UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 1999
Check here if Amendment |_|; Amendment Number: N/A
This Amendment (Check only one.): |_| is a restatement
|_| adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Gruntal & Co., L.L.C.
Address: One Liberty Plaza
New York, NY 10006-1487
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: David R. Rappaport
Title: Senior Vice President
Phone: (212) 820-8720
Signature, Place, and Date of Signing:
/s/ David R. Rappaport New York, NY 1999
- --------------------------------------------------------------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
|X| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
|_| 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
|_| 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
Name: 13F File Number
- ----- ---------------
1. Gruntal & Co., L.L.C. 28-2572
2. The Home Insurance Company 28-362
<PAGE>
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 2
Form 13F Information Table Entry Total: 1212
Form 13F Information Table Value Total: 22943240
List of Other Included Managers:
No. 13F File Number Name
01 28-2572 Gruntal & Co., L.L.C.
02 28-362 Home Insurance Company
<PAGE>
FORM 13F INFORMATION TABLE
<TABLE>
<CAPTION>
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
3COM CORP COM 885535104 436,395 9,285 SH DEFINED 01 02 9,285
3COM CORP COM 885535104 412,425 8,775 SH DEFINED 01 02 8,775
A D C TELECOMMUNICATIONS COM 000886101 413,023 5,692 SH DEFINED 01 02 5,692
A D C TELECOMMUNICATIONS COM 000886101 654,146 9,015 SH DEFINED 01 02 9,015
ABBOTT LABS COM 002824100 1,188,020 32,717 SH DEFINED 01 02 32,717
ABBOTT LABS COM 002824100 29,050 800 SH DEFINED 01 02 800
ABBOTT LABS COM 002824100 1,032,350 28,430 SH DEFINED 01 02 28,430
ABITIBI-CONSOLIDATED INC COM 003924107 142,500 12,000 SH DEFINED 01 02 12,000
ACM GOVT INCOME FD INC COM 000912105 121,016 18,800 SH DEFINED 01 02 18,800
ADOBE SYS INC COM 00724F101 2,730,014 40,595 SH DEFINED 01 02 40,595
ADOBE SYS INC COM 00724F101 2,011,111 29,905 SH DEFINED 01 02 29,905
ADVANCED AERODYNAMICS&STRUCTUR UNIT EX 000001 00750B206 56,413 16,118 SH DEFINED 01 02 16,118
AERIAL COMMUNICATIONS INC COM 007655103 302,244 4,965 SH DEFINED 01 02 4,965
AES CORP COM 00130H105 16,445 220 SH DEFINED 01 02 220
AES CORP COM 00130H105 285,545 3,820 SH DEFINED 01 02 3,820
AFLAC INC COM 001055102 188,512 3,995 SH DEFINED 01 02 3,995
AFLAC INC COM 001055102 62,523 1,325 SH DEFINED 01 02 1,325
AIR EXPRESS INTL CORP COM 009104100 484,680 15,000 SH DEFINED 01 02 15,000
AIR PRODS & CHEMS INC COM 009158106 235,773 7,025 SH DEFINED 01 02 7,025
AIR PRODS & CHEMS INC COM 009158106 127,536 3,800 SH DEFINED 01 02 3,800
AIR PRODS & CHEMS INC COM 009158106 2,213,414 65,950 SH DEFINED 01 02 65,950
AIRBORNE FGHT CORP COM 009266107 2,001,780 90,990 SH DEFINED 01 02 90,990
AIRBORNE FGHT CORP COM 009266107 242,352 11,016 SH DEFINED 01 02 11,016
AIRBORNE FGHT CORP COM 009266107 1,942,072 88,276 SH DEFINED 01 02 88,276
ALCATEL SPONSORED ADR 013904305 97,200 2,160 SH DEFINED 01 02 2,160
ALCATEL SPONSORED ADR 013904305 209,250 4,650 SH DEFINED 01 02 4,650
ALCOA INC COM 013817101 93,458 1,126 SH DEFINED 01 02 1,126
ALCOA INC COM 013817101 8,300 100 SH DEFINED 01 02 100
ALCOA INC COM 013817101 656,779 7,913 SH DEFINED 01 02 7,913
ALLEGHENY ENERGY INC COM 017361106 177,784 6,600 SH DEFINED 01 02 6,600
ALLEGHENY ENERGY INC COM 017361106 541,434 20,100 SH DEFINED 01 02 20,100
ALLEGHENY ENERGY INC COM 017361106 8,081 300 SH DEFINED 01 02 300
ALLIANCE WORLD DLR GV FD II COM 01879R106 11,221 1,350 SH DEFINED 01 02 1,350
ALLIANCE WORLD DLR GV FD II COM 01879R106 3,325 400 SH DEFINED 01 02 400
ALLIANCE WORLD DLR GV FD II COM 01879R106 75,889 9,130 SH DEFINED 01 02 9,130
ALLSTATE CORP COM 020002101 71,945 2,990 SH DEFINED 01 02 2,990
ALLSTATE CORP COM 020002101 178,299 7,410 SH DEFINED 01 02 7,410
ALLTEL CORP COM 020039103 75,328 911 SH DEFINED 01 02 911
ALLTEL CORP COM 020039103 1,654 20 SH DEFINED 01 02 20
ALLTEL CORP COM 020039103 5,953 72 SH DEFINED 01 02 72
ALLTEL CORP COM 020039103 207,379 2,508 SH DEFINED 01 02 2,508
ALTERA CORP COM 021441100 255,492 5,155 SH DEFINED 01 02 5,155
ALZA CORP DEL COM 022615108 173,541 5,012 SH DEFINED 01 02 5,012
ALZA CORP DEL COM 022615108 169,663 4,900 SH DEFINED 01 02 4,900
ALZA CORP DEL COM 022615108 2,957,841 85,425 SH DEFINED 01 02 85,425
AMERICA ONLINE INC DEL COM 02364J104 1,375,083 18,123 SH DEFINED 01 02 18,123
AMERICA ONLINE INC DEL COM 02364J104 110,322 1,454 SH DEFINED 01 02 1,454
AMERICA ONLINE INC DEL COM 02364J104 1,334,793 17,592 SH DEFINED 01 02 17,592
AMERICA ONLINE INC DEL COM 02364J104 90,291 1,190 SH DEFINED 01 02 1,190
AMERICAN EXPRESS CO COM 025816109 1,534,654 9,231 SH DEFINED 01 02 9,231
AMERICAN EXPRESS CO COM 025816109 33,250 200 SH DEFINED 01 02 200
AMERICAN EXPRESS CO COM 025816109 1,427,256 8,585 SH DEFINED 01 02 8,585
AMERICAN EXPRESS CO COM 025816109 24,938 150 SH DEFINED 01 02 150
AMERICAN GENERAL CORP COM 026351106 306,459 4,039 SH DEFINED 01 02 4,039
</TABLE>
Page 1
<PAGE>
FORM 13F INFORMATION TABLE
<TABLE>
<CAPTION>
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
AMERICAN GENERAL CORP COM 026351106 127,091 1,675 SH DEFINED 01 02 1,675
AMERICAN HOME PRODS CORP COM 026609107 620,582 15,811 SH DEFINED 01 02 15,811
AMERICAN HOME PRODS CORP COM 026609107 627,372 15,984 SH DEFINED 01 02 15,984
AMERICAN HOME PRODS CORP COM 026609107 1,765,544 44,982 SH DEFINED 01 02 44,982
AMERICAN HOME PRODS CORP COM 026609107 2,355 60 SH DEFINED 01 02 60
AMERICAN INTL GROUP INC COM 026874107 2,330,526 21,554 SH DEFINED 01 02 21,554
AMERICAN INTL GROUP INC COM 026874107 55,684 515 SH DEFINED 01 02 515
AMERICAN INTL GROUP INC COM 026874107 2,998,198 27,729 SH DEFINED 01 02 27,729
AMERICAN INTL GROUP INC COM 026874107 4,649 43 SH DEFINED 01 02 43
AMGEN INC COM 031162100 1,859,700 30,963 SH DEFINED 01 02 30,963
AMGEN INC COM 031162100 98,502 1,640 SH DEFINED 01 02 1,640
AMGEN INC COM 031162100 12,012 200 SH DEFINED 01 02 200
AMGEN INC COM 031162100 1,114,751 18,560 SH DEFINED 01 02 18,560
AMR CORP COM 001765106 1,784,880 26,640 SH DEFINED 01 02 26,640
AMR CORP COM 001765106 147,400 2,200 SH DEFINED 01 02 2,200
ANADARKO PETE CORP COM 032511107 273,683 8,020 SH DEFINED 01 02 8,020
ANHEUSER BUSCH COS INC COM 035229103 988,706 13,950 SH DEFINED 01 02 13,950
ANHEUSER BUSCH COS INC COM 035229103 237,431 3,350 SH DEFINED 01 02 3,350
APACHE CORP COM 037411105 1,699 46 SH DEFINED 01 02 46
APACHE CORP COM 037411105 940,047 25,450 SH DEFINED 01 02 25,450
APPLE COMPUTER INC COM 037833100 320,876 3,121 SH DEFINED 01 02 3,121
APPLE COMPUTER INC COM 037833100 26,731 260 SH DEFINED 01 02 260
APPLE COMPUTER INC COM 037833100 3,291,012 32,010 SH DEFINED 01 02 32,010
APPLIED MATLS INC COM 038222105 385,762 3,045 SH DEFINED 01 02 3,045
APPLIED MATLS INC COM 038222105 2,912,281 22,988 SH DEFINED 01 02 22,988
ARVIN INDS INC COM 043339100 682,135 24,040 SH DEFINED 01 02 24,040
ARVIN INDS INC COM 043339100 21,281 750 SH DEFINED 01 02 750
ASHWORTH INC COM 04516H101 46,703 11,322 SH DEFINED 01 02 11,322
ASM LITHOGRAPHY HLDG N V N Y SHS N07059111 11,375 100 SH DEFINED 01 02 100
ASM LITHOGRAPHY HLDG N V N Y SHS N07059111 439,075 3,860 SH DEFINED 01 02 3,860
ASPECT COMMUNICATIONS CORP COM 04523Q102 343,322 8,775 SH DEFINED 01 02 8,775
ASSOCIATES FIRST CAP CORP CL A 046008108 269,953 9,839 SH DEFINED 01 02 9,839
ASSOCIATES FIRST CAP CORP CL A 046008108 39,235 1,430 SH DEFINED 01 02 1,430
ASSOCIATES FIRST CAP CORP CL A 046008108 10,042 366 SH DEFINED 01 02 366
ASSOCIATES FIRST CAP CORP CL A 046008108 222,651 8,115 SH DEFINED 01 02 8,115
ASSOCIATES FIRST CAP CORP CL A 046008108 3,951 144 SH DEFINED 01 02 144
ASYST TECHNOLOGY CORP COM 04648X107 275,360 4,200 SH DEFINED 01 02 4,200
AT&T CORP COM 001957109 1,209,376 23,801 SH DEFINED 01 02 23,801
AT&T CORP COM 001957109 47,001 925 SH DEFINED 01 02 925
AT&T CORP COM 001957109 298,927 5,883 SH DEFINED 01 02 5,883
AT&T CORP COM 001957109 3,943,214 77,604 SH DEFINED 01 02 77,604
AT&T CORP COM 001957109 76,218 1,500 SH DEFINED 01 02 1,500
AT&T CORP COM LIB GRP A 001957208 209,864 3,694 SH DEFINED 01 02 3,694
AT&T CORP COM LIB GRP A 001957208 12,726 224 SH DEFINED 01 02 224
AT&T CORP COM LIB GRP A 001957208 635,442 11,185 SH DEFINED 01 02 11,185
ATLANTIC RICHFIELD CO COM 048825103 281,644 3,256 SH DEFINED 01 02 3,256
ATLANTIC RICHFIELD CO COM 048825103 12,975 150 SH DEFINED 01 02 150
ATLANTIC RICHFIELD CO COM 048825103 147,050 1,700 SH DEFINED 01 02 1,700
ATMEL CORP COM 049513104 561,974 19,010 SH DEFINED 01 02 19,010
AUTOMATIC DATA PROCESSING INC COM 053015103 1,056,489 19,610 SH DEFINED 01 02 19,610
AUTOMATIC DATA PROCESSING INC COM 053015103 10,775 200 SH DEFINED 01 02 200
AUTOMATIC DATA PROCESSING INC COM 053015103 427,498 7,935 SH DEFINED 01 02 7,935
AUTOZONE INC COM 053332102 141,947 4,393 SH DEFINED 01 02 4,393
