UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 2000
Check here if Amendment |_|; Amendment Number: N/A
This Amendment (Check only one.): |_| is a restatement
|_| adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Gruntal & Co., L.L.C.
Address: One Liberty Plaza
New York, NY 10006-1487
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: David R. Rappaport
Title: Senior Vice President
Phone: (212) 820-8720
Signature, Place, and Date of Signing:
/s/ David R. Rappaport New York, NY 2000
--------------------------------------------------------------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
|X| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
|_| 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
|_| 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported
by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
Name: 13F File Number
----- ---------------
1. Gruntal & Co., L.L.C. 28-2572
2. The Home Insurance Company 28-362
<PAGE>
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 2
Form 13F Information Table Entry Total: 1069
Form 13F Information Table Value Total: 20912859
List of Other Included Managers:
No. 13F File Number Name
01 28-2572 Gruntal & Co., L.L.C.
02 28-362 Home Insurance Company
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMNT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
-------------- -------------- ----- -------- ------- --- ---- ------- -------- ---- ------ ----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
3COM CORP COM 885535104 518,625 9,000 SH DEFINED 01 02 9,000
3COM CORP COM 885535104 729,533 12,660 SH DEFINED 01 02 12,660
A D C TELECOMMUNICATIONS COM 000886101 724,261 8,635 SH DEFINED 01 02 8,635
A D C TELECOMMUNICATIONS COM 000886101 11,743 140 SH DEFINED 01 02 140
A D C TELECOMMUNICATIONS COM 000886101 2,131,683 25,415 SH DEFINED 01 02 25,415
ABBOTT LABS COM 002824100 53,474 1,200 SH DEFINED 01 02 1,200
ABBOTT LABS COM 002824100 854,922 19,185 SH DEFINED 01 02 19,185
ABITIBI-CONSOLIDATED INC COM 003924107 114,206 12,182 SH DEFINED 01 02 12,182
ACE LTD ORD G0070K103 37,940 1,355 SH DEFINED 01 02 1,355
ACE LTD ORD G0070K103 186,788 6,671 SH DEFINED 01 02 6,671
ACE LTD ORD G0070K103 60,200 2,150 SH DEFINED 01 02 2,150
ADOBE SYS INC COM 00724F101 772,200 5,940 SH DEFINED 01 02 5,940
ADOBE SYS INC COM 00724F101 3,068,000 23,600 SH DEFINED 01 02 23,600
ADOBE SYS INC COM 00724F101 13,000 100 SH DEFINED 01 02 100
ADVANCED FIBRE COMMUNICATIONS COM 00754A105 321,489 7,095 SH DEFINED 01 02 7,095
ADVANCED MACH VISION CORP CL A 00753B104 872,563 507,599 SH DEFINED 01 02 507,599
AEGON N V ORD AMER REG 007924103 82,151 2,306 SH DEFINED 01 02 2,306
AEGON N V ORD AMER REG 007924103 219,094 6,150 SH DEFINED 01 02 6,150
AES CORP COM 00130H105 173,010 3,792 SH DEFINED 01 02 3,792
AES CORP COM 00130H105 319,375 7,000 SH DEFINED 01 02 7,000
AES CORP COM 00130H105 18,250 400 SH DEFINED 01 02 400
AFLAC INC COM 001055102 173,872 3,785 SH DEFINED 01 02 3,785
AFLAC INC COM 001055102 96,881 2,109 SH DEFINED 01 02 2,109
AGILENT TECHNOLOGIES INC COM 00846U101 618,099 8,381 SH DEFINED 01 02 8,381
AGILENT TECHNOLOGIES INC COM 00846U101 2,127,761 28,851 SH DEFINED 01 02 28,851
AGILENT TECHNOLOGIES INC COM 00846U101 44,988 610 SH DEFINED 01 02 610
AIR PRODS & CHEMS INC COM 009158106 31,582 1,025 SH DEFINED 01 02 1,025
AIR PRODS & CHEMS INC COM 009158106 112,772 3,660 SH DEFINED 01 02 3,660
AIR PRODS & CHEMS INC COM 009158106 1,877,991 60,950 SH DEFINED 01 02 60,950
AIRBORNE FGHT CORP COM 009266107 57,000 3,010 SH DEFINED 01 02 3,010
AIRBORNE FGHT CORP COM 009266107 225,350 11,900 SH DEFINED 01 02 11,900
AIRBORNE FGHT CORP COM 009266107 1,462,315 77,220 SH DEFINED 01 02 77,220
ALBERTA ENERGY LTD COM 012873105 202,500 5,000 SH DEFINED 01 02 5,000
ALCOA INC COM 013817101 61,973 2,137 SH DEFINED 01 02 2,137
ALCOA INC COM 013817101 365,400 12,600 SH DEFINED 01 02 12,600
ALLEGHENY ENERGY INC COM 017361106 109,500 4,000 SH DEFINED 01 02 4,000
ALLEGHENY ENERGY INC COM 017361106 640,575 23,400 SH DEFINED 01 02 23,400
ALLEGHENY ENERGY INC COM 017361106 8,213 300 SH DEFINED 01 02 300
ALLSTATE CORP COM 020002101 105,354 4,735 SH DEFINED 01 02 4,735
ALLSTATE CORP COM 020002101 156,685 7,042 SH DEFINED 01 02 7,042
ALLSTATE CORP COM 020002101 38,938 1,750 SH DEFINED 01 02 1,750
ALLTEL CORP COM 020039103 90,800 1,466 SH DEFINED 01 02 1,466
ALLTEL CORP COM 020039103 311,729 5,033 SH DEFINED 01 02 5,033
ALLTEL CORP COM 020039103 40,259 650 SH DEFINED 01 02 650
ALTEON WEBSYSTEMS INC COM 02145A109 270,167 2,700 SH DEFINED 01 02 2,700
ALTERA CORP COM 021441100 397,045 3,895 SH DEFINED 01 02 3,895
ALZA CORP DEL COM 022615108 381,475 6,452 SH DEFINED 01 02 6,452
ALZA CORP DEL COM 022615108 105,834 1,790 SH DEFINED 01 02 1,790
AMERICA ONLINE INC DEL COM 02364J104 1,394,414 26,466 SH DEFINED 01 02 26,466
AMERICA ONLINE INC DEL COM 02364J104 16,596 315 SH DEFINED 01 02 315
AMERICA ONLINE INC DEL COM 02364J104 81,876 1,554 SH DEFINED 01 02 1,554
AMERICA ONLINE INC DEL COM 02364J104 1,088,777 20,665 SH DEFINED 01 02 20,665
AMERICA ONLINE INC DEL COM 02364J104 57,429 1,090 SH DEFINED 01 02 1,090
AMERICAN EXPRESS CO COM 025816109 1,006,169 19,303 SH DEFINED 01 02 19,303
AMERICAN EXPRESS CO COM 025816109 1,366,718 26,220 SH DEFINED 01 02 26,220
</TABLE>
<PAGE>
<TABLE>
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
AMERICAN GENERAL CORP COM 026351106 236,619 3,879 SH DEFINED 01 02 3,879
AMERICAN GENERAL CORP COM 026351106 47,885 785 SH DEFINED 01 02 785
AMERICAN HOME PRODS CORP COM 026609107 748,416 12,739 SH DEFINED 01 02 12,739
AMERICAN HOME PRODS CORP COM 026609107 527,810 8,984 SH DEFINED 01 02 8,984
AMERICAN HOME PRODS CORP COM 026609107 3,361,499 57,217 SH DEFINED 01 02 57,217
AMERICAN HOME PRODS CORP COM 026609107 50,525 860 SH DEFINED 01 02 860
AMERICAN INTL GROUP INC COM 026874107 2,841,150 24,180 SH DEFINED 01 02 24,180
AMERICAN INTL GROUP INC COM 026874107 4,935 42 SH DEFINED 01 02 42
AMERICAN INTL GROUP INC COM 026874107 3,875,503 32,983 SH DEFINED 01 02 32,983
AMERICAN INTL GROUP INC COM 026874107 940 8 SH DEFINED 01 02 8
AMERICAN NATL CAN GROUP INC COM 027714104 523,125 31,000 SH DEFINED 01 02 31,000
AMGEN INC COM 031162100 295,963 4,213 SH DEFINED 01 02 4,213
AMGEN INC COM 031162100 14,050 200 SH DEFINED 01 02 200
AMGEN INC COM 031162100 1,305,877 18,589 SH DEFINED 01 02 18,589
AMGEN INC COM 031162100 19,319 275 SH DEFINED 01 02 275
AMWAY JAPAN LTD SPONSORED ADR 03234J100 195,254 42,800 SH DEFINED 01 02 42,800
ANADARKO PETE CORP COM 032511107 12,723 258 SH DEFINED 01 02 258
ANADARKO PETE CORP COM 032511107 402,386 8,160 SH DEFINED 01 02 8,160
ANDRX CORP COM 034551101 362,757 5,675 SH DEFINED 01 02 5,675
ANDRX CORP COM 034551101 644,781 10,087 SH DEFINED 01 02 10,087
ANDRX CORP COM 034551101 38,353 600 SH DEFINED 01 02 600
ANHEUSER BUSCH COS INC COM 035229103 44,812 600 SH DEFINED 01 02 600
ANHEUSER BUSCH COS INC COM 035229103 252,069 3,375 SH DEFINED 01 02 3,375
APACHE CORP COM 037411105 1,697,902 28,870 SH DEFINED 01 02 28,870
APPLE COMPUTER INC COM 037833100 189,702 3,622 SH DEFINED 01 02 3,622
APPLE COMPUTER INC COM 037833100 19,903 380 SH DEFINED 01 02 380
APPLE COMPUTER INC COM 037833100 2,073,526 39,590 SH DEFINED 01 02 39,590
APPLIED MATLS INC COM 038222105 497,078 5,485 SH DEFINED 01 02 5,485
APPLIED MATLS INC COM 038222105 13,594 150 SH DEFINED 01 02 150
APPLIED MATLS INC COM 038222105 4,104,588 45,292 SH DEFINED 01 02 45,292
APPLIED MATLS INC COM 038222105 (272) (3)SH DEFINED 01 02 (3)
APPLIED MICRO CIRCUITS CORP COM 03822W109 10,665 108 SH DEFINED 01 02 108
APPLIED MICRO CIRCUITS CORP COM 03822W109 592,994 6,005 SH DEFINED 01 02 6,005
ARIBA INC SCOM 04033V104 332,772 3,394 SH DEFINED 01 02 3,394
ARIBA INC COM 04033V104 39,219 400 SH DEFINED 01 02 400
ARIBA INC COM 04033V104 153,934 1,570 SH DEFINED 01 02 1,570
ARTESYN TECHNOLOGIES INC COM 043127109 61,186 2,200 SH DEFINED 01 02 2,200
ARTESYN TECHNOLOGIES INC COM 043127109 260,598 9,370 SH DEFINED 01 02 9,370
ASM LITHOGRAPHY HLDG N V N Y SHS N07059111 4,368 99 SH DEFINED 01 02 99
ASM LITHOGRAPHY HLDG N V N Y SHS N07059111 561,270 12,720 SH DEFINED 01 02 12,720
ASPECT COMMUNICATIONS CORP COM 04523Q102 342,014 8,700 SH DEFINED 01 02 8,700
ASYST TECHNOLOGY CORP COM 04648X107 336,506 9,825 SH DEFINED 01 02 9,825
AT HOME CORP COM SER A 045919107 53,950 2,600 SH DEFINED 01 02 2,600
AT HOME CORP COM SER A 045919107 3,113 150 SH DEFINED 01 02 150
AT HOME CORP COM SER A 045919107 2,075 100 SH DEFINED 01 02 100
AT HOME CORP COM SER A 045919107 328,473 15,830 SH DEFINED 01 02 15,830
AT HOME CORP COM SER A 045919107 208 10 SH DEFINED 01 02 10
AT&T CORP COM 001957109 949 30 SH DEFINED 01 02 30
AT&T CORP COM 001957109 180,832 5,718 SH DEFINED 01 02 5,718
AT&T CORP COM 001957109 2,344,583 74,137 SH DEFINED 01 02 74,137
AT&T CORP COM 001957109 2,681,800 84,800 SH DEFINED 01 02 84,800
AT&T CORP COM LIB GRP A 001957208 134,394 5,542 SH DEFINED 01 02 5,542
AT&T CORP COM LIB GRP A 001957208 10,864 448 SH DEFINED 01 02 448
AT&T CORP COM LIB GRP A 001957208 813,394 33,542 SH DEFINED 01 02 33,542
AT&T CORP COM 001957109 805,584 25,473 SH DEFINED 01 02 25,473
ATMEL CORP COM 049513104 7,375 200 SH DEFINED 01 02 200
ATMEL CORP COM 049513104 781,750 21,200 SH DEFINED 01 02 21,200
AUTOMATIC DATA PROCESSING INC COM 053015103 15,533 290 SH DEFINED 01 02 290
AUTOMATIC DATA PROCESSING INC COM 053015103 10,712 200 SH DEFINED 01 02 200
AUTOMATIC DATA PROCESSING INC COM 053015103 472,363 8,819 SH DEFINED 01 02 8,819
AUTOZONE INC COM 053332102 239,800 10,900 SH DEFINED 01 02 10,900
</TABLE>
<PAGE>
<TABLE>
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
