH DEFINED 01 02 5,027
NTL INC COM 629407107 219,224 2,694 SH DEFINED 01 02 2,694
NUVEEN PREM INCOME MUN FD COM 67062T100 111,480 7,432 SH DEFINED 01 02 7,432
NUVEEN PREM INCOME MUN FD COM 67062T100 124,500 8,300 SH DEFINED 01 02 8,300
NUVEEN QUALITY INCOME MUN FD COM 670977107 185,957 11,400 SH DEFINED 01 02 11,400
OFFICE DEPOT INC COM 676220106 799,542 21,357 SH DEFINED 01 02 21,357
OFFICE DEPOT INC COM 676220106 1,887,386 50,415 SH DEFINED 01 02 50,415
OMNICOM GROUP INC COM 681919106 13,669 171 SH DEFINED 01 02 171
OMNICOM GROUP INC COM 681919106 489,294 6,121 SH DEFINED 01 02 6,121
OPTIMAL ROBOTICS CORP CL A NEW 68388R208 151,925 20,600 SH DEFINED 01 02 20,600
ORACLE CORP COM 68389X105 116,709 4,425 SH DEFINED 01 02 4,425
ORACLE CORP COM 68389X105 20,309 770 SH DEFINED 01 02 770
ORACLE CORP COM 68389X105 17,935 680 SH DEFINED 01 02 680
ORACLE CORP COM 68389X105 600,084 22,752 SH DEFINED 01 02 22,752
ORACLE CORP COM 68389X105 2,638 100 SH DEFINED 01 02 100
PALL CORP COM 696429307 83,804 5,060 SH DEFINED 01 02 5,060
PALL CORP COM 696429307 2,377,144 143,530 SH DEFINED 01 02 143,530
PARAMETRIC TECHNOLOGY CORP COM 699173100 183,675 9,300 SH DEFINED 01 02 9,300
PARAMETRIC TECHNOLOGY CORP COM 699173100 223,175 11,300 SH DEFINED 01 02 11,300
PAYCHEX INC COM 704326107 16,935 357 SH DEFINED 01 02 357
PAYCHEX INC COM 704326107 189,369 3,992 SH DEFINED 01 02 3,992
PENNEY J C INC COM 708160106 376,650 9,300 SH DEFINED 01 02 9,300
PEOPLES ENERGY CORP COM 711030106 1,117,995 34,600 SH DEFINED 01 02 34,600
PEPSICO INC COM 713448108 1,783,204 45,505 SH DEFINED 01 02 45,505
PEPSICO INC COM 713448108 2,155 55 SH DEFINED 01 02 55
PEPSICO INC COM 713448108 101,573 2,592 SH DEFINED 01 02 2,592
PEPSICO INC COM 713448108 1,886,462 48,140 SH DEFINED 01 02 48,140
PEREGRINE SYSTEMS INC COM 71366Q101 223,270 6,640 SH DEFINED 01 02 6,640
PFF BANCORP INC COM 69331W104 17,500 1,000 SH DEFINED 01 02 1,000
PFF BANCORP INC COM 69331W104 4,317,182 246,664 SH DEFINED 01 02 246,364
PFIZER INC COM 717081103 5,888,689 42,441 SH DEFINED 01 02 42,441
PFIZER INC COM 717081103 124,875 900 SH DEFINED 01 02 900
PFIZER INC COM 717081103 461,344 3,325 SH DEFINED 01 02 3,325
PFIZER INC COM 717081103 13,510,504 97,373 SH DEFINED 01 02 97,373
PFIZER INC COM 717081103 10,406 75 SH DEFINED 01 02 75
PFIZER INC COM 717081103 (1,873,125) (13,500)SH DEFINED 01 02 (13,500)
PHILIP MORRIS COS INC COM 718154107 505,672 14,371 SH DEFINED 01 02 14,371
PHILIP MORRIS COS INC COM 718154107 132,127 3,755 SH DEFINED 01 02 3,755
PHILLIPS PETE CO COM 718507106 1,890 40 SH DEFINED 01 02 40
PHILLIPS PETE CO COM 718507106 791,438 16,750 SH DEFINED 01 02 16,750
PHOENIX TECHNOLOGY LTD COM 719153108 102,000 12,000 SH DEFINED 01 02 12,000
PILGRIM PRIME RATE TR NEW SH BEN INT 72146W103 59,887 6,346 SH DEFINED 01 02 6,346
PILGRIM PRIME RATE TR NEW SH BEN INT 72146W103 23,593 2,500 SH DEFINED 01 02 2,500