AUTOZONE INC COM 053332102 390,975 12,100 SH DEFINED 01 02 12,100
</TABLE>
Page 2
<PAGE>
FORM 13F INFORMATION TABLE
<TABLE>
<CAPTION>
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
AVERY DENNISON CORP COM 053611109 322,691 4,428 SH DEFINED 01 02 4,428
AVERY DENNISON CORP COM 053611109 1,511,063 20,735 SH DEFINED 01 02 20,735
BANK NEW YORK INC COM 064057102 49,960 1,249 SH DEFINED 01 02 1,249
BANK NEW YORK INC COM 064057102 22,200 555 SH DEFINED 01 02 555
BANK NEW YORK INC COM 064057102 2,298,200 57,455 SH DEFINED 01 02 57,455
BANK NEW YORK INC COM 064057102 24,000 600 SH DEFINED 01 02 600
BANK OF AMERICA CORPORATION COM 060505104 601,893 11,993 SH DEFINED 01 02 11,993
BANK OF AMERICA CORPORATION COM 060505104 20,075 400 SH DEFINED 01 02 400
BANK OF AMERICA CORPORATION COM 060505104 11,342 226 SH DEFINED 01 02 226
BANK OF AMERICA CORPORATION COM 060505104 1,266,268 25,231 SH DEFINED 01 02 25,231
BANK OF AMERICA CORPORATION COM 060505104 103,285 2,058 SH DEFINED 01 02 2,058
BANK ONE CORP COM 06423A103 144,096 4,503 SH DEFINED 01 02 4,503
BANK ONE CORP COM 06423A103 6,400 200 SH DEFINED 01 02 200
BANK ONE CORP COM 06423A103 33,536 1,048 SH DEFINED 01 02 1,048
BANK ONE CORP COM 06423A103 25,920 810 SH DEFINED 01 02 810
BARD C R INC COM 067383109 259,435 4,895 SH DEFINED 01 02 4,895
BARD C R INC COM 067383109 1,590 30 SH DEFINED 01 02 30
BARD C R INC COM 067383109 12,720 240 SH DEFINED 01 02 240
BARR LABS INC COM 068306109 97,263 3,100 SH DEFINED 01 02 3,100
BARR LABS INC COM 068306109 4,625,616 147,430 SH DEFINED 01 02 146,980
BAUSCH & LOMB INC COM 071707103 304,545 4,450 SH DEFINED 01 02 4,450
BAUSCH & LOMB INC COM 071707103 61,593 900 SH DEFINED 01 02 900
BAXTER INTL INC COM 071813109 361,483 5,755 SH DEFINED 01 02 5,755
BAXTER INTL INC COM 071813109 6,281 100 SH DEFINED 01 02 100
BAXTER INTL INC COM 071813109 177,444 2,825 SH DEFINED 01 02 2,825
BEA SYS INC COM 073325102 82,386 1,178 SH DEFINED 01 02 1,178
BEA SYS INC COM 073325102 77,630 1,110 SH DEFINED 01 02 1,110
BEA SYS INC COM 073325102 372,415 5,325 SH DEFINED 01 02 5,325
BEAR STEARNS COS INC COM 073902108 88,835 2,078 SH DEFINED 01 02 2,078
BEAR STEARNS COS INC COM 073902108 27,189 636 SH DEFINED 01 02 636
BEAR STEARNS COS INC COM 073902108 1,401,559 32,785 SH DEFINED 01 02 32,785
BECTON DICKINSON & CO COM 075887109 201,839 7,493 SH DEFINED 01 02 7,493
BECTON DICKINSON & CO COM 075887109 675,311 25,070 SH DEFINED 01 02 25,070
BELL ATLANTIC CORP COM 077853109 420,838 6,836 SH DEFINED 01 02 6,836
BELL ATLANTIC CORP COM 077853109 91,420 1,485 SH DEFINED 01 02 1,485
BELL ATLANTIC CORP COM 077853109 1,764,059 28,655 SH DEFINED 01 02 28,655
BELL ATLANTIC CORP COM 077853109 27,334 444 SH DEFINED 01 02 444
BELLSOUTH CORP COM 079860102 631,915 13,499 SH DEFINED 01 02 13,499
BELLSOUTH CORP COM 079860102 104,484 2,232 SH DEFINED 01 02 2,232
BELLSOUTH CORP COM 079860102 428,892 9,162 SH DEFINED 01 02 9,162
BELLSOUTH CORP COM 079860102 7,022 150 SH DEFINED 01 02 150
BERKSHIRE HATHAWAY INC DEL CL B 084670207 170,190 93 SH DEFINED 01 02 93
BERKSHIRE HATHAWAY INC DEL CL B 084670207 18,300 10 SH DEFINED 01 02 10
BERKSHIRE HATHAWAY INC DEL CL B 084670207 155,550 85 SH DEFINED 01 02 85
BESTFOODS COM 08658U101 375,398 7,142 SH DEFINED 01 02 7,142
BESTFOODS COM 08658U101 1,109,584 21,110 SH DEFINED 01 02 21,110
BIOGEN INC COM 090597105 57,038 675 SH DEFINED 01 02 675
BIOGEN INC COM 090597105 101,400 1,200 SH DEFINED 01 02 1,200
BIOGEN INC COM 090597105 232,375 2,750 SH DEFINED 01 02 2,750
BJS WHOLESALE CLUB INC COM 05548J106 349,597 9,578 SH DEFINED 01 02 9,578
BLACKROCK MUN TARGET TERM TR COM 09247M105 62,797 6,400 SH DEFINED 01 02 6,400
BLACKROCK MUN TARGET TERM TR COM 09247M105 6,868 700 SH DEFINED 01 02 700
BLACKROCK MUN TARGET TERM TR COM 09247M105 49,060 5,000 SH DEFINED 01 02 5,000
BLOCK H & R INC COM 093671105 870,625 19,900 SH DEFINED 01 02 19,900
</TABLE>
Page 3
<PAGE>
FORM 13F INFORMATION TABLE
<TABLE>
<CAPTION>
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
BLOCK H & R INC COM 093671105 85,313 1,950 SH DEFINED 01 02 1,950
BLUESTONE SOFTWARE INC COM 09623P102 126,500 1,100 SH DEFINED 01 02 1,100
BLUESTONE SOFTWARE INC COM 09623P102 250,700 2,180 SH DEFINED 01 02 2,180
BMC SOFTWARE INC COM 055921100 94,326 1,180 SH DEFINED 01 02 1,180
BMC SOFTWARE INC COM 055921100 61,152 765 SH DEFINED 01 02 765
BMC SOFTWARE INC COM 055921100 460,437 5,760 SH DEFINED 01 02 5,760
BOEING CO COM 097023105 675,133 16,293 SH DEFINED 01 02 16,293
BOEING CO COM 097023105 54,282 1,310 SH DEFINED 01 02 1,310
BOEING CO COM 097023105 41,023 990 SH DEFINED 01 02 990
BOEING CO COM 097023105 8,287 200 SH DEFINED 01 02 200
BP AMOCO P L C SPONSORED ADR 055622104 245,374 4,137 SH DEFINED 01 02 4,137
BP AMOCO P L C SPONSORED ADR 055622104 211,151 3,560 SH DEFINED 01 02 3,560
BRADY CORP CL A 104674106 500,571 14,750 SH DEFINED 01 02 14,750
BRISTOL MYERS SQUIBB CO COM 110122108 2,913,705 45,394 SH DEFINED 01 02 45,394
BRISTOL MYERS SQUIBB CO COM 110122108 6,419 100 SH DEFINED 01 02 100
BRISTOL MYERS SQUIBB CO COM 110122108 51,350 800 SH DEFINED 01 02 800
BRISTOL MYERS SQUIBB CO COM 110122108 3,575,473 55,704 SH DEFINED 01 02 55,704
BRITISH AWYS PLC ADR 2ND INSTAL 110419306 348,913 5,420 SH DEFINED 01 02 5,420
BROADCOM CORP CL A 111320107 188,484 692 SH DEFINED 01 02 692
BROADCOM CORP CL A 111320107 49,028 180 SH DEFINED 01 02 180
BROADVISION INC COM 111412102 642,834 3,780 SH DEFINED 01 02 3,780
BROWN FORMAN CORP CL B 115637209 443,630 7,749 SH DEFINED 01 02 7,749
BROWN FORMAN CORP CL B 115637209 28,625 500 SH DEFINED 01 02 500
BUFFETS INC COM 119882108 102,000 10,200 SH DEFINED 01 02 10,200
BURLINGTON RES INC COM 122014103 102,261 3,093 SH DEFINED 01 02 3,093
BURLINGTON RES INC COM 122014103 752,293 22,754 SH DEFINED 01 02 22,754
BURR BROWN CORP COM 122574106 624,240 17,280 SH DEFINED 01 02 17,280
BURR BROWN CORP COM 122574106 72 2 SH DEFINED 01 02 2
C-CUBE MICROSYSTEMS INC SBNT CV 5.875%05 125015AA5 37,555,000 185,000 PRN DEFINED 01 02 185,000
CALGON CARBON CORP COM 129603106 32,900 5,600 SH DEFINED 01 02 5,600
CALGON CARBON CORP COM 129603106 65,800 11,200 SH DEFINED 01 02 11,200
CALPINE CORP COM 131347106 391,040 6,110 SH DEFINED 01 02 6,110
CAPSTEAD MTG CORP COM 14067E100 89,811 21,450 SH DEFINED 01 02 21,450
CAPSTEAD MTG CORP COM 14067E100 4,187 1,000 SH DEFINED 01 02 1,000
CAPSTEAD MTG CORP COM 14067E100 6,909 1,650 SH DEFINED 01 02 1,650
CAPSTEAD MTG CORP COM 14067E100 622,565 148,690 SH DEFINED 01 02 148,690
CAPSTEAD MTG CORP COM 14067E100 414,932 99,100 SH DEFINED 01 02 99,100
CAPSTEAD MTG CORP PFD B CV $1.26 14067E308 158,650 16,700 SH DEFINED 01 02 16,700
CAPSTEAD MTG CORP PFD B CV $1.26 14067E308 36,651 3,858 SH DEFINED 01 02 3,858
CAPSTEAD MTG CORP PFD B CV $1.26 14067E308 3,800 400 SH DEFINED 01 02 400
CAPSTEAD MTG CORP PFD B CV $1.26 14067E308 20,900 2,200 SH DEFINED 01 02 2,200
CARDINAL HEALTH INC COM 14149Y108 1,621,909 33,878 SH DEFINED 01 02 33,878
CARNEGIE INTL CORP COM 143500106 0 50,000 SH DEFINED 01 02 50,000
CARNIVAL CORP COM 143658102 299,494 6,264 SH DEFINED 01 02 6,264
CARNIVAL CORP COM 143658102 341,378 7,140 SH DEFINED 01 02 7,140
CARNIVAL CORP COM 143658102 3,586 75 SH DEFINED 01 02 75
CARPENTER TECHNOLOGY CORP COM 144285103 235,684 8,590 SH DEFINED 01 02 8,590
CARPENTER TECHNOLOGY CORP COM 144285103 13,719 500 SH DEFINED 01 02 500
CATELLUS DEV CORP COM 149111106 138,664 10,823 SH DEFINED 01 02 10,823
CBS CORP COM 12490K107 281,834 4,408 SH DEFINED 01 02 4,408
CBS CORP COM 12490K107 6,276,055 98,160 SH DEFINED 01 02 97,710
CBS CORP COM 12490K107 336,948 5,270 SH DEFINED 01 02 5,270
CBS CORP COM 12490K107 31,969 500 SH DEFINED 01 02 500
CENDANT CORP COM 151313103 164,100 6,178 SH DEFINED 01 02 6,178
</TABLE>
Page 4
<PAGE>
FORM 13F INFORMATION TABLE
<TABLE>
<CAPTION>
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
CENDANT CORP COM 151313103 13,281 500 SH DEFINED 01 02 500
CENDANT CORP COM 151313103 36,124 1,360 SH DEFINED 01 02 1,360
CENDANT CORP COM 151313103 106 4 SH DEFINED 01 02 4
CENTRAL GARDEN & PET CO COM 153527106 5,232,050 504,294 SH DEFINED 01 02 504,294
CENTRAL GARDEN & PET CO COM 153527106 95,969 9,250 SH DEFINED 01 02 9,250
CENTURYTEL INC COM 156700106 107,778 2,275 SH DEFINED 01 02 2,275
CENTURYTEL INC COM 156700106 14,213 300 SH DEFINED 01 02 300
CENTURYTEL INC COM 156700106 115,121 2,430 SH DEFINED 01 02 2,430
CHAMPS ENTMT INC DEL COM 158787101 35,000 10,000 SH DEFINED 01 02 10,000
CHARTWELL DIVD & INCOME FD INC COM 16139P104 10,250 1,000 SH DEFINED 01 02 1,000
CHARTWELL DIVD & INCOME FD INC COM 16139P104 148,881 14,525 SH DEFINED 01 02 14,525
CHASE MANHATTAN CORP NEW COM 16161A108 575,971 7,414 SH DEFINED 01 02 7,414
CHASE MANHATTAN CORP NEW COM 16161A108 33,405 430 SH DEFINED 01 02 430
CHASE MANHATTAN CORP NEW COM 16161A108 188,779 2,430 SH DEFINED 01 02 2,430
CHASE MANHATTAN CORP NEW COM 16161A108 1,170,122 15,062 SH DEFINED 01 02 15,062