AVATAR HLDGS INC SUB NT CONV 7%05 053494AD2 2,225,000 25,000 PRN DEFINED 01 02 25,000
AVERY DENNISON CORP COM 053611109 152,441 2,271 SH DEFINED 01 02 2,271
AVERY DENNISON CORP COM 053611109 1,388,145 20,680 SH DEFINED 01 02 20,680
BANK NEW YORK INC COM 064057102 20,879 449 SH DEFINED 01 02 449
BANK NEW YORK INC COM 064057102 287,370 6,180 SH DEFINED 01 02 6,180
BANK NEW YORK INC COM 064057102 27,900 600 SH DEFINED 01 02 600
BANK OF AMERICA CORPORATION COM 060505104 127,452 2,964 SH DEFINED 01 02 2,964
BANK OF AMERICA CORPORATION COM 060505104 9,718 226 SH DEFINED 01 02 226
BANK OF AMERICA CORPORATION COM 060505104 672,176 15,632 SH DEFINED 01 02 15,632
BANK OF AMERICA CORPORATION COM 060505104 79,292 1,844 SH DEFINED 01 02 1,844
BARD C R INC COM 067383109 227,150 4,720 SH DEFINED 01 02 4,720
BARR LABS INC COM 068306109 80,662 1,800 SH DEFINED 01 02 1,800
BARR LABS INC COM 068306109 7,313,855 163,212 SH DEFINED 01 02 162,687
BB&T CORP COM 054937107 177,869 7,450 SH DEFINED 01 02 7,450
BB&T CORP COM 054937107 55,629 2,330 SH DEFINED 01 02 2,330
BCE INC COM 05534B109 15,478 650 SH DEFINED 01 02 650
BCE INC COM 05534B109 185,138 7,775 SH DEFINED 01 02 7,775
BEA SYS INC COM 073325102 40,637 822 SH DEFINED 01 02 822
BEA SYS INC COM 073325102 271,904 5,500 SH DEFINED 01 02 5,500
BEAR STEARNS COS INC COM 073902108 10,198 245 SH DEFINED 01 02 245
BEAR STEARNS COS INC COM 073902108 1,015,608 24,399 SH DEFINED 01 02 24,399
BECTON DICKINSON & CO COM 075887109 189,133 6,593 SH DEFINED 01 02 6,593
BECTON DICKINSON & CO COM 075887109 863,479 30,100 SH DEFINED 01 02 30,100
BED BATH & BEYOND INC COM 075896100 112,629 3,107 SH DEFINED 01 02 3,107
BED BATH & BEYOND INC COM 075896100 271,513 7,490 SH DEFINED 01 02 7,490
BELL ATLANTIC CORP COM 077853109 813,094 16,002 SH DEFINED 01 02 16,002
BELL ATLANTIC CORP COM 077853109 51,879 1,021 SH DEFINED 01 02 1,021
BELL ATLANTIC CORP COM 077853109 1,875,369 36,908 SH DEFINED 01 02 36,908
BELL ATLANTIC CORP COM 077853109 8,892 175 SH DEFINED 01 02 175
BELLSOUTH CORP COM 079860102 71,269 1,672 SH DEFINED 01 02 1,672
BELLSOUTH CORP COM 079860102 604,678 14,186 SH DEFINED 01 02 14,186
BELLSOUTH CORP COM 079860102 6,394 150 SH DEFINED 01 02 150
BELLSOUTH CORP COM 079860102 720,064 16,893 SH DEFINED 01 02 16,893
BENTON OIL & GAS CO COM 083288100 27,500 10,000 SH DEFINED 01 02 10,000
BERKSHIRE HATHAWAY INC DEL CL B 084670207 172,480 98 SH DEFINED 01 02 98
BERKSHIRE HATHAWAY INC DEL CL B 084670207 17,600 10 SH DEFINED 01 02 10
BERKSHIRE HATHAWAY INC DEL CL B 084670207 36,960 21 SH DEFINED 01 02 21
BESTFOODS COM 08658U101 464,598 6,709 SH DEFINED 01 02 6,709
BESTFOODS COM 08658U101 1,944,540 28,080 SH DEFINED 01 02 28,080
BIOGEN INC COM 090597105 25,800 400 SH DEFINED 01 02 400
BIOGEN INC COM 090597105 202,982 3,147 SH DEFINED 01 02 3,147
BIOGEN INC COM 090597105 77,400 1,200 SH DEFINED 01 02 1,200
BIOGEN INC COM 090597105 79,013 1,225 SH DEFINED 01 02 1,225
BIOGEN INC COM 090597105 3,677 57 SH DEFINED 01 02 57
BIOSITE DIAGNOSTICS INC COM 090945106 298,759 6,200 SH DEFINED 01 02 6,200
BJ SVCS CO COM 055482103 12,500 200 SH DEFINED 01 02 200
BJ SVCS CO COM 055482103 509,375 8,150 SH DEFINED 01 02 8,150
BJS WHOLESALE CLUB INC COM 05548J106 384,747 11,659 SH DEFINED 01 02 11,659
BLOCK H & R INC COM 093671105 113,313 3,500 SH DEFINED 01 02 3,500
BLOCK H & R INC COM 093671105 267,094 8,250 SH DEFINED 01 02 8,250
BLUEFLY INC COM 096227103 2,187 1,000 SH DEFINED 01 02 1,000
BLUEFLY INC COM 096227103 60,455 27,643 SH DEFINED 01 02 27,643
BMC SOFTWARE INC COM 055921100 128,314 3,517 SH DEFINED 01 02 3,517
BMC SOFTWARE INC COM 055921100 46,809 1,283 SH DEFINED 01 02 1,283
BMC SOFTWARE INC COM 055921100 281,839 7,725 SH DEFINED 01 02 7,725
BOEING CO COM 097023105 340,768 8,150 SH DEFINED 01 02 8,150
BOEING CO COM 097023105 45,993 1,100 SH DEFINED 01 02 1,100
BOEING CO COM 097023105 343,067 8,205 SH DEFINED 01 02 8,205
BOEING CO COM 097023105 8,362 200 SH DEFINED 01 02 200
BP AMOCO P L C SPONSORED ADR 055622104 477,157 8,436 SH DEFINED 01 02 8,436
BP AMOCO P L C SPONSORED ADR 055622104 13,914 246 SH DEFINED 01 02 246
</TABLE>
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<TABLE>
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
BP AMOCO P L C SPONSORED ADR 055622104 679,366 12,011 SH DEFINED 01 02 12,011
BP AMOCO P L C SPONSORED ADR 055622104 55,657 984 SH DEFINED 01 02 984
BRISTOL MYERS SQUIBB CO COM 110122108 2,537,487 43,562 SH DEFINED 01 02 43,562
BRISTOL MYERS SQUIBB CO COM 110122108 5,825 100 SH DEFINED 01 02 100
BRISTOL MYERS SQUIBB CO COM 110122108 52,425 900 SH DEFINED 01 02 900
BRISTOL MYERS SQUIBB CO COM 110122108 4,010,687 68,853 SH DEFINED 01 02 68,853
BROADCOM CORP CL A 111320107 170,771 780 SH DEFINED 01 02 780
BROADCOM CORP CL A 111320107 12,917 59 SH DEFINED 01 02 59
BROADCOM CORP CL A 111320107 220,470 1,007 SH DEFINED 01 02 1,007
BROADVISION INC COM 111412102 375,399 7,388 SH DEFINED 01 02 7,388
BROADVISION INC COM 111412102 15,752 310 SH DEFINED 01 02 310
BROADVISION INC COM 111412102 727,679 14,321 SH DEFINED 01 02 14,321
BROCADE COMMUNICATIONS SYS INC COM 111621108 16,514 90 SH DEFINED 01 02 90
BROCADE COMMUNICATIONS SYS INC COM 111621108 1,477,964 8,055 SH DEFINED 01 02 8,055
BROWN FORMAN CORP CL B 115637209 416,509 7,749 SH DEFINED 01 02 7,749
BROWN FORMAN CORP CL B 115637209 26,875 500 SH DEFINED 01 02 500
BUFFETS INC COM 119882108 131,945 10,400 SH DEFINED 01 02 10,400
BURLINGTON RES INC COM 122014103 113,297 2,962 SH DEFINED 01 02 2,962
BURLINGTON RES INC COM 122014103 1,117,933 29,227 SH DEFINED 01 02 29,227
CABLETRON SYS INC COM 126920107 112,110 4,440 SH DEFINED 01 02 4,440
CABLETRON SYS INC COM 126920107 121,200 4,800 SH DEFINED 01 02 4,800
CALGON CARBON CORP COM 129603106 4,650 600 SH DEFINED 01 02 600
CALGON CARBON CORP COM 129603106 86,800 11,200 SH DEFINED 01 02 11,200
CALPINE CORP COM 131347106 65,750 1,000 SH DEFINED 01 02 1,000
CALPINE CORP COM 131347106 796,890 12,120 SH DEFINED 01 02 12,120
CAMBREX CORP COM 132011107 2,700 60 SH DEFINED 01 02 60
CAMBREX CORP COM 132011107 210,375 4,675 SH DEFINED 01 02 4,675
CANADIAN NATL RY CO COM 136375102 117,040 4,010 SH DEFINED 01 02 4,010
CANADIAN NATL RY CO COM 136375102 102,446 3,510 SH DEFINED 01 02 3,510
CAPSTEAD MTG CORP COM NEW 14067E407 89,814 10,724 SH DEFINED 01 02 10,724
CAPSTEAD MTG CORP COM NEW 14067E407 4,188 500 SH DEFINED 01 02 500
CAPSTEAD MTG CORP COM NEW 14067E407 125,625 15,000 SH DEFINED 01 02 15,000
CAPSTEAD MTG CORP PFD B CV $1.26 14067E308 164,913 16,700 SH DEFINED 01 02 16,700
CAPSTEAD MTG CORP PFD B CV $1.26 14067E308 38,098 3,858 SH DEFINED 01 02 3,858
CAPSTEAD MTG CORP PFD B CV $1.26 14067E308 3,950 400 SH DEFINED 01 02 400
CAPSTEAD MTG CORP PFD B CV $1.26 14067E308 14,813 1,500 SH DEFINED 01 02 1,500
CARDINAL HEALTH INC COM 14149Y108 44,400 600 SH DEFINED 01 02 600
CARDINAL HEALTH INC COM 14149Y108 2,481,886 33,539 SH DEFINED 01 02 33,539
CARSON INC CL A 145845103 45,000 10,000 SH DEFINED 01 02 10,000
CENDANT CORP COM 151313103 180,740 12,910 SH DEFINED 01 02 12,910
CENDANT CORP COM 151313103 7,000 500 SH DEFINED 01 02 500
CENDANT CORP COM 151313103 6,580 470 SH DEFINED 01 02 470
CENDANT CORP COM 151313103 56 4 SH DEFINED 01 02 4
CENTRAL GARDEN & PET CO COM 153527106 4,311,793 480,744 SH DEFINED 01 02 480,744
CENTRAL GARDEN & PET CO COM 153527106 11,211 1,250 SH DEFINED 01 02 1,250
CENTURYTEL INC COM 156700106 45,569 1,585 SH DEFINED 01 02 1,585
CENTURYTEL INC COM 156700106 243,656 8,475 SH DEFINED 01 02 8,475
CHAMPS ENTMT INC DEL COM 158787101 53,750 10,000 SH DEFINED 01 02 10,000
CHARTER COMMUNICATIONS INC DEL CL A 16117M107 151,631 9,225 SH DEFINED 01 02 9,225
CHARTER COMMUNICATIONS INC DEL CL A 16117M107 32,874 2,000 SH DEFINED 01 02 2,000
CHARTER COMMUNICATIONS INC DEL CL A 16117M107 3,287 200 SH DEFINED 01 02 200
CHARTER COMMUNICATIONS INC DEL CL A 16117M107 13,643 830 SH DEFINED 01 02 830
CHARTER COMMUNICATIONS INC DEL CL A 16117M107 4,931 300 SH DEFINED 01 02 300
CHASE MANHATTAN CORP NEW COM 16161A108 270,154 5,865 SH DEFINED 01 02 5,865
CHASE MANHATTAN CORP NEW COM 16161A108 728,424 15,814 SH DEFINED 01 02 15,814
CHASE MANHATTAN CORP NEW COM 16161A108 2,501,996 54,318 SH DEFINED 01 02 54,318
CHECK POINT SOFTWARE TECH LTD ORD M22465104 211,750 1,000 SH DEFINED 01 02 1,000
CHECK POINT SOFTWARE TECH LTD ORD M22465104 16,940 80 SH DEFINED 01 02 80
CHECK POINT SOFTWARE TECH LTD ORD M22465104 445,734 2,105 SH DEFINED 01 02 2,105
CHECKFREE HLDGS CORP COM 162816102 185,675 3,601 SH DEFINED 01 02 3,601
CHECKFREE HLDGS CORP COM 162816102 18,047 350 SH DEFINED 01 02 350
</TABLE>
<PAGE>
<TABLE>
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
CHESAPEAKE ENERGY CORP COM 165167107 40,300 5,200 SH DEFINED 01 02 5,200
CHESAPEAKE ENERGY CORP COM 165167107 14,776,305 1,906,620 SH DEFINED 01 02 1,901,720
CHEVRON CORPORATION COM 166751107 6,785 80 SH DEFINED 01 02 80
CHEVRON CORPORATION COM 166751107 8,820 104 SH DEFINED 01 02 104
CHEVRON CORPORATION COM 166751107 1,714,899 20,220 SH DEFINED 01 02 20,220
CHIRON CORP COM 170040109 49,400 1,040 SH DEFINED 01 02 1,040
CHIRON CORP COM 170040109 270,750 5,700 SH DEFINED 01 02 5,700
CHUBB CORP COM 171232101 95,387 1,551 SH DEFINED 01 02 1,551
CHUBB CORP COM 171232101 885,293 14,395 SH DEFINED 01 02 14,395
CINTAS CORP COM 172908105 255,892 6,975 SH DEFINED 01 02 6,975
CISCO SYS INC COM 17275R102 3,018,687 47,492 SH DEFINED 01 02 47,492
CISCO SYS INC COM 17275R102 205,941 3,240 SH DEFINED 01 02 3,240
CISCO SYS INC COM 17275R102 149,244 2,348 SH DEFINED 01 02 2,348
CISCO SYS INC COM 17275R102 9,791,345 154,044 SH DEFINED 01 02 154,044
CIT GROUP INC CL A 125577106 14,625 900 SH DEFINED 01 02 900