PILGRIM PRIME RATE TR NEW SH BEN INT 72146W103 9,295 985 SH DEFINED 01 02 985
PILGRIM PRIME RATE TR NEW SH BEN INT 72146W103 17,676 1,873 SH DEFINED 01 02 1,873
PITNEY BOWES INC COM 724479100 269,663 4,230 SH DEFINED 01 02 4,230
PITNEY BOWES INC COM 724479100 186,150 2,920 SH DEFINED 01 02 2,920
PMC-SIERRA INC COM 69344F106 149,706 2,103 SH DEFINED 01 02 2,103
PMC-SIERRA INC COM 69344F106 1,340,380 18,829 SH DEFINED 01 02 18,829
PNC BK CORP COM 693475105 35,004 630 SH DEFINED 01 02 630
</TABLE>
Page 13
<PAGE>
FORM 13F INFORMATION TABLE
<TABLE>
<CAPTION>
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ---------- -------- ------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
PNC BK CORP COM 693475105 893,715 16,085 SH DEFINED 01 02 16,085
PRAXAIR INC COM 74005P104 38,045 1,055 SH DEFINED 01 02 1,055
PRAXAIR INC COM 74005P104 3,606 100 SH DEFINED 01 02 100
PRAXAIR INC COM 74005P104 175,983 4,880 SH DEFINED 01 02 4,880
PROCTER & GAMBLE CO COM 742718109 615,436 6,284 SH DEFINED 01 02 6,284
PROCTER & GAMBLE CO COM 742718109 1,763 18 SH DEFINED 01 02 18
PROCTER & GAMBLE CO COM 742718109 973,494 9,940 SH DEFINED 01 02 9,940
PROVIDIAN FINL CORP COM 74406A102 324,170 2,947 SH DEFINED 01 02 2,947
PROVIDIAN FINL CORP COM 74406A102 38,500 350 SH DEFINED 01 02 350
PSINET INC COM 74437C101 72,355 1,700 SH DEFINED 01 02 1,700
PSINET INC COM 74437C101 47,882 1,125 SH DEFINED 01 02 1,125
PSINET INC COM 74437C101 131,091 3,080 SH DEFINED 01 02 3,080
PSINET INC COM 74437C101 (1,702) (40)SH DEFINED 01 02 (40)
QLOGIC CORP COM 747277101 561,836 8,370 SH DEFINED 01 02 8,370
QUALCOMM INC COM 747525103 275,864 2,218 SH DEFINED 01 02 2,218
QUALCOMM INC COM 747525103 204,473 1,644 SH DEFINED 01 02 1,644
QUALCOMM INC COM 747525103 6,219 50 SH DEFINED 01 02 50
QUALCOMM INC COM 747525103 883,809 7,106 SH DEFINED 01 02 7,106
QUALCOMM INC COM 747525103 2,525,310 20,304 SH DEFINED 01 02 20,304
QUALCOMM INC COM 747525103 3,358 27 SH DEFINED 01 02 27
QWEST COMMUNICATIONS INTL INC COM 749121109 845,230 11,724 SH DEFINED 01 02 11,724
QWEST COMMUNICATIONS INTL INC COM 749121109 3,893 54 SH DEFINED 01 02 54
QWEST COMMUNICATIONS INTL INC COM 749121109 8,651 120 SH DEFINED 01 02 120
QWEST COMMUNICATIONS INTL INC COM 749121109 746,101 10,349 SH DEFINED 01 02 10,349
QWEST COMMUNICATIONS INTL INC COM 749121109 (506,460) (7,025)SH DEFINED 01 02 (7,025)
R & B FALCON CORP COM 74912E101 17,250 2,000 SH DEFINED 01 02 2,000
R & B FALCON CORP COM 74912E101 131,316 15,225 SH DEFINED 01 02 15,225
RATIONAL SOFTWARE CORP COM NEW 75409P202 26,812 1,000 SH DEFINED 01 02 1,000
RATIONAL SOFTWARE CORP COM NEW 75409P202 207,525 7,740 SH DEFINED 01 02 7,740
READ-RITE CORP SUB NT CV 6.5%04 755246AA3 890,625 15,000 PRN DEFINED 01 02 15,000
REALNETWORKS INC COM 75605L104 626,208 5,125 SH DEFINED 01 02 5,125
REALNETWORKS INC COM 75605L104 273,455 2,238 SH DEFINED 01 02 2,238