CHASE MANHATTAN CORP NEW COM 16161A108 3,028,861 38,988 SH DEFINED 01 02 38,988
CHECK POINT SOFTWARE TECH LTD ORD M22465104 129,188 650 SH DEFINED 01 02 650
CHECK POINT SOFTWARE TECH LTD ORD M22465104 523,706 2,635 SH DEFINED 01 02 2,635
CHESAPEAKE ENERGY CORP COM 165167107 950 400 SH DEFINED 01 02 400
CHESAPEAKE ENERGY CORP COM 165167107 5,016,403 2,112,170 SH DEFINED 01 02 2,107,270
CHEVRON CORPORATION COM 166751107 325,710 3,760 SH DEFINED 01 02 3,760
CHEVRON CORPORATION COM 166751107 9,009 104 SH DEFINED 01 02 104
CHEVRON CORPORATION COM 166751107 1,937,368 22,365 SH DEFINED 01 02 22,365
CHIC BY HIS INC COM 167113109 7,188 11,500 SH DEFINED 01 02 11,500
CHICAGO TITLE CORP COM 168228104 23,125 500 SH DEFINED 01 02 500
CHICAGO TITLE CORP COM 168228104 1,789,644 38,695 SH DEFINED 01 02 38,695
CHIRON CORP COM 170040109 44,070 1,040 SH DEFINED 01 02 1,040
CHIRON CORP COM 170040109 271,200 6,400 SH DEFINED 01 02 6,400
CHITTENDEN CORP COM 170228100 372,831 12,585 SH DEFINED 01 02 12,585
CHUBB CORP COM 171232101 100,911 1,792 SH DEFINED 01 02 1,792
CHUBB CORP COM 171232101 1,057,765 18,784 SH DEFINED 01 02 18,784
CIGNA HIGH INCOME SHS SH BEN INT 12551D109 26,203 4,875 SH DEFINED 01 02 4,875
CIGNA HIGH INCOME SHS SH BEN INT 12551D109 114,036 21,216 SH DEFINED 01 02 21,216
CINTAS CORP COM 172908105 268,281 5,050 SH DEFINED 01 02 5,050
CISCO SYS INC COM 17275R102 8,820,673 82,340 SH DEFINED 01 02 82,340
CISCO SYS INC COM 17275R102 75,630 706 SH DEFINED 01 02 706
CISCO SYS INC COM 17275R102 235,032 2,194 SH DEFINED 01 02 2,194
CISCO SYS INC COM 17275R102 7,970,529 74,404 SH DEFINED 01 02 74,404
CIT GROUP INC CL A 125577106 5,014,546 237,375 SH DEFINED 01 02 236,675
CIT GROUP INC CL A 125577106 146,164 6,919 SH DEFINED 01 02 6,919
CIT GROUP INC CL A 125577106 10,774 510 SH DEFINED 01 02 510
CITIGROUP INC COM 172967101 2,589,390 46,499 SH DEFINED 01 02 46,499
CITIGROUP INC COM 172967101 117,165 2,104 SH DEFINED 01 02 2,104
CITIGROUP INC COM 172967101 722,762 12,979 SH DEFINED 01 02 12,979
CITIGROUP INC COM 172967101 4,424,221 79,448 SH DEFINED 01 02 79,448
CITIZENS UTILS CO DEL CL B 177342201 37,113 2,616 SH DEFINED 01 02 2,616
CITIZENS UTILS CO DEL CL B 177342201 7,083,073 499,265 SH DEFINED 01 02 497,360
CLEAR CHANNEL COMMUNICATIONS COM 184502102 53,550 600 SH DEFINED 01 02 600
CLEAR CHANNEL COMMUNICATIONS COM 184502102 8,925 100 SH DEFINED 01 02 100
CLEAR CHANNEL COMMUNICATIONS COM 184502102 286,136 3,206 SH DEFINED 01 02 3,206
CLECO CORP NEW COM 12561W105 243,671 7,600 SH DEFINED 01 02 7,600
CLOROX CO DEL COM 189054109 47,353 940 SH DEFINED 01 02 940
CLOROX CO DEL COM 189054109 164,978 3,275 SH DEFINED 01 02 3,275
COCA COLA CO COM 191216100 431,341 7,405 SH DEFINED 01 02 7,405
</TABLE>
Page 5
<PAGE>
FORM 13F INFORMATION TABLE
<TABLE>
<CAPTION>
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COCA COLA CO COM 191216100 75,725 1,300 SH DEFINED 01 02 1,300
COCA COLA CO COM 191216100 526,231 9,034 SH DEFINED 01 02 9,034
COEUR D ALENE MINES CORP IDAHO SD CONV 6.375%04 192108AE8 1,065,000 20,000 PRN DEFINED 01 02 20,000
COHERENT INC COM 192479103 807,850 30,200 SH DEFINED 01 02 30,200
COHERENT INC COM 192479103 5,350 200 SH DEFINED 01 02 200
COHERENT INC COM 192479103 321,936 12,035 SH DEFINED 01 02 12,035
COLE NATIONAL CORP NEW CL A 193290103 67,500 13,500 SH DEFINED 01 02 13,500
COLEMAN INC NEW COM 193559101 223,488 24,000 SH DEFINED 01 02 24,000
COLGATE PALMOLIVE CO COM 194162103 583,895 8,983 SH DEFINED 01 02 8,983
COLGATE PALMOLIVE CO COM 194162103 1,061,450 16,330 SH DEFINED 01 02 16,330
COLUMBIA ENERGY GROUP COM 197648108 49,019 775 SH DEFINED 01 02 775
COLUMBIA ENERGY GROUP COM 197648108 12,650 200 SH DEFINED 01 02 200
COLUMBIA ENERGY GROUP COM 197648108 128,398 2,030 SH DEFINED 01 02 2,030
COLUMBIA ENERGY GROUP COM 197648108 823,199 13,015 SH DEFINED 01 02 13,015
COLUMBIA/HCA HEALTHCARE CORP COM 197677107 141,284 4,820 SH DEFINED 01 02 4,820
COLUMBIA/HCA HEALTHCARE CORP COM 197677107 215,004 7,335 SH DEFINED 01 02 7,335
COMCAST CORP CL A SPL 200300200 391,856 7,750 SH DEFINED 01 02 7,750
COMCAST CORP CL A SPL 200300200 53,849 1,065 SH DEFINED 01 02 1,065
COMCAST CORP CL A SPL 200300200 324,355 6,415 SH DEFINED 01 02 6,415
COMDISCO INC COM 200336105 261,011 7,007 SH DEFINED 01 02 7,007
COMMERCIAL NET LEASE RLTY INC COM 202218103 227,945 22,939 SH DEFINED 01 02 22,939
COMMERCIAL NET LEASE RLTY INC COM 202218103 2,484 250 SH DEFINED 01 02 250
COMPAQ COMPUTER CORP COM 204493100 465,872 17,215 SH DEFINED 01 02 17,215
COMPAQ COMPUTER CORP COM 204493100 17,266 638 SH DEFINED 01 02 638
COMPAQ COMPUTER CORP COM 204493100 972,608 35,940 SH DEFINED 01 02 35,940
COMPAQ COMPUTER CORP COM 204493100 4,438 164 SH DEFINED 01 02 164
COMPUTER ASSOC INTL INC COM 204912109 170,506 2,438 SH DEFINED 01 02 2,438
COMPUTER ASSOC INTL INC COM 204912109 523,828 7,490 SH DEFINED 01 02 7,490
COMPUTER SCIENCES CORP COM 205363104 2,041,913 21,579 SH DEFINED 01 02 21,579
COMPUTER SCIENCES CORP COM 205363104 2,142,783 22,645 SH DEFINED 01 02 22,645
COMPUWARE CORP COM 205638109 4,843 130 SH DEFINED 01 02 130
COMPUWARE CORP COM 205638109 381,254 10,235 SH DEFINED 01 02 10,235
COMVERSE TECHNOLOGY INC COM PAR $0.10 205862402 4,922 34 SH DEFINED 01 02 34
COMVERSE TECHNOLOGY INC COM PAR $0.10 205862402 21,713 150 SH DEFINED 01 02 150
COMVERSE TECHNOLOGY INC COM PAR $0.10 205862402 842,011 5,817 SH DEFINED 01 02 5,817
CONEXANT SYSTEMS INC COM 207142100 117,351 1,768 SH DEFINED 01 02 1,768
CONEXANT SYSTEMS INC COM 207142100 94,784 1,428 SH DEFINED 01 02 1,428
CONOCO INC CL B 208251405 131,564 5,289 SH DEFINED 01 02 5,289
CONOCO INC CL B 208251405 414,368 16,658 SH DEFINED 01 02 16,658
CONVERGYS CORP COM 212485106 12,300 400 SH DEFINED 01 02 400
CONVERGYS CORP COM 212485106 209,100 6,800 SH DEFINED 01 02 6,800
CORNING INC COM 219350105 1,090,807 8,460 SH DEFINED 01 02 8,460
CORNING INC COM 219350105 107,018 830 SH DEFINED 01 02 830
CORPORATE HIGH YIELD FD II INC COM 219915105 119,525 12,500 SH DEFINED 01 02 12,500
CORPORATE HIGH YIELD FD III COM 219925104 71,270 7,127 SH DEFINED 01 02 7,127
CORPORATE HIGH YIELD FD III COM 219925104 7,000 700 SH DEFINED 01 02 700
CORPORATE HIGH YIELD FD III COM 219925104 250,000 25,000 SH DEFINED 01 02 25,000
CORPORATE HIGH YIELD FD INC COM 219914108 200,276 20,945 SH DEFINED 01 02 20,945
COSTCO WHSL CORP NEW COM 22160K105 2,708,391 29,681 SH DEFINED 01 02 29,681
COSTCO WHSL CORP NEW COM 22160K105 431,156 4,725 SH DEFINED 01 02 4,725
COX COMMUNICATIONS INC NEW CL A 224044107 100,425 1,950 SH DEFINED 01 02 1,950
COX COMMUNICATIONS INC NEW CL A 224044107 500,065 9,710 SH DEFINED 01 02 9,710
CREDIT SUISSE ASSET MGMT INCOM COM 224916106 36,372 6,000 SH DEFINED 01 02 6,000
CREDIT SUISSE ASSET MGMT INCOM COM 224916106 125,302 20,670 SH DEFINED 01 02 20,670
</TABLE>
Page 6
<PAGE>
FORM 13F INFORMATION TABLE
<TABLE>
<CAPTION>
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
CREE RESH INC COM 225447101 2,134 25 SH DEFINED 01 02 25
CREE RESH INC COM 225447101 683,000 8,000 SH DEFINED 01 02 8,000
CVS CORP COM 126650100 84,136 2,110 SH DEFINED 01 02 2,110
CVS CORP COM 126650100 1,196 30 SH DEFINED 01 02 30
CVS CORP COM 126650100 171,064 4,290 SH DEFINED 01 02 4,290
DAIMLERCHRYSLER AG ORD D1668R123 268,866 3,447 SH DEFINED 01 02 3,447
DAIMLERCHRYSLER AG ORD D1668R123 122,694 1,573 SH DEFINED 01 02 1,573
DAYTON HUDSON CORP COM 239753106 606,736 8,262 SH DEFINED 01 02 8,262
DAYTON HUDSON CORP COM 239753106 7,344 100 SH DEFINED 01 02 100
DAYTON HUDSON CORP COM 239753106 309,464 4,214 SH DEFINED 01 02 4,214
DEBT STRATEGIES FUND INC COM 242768109 78,200 12,900 SH DEFINED 01 02 12,900
DELL COMPUTER CORP COM 247025109 509,643 9,993 SH DEFINED 01 02 9,993
DELL COMPUTER CORP COM 247025109 24,990 490 SH DEFINED 01 02 490
DELL COMPUTER CORP COM 247025109 862,002 16,902 SH DEFINED 01 02 16,902
DELL COMPUTER CORP COM 247025109 2,550 50 SH DEFINED 01 02 50
DELPHI AUTOMOTIVE SYS CORP COM 247126105 226,028 14,351 SH DEFINED 01 02 14,351
DELPHI AUTOMOTIVE SYS CORP COM 247126105 3,497 222 SH DEFINED 01 02 222
DELPHI AUTOMOTIVE SYS CORP COM 247126105 118,220 7,506 SH DEFINED 01 02 7,506
DELPHI AUTOMOTIVE SYS CORP COM 247126105 201,128 12,770 SH DEFINED 01 02 12,770
DELUXE CORP COM 248019101 219,277 7,992 SH DEFINED 01 02 7,992
DELUXE CORP COM 248019101 2,744 100 SH DEFINED 01 02 100
DEUTSCHE TELEKOM AG SPONSORED ADR 251566105 20,235 285 SH DEFINED 01 02 285
DEUTSCHE TELEKOM AG SPONSORED ADR 251566105 210,160 2,960 SH DEFINED 01 02 2,960
DIEBOLD INC COM 253651103 294,408 12,528 SH DEFINED 01 02 12,528
DII GROUP INC COM 232949107 323,973 4,565 SH DEFINED 01 02 4,565
DIONEX CORP COM 254546104 1,624,621 39,445 SH DEFINED 01 02 39,445
DISNEY WALT CO COM DISNEY 254687106 408,389 13,962 SH DEFINED 01 02 13,962
DISNEY WALT CO COM DISNEY 254687106 91,202 3,118 SH DEFINED 01 02 3,118
DISNEY WALT CO COM DISNEY 254687106 477,360 16,320 SH DEFINED 01 02 16,320