CIT GROUP INC CL A 125577106 4,166,370 256,392 SH DEFINED 01 02 255,592
CIT GROUP INC CL A 125577106 115,196 7,089 SH DEFINED 01 02 7,089
CIT GROUP INC CL A 125577106 8,288 510 SH DEFINED 01 02 510
CITIGROUP INC COM 172967101 1,585,539 26,316 SH DEFINED 01 02 26,316
CITIGROUP INC COM 172967101 368,549 6,117 SH DEFINED 01 02 6,117
CITIGROUP INC COM 172967101 6,438,797 106,868 SH DEFINED 01 02 106,868
CITIZENS COMMUNICATIONS CO COM 17453B101 61,341 3,556 SH DEFINED 01 02 3,556
CITIZENS COMMUNICATIONS CO COM 17453B101 7,431,731 430,825 SH DEFINED 01 02 428,920
CITIZENS COMMUNICATIONS CO COM 17453B101 189,664 10,995 SH DEFINED 01 02 10,995
CLEAR CHANNEL COMMUNICATIONS COM 184502102 107,250 1,430 SH DEFINED 01 02 1,430
CLEAR CHANNEL COMMUNICATIONS COM 184502102 7,500 100 SH DEFINED 01 02 100
CLEAR CHANNEL COMMUNICATIONS COM 184502102 404,700 5,396 SH DEFINED 01 02 5,396
COASTAL CORP COM 190441105 54,179 890 SH DEFINED 01 02 890
COASTAL CORP COM 190441105 230,716 3,790 SH DEFINED 01 02 3,790
COASTAL CORP COM 190441105 60,875 1,000 SH DEFINED 01 02 1,000
COCA COLA CO COM 191216100 504,239 8,779 SH DEFINED 01 02 8,779
COCA COLA CO COM 191216100 3,446 60 SH DEFINED 01 02 60
COCA COLA CO COM 191216100 764,027 13,302 SH DEFINED 01 02 13,302
COHERENT INC COM 192479103 16,775 200 SH DEFINED 01 02 200
COHERENT INC COM 192479103 917,173 10,935 SH DEFINED 01 02 10,935
COLE NATIONAL CORP NEW CL A 193290103 110,000 16,000 SH DEFINED 01 02 16,000
COLGATE PALMOLIVE CO COM 194162103 571,866 9,551 SH DEFINED 01 02 9,551
COLGATE PALMOLIVE CO COM 194162103 1,186,363 19,814 SH DEFINED 01 02 19,814
COLUMBIA ENERGY GROUP COM 197648108 32,156 490 SH DEFINED 01 02 490
COLUMBIA ENERGY GROUP COM 197648108 13,125 200 SH DEFINED 01 02 200
COLUMBIA ENERGY GROUP COM 197648108 88,594 1,350 SH DEFINED 01 02 1,350
COLUMBIA ENERGY GROUP COM 197648108 773,719 11,790 SH DEFINED 01 02 11,790
COLUMBIA ENERGY GROUP COM 197648108 196,875 3,000 SH DEFINED 01 02 3,000
COMCAST CORP CL A SPL 200300200 179,618 4,435 SH DEFINED 01 02 4,435
COMCAST CORP CL A SPL 200300200 608 15 SH DEFINED 01 02 15
COMCAST CORP CL A SPL 200300200 292,370 7,219 SH DEFINED 01 02 7,219
COMMERCIAL NET LEASE RLTY INC COM 202218103 211,827 20,174 SH DEFINED 01 02 20,174
COMMERCIAL NET LEASE RLTY INC COM 202218103 861 82 SH DEFINED 01 02 82
COMPAQ COMPUTER CORP COM 204493100 178,167 6,970 SH DEFINED 01 02 6,970
COMPAQ COMPUTER CORP COM 204493100 15,337 600 SH DEFINED 01 02 600
COMPAQ COMPUTER CORP COM 204493100 1,279,276 50,046 SH DEFINED 01 02 50,046
COMPAQ COMPUTER CORP COM 204493100 1,789 70 SH DEFINED 01 02 70
COMPUTER ASSOC INTL INC COM 204912109 124,282 2,428 SH DEFINED 01 02 2,428
COMPUTER ASSOC INTL INC COM 204912109 497,538 9,720 SH DEFINED 01 02 9,720
COMPUTER ASSOC INTL INC COM 204912109 47,092 920 SH DEFINED 01 02 920
COMPUTER SCIENCES CORP COM 205363104 631,628 8,457 SH DEFINED 01 02 8,457
COMPUTER SCIENCES CORP COM 205363104 1,459,384 19,540 SH DEFINED 01 02 19,540
COMVERSE TECHNOLOGY INC COM PAR $0.10 205862402 764,088 8,216 SH DEFINED 01 02 8,216
CONOCO INC CL B 208251405 109,104 4,442 SH DEFINED 01 02 4,442
CONOCO INC CL B 208251405 847,193 34,492 SH DEFINED 01 02 34,492
CONSORCIO G GRUPO DINA S A CV SUB DB CONV 8%04 210306AB2 201,000 6,000 PRN DEFINED 01 02 6,000
</TABLE>
<PAGE>
<TABLE>
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
CONVERGYS CORP COM 212485106 20,750 400 SH DEFINED 01 02 400
CONVERGYS CORP COM 212485106 327,331 6,310 SH DEFINED 01 02 6,310
COOPER TIRE & RUBR CO COM 216831107 133,500 12,000 SH DEFINED 01 02 12,000
COPYTELE INC COM 217721109 20,306 13,000 SH DEFINED 01 02 13,000
COPYTELE INC COM 217721109 (22) (14)SH DEFINED 01 02 (14)
CORNERSTONE INTERNET SOLUTIONS COM 21923C103 1,750 1,000 SH DEFINED 01 02 1,000
CORNERSTONE INTERNET SOLUTIONS COM 21923C103 175 100 SH DEFINED 01 02 100
CORNERSTONE INTERNET SOLUTIONS COM 21923C103 264,394 151,082 SH DEFINED 01 02 151,082
CORNING INC COM 219350105 869,537 3,222 SH DEFINED 01 02 3,222
CORNING INC COM 219350105 13,494 50 SH DEFINED 01 02 50
CORNING INC COM 219350105 416,957 1,545 SH DEFINED 01 02 1,545
CORPORATE HIGH YIELD FD III COM 219925104 61,472 5,752 SH DEFINED 01 02 5,752
CORPORATE HIGH YIELD FD III COM 219925104 7,481 700 SH DEFINED 01 02 700
CORPORATE HIGH YIELD FD III COM 219925104 176,624 16,527 SH DEFINED 01 02 16,527
CORPORATE HIGH YIELD FD INC COM 219914108 217,299 22,005 SH DEFINED 01 02 22,005
COSTCO WHSL CORP NEW COM 22160K105 441,837 13,389 SH DEFINED 01 02 13,389
COSTCO WHSL CORP NEW COM 22160K105 367,455 11,135 SH DEFINED 01 02 11,135
COVAD COMMUNICATIONS GROUP INC COM 222814204 85,140 5,280 SH DEFINED 01 02 5,280
COVAD COMMUNICATIONS GROUP INC COM 222814204 253,163 15,700 SH DEFINED 01 02 15,700
COX COMMUNICATIONS INC NEW CL A 224044107 82,239 1,805 SH DEFINED 01 02 1,805
COX COMMUNICATIONS INC NEW CL A 224044107 258,337 5,670 SH DEFINED 01 02 5,670
CREE INC COM 225447101 26,700 200 SH DEFINED 01 02 200
CREE INC COM 225447101 974,550 7,300 SH DEFINED 01 02 7,300
CVS CORP COM 126650100 40,400 1,010 SH DEFINED 01 02 1,010
CVS CORP COM 126650100 295,520 7,388 SH DEFINED 01 02 7,388
DELAWARE GR DIV AND INC FD INC COM 245915103 219,713 18,900 SH DEFINED 01 02 18,900
DELL COMPUTER CORP COM 247025109 504,708 10,235 SH DEFINED 01 02 10,235
DELL COMPUTER CORP COM 247025109 29,587 600 SH DEFINED 01 02 600
DELL COMPUTER CORP COM 247025109 923,515 18,728 SH DEFINED 01 02 18,728
DELPHI AUTOMOTIVE SYS CORP COM 247126105 148,387 10,190 SH DEFINED 01 02 10,190
DELPHI AUTOMOTIVE SYS CORP COM 247126105 3,043 209 SH DEFINED 01 02 209
DELPHI AUTOMOTIVE SYS CORP COM 247126105 88,872 6,103 SH DEFINED 01 02 6,103
DELPHI AUTOMOTIVE SYS CORP COM 247126105 133,301 9,154 SH DEFINED 01 02 9,154
DIGITAL MICROWAVE CORP COM 253859102 116,091 3,045 SH DEFINED 01 02 3,045
DIGITAL MICROWAVE CORP COM 253859102 305,000 8,000 SH DEFINED 01 02 8,000
DISNEY WALT CO COM DISNEY 254687106 923,687 23,799 SH DEFINED 01 02 23,799
DISNEY WALT CO COM DISNEY 254687106 11,061 285 SH DEFINED 01 02 285
DISNEY WALT CO COM DISNEY 254687106 12,342 318 SH DEFINED 01 02 318
DISNEY WALT CO COM DISNEY 254687106 1,299,232 33,475 SH DEFINED 01 02 33,475
DISNEY WALT CO COM DISNEY 254687106 3,234,010 83,325 SH DEFINED 01 02 83,325
DLJ HIGH YIELD BD FD SH BEN INT 23322Y108 124,748 16,915 SH DEFINED 01 02 16,915
DLJ HIGH YIELD BD FD SH BEN INT 23322Y108 58,432 7,923 SH DEFINED 01 02 7,923
DLJ HIGH YIELD BD FD SH BEN INT 23322Y108 1,210 164 SH DEFINED 01 02 164
DOMINION RES INC VA NEW COM 25746U109 42,189 984 SH DEFINED 01 02 984
DOMINION RES INC VA NEW COM 25746U109 8,575 200 SH DEFINED 01 02 200
DOMINION RES INC VA NEW COM 25746U109 1,495,609 34,883 SH DEFINED 01 02 34,883
DOW JONES & CO INC COM 260561105 214,623 2,930 SH DEFINED 01 02 2,930
DOW JONES & CO INC COM 260561105 14,650 200 SH DEFINED 01 02 200
DOWNEY FINL CORP COM 261018105 809,361 27,909 SH DEFINED 01 02 27,909
DRAXIS HEALTH INC COM 26150J101 48,989 22,400 SH DEFINED 01 02 22,400
DRAXIS HEALTH INC COM 26150J101 2,909 1,330 SH DEFINED 01 02 1,330
DREYFUS STRATEGIC MUNS INC COM 261932107 62,536 7,817 SH DEFINED 01 02 7,817
DREYFUS STRATEGIC MUNS INC COM 261932107 317,600 39,700 SH DEFINED 01 02 39,700
DU PONT E I DE NEMOURS & CO COM 263534109 289,406 6,615 SH DEFINED 01 02 6,615
DU PONT E I DE NEMOURS & CO COM 263534109 4,375 100 SH DEFINED 01 02 100
DU PONT E I DE NEMOURS & CO COM 263534109 1,060,500 24,240 SH DEFINED 01 02 24,240
DYNEGY INC NEW CL A 26816Q101 68,312 1,000 SH DEFINED 01 02 1,000
DYNEGY INC NEW CL A 26816Q101 364,445 5,335 SH DEFINED 01 02 5,335
E M C CORP MASS COM 268648102 1,540,740 20,026 SH DEFINED 01 02 20,026
E M C CORP MASS COM 268648102 50,778 660 SH DEFINED 01 02 660
E M C CORP MASS COM 268648102 10,882,969 141,453 SH DEFINED 01 02 141,453
</TABLE>
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<TABLE>
<S> <C> <C> <C> <C> <C> <C> <C> <C>
E M C CORP MASS COM 268648102 13,849 180 SH DEFINED 01 02 180
EASTMAN KODAK CO COM 277461109 277,211 4,659 SH DEFINED 01 02 4,659
EASTMAN KODAK CO COM 277461109 5,950 100 SH DEFINED 01 02 100
EASTMAN KODAK CO COM 277461109 113,050 1,900 SH DEFINED 01 02 1,900
ECHOSTAR COMMUNICATIONS NEW CL A 278762109 277,122 8,370 SH DEFINED 01 02 8,370
ECI TELECOM LTD ORD 268258100 32,175 900 SH DEFINED 01 02 900
ECI TELECOM LTD ORD 268258100 42,185 1,180 SH DEFINED 01 02 1,180
ECI TELECOM LTD ORD 268258100 211,998 5,930 SH DEFINED 01 02 5,930
ECI TELECOM LTD ORD 268258100 60,775 1,700 SH DEFINED 01 02 1,700
ECOLAB INC COM 278865100 132,186 3,384 SH DEFINED 01 02 3,384
ECOLAB INC COM 278865100 1,140,610 29,200 SH DEFINED 01 02 29,200
EL PASO ENERGY CORP DEL COM 283905107 9,474 186 SH DEFINED 01 02 186
EL PASO ENERGY CORP DEL COM 283905107 522,104 10,250 SH DEFINED 01 02 10,250
EL PASO ENERGY CORP DEL COM 283905107 15,281 300 SH DEFINED 01 02 300
ELAN PLC ADR 284131208 162,022 3,345 SH DEFINED 01 02 3,345
ELAN PLC ADR 284131208 5,605,130 115,720 SH DEFINED 01 02 115,720
ELAN PLC ADR 284131208 21,070 435 SH DEFINED 01 02 435
ELECTRONIC DATA SYS NEW COM 285661104 83,531 2,025 SH DEFINED 01 02 2,025
ELECTRONIC DATA SYS NEW COM 285661104 3,300 80 SH DEFINED 01 02 80
ELECTRONIC DATA SYS NEW COM 285661104 549,780 13,328 SH DEFINED 01 02 13,328
ELECTRONIC DATA SYS NEW COM 285661104 12,375 300 SH DEFINED 01 02 300
EMERSON ELEC CO COM 291011104 161,201 2,670 SH DEFINED 01 02 2,670
EMERSON ELEC CO COM 291011104 42,263 700 SH DEFINED 01 02 700
EMERSON ELEC CO COM 291011104 458,246 7,590 SH DEFINED 01 02 7,590
ENRON CORP COM 293561106 630,359 9,773 SH DEFINED 01 02 9,773
ENRON CORP COM 293561106 1,315,349 20,393 SH DEFINED 01 02 20,393