REALNETWORKS INC COM 75605L104 378,780 3,100 SH DEFINED 01 02 3,100
RELIANT ENERGY INC COM 75952J108 23,378 897 SH DEFINED 01 02 897
RELIANT ENERGY INC COM 75952J108 758,404 29,100 SH DEFINED 01 02 29,100
RELIASTAR FINL CORP COM 75952U103 53,921 1,265 SH DEFINED 01 02 1,265
RELIASTAR FINL CORP COM 75952U103 6,219,351 145,965 SH DEFINED 01 02 145,690
RELIASTAR FINL CORP COM 75952U103 4,902 115 SH DEFINED 01 02 115
RENAISSANCE RE HLDGS LTD COM G7496G103 336,094 9,620 SH DEFINED 01 02 9,620
RESPIRONICS INC COM 761230101 147,694 11,200 SH DEFINED 01 02 11,200
RESPONSE USA INC COM NEW 761235506 17,649 8,690 SH DEFINED 01 02 8,690
RESPONSE USA INC COM NEW 761235506 40,620 20,000 SH DEFINED 01 02 20,000
RESPONSE USA INC COM NEW 761235506 88,775 43,710 SH DEFINED 01 02 43,710
RF MICRODEVICES INC COM 749941100 819,559 8,565 SH DEFINED 01 02 8,565
ROBERT HALF INTL INC COM 770323103 211,670 6,451 SH DEFINED 01 02 6,451
ROHM & HAAS CO COM 775371107 13,425 400 SH DEFINED 01 02 400
ROHM & HAAS CO COM 775371107 190,129 5,665 SH DEFINED 01 02 5,665
ROSLYN BANCORP INC COM 778162107 43,605 2,584 SH DEFINED 01 02 2,584
ROSLYN BANCORP INC COM 778162107 3,023,625 179,150 SH DEFINED 01 02 178,650
ROSLYN BANCORP INC COM 778162107 7,763 460 SH DEFINED 01 02 460
ROWAN COS INC COM 779382100 1,903 150 SH DEFINED 01 02 150
ROWAN COS INC COM 779382100 54,871 4,325 SH DEFINED 01 02 4,325
ROWAN COS INC COM 779382100 848,164 66,853 SH DEFINED 01 02 66,853
ROYAL DUTCH PETE CO NY REG GLD1.25 780257804 117,260 2,255 PRN DEFINED 01 02 2,255
</TABLE>
Page 14
<PAGE>
FORM 13F INFORMATION TABLE
<TABLE>
<CAPTION>
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ---------- -------- ------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ROYAL DUTCH PETE CO NY REG GLD1.25 780257804 45,344 872 PRN DEFINED 01 02 872
ROYAL DUTCH PETE CO NY REG GLD1.25 780257804 1,739,660 33,455 PRN DEFINED 01 02 33,455
RSL COMMUNICATIONS LTD CL A G7702U102 146,443 4,075 SH DEFINED 01 02 4,075
RSL COMMUNICATIONS LTD CL A G7702U102 163,693 4,555 SH DEFINED 01 02 4,555
RSL COMMUNICATIONS LTD CL A G7702U102 701,921 19,532 SH DEFINED 01 02 19,532
SABRE GROUP HLDGS INC CL A 785905100 25,455 561 SH DEFINED 01 02 561
SABRE GROUP HLDGS INC CL A 785905100 3,531,616 77,855 SH DEFINED 01 02 77,730
SABRE GROUP HLDGS INC CL A 785905100 3,403 75 SH DEFINED 01 02 75
SABRE GROUP HLDGS INC CL A 785905100 1,634,589 36,024 SH DEFINED 01 02 36,024
SAFEWAY INC COM NEW 786514208 148,959 2,903 SH DEFINED 01 02 2,903
SAFEWAY INC COM NEW 786514208 10,262 200 SH DEFINED 01 02 200
SAFEWAY INC COM NEW 786514208 149,831 2,920 SH DEFINED 01 02 2,920
SAFEWAY INC COM NEW 786514208 4,105 80 SH DEFINED 01 02 80
SAN JUAN BASIN RTY TR UNIT BEN INT 798241105 78,975 11,700 SH DEFINED 01 02 11,700
SANMINA CORP COM 800907107 104,040 1,632 SH DEFINED 01 02 1,632