DISNEY WALT CO COM DISNEY 254687106 2,550,600 87,200 SH DEFINED 01 02 87,200
DLJ HIGH YIELD BD FD SH BEN INT 23322Y108 116,438 17,250 SH DEFINED 01 02 17,250
DLJ HIGH YIELD BD FD SH BEN INT 23322Y108 7,925 1,174 SH DEFINED 01 02 1,174
DLJ HIGH YIELD BD FD SH BEN INT 23322Y108 238,532 35,338 SH DEFINED 01 02 35,338
DOMINION RES INC VA COM 257470104 60,838 1,550 SH DEFINED 01 02 1,550
DOMINION RES INC VA COM 257470104 11,775 300 SH DEFINED 01 02 300
DOMINION RES INC VA COM 257470104 1,369,158 34,883 SH DEFINED 01 02 34,883
DONALDSON INC COM 257651109 252,651 10,500 SH DEFINED 01 02 10,500
DOW CHEM CO COM 260543103 429,872 3,217 SH DEFINED 01 02 3,217
DOW CHEM CO COM 260543103 73,494 550 SH DEFINED 01 02 550
DOWNEY FINL CORP COM 261018105 594,871 29,468 SH DEFINED 01 02 29,468
DOWNEY FINL CORP COM 261018105 8,075 400 SH DEFINED 01 02 400
DREYFUS STRATEGIC MUN BD FD COM 26202F107 38,881 5,272 SH DEFINED 01 02 5,272
DREYFUS STRATEGIC MUN BD FD COM 26202F107 23,010 3,120 SH DEFINED 01 02 3,120
DREYFUS STRATEGIC MUN BD FD COM 26202F107 19,913 2,700 SH DEFINED 01 02 2,700
DREYFUS STRATEGIC MUNS INC COM 261932107 65,415 8,722 SH DEFINED 01 02 8,722
DREYFUS STRATEGIC MUNS INC COM 261932107 216,623 28,883 SH DEFINED 01 02 28,883
DU PONT E I DE NEMOURS & CO COM 263534109 563,231 8,550 SH DEFINED 01 02 8,550
DU PONT E I DE NEMOURS & CO COM 263534109 6,588 100 SH DEFINED 01 02 100
DU PONT E I DE NEMOURS & CO COM 263534109 1,320,728 20,049 SH DEFINED 01 02 20,049
DU PONT E I DE NEMOURS & CO COM 263534109 2,635 40 SH DEFINED 01 02 40
DUALSTAR TECHNOLOGIES WT EXP 021300 263572117 44,657 12,537 SH DEFINED 01 02 12,537
DUKE ENERGY CORP COM 264399106 127,318 2,540 SH DEFINED 01 02 2,540
DUKE ENERGY CORP COM 264399106 117,744 2,349 SH DEFINED 01 02 2,349
E M C CORP MASS COM 268648102 977,132 8,944 SH DEFINED 01 02 8,944
</TABLE>
Page 7
<PAGE>
FORM 13F INFORMATION TABLE
<TABLE>
<CAPTION>
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
E M C CORP MASS COM 268648102 14,749 135 SH DEFINED 01 02 135
E M C CORP MASS COM 268648102 36,053 330 SH DEFINED 01 02 330
E M C CORP MASS COM 268648102 7,886,648 72,189 SH DEFINED 01 02 72,189
E M C CORP MASS COM 268648102 9,833 90 SH DEFINED 01 02 90
EASTERN ENTERPRISES COM 27637F100 44,686 778 SH DEFINED 01 02 778
EASTERN ENTERPRISES COM 27637F100 55,140 960 SH DEFINED 01 02 960
EASTERN ENTERPRISES COM 27637F100 252,723 4,400 SH DEFINED 01 02 4,400
EASTMAN KODAK CO COM 277461109 317,073 4,786 SH DEFINED 01 02 4,786
EASTMAN KODAK CO COM 277461109 6,625 100 SH DEFINED 01 02 100
EASTMAN KODAK CO COM 277461109 247,113 3,730 SH DEFINED 01 02 3,730
ECHOSTAR COMMUNICATIONS NEW CL A 278762109 912,600 9,360 SH DEFINED 01 02 9,360
ECOLAB INC COM 278865100 450,094 11,504 SH DEFINED 01 02 11,504
ECOLAB INC COM 278865100 733,594 18,750 SH DEFINED 01 02 18,750
EL PASO ENERGY CORP DEL COM 283905107 7,219 186 SH DEFINED 01 02 186
EL PASO ENERGY CORP DEL COM 283905107 258,100 6,650 SH DEFINED 01 02 6,650
EL PASO ENERGY CORP DEL COM 283905107 (311) (8)SH DEFINED 01 02 (8)
ELECTRONIC DATA SYS NEW COM 285661104 99,937 1,493 SH DEFINED 01 02 1,493
ELECTRONIC DATA SYS NEW COM 285661104 5,355 80 SH DEFINED 01 02 80
ELECTRONIC DATA SYS NEW COM 285661104 918,376 13,720 SH DEFINED 01 02 13,720
ELECTRONIC DATA SYS NEW COM 285661104 24,767 370 SH DEFINED 01 02 370
EMC CORP SB NT CV 3.25%02 26865YAA2 2,000,000 5,000 PRN DEFINED 01 02 5,000
EMERSON ELEC CO COM 291011104 346,258 6,035 SH DEFINED 01 02 6,035
EMERSON ELEC CO COM 291011104 5,738 100 SH DEFINED 01 02 100
EMERSON ELEC CO COM 291011104 185,895 3,240 SH DEFINED 01 02 3,240
EMERSON ELEC CO COM 291011104 1,033 18 SH DEFINED 01 02 18
EMULEX CORP COM NEW 292475209 232,875 2,070 SH DEFINED 01 02 2,070
EMULEX CORP COM NEW 292475209 101,250 900 SH DEFINED 01 02 900
EMULEX CORP COM NEW 292475209 69,750 620 SH DEFINED 01 02 620
ENGELHARD CORP COM 292845104 959,511 50,835 SH DEFINED 01 02 50,835
ENRON CORP COM 293561106 640,686 14,438 SH DEFINED 01 02 14,438
ENRON CORP COM 293561106 86,088 1,940 SH DEFINED 01 02 1,940
ENRON CORP COM 293561106 1,089,628 24,555 SH DEFINED 01 02 24,555
EXXON MOBIL CORP COM 30231G102 1,081,223 13,421 SH DEFINED 01 02 13,421
EXXON MOBIL CORP COM 30231G102 412,880 5,125 SH DEFINED 01 02 5,125
EXXON MOBIL CORP COM 30231G102 2,953,000 36,655 SH DEFINED 01 02 36,655
EXXON MOBIL CORP COM 30231G102 7,331 91 SH DEFINED 01 02 91
FAMILY GOLF CTRS INC COM 30701A106 1,968 1,400 SH DEFINED 01 02 1,400
FAMILY GOLF CTRS INC COM 30701A106 76,025 54,072 SH DEFINED 01 02 54,072
FASHIONMALL COM COM 31186K106 6,877 1,550 SH DEFINED 01 02 1,550
FASHIONMALL COM COM 31186K106 317,143 71,477 SH DEFINED 01 02 71,477
FDX CORP COM 31304N107 1,376,916 33,635 SH DEFINED 01 02 33,635
FDX CORP COM 31304N107 337,730 8,250 SH DEFINED 01 02 8,250
FEDERAL HOME LN MTG CORP COM 313400301 190,178 4,041 SH DEFINED 01 02 4,041
FEDERAL HOME LN MTG CORP COM 313400301 4,706 100 SH DEFINED 01 02 100
FEDERAL HOME LN MTG CORP COM 313400301 460,266 9,780 SH DEFINED 01 02 9,780
FEDERAL NATL MTG ASSN COM 313586109 1,216,835 19,489 SH DEFINED 01 02 19,489
FEDERAL NATL MTG ASSN COM 313586109 1,857,688 29,753 SH DEFINED 01 02 29,753
FEDERAL SIGNAL CORP COM 313855108 171,108 10,653 SH DEFINED 01 02 10,653
FEDERAL SIGNAL CORP COM 313855108 19,274 1,200 SH DEFINED 01 02 1,200
FEDERATED DEPT STORES INC DEL COM 31410H101 114,776 2,270 SH DEFINED 01 02 2,270
FEDERATED DEPT STORES INC DEL COM 31410H101 193,147 3,820 SH DEFINED 01 02 3,820
FIDELITY NATL FINL INC COM 316326107 63,538 4,420 SH DEFINED 01 02 4,420
FIDELITY NATL FINL INC COM 316326107 1,558,106 108,390 SH DEFINED 01 02 108,390
FINISAR COM 31787A101 277,714 3,090 SH DEFINED 01 02 3,090
</TABLE>
Page 8
<PAGE>
FORM 13F INFORMATION TABLE
<TABLE>
<CAPTION>
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
FINISAR COM 31787A101 193,681 2,155 SH DEFINED 01 02 2,155
FIRST AUSTRALIA PRIME INCOME COM 318653102 27,841 5,500 SH DEFINED 01 02 5,500
FIRST AUSTRALIA PRIME INCOME COM 318653102 1,529 302 SH DEFINED 01 02 302
FIRST AUSTRALIA PRIME INCOME COM 318653102 5,062 1,000 SH DEFINED 01 02 1,000
FIRST AUSTRALIA PRIME INCOME COM 318653102 153,429 30,310 SH DEFINED 01 02 30,310
FIRST DATA CORP COM 319963104 156,714 3,178 SH DEFINED 01 02 3,178
FIRST DATA CORP COM 319963104 704,668 14,290 SH DEFINED 01 02 14,290
FIRST UN CORP COM 337358105 154,639 4,695 SH DEFINED 01 02 4,695
FIRST UN CORP COM 337358105 6,587 200 SH DEFINED 01 02 200
FIRST UN CORP COM 337358105 246,204 7,475 SH DEFINED 01 02 7,475
FIRST UN CORP COM 337358105 9,881 300 SH DEFINED 01 02 300
FIRSTAR CORP NEW WIS COM 33763V109 67,706 3,205 SH DEFINED 01 02 3,205
FIRSTAR CORP NEW WIS COM 33763V109 1,162 55 SH DEFINED 01 02 55
FIRSTAR CORP NEW WIS COM 33763V109 687,872 32,562 SH DEFINED 01 02 32,562
FIRSTFED FINL CORP COM 337907109 918,249 65,300 SH DEFINED 01 02 65,300
FLEETBOSTON FINL CORP COM 339030108 31,052 892 SH DEFINED 01 02 892
FLEETBOSTON FINL CORP COM 339030108 2,611 75 SH DEFINED 01 02 75
FLEETBOSTON FINL CORP COM 339030108 17,545 504 SH DEFINED 01 02 504
FLEETBOSTON FINL CORP COM 339030108 592,222 17,012 SH DEFINED 01 02 17,012
FLORIDA ROCK INDS INC COM 341140101 282,383 8,200 SH DEFINED 01 02 8,200
FORD MTR CO DEL COM 345370100 836,252 15,686 SH DEFINED 01 02 15,686
FORD MTR CO DEL COM 345370100 50,646 950 SH DEFINED 01 02 950
FORD MTR CO DEL COM 345370100 650,673 12,205 SH DEFINED 01 02 12,205
FRANKLIN UNVL TR SH BEN INT 355145103 236,397 34,703 SH DEFINED 01 02 34,703
GANNETT INC COM 364730101 446,144 5,470 SH DEFINED 01 02 5,470
GANNETT INC COM 364730101 1,003,213 12,300 SH DEFINED 01 02 12,300
GAP INC DEL COM 364760108 267,076 5,806 SH DEFINED 01 02 5,806
GAP INC DEL COM 364760108 62,100 1,350 SH DEFINED 01 02 1,350
GAP INC DEL COM 364760108 183,632 3,992 SH DEFINED 01 02 3,992
GEMSTAR INTL GROUP LTD ORD G3788V106 454,219 6,375 SH DEFINED 01 02 6,375
GENENTECH INC COM NEW 368710406 388,436 2,888 SH DEFINED 01 02 2,888
GENENTECH INC COM NEW 368710406 210,627 1,566 SH DEFINED 01 02 1,566
GENERAL ELEC CO COM 369604103 5,629,805 36,380 SH DEFINED 01 02 36,380
GENERAL ELEC CO COM 369604103 28,629 185 SH DEFINED 01 02 185
GENERAL ELEC CO COM 369604103 449,239 2,903 SH DEFINED 01 02 2,903
GENERAL ELEC CO COM 369604103 5,296,628 34,227 SH DEFINED 01 02 34,227
GENERAL ELEC CO COM 369604103 10,059 65 SH DEFINED 01 02 65
GENERAL ELEC CO COM 369604103 0 0 SH DEFINED 01 02 0
GENERAL MLS INC COM 370334104 254,361 7,115 SH DEFINED 01 02 7,115
GENERAL MLS INC COM 370334104 2,860 80 SH DEFINED 01 02 80
GENERAL MLS INC COM 370334104 51,337 1,436 SH DEFINED 01 02 1,436
GENERAL MTRS CORP CL H NEW 370442832 2,304 24 SH DEFINED 01 02 24
GENERAL MTRS CORP CL H NEW 370442832 1,344 14 SH DEFINED 01 02 14
GENERAL MTRS CORP CL H NEW 370442832 196,800 2,050 SH DEFINED 01 02 2,050
GENERAL MTRS CORP CL H NEW 370442832 4,800 50 SH DEFINED 01 02 50