ENTRADE INC COM 29382L100 112,992 16,000 SH DEFINED 01 02 16,000
ENTREMED INC COM 29382F103 100,289 3,350 SH DEFINED 01 02 3,350
ENTREMED INC COM 29382F103 19,160 640 SH DEFINED 01 02 640
ENTREMED INC COM 29382F103 98,792 3,300 SH DEFINED 01 02 3,300
ENZO BIOCHEM INC COM 294100102 458,850 6,650 SH DEFINED 01 02 6,650
ENZON INC COM 293904108 214,413 5,045 SH DEFINED 01 02 5,045
ETOYS INC COM 297862104 64,709 10,200 SH DEFINED 01 02 10,200
EXODUS COMMUNICATIONS INC COM 302088109 921 20 SH DEFINED 01 02 20
EXODUS COMMUNICATIONS INC COM 302088109 408,570 8,870 SH DEFINED 01 02 8,870
EXXON MOBIL CORP COM 30231G102 874,647 11,142 SH DEFINED 01 02 11,142
EXXON MOBIL CORP COM 30231G102 300,263 3,825 SH DEFINED 01 02 3,825
EXXON MOBIL CORP COM 30231G102 2,725,285 34,717 SH DEFINED 01 02 34,717
EXXON MOBIL CORP COM 30231G102 4,082 52 SH DEFINED 01 02 52
FEDERAL HOME LN MTG CORP COM 313400301 234,293 5,785 SH DEFINED 01 02 5,785
FEDERAL HOME LN MTG CORP COM 313400301 4,050 100 SH DEFINED 01 02 100
FEDERAL HOME LN MTG CORP COM 313400301 412,898 10,195 SH DEFINED 01 02 10,195
FEDERAL NATL MTG ASSN COM 313586109 997,294 19,110 SH DEFINED 01 02 19,110
FEDERAL NATL MTG ASSN COM 313586109 1,780,881 34,125 SH DEFINED 01 02 34,125
FEDERAL SIGNAL CORP COM 313855108 192,275 11,653 SH DEFINED 01 02 11,653
FEDERAL SIGNAL CORP COM 313855108 19,800 1,200 SH DEFINED 01 02 1,200
FEDEX CORP COM 31428X106 109,060 2,870 SH DEFINED 01 02 2,870
FEDEX CORP COM 31428X106 140,600 3,700 SH DEFINED 01 02 3,700
FEDEX CORP COM 31428X106 46,740 1,230 SH DEFINED 01 02 1,230
FIDELITY NATL FINL INC COM 316326107 85,132 4,649 SH DEFINED 01 02 4,649
FIDELITY NATL FINL INC COM 316326107 3,338,113 182,291 SH DEFINED 01 02 182,291
FINISAR COM 31787A101 65,468 2,500 SH DEFINED 01 02 2,500
FINISAR COM 31787A101 204,259 7,800 SH DEFINED 01 02 7,800
FIRST DATA CORP COM 319963104 150,910 3,041 SH DEFINED 01 02 3,041
FIRST DATA CORP COM 319963104 730,976 14,730 SH DEFINED 01 02 14,730
FIRSTAR CORP NEW WIS COM 33763V109 55,288 2,625 SH DEFINED 01 02 2,625
FIRSTAR CORP NEW WIS COM 33763V109 920,136 43,687 SH DEFINED 01 02 43,687
FIRSTFED FINL CORP COM 337907109 908,238 64,300 SH DEFINED 01 02 64,300
FLEETBOSTON FINL CORP COM 339030108 30,328 892 SH DEFINED 01 02 892
FLEETBOSTON FINL CORP COM 339030108 17,136 504 SH DEFINED 01 02 504
FLEETBOSTON FINL CORP COM 339030108 1,605,786 47,229 SH DEFINED 01 02 47,229
</TABLE>
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<TABLE>
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
FLEETBOSTON FINL CORP COM 339030108 48,178 1,417 SH DEFINED 01 02 1,417
FLEXTRONICS INTL LTD ORD Y2573F102 3,572 52 SH DEFINED 01 02 52
FLEXTRONICS INTL LTD ORD Y2573F102 560,555 8,161 SH DEFINED 01 02 8,161
FLORIDA ROCK INDS INC COM 341140101 256,500 7,200 SH DEFINED 01 02 7,200
FORD MTR CO DEL COM 345370100 25,800 600 SH DEFINED 01 02 600
FORD MTR CO DEL COM 345370100 363,307 8,449 SH DEFINED 01 02 8,449
FORD MTR CO DEL COM 345370100 232,243 5,401 SH DEFINED 01 02 5,401
FOREST LABS INC COM 345838106 14,241 141 SH DEFINED 01 02 141
FOREST LABS INC COM 345838106 289,870 2,870 SH DEFINED 01 02 2,870
FOUNDRY NETWORKS INC COM 35063R100 679,250 6,175 SH DEFINED 01 02 6,175
GANNETT INC COM 364730101 427,955 7,155 SH DEFINED 01 02 7,155
GANNETT INC COM 364730101 11,962 200 SH DEFINED 01 02 200
GAP INC DEL COM 364760108 141,281 4,521 SH DEFINED 01 02 4,521
GAP INC DEL COM 364760108 86,625 2,772 SH DEFINED 01 02 2,772
GEMSTAR INTL GROUP LTD ORD G3788V106 12,291 200 SH DEFINED 01 02 200
GEMSTAR INTL GROUP LTD ORD G3788V106 716,235 11,655 SH DEFINED 01 02 11,655
GENENTECH INC COM NEW 368710406 478,504 2,782 SH DEFINED 01 02 2,782
GENENTECH INC COM NEW 368710406 272,620 1,585 SH DEFINED 01 02 1,585
GENERAL ELEC CO COM 369604103 3,171,096 59,832 SH DEFINED 01 02 59,832
GENERAL ELEC CO COM 369604103 6,045,710 114,070 SH DEFINED 01 02 114,070
GENERAL ELEC CO COM 369604103 (42,400) (800)SH DEFINED 01 02 (800)
GENERAL MTRS CORP CL H NEW 370442832 59,846 682 SH DEFINED 01 02 682
GENERAL MTRS CORP CL H NEW 370442832 10,004 114 SH DEFINED 01 02 114
GENERAL MTRS CORP CL H NEW 370442832 226,834 2,585 SH DEFINED 01 02 2,585
GENERAL MTRS CORP COM 370442105 278,233 4,792 SH DEFINED 01 02 4,792
GENERAL MTRS CORP COM 370442105 13,064 225 SH DEFINED 01 02 225
GENERAL MTRS CORP COM 370442105 267,782 4,612 SH DEFINED 01 02 4,612
GENERAL MTRS CORP COM 370442105 2,452,829 42,245 SH DEFINED 01 02 42,245
GENERAL MTRS CORP COM 370442105 (5,806) (100)SH DEFINED 01 02 (100)
GENZYME CORP COM GENL DIV 372917104 29,719 500 SH DEFINED 01 02 500
GENZYME CORP COM GENL DIV 372917104 8,009,432 134,755 SH DEFINED 01 02 134,305
GENZYME CORP COM SURG PRODS 372917609 218,882 22,027 SH DEFINED 01 02 22,027
GENZYME CORP COM-MOLECULAR 372917500 274,004 19,748 SH DEFINED 01 02 19,748
GILLETTE CO COM 375766102 335,395 9,600 SH DEFINED 01 02 9,600
GILLETTE CO COM 375766102 62,887 1,800 SH DEFINED 01 02 1,800
GILLETTE CO COM 375766102 6,289 180 SH DEFINED 01 02 180
GILLETTE CO COM 375766102 620,132 17,750 SH DEFINED 01 02 17,750
GILLETTE CO COM 375766102 2,271 65 SH DEFINED 01 02 65
GOLDMAN SACHS GROUP INC COM 38141G104 408,722 4,308 SH DEFINED 01 02 4,308
GOLDMAN SACHS GROUP INC COM 38141G104 456,349 4,810 SH DEFINED 01 02 4,810
GPU INC COM 36225X100 10,825 400 SH DEFINED 01 02 400
GPU INC COM 36225X100 520,944 19,250 SH DEFINED 01 02 19,250
GRANITE BROADCASTING CORP COM 387241102 2,771,083 375,740 SH DEFINED 01 02 374,740
GRANT PRIDECO INC COM 38821G101 25,000 1,000 SH DEFINED 01 02 1,000
GRANT PRIDECO INC COM 38821G101 600,425 24,017 SH DEFINED 01 02 24,017
GTE CORP COM 362320103 965,373 15,508 SH DEFINED 01 02 15,508
GTE CORP COM 362320103 28,137 452 SH DEFINED 01 02 452
GTE CORP COM 362320103 1,014,302 16,294 SH DEFINED 01 02 16,294
GTE CORP COM 362320103 18,675 300 SH DEFINED 01 02 300
GUIDANT CORP COM 401698105 281,160 5,680 SH DEFINED 01 02 5,680
GUIDANT CORP COM 401698105 478,913 9,675 SH DEFINED 01 02 9,675
GULFMARK OFFSHORE INC COM 402629109 455,700 18,600 SH DEFINED 01 02 18,600
HALLIBURTON CO COM 406216101 396,135 8,395 SH DEFINED 01 02 8,395
HALLIBURTON CO COM 406216101 622,397 13,190 SH DEFINED 01 02 13,190
HALLIBURTON CO COM 406216101 18,875 400 SH DEFINED 01 02 400
HANOVER COMPRESSOR CO COM 410768105 1,520 40 SH DEFINED 01 02 40
HANOVER COMPRESSOR CO COM 410768105 307,230 8,085 SH DEFINED 01 02 8,085
HARKEN ENERGY CORP COM 412552101 3,125 5,000 SH DEFINED 01 02 5,000
HARKEN ENERGY CORP COM 412552101 968,684 1,549,895 SH DEFINED 01 02 1,546,895
HARMONIC INC COM 413160102 99,941 4,038 SH DEFINED 01 02 4,038
HARMONIC INC COM 413160102 668,250 27,000 SH DEFINED 01 02 27,000
</TABLE>
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<TABLE>
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
HCA-HEALTHCARE CO COM 404119109 508,326 16,735 SH DEFINED 01 02 16,735
HCA-HEALTHCARE CO COM 404119109 647,291 21,310 SH DEFINED 01 02 21,310
HEWLETT PACKARD CO COM 428236103 1,324,424 10,606 SH DEFINED 01 02 10,606
HEWLETT PACKARD CO COM 428236103 6,151,343 49,260 SH DEFINED 01 02 49,260
HEWLETT PACKARD CO COM 428236103 199,800 1,600 SH DEFINED 01 02 1,600
HILTON HOTELS CORP COM 432848109 95,653 10,203 SH DEFINED 01 02 10,203
HILTON HOTELS CORP COM 432848109 291 31 SH DEFINED 01 02 31
HILTON HOTELS CORP COM 432848109 4,688 500 SH DEFINED 01 02 500
HISPANIC BROADCASTING CORP CL A 43357B104 209,350 6,320 SH DEFINED 01 02 6,320
HOLLINGER INTL INC CL A 435569108 5,234,030 384,149 SH DEFINED 01 02 382,949
HOME DEPOT INC COM 437076102 760,840 15,236 SH DEFINED 01 02 15,236
HOME DEPOT INC COM 437076102 12,484 250 SH DEFINED 01 02 250
HOME DEPOT INC COM 437076102 1,814,860 36,343 SH DEFINED 01 02 36,343
HOME DEPOT INC COM 437076102 1,211,322 24,257 SH DEFINED 01 02 24,257
HONEYWELL INTL INC COM 438516106 202,560 6,013 SH DEFINED 01 02 6,013
HONEYWELL INTL INC COM 438516106 41,570 1,234 SH DEFINED 01 02 1,234
HONEYWELL INTL INC COM 438516106 2,140,843 63,551 SH DEFINED 01 02 63,551
HUMAN GENOME SCIENCES INC COM 444903108 133,375 1,000 SH DEFINED 01 02 1,000
HUMAN GENOME SCIENCES INC COM 444903108 86,694 650 SH DEFINED 01 02 650
ILLINOIS TOOL WKS INC COM 452308109 471,276 8,268 SH DEFINED 01 02 8,268
ILLINOIS TOOL WKS INC COM 452308109 728,175 12,775 SH DEFINED 01 02 12,775
ILLINOIS TOOL WKS INC COM 452308109 2,280 40 SH DEFINED 01 02 40
IMPAX LABORATORIES INC COM 45256B101 78,048 12,365 SH DEFINED 01 02 12,365
INKINE PHARMACEUTICALS INC COM 457214104 48,750 10,000 SH DEFINED 01 02 10,000
INKTOMI CORP COM 457277101 76,390 646 SH DEFINED 01 02 646
INKTOMI CORP COM 457277101 26,606 225 SH DEFINED 01 02 225
INKTOMI CORP COM 457277101 134,450 1,137 SH DEFINED 01 02 1,137
INSIGHT ENTERPRISES INC COM 45765U103 512,752 8,645 SH DEFINED 01 02 8,645
INTASYS CORP COM 45809M109 16,452 6,500 SH DEFINED 01 02 6,500
INTASYS CORP COM 45809M109 216,595 85,577 SH DEFINED 01 02 85,577
INTEGRATED DEVICE TECHNOLOGY COM 458118106 414,036 6,915 SH DEFINED 01 02 6,915
INTEGRATED DEVICE TECHNOLOGY COM 458118106 (1,198) (20)SH DEFINED 01 02 (20)
INTEL CORP COM 458140100 5,244,541 39,230 SH DEFINED 01 02 39,230
INTEL CORP COM 458140100 93,581 700 SH DEFINED 01 02 700
INTEL CORP COM 458140100 12,012,713 89,857 SH DEFINED 01 02 89,857
INTEL CORP COM 458140100 350,126 2,619 SH DEFINED 01 02 2,619
INTERIORS INC PFD A CV 10% 458688207 42,899 22,147 SH DEFINED 01 02 22,147
INTERNATIONAL BUSINESS MACHS COM 459200101 1,591,498 14,526 SH DEFINED 01 02 14,526
INTERNATIONAL BUSINESS MACHS COM 459200101 260,648 2,379 SH DEFINED 01 02 2,379
INTERNATIONAL BUSINESS MACHS COM 459200101 990,440 9,040 SH DEFINED 01 02 9,040
INTERNATIONAL BUSINESS MACHS COM 459200101 1,736,558 15,850 SH DEFINED 01 02 15,850