SANMINA CORP COM 800907107 517,459 8,117 SH DEFINED 01 02 8,117
SARA LEE CORP COM 803111103 286,976 11,595 SH DEFINED 01 02 11,595
SARA LEE CORP COM 803111103 126,225 5,100 SH DEFINED 01 02 5,100
SARA LEE CORP COM 803111103 3,543,730 143,181 SH DEFINED 01 02 143,181
SBC COMMUNICATIONS INC COM 78387G103 1,257,675 26,653 SH DEFINED 01 02 26,653
SBC COMMUNICATIONS INC COM 78387G103 133,067 2,820 SH DEFINED 01 02 2,820
SBC COMMUNICATIONS INC COM 78387G103 1,693,966 35,899 SH DEFINED 01 02 35,899
SBC COMMUNICATIONS INC COM 78387G103 78,849 1,671 SH DEFINED 01 02 1,671
SCHERING PLOUGH CORP COM 806605101 1,012,180 18,320 SH DEFINED 01 02 18,320
SCHERING PLOUGH CORP COM 806605101 176,800 3,200 SH DEFINED 01 02 3,200
SCHERING PLOUGH CORP COM 806605101 3,267,596 59,142 SH DEFINED 01 02 59,142
SCHERING PLOUGH CORP COM 806605101 47,791 865 SH DEFINED 01 02 865
SCHLUMBERGER LTD COM 806857108 327,237 5,437 SH DEFINED 01 02 5,437
SCHLUMBERGER LTD COM 806857108 66,206 1,100 SH DEFINED 01 02 1,100
SCHLUMBERGER LTD COM 806857108 2,352,589 39,088 SH DEFINED 01 02 39,088
SCHWAB CHARLES CORP NEW COM 808513105 819,466 8,525 SH DEFINED 01 02 8,525
SCHWAB CHARLES CORP NEW COM 808513105 607,606 6,321 SH DEFINED 01 02 6,321
SDL INC COM 784076101 21,962 242 SH DEFINED 01 02 242
SDL INC COM 784076101 739,613 8,150 SH DEFINED 01 02 8,150
SECTOR SPDR TR SBI INT-UTILS 81369Y886 1,846,740 69,200 SH DEFINED 01 02 69,200
SEMPRA ENERGY COM 816851109 11,512 600 SH DEFINED 01 02 600
SEMPRA ENERGY COM 816851109 550,667 28,700 SH DEFINED 01 02 28,700
SERVICE CORP INTL COM 817565104 213,323 14,970 SH DEFINED 01 02 14,970
SERVICE CORP INTL COM 817565104 17,385 1,220 SH DEFINED 01 02 1,220
SERVICE CORP INTL COM 817565104 1,605,068 113,041 SH DEFINED 01 02 112,441
SERVICE CORP INTL COM 817565104 82,508 5,790 SH DEFINED 01 02 5,790
SERVICE CORP INTL COM 817565104 1,729,736 121,385 SH DEFINED 01 02 121,385
SERVICEMASTER CO COM 81760N109 293,955 14,472 SH DEFINED 01 02 14,472
SHAW COMMUNICATIONS INC CL B CONV 82028K200 643,740 20,000 SH DEFINED 01 02 20,000
SMITH CORONA CORP COM NEW 831858204 31,371 37,169 SH DEFINED 01 02 37,169
SMITHKLINE BEECHAM PLC ADR REP ORD 832378301 32,175 450 SH DEFINED 01 02 450
SMITHKLINE BEECHAM PLC ADR REP ORD 832378301 245,245 3,430 SH DEFINED 01 02 3,430
SOLECTRON CORP COM 834182107 350,812 7,224 SH DEFINED 01 02 7,224
SOLECTRON CORP COM 834182107 426,083 8,774 SH DEFINED 01 02 8,774
SOUTHWEST AIRLS CO COM 844741108 719,406 23,782 SH DEFINED 01 02 23,782
SOUTHWEST AIRLS CO COM 844741108 3,025 100 SH DEFINED 01 02 100
SOUTHWEST AIRLS CO COM 844741108 1,027,744 33,975 SH DEFINED 01 02 33,975
SPDR TR UNIT SER 1 78462F103 3,209 25 SH DEFINED 01 02 25
SPDR TR UNIT SER 1 78462F103 1,855,019 14,450 SH DEFINED 01 02 14,450
</TABLE>
Page 15
<PAGE>
FORM 13F INFORMATION TABLE
<TABLE>
<CAPTION>