GENERAL MTRS CORP COM 370442105 874,861 12,036 SH DEFINED 01 02 12,036
GENERAL MTRS CORP COM 370442105 23,260 320 SH DEFINED 01 02 320
GENERAL MTRS CORP COM 370442105 426,382 5,866 SH DEFINED 01 02 5,866
GENERAL MTRS CORP COM 370442105 3,070,517 42,243 SH DEFINED 01 02 42,243
GENESYS TELECOMMUNICATION LABS COM 371931106 261,630 4,845 SH DEFINED 01 02 4,845
GENZYME CORP COM GENL DIV 372917104 6,960,150 154,670 SH DEFINED 01 02 154,220
GENZYME CORP COM GENL DIV 372917104 54,900 1,220 SH DEFINED 01 02 1,220
GENZYME CORP COM SURG PRODS 372917609 143,353 24,665 SH DEFINED 01 02 24,665
GENZYME CORP COM-MOLECULAR 372917500 156,982 22,426 SH DEFINED 01 02 22,426
</TABLE>
Page 9
<PAGE>
FORM 13F INFORMATION TABLE
<TABLE>
<CAPTION>
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
GENZYME CORP COM-MOLECULAR 372917500 525 75 SH DEFINED 01 02 75
GILLETTE CO COM 375766102 2,646,471 64,255 SH DEFINED 01 02 64,255
GILLETTE CO COM 375766102 74,137 1,800 SH DEFINED 01 02 1,800
GILLETTE CO COM 375766102 77,432 1,880 SH DEFINED 01 02 1,880
GILLETTE CO COM 375766102 584,897 14,201 SH DEFINED 01 02 14,201
GILLETTE CO COM 375766102 60,339 1,465 SH DEFINED 01 02 1,465
GLOBAL HIGH INCOME DLR FD INC COM 37933G108 30,882 2,730 SH DEFINED 01 02 2,730
GLOBAL HIGH INCOME DLR FD INC COM 37933G108 3,394 300 SH DEFINED 01 02 300
GLOBAL HIGH INCOME DLR FD INC COM 37933G108 33,936 3,000 SH DEFINED 01 02 3,000
GLOBAL HIGH INCOME DLR FD INC COM 37933G108 224,012 19,803 SH DEFINED 01 02 19,803
GLOBAL PARTNERS INCOME FD INC COM 37935R102 63,334 6,538 SH DEFINED 01 02 6,538
GLOBAL PARTNERS INCOME FD INC COM 37935R102 172,090 17,765 SH DEFINED 01 02 17,765
GOLDMAN SACHS GROUP INC COM 38141G104 332,574 3,531 SH DEFINED 01 02 3,531
GOLDMAN SACHS GROUP INC COM 38141G104 192,141 2,040 SH DEFINED 01 02 2,040
GPU INC COM 36225X100 368,900 12,400 SH DEFINED 01 02 12,400
GPU INC COM 36225X100 572,688 19,250 SH DEFINED 01 02 19,250
GRAINGER W W INC COM 384802104 556,532 11,640 SH DEFINED 01 02 11,640
GRANITE BROADCASTING CORP COM 387241102 3,059,420 302,165 SH DEFINED 01 02 301,115
GRANITE CONSTR INC COM 387328107 975,078 52,887 SH DEFINED 01 02 52,887
GRUPO TELEVISA SA DE CV SP ADR REP ORD 40049J206 1,888,819 27,675 SH DEFINED 01 02 27,550
GTE CORP COM 362320103 1,103,096 15,633 SH DEFINED 01 02 15,633
GTE CORP COM 362320103 31,894 452 SH DEFINED 01 02 452
GTE CORP COM 362320103 726,154 10,291 SH DEFINED 01 02 10,291
GTE CORP COM 362320103 21,169 300 SH DEFINED 01 02 300
GUIDANT CORP COM 401698105 33,558 714 SH DEFINED 01 02 714
GUIDANT CORP COM 401698105 32,665 695 SH DEFINED 01 02 695
GUIDANT CORP COM 401698105 291,165 6,195 SH DEFINED 01 02 6,195
GULFMARK OFFSHORE INC COM 402629109 303,469 20,750 SH DEFINED 01 02 20,750
HALLIBURTON CO COM 406216101 259,210 6,440 SH DEFINED 01 02 6,440
HALLIBURTON CO COM 406216101 16,100 400 SH DEFINED 01 02 400
HANCOCK JOHN PATRIOT PREM II COM SH BEN INT 41013T105 14,980 1,700 SH DEFINED 01 02 1,700
HANCOCK JOHN PATRIOT PREM II COM SH BEN INT 41013T105 8,812 1,000 SH DEFINED 01 02 1,000
HANCOCK JOHN PATRIOT PREM II COM SH BEN INT 41013T105 88,464 10,039 SH DEFINED 01 02 10,039
HARCOURT GEN INC COM 41163G101 1,267,151 31,482 SH DEFINED 01 02 31,482
HARCOURT GEN INC COM 41163G101 10,063 250 SH DEFINED 01 02 250
HARKEN ENERGY CORP COM 412552101 812 1,000 SH DEFINED 01 02 1,000
HARKEN ENERGY CORP COM 412552101 1,059,409 1,304,690 SH DEFINED 01 02 1,303,190
HARLEY DAVIDSON INC COM 412822108 288,599 4,505 SH DEFINED 01 02 4,505
HARLEY DAVIDSON INC COM 412822108 471,817 7,365 SH DEFINED 01 02 7,365
HARMONIC INC COM 413160102 4,272 45 SH DEFINED 01 02 45
HARMONIC INC COM 413160102 386,394 4,070 SH DEFINED 01 02 4,070
HEINZ H J CO COM 423074103 47,814 1,201 SH DEFINED 01 02 1,201
HEINZ H J CO COM 423074103 215,224 5,406 SH DEFINED 01 02 5,406
HEWLETT PACKARD CO COM 428236103 3,813,924 33,529 SH DEFINED 01 02 33,529
HEWLETT PACKARD CO COM 428236103 5,688 50 SH DEFINED 01 02 50
HEWLETT PACKARD CO COM 428236103 5,725,038 50,330 SH DEFINED 01 02 50,330
HEWLETT PACKARD CO COM 428236103 182,000 1,600 SH DEFINED 01 02 1,600
HILTON HOTELS CORP COM 432848109 96,127 10,053 SH DEFINED 01 02 10,053
HILTON HOTELS CORP COM 432848109 296 31 SH DEFINED 01 02 31
HILTON HOTELS CORP COM 432848109 2,869 300 SH DEFINED 01 02 300
HOLLINGER INTL INC CL A 435569108 5,159,327 398,804 SH DEFINED 01 02 397,604
HOME DEPOT INC COM 437076102 2,249,431 32,719 SH DEFINED 01 02 32,719
HOME DEPOT INC COM 437076102 6,875 100 SH DEFINED 01 02 100
HOME DEPOT INC COM 437076102 1,636,594 23,805 SH DEFINED 01 02 23,805
</TABLE>
Page 10
<PAGE>
FORM 13F INFORMATION TABLE
<TABLE>
<CAPTION>
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
HOME DEPOT INC COM 437076102 1,205,738 17,538 SH DEFINED 01 02 17,538
HONEYWELL INTL INC COM 438516106 348,487 6,041 SH DEFINED 01 02 6,041
HONEYWELL INTL INC COM 438516106 30,805 534 SH DEFINED 01 02 534
HONEYWELL INTL INC COM 438516106 3,736,041 64,764 SH DEFINED 01 02 64,764
HOUSEHOLD INTL INC COM 441815107 11,175 300 SH DEFINED 01 02 300
HOUSEHOLD INTL INC COM 441815107 138,943 3,730 SH DEFINED 01 02 3,730
HOUSEHOLD INTL INC COM 441815107 83,813 2,250 SH DEFINED 01 02 2,250
IDEC PHARMACEUTICALS CORP COM 449370105 322,260 3,280 SH DEFINED 01 02 3,280
ILLINOIS TOOL WKS INC COM 452308109 473,339 7,006 SH DEFINED 01 02 7,006
ILLINOIS TOOL WKS INC COM 452308109 588,803 8,715 SH DEFINED 01 02 8,715
ILLINOIS TOOL WKS INC COM 452308109 2,702 40 SH DEFINED 01 02 40
IMS HEALTH INC COM 449934108 248,625 9,145 SH DEFINED 01 02 9,145
IMS HEALTH INC COM 449934108 49,073 1,805 SH DEFINED 01 02 1,805
INFORMIX CORP COM 456779107 120,089 10,500 SH DEFINED 01 02 10,500
INFORMIX CORP COM 456779107 7,205 630 SH DEFINED 01 02 630
INFORMIX CORP COM 456779107 4,575 400 SH DEFINED 01 02 400
INFORMIX CORP COM 456779107 2,287 200 SH DEFINED 01 02 200
INGERSOLL-RAND CO COM 456866102 366,162 6,650 SH DEFINED 01 02 6,650
INGERSOLL-RAND CO COM 456866102 75,435 1,370 SH DEFINED 01 02 1,370
INITIO INC COM 457203107 12,128 10,780 SH DEFINED 01 02 10,780
INKINE PHARMACEUTICALS INC COM 457214104 79,675 25,000 SH DEFINED 01 02 25,000
INTEL CORP COM 458140100 11,123,068 135,133 SH DEFINED 01 02 135,133
INTEL CORP COM 458140100 27,575 335 SH DEFINED 01 02 335
INTEL CORP COM 458140100 353,942 4,300 SH DEFINED 01 02 4,300
INTEL CORP COM 458140100 7,121,305 86,516 SH DEFINED 01 02 86,516
INTEL CORP COM 458140100 356,740 4,334 SH DEFINED 01 02 4,334
INTELIDATA TECHNOLOGIES CORP COM 45814T107 189,634 45,629 SH DEFINED 01 02 45,629
INTERIORS INC PFD A CV 10% 458688207 139,453 51,899 SH DEFINED 01 02 51,899
INTERNATIONAL BUSINESS MACHS COM 459200101 4,371,634 40,525 SH DEFINED 01 02 40,525
INTERNATIONAL BUSINESS MACHS COM 459200101 16,073 149 SH DEFINED 01 02 149
INTERNATIONAL BUSINESS MACHS COM 459200101 1,357,931 12,588 SH DEFINED 01 02 12,588
INTERNATIONAL BUSINESS MACHS COM 459200101 1,715,213 15,900 SH DEFINED 01 02 15,900
INTERNATIONAL BUSINESS MACHS COM 459200101 10,788 100 SH DEFINED 01 02 100
INTERNATIONAL BUSINESS MACHS COM 459200101 (29,126) (270)SH DEFINED 01 02 (270)
INTERNATIONAL FLAVORS&FRAGRANC COM 459506101 323,575 8,600 SH DEFINED 01 02 8,600
INTERNATIONAL FLAVORS&FRAGRANC COM 459506101 20,694 550 SH DEFINED 01 02 550
INTERNATIONAL FLAVORS&FRAGRANC COM 459506101 18,813 500 SH DEFINED 01 02 500
INTERPUBLIC GROUP COS INC COM 460690100 2,394,818 41,514 SH DEFINED 01 02 41,514
INTERPUBLIC GROUP COS INC COM 460690100 509,838 8,838 SH DEFINED 01 02 8,838
INTERPUBLIC GROUP COS INC COM 460690100 4,615 80 SH DEFINED 01 02 80
INTL PAPER CO COM 460146103 56,776 1,006 SH DEFINED 01 02 1,006
INTL PAPER CO COM 460146103 14,391 255 SH DEFINED 01 02 255
INTL PAPER CO COM 460146103 217,395 3,852 SH DEFINED 01 02 3,852
INTL PAPER CO COM 460146103 89,453 1,585 SH DEFINED 01 02 1,585
IONICS INC COM 462218108 112,500 4,000 SH DEFINED 01 02 4,000
IONICS INC COM 462218108 656,016 23,325 SH DEFINED 01 02 23,325
IONICS INC COM 462218108 11,250 400 SH DEFINED 01 02 400
IPALCO ENTERPRISES INC COM 462613100 516,979 30,300 SH DEFINED 01 02 30,300
JDS UNIPHASE CORP COM 46612J101 249,227 1,545 SH DEFINED 01 02 1,545
JDS UNIPHASE CORP COM 46612J101 20,164 125 SH DEFINED 01 02 125
JDS UNIPHASE CORP COM 46612J101 784,944 4,866 SH DEFINED 01 02 4,866
JOHN HANCOCK BK &THRIFT OPP FD SH BEN INT 409735107 101,244 12,000 SH DEFINED 01 02 12,000
JOHNSON & JOHNSON COM 478160104 4,991,859 53,532 SH DEFINED 01 02 53,532
JOHNSON & JOHNSON COM 478160104 324,044 3,475 SH DEFINED 01 02 3,475
</TABLE>
Page 11
<PAGE>
FORM 13F INFORMATION TABLE
<TABLE>
<CAPTION>
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
JOHNSON & JOHNSON COM 478160104 2,532,017 27,153 SH DEFINED 01 02 27,153
JOHNSON & JOHNSON COM 478160104 83,925 900 SH DEFINED 01 02 900
JUNIPER NETWORKS INC COM 48203R104 2,720 8 SH DEFINED 01 02 8
JUNIPER NETWORKS INC COM 48203R104 283,900 835 SH DEFINED 01 02 835