INTERNATIONAL RECTIFIER CORP COM 460254105 267,400 4,775 SH DEFINED 01 02 4,775
INTERNATIONAL RECTIFIER CORP COM 460254105 3,080 55 SH DEFINED 01 02 55
INTERPUBLIC GROUP COS INC COM 460690100 449,737 10,459 SH DEFINED 01 02 10,459
INTERPUBLIC GROUP COS INC COM 460690100 423,980 9,860 SH DEFINED 01 02 9,860
INTERPUBLIC GROUP COS INC COM 460690100 3,440 80 SH DEFINED 01 02 80
INTUIT COM 461202103 24,825 600 SH DEFINED 01 02 600
INTUIT COM 461202103 206,254 4,985 SH DEFINED 01 02 4,985
IONICS INC COM 462218108 122,500 4,000 SH DEFINED 01 02 4,000
IONICS INC COM 462218108 595,656 19,450 SH DEFINED 01 02 19,450
IONICS INC COM 462218108 18,375 600 SH DEFINED 01 02 600
ISHARES INC MSCI GERMAN 464286806 2,153,400 88,800 SH DEFINED 01 02 88,800
ISHARES TR RUSSELL 1000 464287622 1,157,974 15,100 SH DEFINED 01 02 15,100
JDS UNIPHASE CORP COM 46612J101 1,438,260 11,998 SH DEFINED 01 02 11,998
JDS UNIPHASE CORP COM 46612J101 534,523 4,459 SH DEFINED 01 02 4,459
JDS UNIPHASE CORP COM 46612J101 5,994 50 SH DEFINED 01 02 50
JDS UNIPHASE CORP COM 46612J101 2,721,043 22,699 SH DEFINED 01 02 22,699
JOHN HANCOCK BK &THRIFT OPP FD SH BEN INT 409735107 80,244 12,000 SH DEFINED 01 02 12,000
JOHN HANCOCK BK &THRIFT OPP FD SH BEN INT 409735107 173,862 26,000 SH DEFINED 01 02 26,000
JOHNSON & JOHNSON COM 478160104 1,936,644 19,010 SH DEFINED 01 02 19,010
JOHNSON & JOHNSON COM 478160104 66,117 649 SH DEFINED 01 02 649
</TABLE>
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<TABLE>
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
JOHNSON & JOHNSON COM 478160104 4,002,771 39,291 SH DEFINED 01 02 39,291
JOHNSON & JOHNSON COM 478160104 4,026,609 39,525 SH DEFINED 01 02 39,525
JUNIPER NETWORKS INC COM 48203R104 100,438 690 SH DEFINED 01 02 690
JUNIPER NETWORKS INC COM 48203R104 197,964 1,360 SH DEFINED 01 02 1,360
JUNIPER NETWORKS INC COM 48203R104 1,506,276 10,348 SH DEFINED 01 02 10,348
KANSAS CITY PWR & LT CO COM 485134100 416,250 18,500 SH DEFINED 01 02 18,500
KCS ENERGY INC COM 482434206 13,750 10,000 SH DEFINED 01 02 10,000
KIMBERLY CLARK CORP COM 494368103 184,231 3,211 SH DEFINED 01 02 3,211
KIMBERLY CLARK CORP COM 494368103 524,235 9,137 SH DEFINED 01 02 9,137
KING PHARMACEUTICALS INC COM 495582108 658,125 15,000 SH DEFINED 01 02 15,000
KING PHARMACEUTICALS INC COM 495582108 47,341 1,079 SH DEFINED 01 02 1,079
KLA-TENCOR CORP COM 482480100 559,853 9,560 SH DEFINED 01 02 9,560
KONINKLIJKE PHILIPS ELECTRS NV SPON ADR NEW 500472204 227,953 4,799 SH DEFINED 01 02 4,799
KONINKLIJKE PHILIPS ELECTRS NV SPON ADR NEW 500472204 99,180 2,088 SH DEFINED 01 02 2,088
KOPIN CORP COM 500600101 207,750 3,000 SH DEFINED 01 02 3,000
KOPIN CORP COM 500600101 62,671 905 SH DEFINED 01 02 905
KYOCERA CORP ADR 501556203 223,527 1,301 SH DEFINED 01 02 1,301
LAM RESEARCH CORP COM 512807108 16,200 432 SH DEFINED 01 02 432
LAM RESEARCH CORP COM 512807108 236,813 6,315 SH DEFINED 01 02 6,315
LANDSTAR SYS INC COM 515098101 503,895 8,460 SH DEFINED 01 02 8,460
LEGATO SYS INC COM 524651106 245,025 16,200 SH DEFINED 01 02 16,200
LEGG MASON INC COM 524901105 282,750 5,655 SH DEFINED 01 02 5,655
LEHMAN BROS HLDGS INC COM 524908100 72,813 770 SH DEFINED 01 02 770
LEHMAN BROS HLDGS INC COM 524908100 58,628 620 SH DEFINED 01 02 620
LEHMAN BROS HLDGS INC COM 524908100 332,196 3,513 SH DEFINED 01 02 3,513
LILLY ELI & CO COM 532457108 331,086 3,315 SH DEFINED 01 02 3,315
LILLY ELI & CO COM 532457108 1,870,159 18,725 SH DEFINED 01 02 18,725
LINEAR TECHNOLOGY CORP COM 535678106 974,400 15,240 SH DEFINED 01 02 15,240
LINEAR TECHNOLOGY CORP COM 535678106 1,790 28 SH DEFINED 01 02 28
LML PMT SYS INC COM 50208P109 312,748 15,210 SH DEFINED 01 02 15,210
LOEWS CORP COM 540424108 175,200 2,920 SH DEFINED 01 02 2,920
LOEWS CORP COM 540424108 130,200 2,170 SH DEFINED 01 02 2,170
LORAL SPACE & COMMUNICATIONS COM G56462107 8,671 1,250 SH DEFINED 01 02 1,250
LORAL SPACE & COMMUNICATIONS COM G56462107 21,505 3,100 SH DEFINED 01 02 3,100
LORAL SPACE & COMMUNICATIONS COM G56462107 117,929 17,000 SH DEFINED 01 02 17,000
LOWES COS INC COM 548661107 330,960 8,060 SH DEFINED 01 02 8,060
LOWES COS INC COM 548661107 380,439 9,265 SH DEFINED 01 02 9,265
LSI LOGIC CORP COM 502161102 234,091 4,325 SH DEFINED 01 02 4,325
LSI LOGIC CORP COM 502161102 131,524 2,430 SH DEFINED 01 02 2,430
LUCENT TECHNOLOGIES INC COM 549463107 1,877,810 31,693 SH DEFINED 01 02 31,693
LUCENT TECHNOLOGIES INC COM 549463107 195,525 3,300 SH DEFINED 01 02 3,300
LUCENT TECHNOLOGIES INC COM 549463107 213,537 3,604 SH DEFINED 01 02 3,604
LUCENT TECHNOLOGIES INC COM 549463107 3,965,899 66,935 SH DEFINED 01 02 66,935
MACROMEDIA INC COM 556100105 220,446 2,280 SH DEFINED 01 02 2,280
MALLINCKRODT INC NEW COM 561232109 108,593 2,500 SH DEFINED 01 02 2,500
MALLINCKRODT INC NEW COM 561232109 138,998 3,200 SH DEFINED 01 02 3,200
MANNING GREG AUCTIONS INC COM 563823103 187,000 17,000 SH DEFINED 01 02 17,000
MANNING GREG AUCTIONS INC COM 563823103 110 10 SH DEFINED 01 02 10
MARSH & MCLENNAN COS INC COM 571748102 471,533 4,515 SH DEFINED 01 02 4,515
MARSH & MCLENNAN COS INC COM 571748102 691,477 6,621 SH DEFINED 01 02 6,621
MASTEC INC COM 576323109 42,960 1,125 SH DEFINED 01 02 1,125
MASTEC INC COM 576323109 201,780 5,284 SH DEFINED 01 02 5,284
MATRIX PHARMACEUTICAL INC COM 576844104 186,787 14,300 SH DEFINED 01 02 14,300
MATRIX PHARMACEUTICAL INC COM 576844104 (705) (54)SH DEFINED 01 02 (54)
MAVERICK TUBE CORP COM 577914104 203,875 7,000 SH DEFINED 01 02 7,000
MAXIM INTEGRATED PRODS INC COM 57772K101 32,406 477 SH DEFINED 01 02 477
MAXIM INTEGRATED PRODS INC COM 57772K101 1,161,043 17,090 SH DEFINED 01 02 17,090
MBNA CORP COM 55262L100 437,391 16,125 SH DEFINED 01 02 16,125
MBNA CORP COM 55262L100 676,525 24,941 SH DEFINED 01 02 24,941
MCDONALDS CORP COM 580135101 151,642 4,604 SH DEFINED 01 02 4,604
MCDONALDS CORP COM 580135101 1,150,983 34,945 SH DEFINED 01 02 34,945
</TABLE>
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<TABLE>
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
MCKESSON HBOC INC COM 58155Q103 4,020 192 SH DEFINED 01 02 192
MCKESSON HBOC INC COM 58155Q103 13,190 630 SH DEFINED 01 02 630
MCKESSON HBOC INC COM 58155Q103 234,076 11,180 SH DEFINED 01 02 11,180
MCLEODUSA INC CL A 582266102 326,441 15,780 SH DEFINED 01 02 15,780
MCN ENERGY GROUP INC COM 55267J100 411,469 19,250 SH DEFINED 01 02 19,250
MEDIMMUNE INC COM 584699102 59,940 810 SH DEFINED 01 02 810
MEDIMMUNE INC COM 584699102 1,229,880 16,620 SH DEFINED 01 02 16,620
MEDTRONIC INC COM 585055106 509,128 10,221 SH DEFINED 01 02 10,221
MEDTRONIC INC COM 585055106 1,640,459 32,933 SH DEFINED 01 02 32,933
MEDTRONIC INC COM 585055106 6,974 140 SH DEFINED 01 02 140
MELLON FINL CORP COM 58551A108 27,328 750 SH DEFINED 01 02 750
MELLON FINL CORP COM 58551A108 5,760,689 158,100 SH DEFINED 01 02 157,600
MELLON FINL CORP COM 58551A108 239,027 6,560 SH DEFINED 01 02 6,560
MELLON FINL CORP COM 58551A108 100,202 2,750 SH DEFINED 01 02 2,750
MERCK & CO INC COM 589331107 1,521,313 19,854 SH DEFINED 01 02 19,854
MERCK & CO INC COM 589331107 19,156 250 SH DEFINED 01 02 250
MERCK & CO INC COM 589331107 30,650 400 SH DEFINED 01 02 400
MERCK & CO INC COM 589331107 3,607,045 47,074 SH DEFINED 01 02 47,074
MERCK & CO INC COM 589331107 3,831 50 SH DEFINED 01 02 50
MERCURY INTERACTIVE CORP COM 589405109 3,386 35 SH DEFINED 01 02 35
MERCURY INTERACTIVE CORP COM 589405109 871,234 9,005 SH DEFINED 01 02 9,005
METAMOR WORLDWIDE INC SB NT CV 2.94%04 59133PAA8 1,280,000 16,000 PRN DEFINED 01 02 16,000
METROMEDIA FIBER NETWORK INC CL A 591689104 31,750 800 SH DEFINED 01 02 800
METROMEDIA FIBER NETWORK INC CL A 591689104 194,466 4,900 SH DEFINED 01 02 4,900
MFS GOVT MKTS INCOME TR SH BEN INT 552939100 312,375 51,000 SH DEFINED 01 02 51,000
MFS INTER INCOME TR SH BEN INT 55273C107 514,428 81,500 SH DEFINED 01 02 81,500
MGM GRAND INC COM 552953101 12,786 398 SH DEFINED 01 02 398
MGM GRAND INC COM 552953101 339,883 10,580 SH DEFINED 01 02 10,580
MGM GRAND INC COM 552953101 64,250 2,000 SH DEFINED 01 02 2,000
MICROSOFT CORP COM 594918104 2,082,720 26,034 SH DEFINED 01 02 26,034
MICROSOFT CORP COM 594918104 484,800 6,060 SH DEFINED 01 02 6,060
MICROSOFT CORP COM 594918104 3,850,800 48,135 SH DEFINED 01 02 48,135
MICROSOFT CORP COM 594918104 8,000 100 SH DEFINED 01 02 100
MINNESOTA MNG & MFG CO COM 604059105 75,075 910 SH DEFINED 01 02 910
MINNESOTA MNG & MFG CO COM 604059105 393,113 4,765 SH DEFINED 01 02 4,765
MMC NETWORKS INC COM 55308N102 133,593 2,500 SH DEFINED 01 02 2,500
MMC NETWORKS INC COM 55308N102 213,748 4,000 SH DEFINED 01 02 4,000
MOLECULAR DEVICES CORP COM 60851C107 1,384 20 SH DEFINED 01 02 20
MOLECULAR DEVICES CORP COM 60851C107 200,642 2,900 SH DEFINED 01 02 2,900
MOLEX INC CL A 608554200 101,710 2,906 SH DEFINED 01 02 2,906
MOLEX INC CL A 608554200 196,245 5,607 SH DEFINED 01 02 5,607
MORGAN GRENFELL SMALLCAP FD COM 617357108 212,298 16,099 SH DEFINED 01 02 16,099
MORGAN J P & CO INC COM 616880100 28,192 256 SH DEFINED 01 02 256
MORGAN J P & CO INC COM 616880100 678,370 6,160 SH DEFINED 01 02 6,160
MORGAN STANLEY DEAN WITTER GOVT INCOME TR 61745P106 189,120 23,100 SH DEFINED 01 02 23,100
MORGAN STANLEY DEAN WITTER&CO COM NEW 617446448 502,331 6,034 SH DEFINED 01 02 6,034
MORGAN STANLEY DEAN WITTER&CO COM NEW 617446448 333 4 SH DEFINED 01 02 4
MORGAN STANLEY DEAN WITTER&CO COM NEW 617446448 2,120,544 25,472 SH DEFINED 01 02 25,472
MORTON INDUSTRIAL GROUP CL A 619328107 37,500 10,000 SH DEFINED 01 02 10,000
MOTOROLA INC COM 620076109 502,656 17,296 SH DEFINED 01 02 17,296
MOTOROLA INC COM 620076109 98,084 3,375 SH DEFINED 01 02 3,375