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ---------- -------- ------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
SPRINT CORP COM FON GROUP 852061100 1,077,314 10,979 SH DEFINED 01 02 10,979
SPRINT CORP COM FON GROUP 852061100 2,043,944 20,830 SH DEFINED 01 02 20,830
SPRINT CORP COM FON GROUP 852061100 4,396,981 44,810 SH DEFINED 01 02 44,810
SPRINT CORP PCS COM SER 1 852061506 173,260 3,910 SH DEFINED 01 02 3,910
SPRINT CORP PCS COM SER 1 852061506 4,431 100 SH DEFINED 01 02 100
SPRINT CORP PCS COM SER 1 852061506 382,856 8,640 SH DEFINED 01 02 8,640
STAPLES INC COM 855030102 583,170 17,739 SH DEFINED 01 02 17,739
STAPLES INC COM 855030102 611,081 18,588 SH DEFINED 01 02 18,588
STARBASE CORP COM NEW 854910205 51,926 30,780 SH DEFINED 01 02 30,780
STEWART INFORMATION SVCS CORP COM 860372101 6,712 200 SH DEFINED 01 02 200
STEWART INFORMATION SVCS CORP COM 860372101 1,496,530 44,590 SH DEFINED 01 02 44,590
SUFFOLK BANCORP COM 864739107 211,140 7,820 SH DEFINED 01 02 7,820
SUN MICROSYSTEMS INC COM 866810104 2,689,208 21,503 SH DEFINED 01 02 21,503
SUN MICROSYSTEMS INC COM 866810104 197,223 1,577 SH DEFINED 01 02 1,577
SUN MICROSYSTEMS INC COM 866810104 13,801,592 110,358 SH DEFINED 01 02 110,358
SUN MICROSYSTEMS INC COM 866810104 25,012 200 SH DEFINED 01 02 200
SUNDANCE HOMES INC COM 86724Q106 14,950 23,920 SH DEFINED 01 02 23,920
SWIFT ENERGY CO SB NT CV 6.25%06 870738AB7 1,925,000 25,000 PRN DEFINED 01 02 25,000
SYBRON INTL CORP COM 87114F106 5,255,937 210,160 SH DEFINED 01 02 209,460
SYBRON INTL CORP COM 87114F106 6,250 250 SH DEFINED 01 02 250
SYLVAN LEARNING SYS INC COM 871399101 813,038 29,700 SH DEFINED 01 02 29,700
SYMBOL TECHNOLOGIES INC COM 871508107 89,415 1,987 SH DEFINED 01 02 1,987
SYMBOL TECHNOLOGIES INC COM 871508107 5,697,058 126,394 SH DEFINED 01 02 126,144
SYMBOL TECHNOLOGIES INC COM 871508107 47,250 1,050 SH DEFINED 01 02 1,050
TCSI CORP COM 87233R106 53,242 27,934 SH DEFINED 01 02 27,934
TELECOMUNICACOES BRASILEIRAS S SPONSORED ADR 879287100 4,317 27,672 SH DEFINED 01 02 27,672
TELECOMUNICACOES BRASILEIRAS S SPONSORED ADR 879287100 978 6,268 SH DEFINED 01 02 6,268
TELEFONICA S A SPONSORED ADR 879382208 17,119 134 SH DEFINED 01 02 134
TELEFONICA S A SPONSORED ADR 879382208 2,210,586 17,304 SH DEFINED 01 02 17,304
TELLABS INC COM 879664100 4,974,302 50,888 SH DEFINED 01 02 50,888
TELLABS INC COM 879664100 9,775 100 SH DEFINED 01 02 100
TELLABS INC COM 879664100 923,738 9,450 SH DEFINED 01 02
TELULAR CORP COM NEW 87970T208 31,341 21,810 SH DEFINED 01 02 21,810
TEMPLETON EMERG MKTS INCOME FD COM 880192109 31,398 3,200 SH DEFINED 01 02 3,200
TEMPLETON EMERG MKTS INCOME FD COM 880192109 193,159 19,686 SH DEFINED 01 02 19,686
TEXACO INC COM 881694103 263,036 4,635 SH DEFINED 01 02 4,635
TEXACO INC COM 881694103 11,350 200 SH DEFINED 01 02 200
TEXACO INC COM 881694103 738,658 13,016 SH DEFINED 01 02 13,016
TEXAS INSTRS INC COM 882508104 1,222,661 12,319 SH DEFINED 01 02 12,319