KANSAS CITY PWR & LT CO COM 485134100 408,147 18,500 SH DEFINED 01 02 18,500
KAYDON CORP COM 486587108 495,352 18,475 SH DEFINED 01 02 18,475
KCS ENERGY INC COM 482434206 8,120 10,000 SH DEFINED 01 02 10,000
KEMPER INTER GOVT TR SH BEN INT 488413105 77,244 12,000 SH DEFINED 01 02 12,000
KENNAMETAL INC COM 489170100 504,711 15,010 SH DEFINED 01 02 15,010
KIMBERLY CLARK CORP COM 494368103 557,589 8,521 SH DEFINED 01 02 8,521
KIMBERLY CLARK CORP COM 494368103 963,494 14,724 SH DEFINED 01 02 14,724
KLA-TENCORP CORP COM 482480100 222,750 2,000 SH DEFINED 01 02 2,000
KONINKLIJKE PHILIPS ELECTRS NV SPON ADR NEW 500472204 178,605 1,323 SH DEFINED 01 02 1,323
KONINKLIJKE PHILIPS ELECTRS NV SPON ADR NEW 500472204 147,690 1,094 SH DEFINED 01 02 1,094
KYOCERA CORP ADR 501556203 337,456 1,288 SH DEFINED 01 02 1,288
KYOCERA CORP ADR 501556203 128,380 490 SH DEFINED 01 02 490
LANDSTAR SYS INC COM 515098101 341,212 7,970 SH DEFINED 01 02 7,970
LAUDER ESTEE COS INC CL A 518439104 3,278 65 SH DEFINED 01 02 65
LAUDER ESTEE COS INC CL A 518439104 205,783 4,080 SH DEFINED 01 02 4,080
LAUDER ESTEE COS INC CL A 518439104 4,035 80 SH DEFINED 01 02 80
LEGG MASON INC COM 524901105 226,164 6,239 SH DEFINED 01 02 6,239
LEHMAN BROS HLDGS INC COM 524908100 65,294 771 SH DEFINED 01 02 771
LEHMAN BROS HLDGS INC COM 524908100 59,281 700 SH DEFINED 01 02 700
LEHMAN BROS HLDGS INC COM 524908100 301,909 3,565 SH DEFINED 01 02 3,565
LEXMARK INTL GROUP INC CL A 529771107 5,487,920 60,640 SH DEFINED 01 02 60,640
LEXMARK INTL GROUP INC CL A 529771107 18,553 205 SH DEFINED 01 02 205
LEXMARK INTL GROUP INC CL A 529771107 209,508 2,315 SH DEFINED 01 02 2,315
LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 110,620 10,000 SH DEFINED 01 02 10,000
LIFECELL CORP COM 531927101 18,963 3,700 SH DEFINED 01 02 3,700
LIFECELL CORP COM 531927101 215,240 41,998 SH DEFINED 01 02 41,998
LILLY ELI & CO COM 532457108 1,514,870 22,780 SH DEFINED 01 02 22,780
LILLY ELI & CO COM 532457108 2,328 35 SH DEFINED 01 02 35
LILLY ELI & CO COM 532457108 1,580,040 23,760 SH DEFINED 01 02 23,760
LINEAR TECHNOLOGY CORP COM 535678106 3,149 44 SH DEFINED 01 02 44
LINEAR TECHNOLOGY CORP COM 535678106 393,591 5,500 SH DEFINED 01 02 5,500
LOEWS CORP COM 540424108 175,992 2,900 SH DEFINED 01 02 2,900
LOEWS CORP COM 540424108 92,244 1,520 SH DEFINED 01 02 1,520
LORAL SPACE & COMMUNICATIONS COM G56462107 175,046 7,200 SH DEFINED 01 02 7,200
LORAL SPACE & COMMUNICATIONS COM G56462107 61,996 2,550 SH DEFINED 01 02 2,550
LORAL SPACE & COMMUNICATIONS COM G56462107 7,294 300 SH DEFINED 01 02 300
LORAL SPACE & COMMUNICATIONS COM G56462107 12,156 500 SH DEFINED 01 02 500
LORAL SPACE & COMMUNICATIONS COM G56462107 75,367 3,100 SH DEFINED 01 02 3,100
LOWES COS INC COM 548661107 365,073 6,110 SH DEFINED 01 02 6,110
LOWES COS INC COM 548661107 461,569 7,725 SH DEFINED 01 02 7,725
LSI LOGIC CORP COM 502161102 175,500 2,600 SH DEFINED 01 02 2,600
LSI LOGIC CORP COM 502161102 82,688 1,225 SH DEFINED 01 02 1,225
LUCENT TECHNOLOGIES INC COM 549463107 2,132,025 28,427 SH DEFINED 01 02 28,427
LUCENT TECHNOLOGIES INC COM 549463107 63,750 850 SH DEFINED 01 02 850
LUCENT TECHNOLOGIES INC COM 549463107 461,100 6,148 SH DEFINED 01 02 6,148
LUCENT TECHNOLOGIES INC COM 549463107 3,549,750 47,330 SH DEFINED 01 02 47,330
MACROMEDIA INC COM 556100105 280,069 3,830 SH DEFINED 01 02 3,830
MANAGED HIGH YIELD PLUS FD INC COM 561911108 32,155 2,940 SH DEFINED 01 02 2,940
MANAGED HIGH YIELD PLUS FD INC COM 561911108 3,281 300 SH DEFINED 01 02 300
MANAGED HIGH YIELD PLUS FD INC COM 561911108 218,740 20,000 SH DEFINED 01 02 20,000
</TABLE>
Page 12
<PAGE>
FORM 13F INFORMATION TABLE
<TABLE>
<CAPTION>
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
MANPOWER INC COM 56418H100 901,119 23,950 SH DEFINED 01 02 23,950
MANPOWER INC COM 56418H100 26,338 700 SH DEFINED 01 02 700
MARSH & MCLENNAN COS INC COM 571748102 426,286 4,455 SH DEFINED 01 02 4,455
MARSH & MCLENNAN COS INC COM 571748102 678,229 7,088 SH DEFINED 01 02 7,088
MASCO CORP COM 574599106 705,044 27,785 SH DEFINED 01 02 27,785
MASCO CORP COM 574599106 43,772 1,725 SH DEFINED 01 02 1,725
MATRIX PHARMACEUTICAL INC COM 576844104 93,100 19,600 SH DEFINED 01 02 19,600
MATRIX PHARMACEUTICAL INC COM 576844104 (95) (20)SH DEFINED 01 02 (20)
MATTEL INC COM 577081102 144,375 11,000 SH DEFINED 01 02 11,000
MATTEL INC COM 577081102 6,563 500 SH DEFINED 01 02 500
MATTEL INC COM 577081102 13,781 1,050 SH DEFINED 01 02 1,050
MATTEL INC COM 577081102 13,125 1,000 SH DEFINED 01 02 1,000
MAXIM INTEGRATED PRODS INC COM 57772K101 569,075 12,060 SH DEFINED 01 02 12,060
MBIA INC COM 55262C100 5,281 100 SH DEFINED 01 02 100
MBIA INC COM 55262C100 247,688 4,690 SH DEFINED 01 02 4,690
MBNA CORP COM 55262L100 360,926 13,245 SH DEFINED 01 02 13,245
MBNA CORP COM 55262L100 516,170 18,942 SH DEFINED 01 02 18,942
MCDONALDS CORP COM 580135101 916,010 22,723 SH DEFINED 01 02 22,723
MCDONALDS CORP COM 580135101 833,652 20,680 SH DEFINED 01 02 20,680
MCDONALDS CORP COM 580135101 3,225 80 SH DEFINED 01 02 80
MCI WORLDCOM INC COM 55268B106 961,802 18,126 SH DEFINED 01 02 18,126
MCI WORLDCOM INC COM 55268B106 26,531 500 SH DEFINED 01 02 500
MCI WORLDCOM INC COM 55268B106 2,294,454 43,241 SH DEFINED 01 02 43,241
MCI WORLDCOM INC COM 55268B106 133,186 2,510 SH DEFINED 01 02 2,510
MCI WORLDCOM INC COM 55268B106 (1,061) (20)SH DEFINED 01 02 (20)
MCI WORLDCOM INC PFD CV C $2.25 55268B205 261,691 5,100 SH DEFINED 01 02 5,100
MCKESSON HBOC INC COM 58155Q103 218,025 9,690 SH DEFINED 01 02 9,690
MCKESSON HBOC INC COM 58155Q103 4,320 192 SH DEFINED 01 02 192
MCKESSON HBOC INC COM 58155Q103 2,250 100 SH DEFINED 01 02 100
MCN ENERGY GROUP INC COM 55267J100 457,188 19,250 SH DEFINED 01 02 19,250
MEDIAONE GROUP INC COM 58440J104 299,720 3,902 SH DEFINED 01 02 3,902
MEDIAONE GROUP INC COM 58440J104 17,820 232 SH DEFINED 01 02 232
MEDIAONE GROUP INC COM 58440J104 221,219 2,880 SH DEFINED 01 02 2,880
MEDICAL MANAGER CORP NEW COM 58461U103 8,425 100 SH DEFINED 01 02 100
MEDICAL MANAGER CORP NEW COM 58461U103 99,415 1,180 SH DEFINED 01 02 1,180
MEDICAL MANAGER CORP NEW COM 58461U103 231,519 2,748 SH DEFINED 01 02 2,748
MEDICIS PHARMACEUTICAL CORP CL A NEW 584690309 192,593 4,525 SH DEFINED 01 02 4,525
MEDICIS PHARMACEUTICAL CORP CL A NEW 584690309 21,281 500 SH DEFINED 01 02 500
MEDIMMUNE INC COM 584699102 65,852 397 SH DEFINED 01 02 397
MEDIMMUNE INC COM 584699102 896,554 5,405 SH DEFINED 01 02 5,405
MEDTRONIC INC COM 585055106 8,818,993 242,034 SH DEFINED 01 02 242,034
MEDTRONIC INC COM 585055106 1,227,052 33,676 SH DEFINED 01 02 33,676
MEDTRONIC INC COM 585055106 5,101 140 SH DEFINED 01 02 140
MELLON FINL CORP COM 58551A108 75,107 2,205 SH DEFINED 01 02 2,205
MELLON FINL CORP COM 58551A108 5,979,583 175,550 SH DEFINED 01 02 175,050
MELLON FINL CORP COM 58551A108 258,360 7,585 SH DEFINED 01 02 7,585
MERCK & CO INC COM 589331107 1,711,051 25,467 SH DEFINED 01 02 25,467
MERCK & CO INC COM 589331107 1,008 15 SH DEFINED 01 02 15
MERCK & CO INC COM 589331107 228,436 3,400 SH DEFINED 01 02 3,400
MERCK & CO INC COM 589331107 2,551,225 37,972 SH DEFINED 01 02 37,972
MERCK & CO INC COM 589331107 3,359 50 SH DEFINED 01 02 50
MERCURY INTERACTIVE CORP COM 589405109 4,317 40 SH DEFINED 01 02 40
MERCURY INTERACTIVE CORP COM 589405109 540,764 5,010 SH DEFINED 01 02 5,010
MEREDITH CORP COM 589433101 650,317 15,600 SH DEFINED 01 02 15,600
</TABLE>
Page 13
<PAGE>
FORM 13F INFORMATION TABLE
<TABLE>
<CAPTION>
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
MERGE TECHNOLOGIES INC COM 589981109 44,625 17,000 SH DEFINED 01 02 17,000
MERGE TECHNOLOGIES INC COM 589981109 53 20 SH DEFINED 01 02 20
METAMOR WORLDWIDE INC SB NT CV 2.94%04 59133PAA8 1,336,000 16,000 PRN DEFINED 01 02 16,000
METROLOGIC INSTRS INC COM 591676101 406,080 30,080 SH DEFINED 01 02 30,080
MFS CHARTER INCOME TR SH BEN INT 552727109 32,248 4,000 SH DEFINED 01 02 4,000
MFS CHARTER INCOME TR SH BEN INT 552727109 221,318 27,452 SH DEFINED 01 02 27,452
MFS INTER INCOME TR SH BEN INT 55273C107 156,097 25,750 SH DEFINED 01 02 25,750
MFS MULTIMARKET INCOME TR SH BEN INT 552737108 207,752 37,773 SH DEFINED 01 02 37,773
MFS MUN INCOME TR SH BEN INT 552738106 130,000 20,000 SH DEFINED 01 02 20,000
MICROSOFT CORP COM 594918104 15,082,349 129,185 SH DEFINED 01 02 129,185
MICROSOFT CORP COM 594918104 32,106 275 SH DEFINED 01 02 275
MICROSOFT CORP COM 594918104 861,615 7,380 SH DEFINED 01 02 7,380
MICROSOFT CORP COM 594918104 2,463,425 21,100 SH DEFINED 01 02 21,100
MICROSOFT CORP COM 594918104 114,415 980 SH DEFINED 01 02 980
MICROSOFT CORP COM 594918104 39,462 338 SH DEFINED 01 02 338
MIDWEST EXPRESS HLDGS INC COM 597911106 255,000 8,000 SH DEFINED 01 02 8,000
MINNESOTA MNG & MFG CO COM 604059105 209,942 2,145 SH DEFINED 01 02 2,145
MINNESOTA MNG & MFG CO COM 604059105 501,609 5,125 SH DEFINED 01 02 5,125
MOLECULAR BIOSYSTEMS INC COM 608513107 15,055 15,055 SH DEFINED 01 02 15,055