MOTOROLA INC COM 620076109 307,621 10,585 SH DEFINED 01 02 10,585
MOTOROLA INC COM 620076109 17,437 600 SH DEFINED 01 02 600
MUNIHOLDINGS N Y INSD FD INC COM 625931100 20,684 1,789 SH DEFINED 01 02 1,789
MUNIHOLDINGS N Y INSD FD INC COM 625931100 82,148 7,105 SH DEFINED 01 02 7,105
MUNIHOLDINGS N Y INSD FD INC COM 625931100 46,248 4,000 SH DEFINED 01 02 4,000
MUNIYIELD INSD FD INC COM 62630E107 689,171 55,413 SH DEFINED 01 02 55,413
MUNIYIELD INSD FD INC COM 62630E107 492,294 39,583 SH DEFINED 01 02 39,583
MUNIYIELD N Y INSD FD INC COM 626301105 1,349,064 118,599 SH DEFINED 01 02 118,599
MUNIYIELD N Y INSD FD INC COM 626301105 170,625 15,000 SH DEFINED 01 02 15,000
MUNIYIELD QUALITY FD INC COM 626302103 1,200,169 99,500 SH DEFINED 01 02 99,500
</TABLE>
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<TABLE>
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
MUNIYIELD QUALITY FD INC COM 626302103 241,192 19,996 SH DEFINED 01 02 19,996
NATIONAL-OILWELL INC COM 637071101 822 25 SH DEFINED 01 02 25
NATIONAL-OILWELL INC COM 637071101 39,450 1,200 SH DEFINED 01 02 1,200
NATIONAL-OILWELL INC COM 637071101 747,610 22,741 SH DEFINED 01 02 22,741
NBTY INC COM 628782104 12,750 2,000 SH DEFINED 01 02 2,000
NBTY INC COM 628782104 76,500 12,000 SH DEFINED 01 02 12,000
NCR CORP NEW COM 62886E108 82,819 2,127 SH DEFINED 01 02 2,127
NCR CORP NEW COM 62886E108 3,660 94 SH DEFINED 01 02 94
NCR CORP NEW COM 62886E108 209,987 5,393 SH DEFINED 01 02 5,393
NCR CORP NEW COM 62886E108 2,518,134 64,672 SH DEFINED 01 02 64,672
NETCURRENTS INC COM 64110J101 31,970 12,788 SH DEFINED 01 02 12,788
NETCURRENTS INC WT EXP 091101 64110J119 16,355 47,543 SH DEFINED 01 02 47,543
NETPLEX GROUP INC COM 641147103 55,758 25,862 SH DEFINED 01 02 25,862
NETRIX CORP COM 641148101 147,744 12,000 SH DEFINED 01 02 12,000
NETRIX CORP COM 641148101 (1,231) (100)SH DEFINED 01 02 (100)
NETWORK APPLIANCE INC COM 64120L104 492,338 6,116 SH DEFINED 01 02 6,116
NETWORK APPLIANCE INC COM 64120L104 197,386 2,452 SH DEFINED 01 02 2,452
NETWORK APPLIANCE INC COM 64120L104 1,649,204 20,487 SH DEFINED 01 02 20,487
NEUROCRINE BIOSCIENCES INC COM 64125C109 142,248 4,000 SH DEFINED 01 02 4,000
NEUROCRINE BIOSCIENCES INC COM 64125C109 177,810 5,000 SH DEFINED 01 02 5,000
NEW AMER HIGH INCOME FD INC COM 641876107 93,825 27,800 SH DEFINED 01 02 27,800
NEWS CORP LTD SP ADR PFD 652487802 18,478 389 SH DEFINED 01 02 389
NEWS CORP LTD SP ADR PFD 652487802 154,375 3,250 SH DEFINED 01 02 3,250
NEWS CORP LTD SP ADR PFD 652487802 2,043,450 43,020 SH DEFINED 01 02 43,020
NEXTEL COMMUNICATIONS INC CL A 65332V103 61,187 1,000 SH DEFINED 01 02 1,000
NEXTEL COMMUNICATIONS INC CL A 65332V103 821,130 13,420 SH DEFINED 01 02 13,420
NEXTEL COMMUNICATIONS INC CL A 65332V103 490 8 SH DEFINED 01 02 8
NEXTLINK COMMUNICATIONS INC CL A 65333H707 322,275 8,495 SH DEFINED 01 02 8,495
NMT MED INC COM 629294109 32,700 10,900 SH DEFINED 01 02 10,900
NOBLE DRILLING CORP COM 655042109 456,352 11,080 SH DEFINED 01 02 11,080
NOKIA CORP SPONSORED ADR 654902204 436,050 8,732 SH DEFINED 01 02 8,732
NOKIA CORP SPONSORED ADR 654902204 110,860 2,220 SH DEFINED 01 02 2,220
NOKIA CORP SPONSORED ADR 654902204 5,937,310 118,896 SH DEFINED 01 02 118,896
NORTEL NETWORKS CORP NEW COM 656568102 527,368 7,727 SH DEFINED 01 02 7,727
NORTEL NETWORKS CORP NEW COM 656568102 17,063 250 SH DEFINED 01 02 250
NORTEL NETWORKS CORP NEW COM 656568102 1,756,550 25,737 SH DEFINED 01 02 25,737
NORTH AMERN VACCINE INC COM 657201109 0 225,850 SH DEFINED 01 02 225,850
NORTHEAST OPTIC NETWORK INC COM 664334109 294,629 4,781 SH DEFINED 01 02 4,781
NORTHERN TR CORP COM 665859104 13,012 200 SH DEFINED 01 02 200
NORTHERN TR CORP COM 665859104 364,998 5,610 SH DEFINED 01 02 5,610
NOVARTIS A G SPONSORED ADR 66987V109 72,000 1,800 SH DEFINED 01 02 1,800
NOVARTIS A G SPONSORED ADR 66987V109 264,000 6,600 SH DEFINED 01 02 6,600
NOVARTIS A G SPONSORED ADR 66987V109 11,040 276 SH DEFINED 01 02 276
NOVO-NORDISK A S ADR 670100205 424,782 5,027 SH DEFINED 01 02 5,027
NUVEEN INSD MUN OPPORTUNITY FD COM 670984103 29,900 2,300 SH DEFINED 01 02 2,300
NUVEEN INSD MUN OPPORTUNITY FD COM 670984103 13,000 1,000 SH DEFINED 01 02 1,000
NUVEEN INSD MUN OPPORTUNITY FD COM 670984103 221,000 17,000 SH DEFINED 01 02 17,000
NUVEEN NY DIVID ADVNTG MUN FD COM 67066X107 776,858 60,930 SH DEFINED 01 02 60,930
NUVEEN NY DIVID ADVNTG MUN FD COM 67066X107 35,700 2,800 SH DEFINED 01 02 2,800
NUVEEN PREM INCOME MUN FD COM 67062T100 89,086 7,463 SH DEFINED 01 02 7,463
NUVEEN PREM INCOME MUN FD COM 67062T100 194,752 16,315 SH DEFINED 01 02 16,315
NUVEEN PREM INCOME MUN FD 2 COM 67063W102 42,000 3,200 SH DEFINED 01 02 3,200
NUVEEN PREM INCOME MUN FD 2 COM 67063W102 354,375 27,000 SH DEFINED 01 02 27,000
OFFICE DEPOT INC COM 676220106 123,013 19,682 SH DEFINED 01 02 19,682
OFFICE DEPOT INC COM 676220106 264,219 42,275 SH DEFINED 01 02 42,275
OFFICE DEPOT INC COM 676220106 22,500 3,600 SH DEFINED 01 02 3,600
OFFICEMAX INC COM 67622M108 88,500 17,700 SH DEFINED 01 02 17,700
OMNICOM GROUP INC COM 681919106 16,387 184 SH DEFINED 01 02 184
OMNICOM GROUP INC COM 681919106 538,469 6,046 SH DEFINED 01 02 6,046
ONEMAIN COM INC COM 68267P109 87,750 7,800 SH DEFINED 01 02 7,800
ONEMAIN COM INC COM 68267P109 2,228,063 198,050 SH DEFINED 01 02 198,050
</TABLE>
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<TABLE>
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ORACLE CORP COM 68389X105 505,045 6,008 SH DEFINED 01 02 6,008
ORACLE CORP COM 68389X105 11,348 135 SH DEFINED 01 02 135
ORACLE CORP COM 68389X105 36,987 440 SH DEFINED 01 02 440
ORACLE CORP COM 68389X105 1,828,769 21,755 SH DEFINED 01 02 21,755
PALL CORP COM 696429307 97,125 5,250 SH DEFINED 01 02 5,250
PALL CORP COM 696429307 4,136,970 223,620 SH DEFINED 01 02 222,920
PARADISE MUSIC & ENTMT INC COM 699071106 87,839 54,055 SH DEFINED 01 02 54,055
PARAMETRIC TECHNOLOGY CORP COM 699173100 102,300 9,300 SH DEFINED 01 02 9,300
PARAMETRIC TECHNOLOGY CORP COM 699173100 105,600 9,600 SH DEFINED 01 02 9,600
PAYCHEX INC COM 704326107 22,470 535 SH DEFINED 01 02 535
PAYCHEX INC COM 704326107 251,370 5,985 SH DEFINED 01 02 5,985
PE CORP CELERA GEN GRP 69332S201 276,000 3,000 SH DEFINED 01 02 3,000
PE CORP CELERA GEN GRP 69332S201 4,600 50 SH DEFINED 01 02 50
PE CORP COM PE BIO GRP 69332S102 846,164 12,845 SH DEFINED 01 02 12,845
PE CORP COM PE BIO GRP 69332S102 25,691 390 SH DEFINED 01 02 390
PEOPLES ENERGY CORP COM 711030106 1,120,175 34,600 SH DEFINED 01 02 34,600
PEPSICO INC COM 713448108 1,930,077 43,434 SH DEFINED 01 02 43,434
PEPSICO INC COM 713448108 2,444 55 SH DEFINED 01 02 55
PEPSICO INC COM 713448108 115,181 2,592 SH DEFINED 01 02 2,592
PEPSICO INC COM 713448108 2,089,650 47,025 SH DEFINED 01 02 47,025
PEPSICO INC COM 713448108 13,331 300 SH DEFINED 01 02 300
PEREGRINE SYSTEMS INC COM 71366Q101 230,322 6,640 SH DEFINED 01 02 6,640
PEREGRINE SYSTEMS INC COM 71366Q101 7,805 225 SH DEFINED 01 02 225
PFF BANCORP INC COM 69331W104 18,250 1,000 SH DEFINED 01 02 1,000
PFF BANCORP INC COM 69331W104 4,411,281 241,714 SH DEFINED 01 02 241,414
PFIZER INC COM 717081103 155,280 3,235 SH DEFINED 01 02 3,235
PFIZER INC COM 717081103 6,020,256 125,422 SH DEFINED 01 02 125,422
PFIZER INC COM 717081103 150,000 3,125 SH DEFINED 01 02 3,125
PFIZER INC COM 717081103 3,572,784 74,433 SH DEFINED 01 02 74,433
PHARMACIA CORP COM 71713U102 229,645 4,443 SH DEFINED 01 02 4,443
PHARMACIA CORP COM 71713U102 5,169 100 SH DEFINED 01 02 100
PHARMACIA CORP COM 71713U102 552,121 10,682 SH DEFINED 01 02 10,682
PHILIP MORRIS COS INC COM 718154107 67,866 2,555 SH DEFINED 01 02 2,555
PHILIP MORRIS COS INC COM 718154107 445,418 16,769 SH DEFINED 01 02 16,769
PHILLIPS PETE CO COM 718507106 2,027 40 SH DEFINED 01 02 40
PHILLIPS PETE CO COM 718507106 849,007 16,750 SH DEFINED 01 02 16,750
PHOENIX TECHNOLOGY LTD COM 719153108 195,744 12,000 SH DEFINED 01 02 12,000
PMC-SIERRA INC COM 69344F106 371,544 2,091 SH DEFINED 01 02 2,091
PMC-SIERRA INC COM 69344F106 117,629 662 SH DEFINED 01 02 662
PMC-SIERRA INC COM 69344F106 3,255,937 18,324 SH DEFINED 01 02 18,324
PNC FINL SVCS GROUP INC COM 693475105 29,531 630 SH DEFINED 01 02 630
PNC FINL SVCS GROUP INC COM 693475105 753,984 16,085 SH DEFINED 01 02 16,085
POWERWAVE TECHNOLOGIES INC COM 739363109 44,000 1,000 SH DEFINED 01 02 1,000
POWERWAVE TECHNOLOGIES INC COM 739363109 88,000 2,000 SH DEFINED 01 02 2,000
POWERWAVE TECHNOLOGIES INC COM 739363109 310,420 7,055 SH DEFINED 01 02 7,055
PRAXAIR INC COM 74005P104 40,994 1,095 SH DEFINED 01 02 1,095
PRAXAIR INC COM 74005P104 3,744 100 SH DEFINED 01 02 100
PRAXAIR INC COM 74005P104 182,693 4,880 SH DEFINED 01 02 4,880
PROCTER & GAMBLE CO COM 742718109 276,976 4,838 SH DEFINED 01 02 4,838
PROCTER & GAMBLE CO COM 742718109 1,031 18 SH DEFINED 01 02 18
PROCTER & GAMBLE CO COM 742718109 734,231 12,825 SH DEFINED 01 02 12,825
PROSPECT STR HIGH INCOME PTFLO COM NEW 743586406 41,606 6,657 SH DEFINED 01 02 6,657
PROSPECT STR HIGH INCOME PTFLO COM NEW 743586406 9,375 1,500 SH DEFINED 01 02 1,500
PROSPECT STR HIGH INCOME PTFLO COM NEW 743586406 22,706 3,633 SH DEFINED 01 02 3,633
PROVIDIAN FINL CORP COM 74406A102 268,200 2,980 SH DEFINED 01 02 2,980
PROVIDIAN FINL CORP COM 74406A102 22,500 250 SH DEFINED 01 02 250
PROXIM INC COM 744284100 148,454 1,500 SH DEFINED 01 02 1,500
PROXIM INC COM 744284100 98,969 1,000 SH DEFINED 01 02 1,000
PSINET INC COM 74437C101 120,600 4,800 SH DEFINED 01 02 4,800
PSINET INC COM 74437C101 28,266 1,125 SH DEFINED 01 02 1,125
PSINET INC COM 74437C101 79,395 3,160 SH DEFINED 01 02 3,160
</TABLE>
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<TABLE>
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