TEXAS INSTRS INC COM 882508104 158,800 1,600 SH DEFINED 01 02 1,600
TEXAS INSTRS INC COM 882508104 1,305,733 13,156 SH DEFINED 01 02 13,156
THERMOLASE CORP COM 883624108 2,875 1,000 SH DEFINED 01 02 1,000
THERMOLASE CORP COM 883624108 219,938 76,500 SH DEFINED 01 02 76,500
TIME WARNER INC COM 887315109 1,140,569 16,107 SH DEFINED 01 02 16,107
TIME WARNER INC COM 887315109 3,541 50 SH DEFINED 01 02 50
TIME WARNER INC COM 887315109 14,162 200 SH DEFINED 01 02 200
TIME WARNER INC COM 887315109 641,698 9,062 SH DEFINED 01 02 9,062
TOPPS INC COM 890786106 114,188 26,100 SH DEFINED 01 02 26,100
TOSCO CORP COM NEW 891490302 552,067 22,250 SH DEFINED 01 02 22,250
TRAVELERS PPTY CAS CORP CL A 893939108 893,750 25,000 SH DEFINED 01 02 25,000
TRICON GLOBAL RESTAURANTS COM 895953107 195,998 2,790 SH DEFINED 01 02 2,790
TRICON GLOBAL RESTAURANTS COM 895953107 30,840 439 SH DEFINED 01 02 439
TRICON GLOBAL RESTAURANTS COM 895953107 25,290 360 SH DEFINED 01 02 360
TRITON ENERGY LTD ORD G90751101 3,938 500 SH DEFINED 01 02 500
</TABLE>
Page 16
<PAGE>
FORM 13F INFORMATION TABLE
<TABLE>
<CAPTION>
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ---------- -------- ------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
TRITON ENERGY LTD ORD G90751101 1,737,216 217,750 SH DEFINED 01 02 216,500
TRW INC COM 872649108 22,022 484 SH DEFINED 01 02 484
TRW INC COM 872649108 642,460 14,120 SH DEFINED 01 02 14,120
TRW INC COM 872649108 18,200 400 SH DEFINED 01 02 400
TYCO INTL LTD NEW COM 902124106 899,315 12,534 SH DEFINED 01 02 12,534
TYCO INTL LTD NEW COM 902124106 9,471 132 SH DEFINED 01 02 132
TYCO INTL LTD NEW COM 902124106 255,000 3,554 SH DEFINED 01 02 3,554
TYCO INTL LTD NEW COM 902124106 1,333,689 18,588 SH DEFINED 01 02 18,588
TYCO INTL LTD NEW COM 902124106 5,023 70 SH DEFINED 01 02 70
U S OFFICE PRODS CO SUB NT CV 5.5%01 912325AA5 208,875 3,000 PRN DEFINED 01 02 3,000
U S WEST INC NEW COM 91273H101 400,191 7,268 SH DEFINED 01 02 7,268
U S WEST INC NEW COM 91273H101 11,673 212 SH DEFINED 01 02 212
U S WEST INC NEW COM 91273H101 673,794 12,237 SH DEFINED 01 02 12,237
U S WEST INC NEW COM 91273H101 220,248 4,000 SH DEFINED 01 02 4,000
UAL CORP COM PAR $0.01 902549500 1,466,931 18,837 SH DEFINED 01 02 18,837
UNION PAC CORP COM 907818108 268,788 5,030 SH DEFINED 01 02 5,030
UNION PAC CORP COM 907818108 154,967 2,900 SH DEFINED 01 02 2,900
UNION PAC CORP COM 907818108 288,560 5,400 SH DEFINED 01 02 5,400
UNION PAC CORP COM 907818108 2,292,501 42,901 SH DEFINED 01 02 42,901
UNION PLANTERS CORP COM 908068109 140,598 3,200 SH DEFINED 01 02 3,200
UNION PLANTERS CORP COM 908068109 169,157 3,850 SH DEFINED 01 02 3,850
UNITED TECHNOLOGIES CORP COM 913017109 349,157 2,578 SH DEFINED 01 02 2,578
UNITED TECHNOLOGIES CORP COM 913017109 1,763,390 13,020 SH DEFINED 01 02 13,020