MOLEX INC CL A 608554200 147,470 3,259 SH DEFINED 01 02 3,259
MOLEX INC CL A 608554200 202,992 4,486 SH DEFINED 01 02 4,486
MONSANTO CO COM 611662107 83,454 2,355 SH DEFINED 01 02 2,355
MONSANTO CO COM 611662107 3,544 100 SH DEFINED 01 02 100
MONSANTO CO COM 611662107 130,763 3,690 SH DEFINED 01 02 3,690
MONSANTO CO COM 611662107 10,631 300 SH DEFINED 01 02 300
MORGAN GRENFELL SMALLCAP FD COM 617357108 201,484 14,202 SH DEFINED 01 02 14,202
MORGAN GRENFELL SMALLCAP FD COM 617357108 468 33 SH DEFINED 01 02 33
MORGAN J P & CO INC COM 616880100 32,416 256 SH DEFINED 01 02 256
MORGAN J P & CO INC COM 616880100 868,014 6,855 SH DEFINED 01 02 6,855
MORGAN J P & CO INC COM 616880100 7,471 59 SH DEFINED 01 02 59
MORGAN STANLEY D WITTER EMG DB COM 61744H105 2,044 300 SH DEFINED 01 02 300
MORGAN STANLEY D WITTER EMG DB COM 61744H105 117,371 17,230 SH DEFINED 01 02 17,230
MORGAN STANLEY DEAN WITTER GOVT INCOME TR 61745P106 80,620 10,000 SH DEFINED 01 02 10,000
MORGAN STANLEY DEAN WITTER INSD MUN INCM 61745P791 27,586 2,196 SH DEFINED 01 02 2,196
MORGAN STANLEY DEAN WITTER INSD MUN INCM 61745P791 121,851 9,700 SH DEFINED 01 02 9,700
MORGAN STANLEY DEAN WITTER MUN INCM TR II 61745P478 112,868 14,000 SH DEFINED 01 02 14,000
MORGAN STANLEY DEAN WITTER MUN PREM INCOM 61745P429 201,000 26,800 SH DEFINED 01 02 26,800
MORGAN STANLEY DEAN WITTER QLT MUN INV TR 61745P668 225,460 18,500 SH DEFINED 01 02 18,500
MORGAN STANLEY DEAN WITTER QUALT MUN INCM 61745P734 310,925 25,000 SH DEFINED 01 02 25,000
MORGAN STANLEY DEAN WITTER QULTY MUN SECS 61745P585 172,500 15,000 SH DEFINED 01 02 15,000
MORGAN STANLEY DEAN WITTER&CO COM NEW 617446448 332,893 2,332 SH DEFINED 01 02 2,332
MORGAN STANLEY DEAN WITTER&CO COM NEW 617446448 990,685 6,940 SH DEFINED 01 02 6,940
MORTON INDUSTRIAL GROUP CL A 619328107 35,000 10,000 SH DEFINED 01 02 10,000
MOTOROLA INC COM 620076109 749,503 5,090 SH DEFINED 01 02 5,090
MOTOROLA INC COM 620076109 92,473 628 SH DEFINED 01 02 628
MOTOROLA INC COM 620076109 217,194 1,475 SH DEFINED 01 02 1,475
MOTOROLA INC COM 620076109 267,259 1,815 SH DEFINED 01 02 1,815
MOTOROLA INC COM 620076109 29,450 200 SH DEFINED 01 02 200
MUNIENHANCED FD INC COM 626243109 217,488 24,000 SH DEFINED 01 02 24,000
MUNIHOLDINGS FD INC COM 62625H107 6,469 500 SH DEFINED 01 02 500
MUNIHOLDINGS FD INC COM 62625H107 258,740 20,000 SH DEFINED 01 02 20,000
MUNIHOLDINGS INSD FD III INC COM 62625D106 293,250 25,500 SH DEFINED 01 02 25,500
MUNIHOLDINGS N Y INSD FD III COM 625917109 78,625 7,400 SH DEFINED 01 02 7,400
MUNIHOLDINGS N Y INSD FD III COM 625917109 84,373 7,941 SH DEFINED 01 02 7,941
</TABLE>
Page 14
<PAGE>
FORM 13F INFORMATION TABLE
<TABLE>
<CAPTION>
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
MUNIHOLDINGS N Y INSD FD III COM 625917109 112,625 10,600 SH DEFINED 01 02 10,600
MUNIYIELD CALIF INSD FD II INC COM 62629L104 146,250 13,000 SH DEFINED 01 02 13,000
MUNIYIELD INSD FD INC COM 62630E107 648,113 54,869 SH DEFINED 01 02 54,869
MUNIYIELD INSD FD INC COM 62630E107 755,968 64,000 SH DEFINED 01 02 64,000
MUNIYIELD N Y INSD FD II INC COM 62630P102 596,264 51,849 SH DEFINED 01 02 51,849
MUNIYIELD N Y INSD FD II INC COM 62630P102 444,705 38,670 SH DEFINED 01 02 38,670
MUNIYIELD N Y INSD FD INC COM 626301105 453,912 38,428 SH DEFINED 01 02 38,428
MUNIYIELD N Y INSD FD INC COM 626301105 196,079 16,600 SH DEFINED 01 02 16,600
MUNIYIELD QUALITY FD INC COM 626302103 1,125,544 99,500 SH DEFINED 01 02 99,500
MUNIYIELD QUALITY FD INC COM 626302103 491,801 43,476 SH DEFINED 01 02 43,476
NATIONAL-OILWELL INC COM 637071101 18,824 1,200 SH DEFINED 01 02 1,200
NATIONAL-OILWELL INC COM 637071101 464,633 29,619 SH DEFINED 01 02 29,619
NBTY INC COM 628782104 215,053 18,600 SH DEFINED 01 02 18,600
NBTY INC COM 628782104 (23) (2)SH DEFINED 01 02 (2)
NCR CORP NEW COM 62886E108 80,977 2,138 SH DEFINED 01 02 2,138
NCR CORP NEW COM 62886E108 4,128 109 SH DEFINED 01 02 109
NCR CORP NEW COM 62886E108 206,798 5,460 SH DEFINED 01 02 5,460
NCR CORP NEW COM 62886E108 2,726,129 71,977 SH DEFINED 01 02 71,977
NEIMAN MARCUS GROUP INC CL B 640204301 612,978 22,756 SH DEFINED 01 02 22,756
NEIMAN MARCUS GROUP INC CL B 640204301 3,637 135 SH DEFINED 01 02 135
NETPLEX GROUP INC COM 641147103 216,214 19,435 SH DEFINED 01 02 19,435
NETWORK APPLIANCE INC COM 64120L104 168,201 2,025 SH DEFINED 01 02 2,025
NETWORK APPLIANCE INC COM 64120L104 477,607 5,750 SH DEFINED 01 02 5,750
NEUROCRINE BIOSCIENCES INC COM 64125C109 99,000 4,000 SH DEFINED 01 02 4,000
NEUROCRINE BIOSCIENCES INC COM 64125C109 198,000 8,000 SH DEFINED 01 02 8,000
NEUROCRINE BIOSCIENCES INC COM 64125C109 347 14 SH DEFINED 01 02 14
NEW AMER HIGH INCOME FD INC COM 641876107 53,125 17,000 SH DEFINED 01 02 17,000
NEW ENGLAND ELEC SYS COM 644001109 51,750 1,000 SH DEFINED 01 02 1,000
NEW ENGLAND ELEC SYS COM 644001109 232,875 4,500 SH DEFINED 01 02 4,500
NEWS CORP LTD SP ADR PFD 652487802 13,007 389 SH DEFINED 01 02 389
NEWS CORP LTD SP ADR PFD 652487802 26,750 800 SH DEFINED 01 02 800
NEWS CORP LTD SP ADR PFD 652487802 150,467 4,500 SH DEFINED 01 02 4,500
NEWS CORP LTD SP ADR PFD 652487802 2,752,969 82,333 SH DEFINED 01 02 82,333
NEXTEL COMMUNICATIONS INC CL A 65332V103 12,891 125 SH DEFINED 01 02 125
NEXTEL COMMUNICATIONS INC CL A 65332V103 51,563 500 SH DEFINED 01 02 500
NEXTEL COMMUNICATIONS INC CL A 65332V103 685,781 6,650 SH DEFINED 01 02 6,650
NEXTEL COMMUNICATIONS INC CL A 65332V103 413 4 SH DEFINED 01 02 4
NEXTLINK COMMUNICATIONS INC CL A 65333H707 240,880 2,900 SH DEFINED 01 02 2,900
NIKE INC CL B 654106103 426,431 8,604 SH DEFINED 01 02 8,604
NMT MED INC COM 629294109 38,525 13,400 SH DEFINED 01 02 13,400
NMT MED INC COM 629294109 3,364 1,170 SH DEFINED 01 02 1,170
NOKIA CORP SPONSORED ADR 654902204 612,545 3,206 SH DEFINED 01 02 3,206
NOKIA CORP SPONSORED ADR 654902204 6,961,344 36,435 SH DEFINED 01 02 36,435
NORFOLK SOUTHERN CORP COM 655844108 545,300 26,600 SH DEFINED 01 02 26,600
NORFOLK SOUTHERN CORP COM 655844108 29,336 1,431 SH DEFINED 01 02 1,431
NORTEL NETWORKS CORP COM 656569100 475,811 4,711 SH DEFINED 01 02 4,711
NORTEL NETWORKS CORP COM 656569100 880,720 8,720 SH DEFINED 01 02 8,720
NORTEL NETWORKS CORP COM 656569100 50,500 500 SH DEFINED 01 02 500
NORTH AMERN VACCINE INC COM 657201109 45,000 10,000 SH DEFINED 01 02 10,000
NORTHERN TR CORP COM 665859104 10,600 200 SH DEFINED 01 02 200
NORTHERN TR CORP COM 665859104 357,220 6,740 SH DEFINED 01 02 6,740
NOVELL INC COM 670006105 1,152,182 28,850 SH DEFINED 01 02 28,850
NOVELL INC COM 670006105 47,924 1,200 SH DEFINED 01 02 1,200
NOVO-NORDISK A S ADR 670100205 324,870 5,027 SH DEFINED 01 02 5,027
</TABLE>
Page 15
<PAGE>
FORM 13F INFORMATION TABLE
<TABLE>
<CAPTION>
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
NTL INC COM 629407107 218,437 1,751 SH DEFINED 01 02 1,751
NUVEEN INSD MUN OPPORTUNITY FD COM 670984103 35,342 2,900 SH DEFINED 01 02 2,900
NUVEEN INSD MUN OPPORTUNITY FD COM 670984103 12,187 1,000 SH DEFINED 01 02 1,000
NUVEEN INSD MUN OPPORTUNITY FD COM 670984103 249,529 20,475 SH DEFINED 01 02 20,475
NUVEEN INSD QUALITY MUN FD INC COM 67062N103 13,187 1,000 SH DEFINED 01 02 1,000
NUVEEN INSD QUALITY MUN FD INC COM 67062N103 135,035 10,240 SH DEFINED 01 02 10,240
NUVEEN MUN VALUE FD INC COM 670928100 55,259 7,017 SH DEFINED 01 02 7,017
NUVEEN MUN VALUE FD INC COM 670928100 1,724,625 219,000 SH DEFINED 01 02 219,000
NUVEEN NY DIVID ADVNTG MUN FD COM 67066X107 740,653 60,157 SH DEFINED 01 02 60,157
NUVEEN NY DIVID ADVNTG MUN FD COM 67066X107 291,905 23,709 SH DEFINED 01 02 23,709
NUVEEN NY PERFORM PLUS MUN FD COM 67062R104 41,600 3,200 SH DEFINED 01 02 3,200
NUVEEN NY PERFORM PLUS MUN FD COM 67062R104 215,358 16,566 SH DEFINED 01 02 16,566
NUVEEN NY SELECT QUALITY MUN COM 670976109 29,627 2,279 SH DEFINED 01 02 2,279
NUVEEN NY SELECT QUALITY MUN COM 670976109 234,767 18,059 SH DEFINED 01 02 18,059
NUVEEN PREM INCOME MUN FD COM 67062T100 88,346 7,401 SH DEFINED 01 02 7,401
NUVEEN PREM INCOME MUN FD COM 67062T100 284,101 23,800 SH DEFINED 01 02 23,800
NUVEEN PREM INCOME MUN FD 4 COM 6706K4105 11,264 929 SH DEFINED 01 02 929
NUVEEN PREM INCOME MUN FD 4 COM 6706K4105 157,625 13,000 SH DEFINED 01 02 13,000
OAKLEY INC COM 673662102 270,035 48,550 SH DEFINED 01 02 48,550
OAKLEY INC COM 673662102 56,732 10,200 SH DEFINED 01 02 10,200
OFFICE DEPOT INC COM 676220106 276,078 25,098 SH DEFINED 01 02 25,098
OFFICE DEPOT INC COM 676220106 565,565 51,415 SH DEFINED 01 02 51,415
OMNICOM GROUP INC COM 681919106 14,700 147 SH DEFINED 01 02 147
OMNICOM GROUP INC COM 681919106 602,600 6,026 SH DEFINED 01 02 6,026
OPTIMAL ROBOTICS CORP CL A NEW 68388R208 2,671,570 71,720 SH DEFINED 01 02 71,720
ORACLE CORP COM 68389X105 2,233,172 19,928 SH DEFINED 01 02 19,928
ORACLE CORP COM 68389X105 86,848 775 SH DEFINED 01 02 775
ORACLE CORP COM 68389X105 1,310,453 11,694 SH DEFINED 01 02 11,694
PARADISE MUSIC & ENTMT INC COM 699071106 32,821 15,445 SH DEFINED 01 02 15,445