PSINET INC COM 74437C101 5,276 210 SH DEFINED 01 02 210
PUTNAM MASTER INTER INCOME TR SH BEN INT 746909100 95,625 15,300 SH DEFINED 01 02 15,300
QLOGIC CORP COM 747277101 338,568 5,125 SH DEFINED 01 02 5,125
QUALCOMM INC COM 747525103 379,980 6,333 SH DEFINED 01 02 6,333
QUALCOMM INC COM 747525103 244,380 4,073 SH DEFINED 01 02 4,073
QUALCOMM INC COM 747525103 3,000 50 SH DEFINED 01 02 50
QUALCOMM INC COM 747525103 328,560 5,476 SH DEFINED 01 02 5,476
QUALCOMM INC COM 747525103 1,207,740 20,129 SH DEFINED 01 02 20,129
QUALCOMM INC COM 747525103 1,620 27 SH DEFINED 01 02 27
QUESTCOR PHARMACEUTICALS INC COM 74835Y101 19,946 10,638 SH DEFINED 01 02 10,638
QUESTCOR PHARMACEUTICALS INC COM 74835Y101 70,984 37,858 SH DEFINED 01 02 37,858
QWEST COMMUNICATIONS INTL INC COM 749121109 1,180,215 23,753 SH DEFINED 01 02 23,753
QWEST COMMUNICATIONS INTL INC COM 749121109 2,683 54 SH DEFINED 01 02 54
QWEST COMMUNICATIONS INTL INC COM 749121109 20,074 404 SH DEFINED 01 02 404
QWEST COMMUNICATIONS INTL INC COM 749121109 1,582,779 31,855 SH DEFINED 01 02 31,855
QWEST COMMUNICATIONS INTL INC COM 749121109 5,813 117 SH DEFINED 01 02 117
R & B FALCON CORP COM 74912E101 47,124 2,000 SH DEFINED 01 02 2,000
R & B FALCON CORP COM 74912E101 354,019 15,025 SH DEFINED 01 02 15,025
RATIONAL SOFTWARE CORP COM NEW 75409P202 92,937 1,000 SH DEFINED 01 02 1,000
RATIONAL SOFTWARE CORP COM NEW 75409P202 719,332 7,740 SH DEFINED 01 02 7,740
READ-RITE CORP SUB NT CV 6.5%04 755246AA3 262,500 15,000 PRN DEFINED 01 02 15,000
REALNETWORKS INC COM 75605L104 246,490 4,875 SH DEFINED 01 02 4,875
REALNETWORKS INC COM 75605L104 214,130 4,235 SH DEFINED 01 02 4,235
REALNETWORKS INC COM 75605L104 156,742 3,100 SH DEFINED 01 02 3,100
RELIANT ENERGY INC COM 75952J108 26,517 897 SH DEFINED 01 02 897
RELIANT ENERGY INC COM 75952J108 860,254 29,100 SH DEFINED 01 02 29,100
RENAISSANCE RE HLDGS LTD COM G7496G103 453,480 10,410 SH DEFINED 01 02 10,410
RESPIRONICS INC COM 761230101 201,600 11,200 SH DEFINED 01 02 11,200
RESPONSE USA INC COM NEW 761235506 3,798 8,690 SH DEFINED 01 02 8,690
RESPONSE USA INC COM NEW 761235506 8,740 20,000 SH DEFINED 01 02 20,000
RF MICRODEVICES INC COM 749941100 637,910 7,280 SH DEFINED 01 02 7,280
ROBERT HALF INTL INC COM 770323103 343,112 12,039 SH DEFINED 01 02 12,039
ROHM & HAAS CO COM 775371107 13,800 400 SH DEFINED 01 02 400
ROHM & HAAS CO COM 775371107 195,443 5,665 SH DEFINED 01 02 5,665
ROSLYN BANCORP INC COM 778162107 41,523 2,500 SH DEFINED 01 02 2,500
ROSLYN BANCORP INC COM 778162107 2,934,810 176,700 SH DEFINED 01 02 176,200
ROSLYN BANCORP INC COM 778162107 7,640 460 SH DEFINED 01 02 460
ROWAN COS INC COM 779382100 2,278 75 SH DEFINED 01 02 75
ROWAN COS INC COM 779382100 133,802 4,405 SH DEFINED 01 02 4,405
ROWAN COS INC COM 779382100 1,995,486 65,695 SH DEFINED 01 02 65,695
ROYAL DUTCH PETE CO NY REG GLD1.25 780257804 130,819 2,125 PRN DEFINED 01 02 2,125
ROYAL DUTCH PETE CO NY REG GLD1.25 780257804 53,682 872 PRN DEFINED 01 02 872
ROYAL DUTCH PETE CO NY REG GLD1.25 780257804 2,087,260 33,905 PRN DEFINED 01 02 33,905
RSL COMMUNICATIONS LTD CL A G7702U102 63,761 5,575 SH DEFINED 01 02 5,575
RSL COMMUNICATIONS LTD CL A G7702U102 59,530 5,205 SH DEFINED 01 02 5,205
RSL COMMUNICATIONS LTD CL A G7702U102 137 12 SH DEFINED 01 02 12
SABRE HLDGS CORP CL A 785905100 20,093 705 SH DEFINED 01 02 705
SABRE HLDGS CORP CL A 785905100 2,981,527 104,615 SH DEFINED 01 02 104,490
SABRE HLDGS CORP CL A 785905100 7,553 265 SH DEFINED 01 02 265
SABRE HLDGS CORP CL A 785905100 1,130,282 39,659 SH DEFINED 01 02 39,659
SAFEWAY INC COM NEW 786514208 128,160 2,848 SH DEFINED 01 02 2,848
SAFEWAY INC COM NEW 786514208 9,000 200 SH DEFINED 01 02 200
SAFEWAY INC COM NEW 786514208 128,700 2,860 SH DEFINED 01 02 2,860
SAFEWAY INC COM NEW 786514208 3,600 80 SH DEFINED 01 02 80
SAN JUAN BASIN RTY TR UNIT BEN INT 798241105 117,000 11,700 SH DEFINED 01 02
SANMINA CORP COM 800907107 134,748 1,576 SH DEFINED 01 02 1,576
SANMINA CORP COM 800907107 633,726 7,412 SH DEFINED 01 02 7,412
SARA LEE CORP COM 803111103 9,289 481 SH DEFINED 01 02 481
SARA LEE CORP COM 803111103 98,491 5,100 SH DEFINED 01 02 5,100
SARA LEE CORP COM 803111103 2,751,593 142,481 SH DEFINED 01 02 142,481
SBC COMMUNICATIONS INC COM 78387G103 1,141,973 26,404 SH DEFINED 01 02 26,404
</TABLE>
<PAGE>
<TABLE>
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
SBC COMMUNICATIONS INC COM 78387G103 120,235 2,780 SH DEFINED 01 02 2,780
SBC COMMUNICATIONS INC COM 78387G103 1,547,788 35,787 SH DEFINED 01 02 35,787
SBC COMMUNICATIONS INC COM 78387G103 80,878 1,870 SH DEFINED 01 02 1,870
SBC COMMUNICATIONS INC COM 78387G103 (8,650) (200)SH DEFINED 01 02 (200)
SCHERING PLOUGH CORP COM 806605101 861,732 17,064 SH DEFINED 01 02 17,064
SCHERING PLOUGH CORP COM 806605101 161,600 3,200 SH DEFINED 01 02 3,200
SCHERING PLOUGH CORP COM 806605101 3,189,934 63,167 SH DEFINED 01 02 63,167
SCHERING PLOUGH CORP COM 806605101 43,683 865 SH DEFINED 01 02 865
SCHLUMBERGER LTD COM 806857108 407,154 5,456 SH DEFINED 01 02 5,456
SCHLUMBERGER LTD COM 806857108 82,088 1,100 SH DEFINED 01 02 1,100
SCHLUMBERGER LTD COM 806857108 2,893,808 38,778 SH DEFINED 01 02 38,778
SCHWAB CHARLES CORP NEW COM 808513105 421,792 12,544 SH DEFINED 01 02 12,544
SCHWAB CHARLES CORP NEW COM 808513105 316,243 9,405 SH DEFINED 01 02 9,405
SCIENTIFIC ATLANTA INC COM 808655104 44,700 600 SH DEFINED 01 02 600
SCIENTIFIC ATLANTA INC COM 808655104 352,385 4,730 SH DEFINED 01 02 4,730
SDL INC COM 784076101 75,860 266 SH DEFINED 01 02 266
SDL INC COM 784076101 1,982,050 6,950 SH DEFINED 01 02 6,950
SECTOR SPDR TR SBI INT-UTILS 81369Y886 1,885,700 69,200 SH DEFINED 01 02 69,200
SEMPRA ENERGY COM 816851109 10,200 600 SH DEFINED 01 02 600
SEMPRA ENERGY COM 816851109 487,900 28,700 SH DEFINED 01 02 28,700
SERVICE CORP INTL COM 817565104 15,839 4,970 SH DEFINED 01 02 4,970
SERVICE CORP INTL COM 817565104 3,888 1,220 SH DEFINED 01 02 1,220
SERVICE CORP INTL COM 817565104 349,585 109,691 SH DEFINED 01 02 109,091
SERVICE CORP INTL COM 817565104 18,453 5,790 SH DEFINED 01 02 5,790
SERVICE CORP INTL COM 817565104 375,939 117,960 SH DEFINED 01 02 117,960
SERVICEMASTER CO COM 81760N109 160,786 14,135 SH DEFINED 01 02 14,135
SHAW COMMUNICATIONS INC CL B CONV 82028K200 493,740 20,000 SH DEFINED 01 02 20,000
SIEBEL SYS INC COM 826170102 26,333 161 SH DEFINED 01 02 161
SIEBEL SYS INC COM 826170102 228,987 1,400 SH DEFINED 01 02 1,400
SOLECTRON CORP COM 834182107 292,999 6,997 SH DEFINED 01 02 6,997
SOLECTRON CORP COM 834182107 637,714 15,229 SH DEFINED 01 02 15,229
SOUTHWEST AIRLS CO COM 844741108 449,981 23,762 SH DEFINED 01 02 23,762
SOUTHWEST AIRLS CO COM 844741108 1,894 100 SH DEFINED 01 02 100
SOUTHWEST AIRLS CO COM 844741108 625,565 33,034 SH DEFINED 01 02 33,034
SPDR TR UNIT SER 1 78462F103 3,632 25 SH DEFINED 01 02 25
SPDR TR UNIT SER 1 78462F103 2,099,310 14,450 SH DEFINED 01 02 14,450
SPRINT CORP COM FON GROUP 852061100 636,429 12,479 SH DEFINED 01 02 12,479
SPRINT CORP COM FON GROUP 852061100 1,049,835 20,585 SH DEFINED 01 02 20,585
SPRINT CORP COM FON GROUP 852061100 2,400,060 47,060 SH DEFINED 01 02 47,060
SPRINT CORP PCS COM SER 1 852061506 232,645 3,910 SH DEFINED 01 02 3,910
SPRINT CORP PCS COM SER 1 852061506 414,358 6,964 SH DEFINED 01 02 6,964
SPX CORP COM 784635104 22,131 183 SH DEFINED 01 02 183
SPX CORP COM 784635104 205,593 1,700 SH DEFINED 01 02 1,700
STAPLES INC COM 855030102 323,321 21,029 SH DEFINED 01 02 21,029
STAPLES INC COM 855030102 334,729 21,771 SH DEFINED 01 02 21,771
STATE STR CORP COM 857477103 66,819 630 SH DEFINED 01 02 630
STATE STR CORP COM 857477103 191,548 1,806 SH DEFINED 01 02 1,806
STATE STR CORP COM 857477103 30,758 290 SH DEFINED 01 02 290
STEWART INFORMATION SVCS CORP COM 860372101 2,925 200 SH DEFINED 01 02 200
STEWART INFORMATION SVCS CORP COM 860372101 720,574 49,270 SH DEFINED 01 02 49,270
SUFFOLK BANCORP COM 864739107 204,298 7,820 SH DEFINED 01 02 7,820
SUN MICROSYSTEMS INC COM 866810104 1,761,177 19,367 SH DEFINED 01 02 19,367
SUN MICROSYSTEMS INC COM 866810104 15,005 165 SH DEFINED 01 02 165
SUN MICROSYSTEMS INC COM 866810104 9,526,560 104,760 SH DEFINED 01 02 104,760
SUN MICROSYSTEMS INC COM 866810104 18,187 200 SH DEFINED 01 02 200
SWIFT ENERGY CO SB NT CV 6.25%06 870738AB7 2,425,000 25,000 PRN DEFINED 01 02 25,000
SYBRON INTL CORP COM 87114F106 4,899,210 247,285 SH DEFINED 01 02 246,485
SYBRON INTL CORP COM 87114F106 4,953 250 SH DEFINED 01 02 250
SYCAMORE NETWORKS INC COM 871206108 2,759 25 SH DEFINED 01 02 25
SYCAMORE NETWORKS INC COM 871206108 454,745 4,120 SH DEFINED 01 02 4,120
SYMBOL TECHNOLOGIES INC COM 871508107 107,298 1,987 SH DEFINED 01 02 1,987
</TABLE>
<PAGE>
<TABLE>
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
SYMBOL TECHNOLOGIES INC COM 871508107 6,765,876 125,294 SH DEFINED 01 02 124,919
SYMBOL TECHNOLOGIES INC COM 871508107 56,700 1,050 SH DEFINED 01 02 1,050
TALK CITY INC COM 874263106 18,744 12,000 SH DEFINED 01 02 12,000
TALK CITY INC COM 874263106 156 100 SH DEFINED 01 02 100
TARGET CORP COM 87612E106 5,800 100 SH DEFINED 01 02 100
TARGET CORP COM 87612E106 552,972 9,534 SH DEFINED 01 02 9,534
TARGET CORP COM 87612E106 496,886 8,567 SH DEFINED 01 02 8,567
TCSI CORP COM 87233R106 139,134 68,505 SH DEFINED 01 02 68,505
TCW/DW TERM TR 2003 SH BEN INT 87234U108 198,401 22,200 SH DEFINED 01 02 22,200
TEKELEC COM 879101103 265,029 5,500 SH DEFINED 01 02 5,500
TELCOM SEMICONDUCTOR INC COM 87921P107 200,310 5,000 SH DEFINED 01 02 5,000
TELCOM SEMICONDUCTOR INC COM 87921P107 4,006 100 SH DEFINED 01 02 100
TELEDYNE TECHNOLOGIES INC COM 879360105 167,500 10,000 SH DEFINED 01 02 10,000