UNOCAL CORP COM 915289102 84,739 2,298 SH DEFINED 01 02 2,298
UNOCAL CORP COM 915289102 143,702 3,897 SH DEFINED 01 02 3,897
US BANCORP DEL COM 902973106 192,007 5,637 SH DEFINED 01 02 5,637
US BANCORP DEL COM 902973106 67,954 1,995 SH DEFINED 01 02 1,995
UTILICORP UTD INC COM 918005109 924,788 40,650 SH DEFINED 01 02 40,650
VAN KAMPEN MUN TR SH BEN INT 920919107 51,595 3,163 SH DEFINED 01 02 3,163
VAN KAMPEN MUN TR SH BEN INT 920919107 114,184 7,000 SH DEFINED 01 02 7,000
VAN KAMPEN SENIOR INCOME TR COM 920961109 9,250 1,000 SH DEFINED 01 02 1,000
VAN KAMPEN SENIOR INCOME TR COM 920961109 497,650 53,800 SH DEFINED 01 02 53,800
VERISIGN INC COM 92343E102 1,540 10 SH DEFINED 01 02 10
VERISIGN INC COM 92343E102 6,160 40 SH DEFINED 01 02 40
VERISIGN INC COM 92343E102 340,340 2,210 SH DEFINED 01 02 2,210
VERITAS SOFTWARE CO COM 923436109 29,797 369 SH DEFINED 01 02 369
VERITAS SOFTWARE CO COM 923436109 527,863 6,537 SH DEFINED 01 02 6,537
VERTICALNET INC COM 92532L107 135,038 1,300 SH DEFINED 01 02 1,300
VERTICALNET INC COM 92532L107 140,751 1,355 SH DEFINED 01 02 1,355
VERTICALNET INC COM 92532L107 20,775 200 SH DEFINED 01 02 200
VIACOM INC CL B 925524308 1,196,018 14,249 SH DEFINED 01 02 14,249
VIACOM INC CL B 925524308 77,558 924 SH DEFINED 01 02 924
VIACOM INC CL B 925524308 961,079 11,450 SH DEFINED 01 02 11,450
VIGNETTE CORP COM 926734104 10,159 135 SH DEFINED 01 02 135
VIGNETTE CORP COM 926734104 346,526 4,605 SH DEFINED 01 02 4,605
VION PHARMACEUTICALS INC WT B EX 081400 927624122 65,415 77,506 SH DEFINED 01 02 77,506
VISX INC DEL COM 92844S105 506,079 4,705 SH DEFINED 01 02 4,705
VISX INC DEL COM 92844S105 265,678 2,470 SH DEFINED 01 02 2,470
VISX INC DEL COM 92844S105 78,520 730 SH DEFINED 01 02 730
VODAFONE GROUP PLC SPONSORED ADR 92857T107 1,289,092 6,866 SH DEFINED 01 02 6,866
VODAFONE GROUP PLC SPONSORED ADR 92857T107 112,650 600 SH DEFINED 01 02 600
VODAFONE GROUP PLC SPONSORED ADR 92857T107 4,268,496 22,735 SH DEFINED 01 02 22,735
VORNADO RLTY TR SH BEN INT 929042109 258,750 7,500 SH DEFINED 01 02 7,500
VORNADO RLTY TR SH BEN INT 929042109 2,588 75 SH DEFINED 01 02 75
</TABLE>
Page 17
<PAGE>
FORM 13F INFORMATION TABLE
<TABLE>
<CAPTION>
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ---------- -------- ------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
WAL MART STORES INC COM 931142103 891,540 9,671 SH DEFINED 01 02 9,671
WAL MART STORES INC COM 931142103 72,828 790 SH DEFINED 01 02 790
WAL MART STORES INC COM 931142103 1,716,983 18,625 SH DEFINED 01 02 18,625
WALGREEN CO COM 931422109 361,854 12,809 SH DEFINED 01 02 12,809
WALGREEN CO COM 931422109 574,238 20,327 SH DEFINED 01 02 20,327
WARNER LAMBERT CO COM 934488107 838,791 12,661 SH DEFINED 01 02 12,661
WARNER LAMBERT CO COM 934488107 560,740 8,464 SH DEFINED 01 02 8,464
WARNER LAMBERT CO COM 934488107 66,250 1,000 SH DEFINED 01 02 1,000
WARNER LAMBERT CO COM 934488107 331,250 5,000 SH DEFINED 01 02 5,000
WASHINGTON MUT INC COM 939322103 163,664 4,004 SH DEFINED 01 02 4,004
WASHINGTON MUT INC COM 939322103 5,559 136 SH DEFINED 01 02 136
WASHINGTON MUT INC COM 939322103 5,978,267 146,418 SH DEFINED 01 02 145,968
WASHINGTON MUT INC COM 939322103 144,984 3,547 SH DEFINED 01 02 3,547
WASHINGTON MUT INC COM 939322103 2,334,535 57,114 SH DEFINED 01 02 57,114
WASTE MGMT INC DEL COM 94106L109 526,509 11,865 SH DEFINED 01 02 11,865
WASTE MGMT INC DEL COM 94106L109 6,434 145 SH DEFINED 01 02 145
WASTE MGMT INC DEL COM 94106L109 311,779 7,026 SH DEFINED 01 02 7,026
WASTE MGMT INC DEL COM 94106L109 1,539,813 34,700 SH DEFINED 01 02 34,700
WATERS CORP COM 941848103 16,495 157 SH DEFINED 01 02 157
WATERS CORP COM 941848103 505,874 4,815 SH DEFINED 01 02 4,815
WATSON PHARMACEUTICALS INC COM 942683103 193,709 4,390 SH DEFINED 01 02 4,390
WATSON PHARMACEUTICALS INC COM 942683103 85,382 1,935 SH DEFINED 01 02 1,935
WATSON PHARMACEUTICALS INC COM 942683103 177 4 SH DEFINED 01 02 4
WEATHERFORD INTL INC COM 947074100 5,225 200 SH DEFINED 01 02 200
WEATHERFORD INTL INC COM 947074100 574,985 22,009 SH DEFINED 01 02 22,009
WEBS INDEX FD INC GERMANY WEBS 92923H608 1,764,900 88,800 SH DEFINED 01 02 88,800
WEBS INDEX FD INC GERMANY WEBS 92923H608 (99,375) (5,000)SH DEFINED 01 02 (5,000)
WELLS FARGO & CO NEW COM 949746101 351,532 10,026 SH DEFINED 01 02 10,026
WELLS FARGO & CO NEW COM 949746101 718,946 20,505 SH DEFINED 01 02 20,505
WELLS FARGO & CO NEW COM 949746101 4,383 125 SH DEFINED 01 02 125
WENDYS INTL INC COM 950590109 746,898 26,265 SH DEFINED 01 02 26,265
WET SEAL INC CL A 961840105 236,000 6,400 SH DEFINED 01 02 6,400
WHX CORP COM 929248102 150,476 19,108 SH DEFINED 01 02 19,108
WICOR INC COM 929253102 743,175 36,700 SH DEFINED 01 02 36,700
WILLAMETTE INDS INC COM 969133107 649,678 17,210 SH DEFINED 01 02 17,210
WILLIAMS COS INC DEL COM 969457100 73,273 1,855 SH DEFINED 01 02 1,855
WILLIAMS COS INC DEL COM 969457100 170,640 4,320 SH DEFINED 01 02 4,320
WILLIAMS COS INC DEL COM 969457100 2,898,313 73,375 SH DEFINED 01 02 73,375
XCEED INC COM 98388N105 222,810 15,915 SH DEFINED 01 02 15,915
XEROX CORP COM 984121103 355,493 6,820 SH DEFINED 01 02 6,820
XEROX CORP COM 984121103 6,525,789 125,195 SH DEFINED 01 02 125,195
XEROX CORP OPTIONS 9841219GD 651,563 12,500 SH C DEFINED 01 02 12,500
XILINX INC COM 983919101 46,849 1,155 SH DEFINED 01 02 1,155
XILINX INC COM 983919101 428,538 10,565 SH DEFINED 01 02 10,565
YAHOO INC COM 984332106 501,926 2,981 SH DEFINED 01 02 2,981
YAHOO INC COM 984332106 10,103 60 SH DEFINED 01 02 60
YAHOO INC COM 984332106 717,109 4,259 SH DEFINED 01 02 4,259
YORK RESH CORP COM 987048105 71,587 14,500 SH DEFINED 01 02 14,500
ZALE CORP NEW COM 988858106 2,323,178 67,917 SH DEFINED 01 02 67,817
ZALE CORP NEW COM 988858106 3,248 95 SH DEFINED 01 02 95
</TABLE>
Page 18