TELEFONICA S A SPONSORED ADR 879382208 5,509 86 SH DEFINED 01 02 86
TELEFONICA S A SPONSORED ADR 879382208 1,169,388 18,254 SH DEFINED 01 02 18,254
TELEPHONE & DATA SYS INC COM 879433100 199,999 1,995 SH DEFINED 01 02 1,995
TELEPHONE & DATA SYS INC COM 879433100 20,050 200 SH DEFINED 01 02 200
TELEPHONE & DATA SYS INC COM 879433100 13,033 130 SH DEFINED 01 02 130
TELLABS INC COM 879664100 61,525 899 SH DEFINED 01 02 899
TELLABS INC COM 879664100 646,730 9,450 SH DEFINED 01 02 9,450
TEMPLETON DRAGON FD INC COM 88018T101 8,625 1,000 SH DEFINED 01 02 1,000
TEMPLETON DRAGON FD INC COM 88018T101 275,138 31,900 SH DEFINED 01 02 31,900
TEMPLETON EMERG MKTS INCOME FD COM 880192109 32,000 3,200 SH DEFINED 01 02 3,200
TEMPLETON EMERG MKTS INCOME FD COM 880192109 86,000 8,600 SH DEFINED 01 02 8,600
TERADYNE INC COM 880770102 14,700 200 SH DEFINED 01 02 200
TERADYNE INC COM 880770102 322,298 4,385 SH DEFINED 01 02 4,385
TEXACO INC COM 881694103 269,711 5,065 SH DEFINED 01 02 5,065
TEXACO INC COM 881694103 10,650 200 SH DEFINED 01 02 200
TEXACO INC COM 881694103 402,890 7,566 SH DEFINED 01 02 7,566
TEXAS INSTRS INC COM 882508104 1,551,159 22,583 SH DEFINED 01 02 22,583
TEXAS INSTRS INC COM 882508104 109,144 1,589 SH DEFINED 01 02 1,589
TEXAS INSTRS INC COM 882508104 219,798 3,200 SH DEFINED 01 02 3,200
TEXAS INSTRS INC COM 882508104 1,493,118 21,738 SH DEFINED 01 02 21,738
THERMEDICS INC COM 883901100 3,975 400 SH DEFINED 01 02 400
THERMEDICS INC COM 883901100 332,890 33,500 SH DEFINED 01 02 33,500
THERMOLASE CORP COM 883624108 243,238 86,500 SH DEFINED 01 02 86,500
TIME WARNER INC COM 887315109 463,752 6,102 SH DEFINED 01 02 6,102
TIME WARNER INC COM 887315109 720,024 9,474 SH DEFINED 01 02 9,474
TIME WARNER INC COM 887315109 14,440 190 SH DEFINED 01 02 190
TITAN CORP COM 888266103 26,850 600 SH DEFINED 01 02 600
TITAN CORP COM 888266103 303,181 6,775 SH DEFINED 01 02 6,775
TOPPS INC COM 890786106 322,000 28,000 SH DEFINED 01 02 28,000
TOSCO CORP COM NEW 891490302 676,657 23,900 SH DEFINED 01 02 23,900
TRANSOCEAN SEDCO FOREX INC ORD G90078109 16,245 304 SH DEFINED 01 02 304
TRANSOCEAN SEDCO FOREX INC ORD G90078109 11,329 212 SH DEFINED 01 02 212
TRANSOCEAN SEDCO FOREX INC ORD G90078109 332,164 6,216 SH DEFINED 01 02 6,216
TRANSOCEAN SEDCO FOREX INC ORD G90078109 8,016 150 SH DEFINED 01 02 150
TRIQUINT SEMICONDUCTOR INC COM 89674K103 303,328 3,170 SH DEFINED 01 02 3,170
TRITON ENERGY LTD ORD G90751101 19,656 500 SH DEFINED 01 02 500
TRITON ENERGY LTD ORD G90751101 8,367,559 212,850 SH DEFINED 01 02 211,600
TRW INC COM 872649108 20,994 484 SH DEFINED 01 02 484
TRW INC COM 872649108 642,167 14,805 SH DEFINED 01 02 14,805
TRW INC COM 872649108 17,350 400 SH DEFINED 01 02 400
TYCO INTL LTD NEW COM 902124106 530,316 11,194 SH DEFINED 01 02 11,194
TYCO INTL LTD NEW COM 902124106 168,371 3,554 SH DEFINED 01 02 3,554
TYCO INTL LTD NEW COM 902124106 973,841 20,556 SH DEFINED 01 02 20,556
TYCO INTL LTD NEW COM 902124106 3,316 70 SH DEFINED 01 02 70
UAL CORP COM PAR $0.01 902549500 1,090,890 18,748 SH DEFINED 01 02 18,748
UNILEVER N V N Y SHS NEW 904784709 36,550 850 SH DEFINED 01 02 850
UNILEVER N V N Y SHS NEW 904784709 736,934 17,138 SH DEFINED 01 02 17,138
UNION PAC CORP COM 907818108 162,879 4,380 SH DEFINED 01 02 4,380
</TABLE>
<PAGE>
<TABLE>
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
UNION PAC CORP COM 907818108 107,842 2,900 SH DEFINED 01 02 2,900
UNION PAC CORP COM 907818108 388,604 10,450 SH DEFINED 01 02 10,450
UNION PAC CORP COM 907818108 1,577,473 42,420 SH DEFINED 01 02 42,420
UNITED STATIONERS INC COM 913004107 234,233 7,235 SH DEFINED 01 02 7,235
UNITED TECHNOLOGIES CORP COM 913017109 239,798 4,073 SH DEFINED 01 02 4,073
UNITED TECHNOLOGIES CORP COM 913017109 958,779 16,285 SH DEFINED 01 02 16,285
UNIVISION COMMUNICATIONS INC CL A 914906102 214,763 2,075 SH DEFINED 01 02 2,075
UNIVISION COMMUNICATIONS INC CL A 914906102 92,633 895 SH DEFINED 01 02 895
USINTERNETWORKING INC COM 917311805 284,074 13,900 SH DEFINED 01 02 13,900
USINTERNETWORKING INC COM 917311805 66,420 3,250 SH DEFINED 01 02 3,250
UTILICORP UTD INC COM 918005109 807,919 40,650 SH DEFINED 01 02 40,650
UTILX CORP COM 918031105 85,637 14,500 SH DEFINED 01 02 14,500
VAN KAMPEN SENIOR INCOME TR COM 920961109 8,437 1,000 SH DEFINED 01 02 1,000
VAN KAMPEN SENIOR INCOME TR COM 920961109 1,946,450 230,704 SH DEFINED 01 02 230,704
VARIAN INC COM 922206107 22,371 485 SH DEFINED 01 02 485
VARIAN INC COM 922206107 244,924 5,310 SH DEFINED 01 02 5,310
VERIO INC COM 923433106 804,518 14,500 SH DEFINED 01 02 14,500
VERISIGN INC COM 92343E102 (706) (4)SH DEFINED 01 02 (4)
VERISIGN INC COM 92343E102 57,363 325 SH DEFINED 01 02 325
VERISIGN INC COM 92343E102 426,248 2,415 SH DEFINED 01 02 2,415
VERITAS SOFTWARE CO COM 923436109 99,567 881 SH DEFINED 01 02 881
VERITAS SOFTWARE CO COM 923436109 96,064 850 SH DEFINED 01 02 850
VERITAS SOFTWARE CO COM 923436109 768,170 6,797 SH DEFINED 01 02 6,797
VIACOM INC CL B 925524308 1,298,758 19,047 SH DEFINED 01 02 19,047
VIACOM INC CL B 925524308 3,667,028 53,779 SH DEFINED 01 02 53,400
VIACOM INC CL B 925524308 1,520,570 22,300 SH DEFINED 01 02 22,300
VICOR CORP COM 925815102 243,684 7,000 SH DEFINED 01 02 7,000
VICOR CORP COM 925815102 3,238 93 SH DEFINED 01 02 93
VIGNETTE CORP COM 926734104 12,484 240 SH DEFINED 01 02 240
VIGNETTE CORP COM 926734104 215,606 4,145 SH DEFINED 01 02 4,145
VIRBAC CORP COM 927649103 36,250 10,000 SH DEFINED 01 02 10,000
VISHAY INTERTECHNOLOGY INC COM 928298108 244,087 6,434 SH DEFINED 01 02 6,434
VISHAY INTERTECHNOLOGY INC COM 928298108 84,941 2,239 SH DEFINED 01 02 2,239
VITESSE SEMICONDUCTOR CORP COM 928497106 132,779 1,805 SH DEFINED 01 02 1,805
VITESSE SEMICONDUCTOR CORP COM 928497106 240,916 3,275 SH DEFINED 01 02 3,275
VODAFONE AIRTOUCH PLC SPONSORED ADR 92857T107 385,364 9,300 SH DEFINED 01 02 9,300
VODAFONE AIRTOUCH PLC SPONSORED ADR 92857T107 29,006 700 SH DEFINED 01 02 700
VODAFONE AIRTOUCH PLC SPONSORED ADR 92857T107 1,015,828 24,515 SH DEFINED 01 02 24,515
VOICESTREAM WIRELESS CORP COM 928615103 13,258 114 SH DEFINED 01 02 114
VOICESTREAM WIRELESS CORP COM 928615103 360,521 3,100 SH DEFINED 01 02 3,100
VORNADO RLTY TR SH BEN INT 929042109 260,625 7,500 SH DEFINED 01 02 7,500
WAL MART STORES INC COM 931142103 542,136 9,408 SH DEFINED 01 02 9,408
WAL MART STORES INC COM 931142103 45,524 790 SH DEFINED 01 02 790
WAL MART STORES INC COM 931142103 1,060,876 18,410 SH DEFINED 01 02 18,410
WALGREEN CO COM 931422109 404,623 12,571 SH DEFINED 01 02 12,571
WALGREEN CO COM 931422109 651,465 20,240 SH DEFINED 01 02 20,240
WASHINGTON MUT INC COM 939322103 60,291 2,088 SH DEFINED 01 02 2,088
WASHINGTON MUT INC COM 939322103 2,888 100 SH DEFINED 01 02 100
WASHINGTON MUT INC COM 939322103 4,142,638 143,468 SH DEFINED 01 02 143,018
WASHINGTON MUT INC COM 939322103 100,514 3,481 SH DEFINED 01 02 3,481
WASHINGTON MUT INC COM 939322103 1,644,836 56,964 SH DEFINED 01 02 56,964
WASTE MGMT INC DEL COM 94106L109 222,775 11,725 SH DEFINED 01 02 11,725
WASTE MGMT INC DEL COM 94106L109 2,755 145 SH DEFINED 01 02 145
WASTE MGMT INC DEL COM 94106L109 217,094 11,426 SH DEFINED 01 02 11,426
WASTE MGMT INC DEL COM 94106L109 669,750 35,250 SH DEFINED 01 02 35,250
WATERS CORP COM 941848103 19,595 157 SH DEFINED 01 02 157
WATERS CORP COM 941848103 585,368 4,690 SH DEFINED 01 02 4,690
WATSON PHARMACEUTICALS INC COM 942683103 205,594 3,825 SH DEFINED 01 02 3,825
WATSON PHARMACEUTICALS INC COM 942683103 91,106 1,695 SH DEFINED 01 02 1,695
WATSON PHARMACEUTICALS INC COM 942683103 215 4 SH DEFINED 01 02 4
WEATHERFORD INTL INC COM 947074100 7,962 200 SH DEFINED 01 02 200
</TABLE>
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<TABLE>
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
WEATHERFORD INTL INC COM 947074100 893,740 22,449 SH DEFINED 01 02 22,449
WELLS FARGO & CO NEW COM 949746101 391,801 10,111 SH DEFINED 01 02 10,111
WELLS FARGO & CO NEW COM 949746101 892,800 23,040 SH DEFINED 01 02 23,040
WELLS FARGO & CO NEW COM 949746101 4,844 125 SH DEFINED 01 02 125
WENDYS INTL INC COM 950590109 440,669 24,740 SH DEFINED 01 02 24,740
WHX CORP COM 929248102 105,094 19,108 SH DEFINED 01 02 19,108
WILLAMETTE INDS INC COM 969133107 509,848 18,710 SH DEFINED 01 02 18,710
WILLIAMS COS INC DEL COM 969457100 135,483 3,250 SH DEFINED 01 02 3,250
WILLIAMS COS INC DEL COM 969457100 213,437 5,120 SH DEFINED 01 02 5,120
WILLIAMS COS INC DEL COM 969457100 3,031,687 72,725 SH DEFINED 01 02 72,725
WORLDCOM INC GA NEW COM 98157D106 1,613,607 35,174 SH DEFINED 01 02 35,174
WORLDCOM INC GA NEW COM 98157D106 82,575 1,800 SH DEFINED 01 02 1,800
WORLDCOM INC GA NEW COM 98157D106 3,852,491 83,978 SH DEFINED 01 02 83,978
WORLDCOM INC GA NEW COM 98157D106 114,458 2,495 SH DEFINED 01 02 2,495
WORLDCOM INC GA NEW COM 98157D106 46 1 SH DEFINED 01 02 1
XEROX CORP COM 984121103 1,556 75 SH DEFINED 01 02 75
XEROX CORP COM 984121103 2,660,876 128,235 SH DEFINED 01 02 128,235
XEROX CORP COM 984121103 263,940 12,720 SH DEFINED 01 02 12,720
XILINX INC COM 983919101 95,359 1,155 SH DEFINED 01 02 1,155
XILINX INC COM 983919101 872,268 10,565 SH DEFINED 01 02 10,565
YAHOO INC COM 984332106 428,731 3,461 SH DEFINED 01 02 3,461
YAHOO INC COM 984332106 24,775 200 SH DEFINED 01 02 200
YAHOO INC COM 984332106 499,092 4,029 SH DEFINED 01 02 4,029
YANKEE CANDLE INC COM 984757104 194,625 9,000 SH DEFINED 01 02 9,000
YANKEE CANDLE INC COM 984757104 67,038 3,100 SH DEFINED 01 02 3,100
YOUBET COM INC COM 987413101 159,350 50,000 SH DEFINED 01 02 50,000
ZALE CORP NEW COM 988858106 2,455,246 67,267 SH DEFINED 01 02 67,067
ZYGO CORP COM 989855101 227,030 2,500 SH DEFINED 01 02 2,500
</TABLE>