PARAMETRIC TECHNOLOGY CORP COM 699173100 284,151 10,500 SH DEFINED 01 02 10,500
PARAMETRIC TECHNOLOGY CORP COM 699173100 117,043 4,325 SH DEFINED 01 02 4,325
PAYLESS SHOESOURCE INC COM 704379106 579,510 12,330 SH DEFINED 01 02 12,330
PAYLESS SHOESOURCE INC COM 704379106 117,500 2,500 SH DEFINED 01 02 2,500
PE CORP CELERA GEN GRP 69332S201 236,165 1,585 SH DEFINED 01 02 1,585
PE CORP CELERA GEN GRP 69332S201 12,665 85 SH DEFINED 01 02 85
PE CORP COM PE BIO GRP 69332S102 1,743,321 14,490 SH DEFINED 01 02 14,490
PEOPLES ENERGY CORP COM 711030106 1,159,100 34,600 SH DEFINED 01 02 34,600
PEPSICO INC COM 713448108 2,279,723 64,673 SH DEFINED 01 02 64,673
PEPSICO INC COM 713448108 91,368 2,592 SH DEFINED 01 02 2,592
PEPSICO INC COM 713448108 1,700,284 48,235 SH DEFINED 01 02 48,235
PEREGRINE SYSTEMS INC COM 71366Q101 359,899 4,275 SH DEFINED 01 02 4,275
PERFORMANCE FOOD GROUP CO COM 713755106 200,119 8,210 SH DEFINED 01 02
PETROLEUM DEV CORP COM 716578109 64,571 16,939 SH DEFINED 01 02 16,939
PETSEC ENERGY LTD SPONSORED ADR 715796108 13,100 26,200 SH DEFINED 01 02 26,200
PFF BANCORP INC COM 69331W104 38,789 2,002 SH DEFINED 01 02 2,002
PFF BANCORP INC COM 69331W104 5,310,958 274,114 SH DEFINED 01 02 273,814
PFIZER INC COM 717081103 2,272,147 70,048 SH DEFINED 01 02 70,048
PFIZER INC COM 717081103 25,950 800 SH DEFINED 01 02 800
PFIZER INC COM 717081103 156,379 4,821 SH DEFINED 01 02 4,821
PFIZER INC COM 717081103 2,490,059 76,766 SH DEFINED 01 02 76,766
PFIZER INC COM 717081103 12,164 375 SH DEFINED 01 02 375
PHAR-MOR INC COM NEW 717113203 151,800 55,200 SH DEFINED 01 02 55,200
PHARMACIA & UPJOHN INC COM 716941109 277,200 6,160 SH DEFINED 01 02 6,160
PHARMACIA & UPJOHN INC COM 716941109 431,325 9,585 SH DEFINED 01 02 9,585
</TABLE>
Page 16
<PAGE>
FORM 13F INFORMATION TABLE
<TABLE>
<CAPTION>
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
PHC INC MASS UNIT EX 030300 693315202 4,492 10,280 SH DEFINED 01 02 10,280
PHILIP MORRIS COS INC COM 718154107 341,918 14,866 SH DEFINED 01 02 14,866
PHILIP MORRIS COS INC COM 718154107 134,320 5,840 SH DEFINED 01 02 5,840
PHILIP MORRIS COS INC COM 718154107 1,380 60 SH DEFINED 01 02 60
PHILLIPS PETE CO COM 718507106 14,711 313 SH DEFINED 01 02 313
PHILLIPS PETE CO COM 718507106 795,240 16,920 SH DEFINED 01 02 16,920
PHOENIX TECHNOLOGY LTD COM 719153108 332,052 21,000 SH DEFINED 01 02 21,000
PHOENIX TECHNOLOGY LTD COM 719153108 3,273 207 SH DEFINED 01 02 207
PILGRIM PRIME RATE TR NEW SH BEN INT 72146W103 333,568 41,696 SH DEFINED 01 02 41,696
PILGRIM PRIME RATE TR NEW SH BEN INT 72146W103 7,880 985 SH DEFINED 01 02 985
PILGRIM PRIME RATE TR NEW SH BEN INT 72146W103 56,640 7,080 SH DEFINED 01 02 7,080
PITNEY BOWES INC COM 724479100 3,082,306 63,800 SH DEFINED 01 02 63,800
PITNEY BOWES INC COM 724479100 747,145 15,465 SH DEFINED 01 02 15,465
PLAYERS INTL INC COM 727903106 321,642 39,134 SH DEFINED 01 02 39,134
PMC-SIERRA INC COM 69344F106 3,206 20 SH DEFINED 01 02 20
PMC-SIERRA INC COM 69344F106 1,268,869 7,915 SH DEFINED 01 02 7,915
PNC BK CORP COM 693475105 36,045 810 SH DEFINED 01 02 810
PNC BK CORP COM 693475105 776,748 17,455 SH DEFINED 01 02 17,455
PRAXAIR INC COM 74005P104 67,670 1,345 SH DEFINED 01 02 1,345
PRAXAIR INC COM 74005P104 5,031 100 SH DEFINED 01 02 100
PRAXAIR INC COM 74005P104 251,560 5,000 SH DEFINED 01 02 5,000
PROCTER & GAMBLE CO COM 742718109 906,626 8,275 SH DEFINED 01 02 8,275
PROCTER & GAMBLE CO COM 742718109 6,026 55 SH DEFINED 01 02 55
PROCTER & GAMBLE CO COM 742718109 1,763,620 16,097 SH DEFINED 01 02 16,097
PROCTER & GAMBLE CO COM 742718109 8,217 75 SH DEFINED 01 02 75
PROSPECT STR HIGH INCOME PTFLO COM NEW 743586406 39,238 6,342 SH DEFINED 01 02 6,342
PROSPECT STR HIGH INCOME PTFLO COM NEW 743586406 9,281 1,500 SH DEFINED 01 02 1,500
PROSPECT STR HIGH INCOME PTFLO COM NEW 743586406 196,883 31,822 SH DEFINED 01 02 31,822
PROVIDIAN FINL CORP COM 74406A102 140,691 1,545 SH DEFINED 01 02 1,545
PROVIDIAN FINL CORP COM 74406A102 116,104 1,275 SH DEFINED 01 02 1,275
PUBLIC SVC ENTERPRISE GROUP COM 744573106 490,640 14,094 SH DEFINED 01 02 14,094
PUBLIC SVC ENTERPRISE GROUP COM 744573106 6,962 200 SH DEFINED 01 02 200
PUTNAM MASTER INTER INCOME TR SH BEN INT 746909100 92,024 15,500 SH DEFINED 01 02 15,500
PUTNAM PREMIER INCOME TR SH BEN INT 746853100 147,307 24,300 SH DEFINED 01 02 24,300
QLOGIC CORP COM 747277101 585,942 3,665 SH DEFINED 01 02 3,665
QUALCOMM INC COM 747525103 5,108 29 SH DEFINED 01 02 29
QUALCOMM INC COM 747525103 554,794 3,150 SH DEFINED 01 02 3,150
QUANEX CORP SB DB CV 6.88%07 747620AC6 977,500 10,000 PRN DEFINED 01 02 10,000
QUESTOR PHARMACEUTICALS INC COM 74835Y101 51,115 40,892 SH DEFINED 01 02 40,892
QUESTOR PHARMACEUTICALS INC COM 74835Y101 152,991 122,393 SH DEFINED 01 02 122,393
QUIGLEY CORP COM NEW 74838L304 22,268 13,970 SH DEFINED 01 02 13,970
QWEST COMMUNICATIONS INTL INC COM 749121109 298,119 6,933 SH DEFINED 01 02 6,933
QWEST COMMUNICATIONS INTL INC COM 749121109 1,505 35 SH DEFINED 01 02 35
QWEST COMMUNICATIONS INTL INC COM 749121109 5,160 120 SH DEFINED 01 02 120
QWEST COMMUNICATIONS INTL INC COM 749121109 210,915 4,905 SH DEFINED 01 02 4,905
R & B FALCON CORP COM 74912E101 26,500 2,000 SH DEFINED 01 02 2,000
R & B FALCON CORP COM 74912E101 142,106 10,725 SH DEFINED 01 02 10,725
RATIONAL SOFTWARE CORP COM NEW 75409P202 49,125 1,000 SH DEFINED 01 02 1,000
RATIONAL SOFTWARE CORP COM NEW 75409P202 246,608 5,020 SH DEFINED 01 02 5,020
READ-RITE CORP SUB NT CV 6.5%04 755246AA3 547,500 15,000 PRN DEFINED 01 02 15,000
RELIANT ENERGY INC COM 75952J108 43,394 1,897 SH DEFINED 01 02 1,897
RELIANT ENERGY INC COM 75952J108 679,388 29,700 SH DEFINED 01 02 29,700
RELIASTAR FINL CORP COM 75952U103 14,499 370 SH DEFINED 01 02 370
RELIASTAR FINL CORP COM 75952U103 4,466,338 113,975 SH DEFINED 01 02 113,800
</TABLE>
Page 17
<PAGE>
FORM 13F INFORMATION TABLE
<TABLE>
<CAPTION>
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
RELIASTAR FINL CORP COM 75952U103 175,950 4,490 SH DEFINED 01 02 4,490
RENAISSANCE RE HLDGS LTD COM G7496G103 385,043 9,420 SH DEFINED 01 02 9,420
REPUBLIC N Y CORP COM 760719104 288,000 4,000 SH DEFINED 01 02 4,000
RESPIRONICS INC COM 761230101 89,253 11,200 SH DEFINED 01 02 11,200
RESPONSE USA INC COM NEW 761235506 79,634 77,240 SH DEFINED 01 02 77,240
RESPONSE USA INC COM NEW 761235506 30,930 30,000 SH DEFINED 01 02 30,000
REUTERS GROUP PLC SPONSORED ADR 76132M102 992,048 12,276 SH DEFINED 01 02 12,276
REX STORES CORP COM 761624105 430,500 12,300 SH DEFINED 01 02 12,300
REYNOLDS & REYNOLDS CO CL A 761695105 175,500 7,800 SH DEFINED 01 02 7,800
REYNOLDS & REYNOLDS CO CL A 761695105 76,725 3,410 SH DEFINED 01 02 3,410
RF MICRODEVICES INC COM 749941100 427,731 6,250 SH DEFINED 01 02 6,250
ROHM & HAAS CO COM 775371107 16,275 400 SH DEFINED 01 02 400
ROHM & HAAS CO COM 775371107 239,036 5,875 SH DEFINED 01 02 5,875
ROSLYN BANCORP INC COM 778162107 64,602 3,492 SH DEFINED 01 02 3,492
ROSLYN BANCORP INC COM 778162107 3,775,850 204,100 SH DEFINED 01 02 203,600
ROSLYN BANCORP INC COM 778162107 8,510 460 SH DEFINED 01 02 460
ROSLYN BANCORP INC COM 778162107 2,923 158 SH DEFINED 01 02 158
ROWAN COS INC COM 779382100 8,675 400 SH DEFINED 01 02 400
ROWAN COS INC COM 779382100 97,375 4,490 SH DEFINED 01 02 4,490
ROWAN COS INC COM 779382100 1,692,475 78,041 SH DEFINED 01 02 78,041
ROYAL DUTCH PETE CO NY REG GLD1.25 780257804 145,954 2,410 PRN DEFINED 01 02 2,410
ROYAL DUTCH PETE CO NY REG GLD1.25 780257804 58,866 972 PRN DEFINED 01 02 972
ROYAL DUTCH PETE CO NY REG GLD1.25 780257804 1,577,034 26,040 PRN DEFINED 01 02 26,040
SABRE HLDGS CORP CL A 785905100 3,336,119 65,095 SH DEFINED 01 02 64,970
SABRE HLDGS CORP CL A 785905100 13,069 255 SH DEFINED 01 02 255
SABRE HLDGS CORP CL A 785905100 1,980,556 38,645 SH DEFINED 01 02 38,645
SAFEWAY INC COM NEW 786514208 365,079 10,212 SH DEFINED 01 02 10,212
SAFEWAY INC COM NEW 786514208 7,150 200 SH DEFINED 01 02 200
SAFEWAY INC COM NEW 786514208 258,651 7,235 SH DEFINED 01 02 7,235
SAFEWAY INC COM NEW 786514208 2,860 80 SH DEFINED 01 02 80
SALOMON BROS HIGH INCOME FD II COM 794907105 5,040 480 SH DEFINED 01 02 480
SALOMON BROS HIGH INCOME FD II COM 794907105 3,150 300 SH DEFINED 01 02 300
SALOMON BROS HIGH INCOME FD II COM 794907105 5,250 500 SH DEFINED 01 02 500
SALOMON BROS HIGH INCOME FD II COM 794907105 105,000 10,000 SH DEFINED 01 02 10,000
SAN JUAN BASIN RTY TR UNIT BEN INT 798241105 121,388 11,700 SH DEFINED 01 02 11,700
SANMINA CORP COM 800907107 32,260 323 SH DEFINED 01 02 323
SANMINA CORP COM 800907107 631,709 6,325 SH DEFINED 01 02 6,325
SARA LEE CORP COM 803111103 1,295,635 58,727 SH DEFINED 01 02 58,727
SARA LEE CORP COM 803111103 10,612 481 SH DEFINED 01 02 481
SBC COMMUNICATIONS INC COM 78387G103 1,589,640 32,608 SH DEFINED 01 02 32,608
SBC COMMUNICATIONS INC COM 78387G103 144,154 2,957 SH DEFINED 01 02 2,957
SBC COMMUNICATIONS INC COM 78387G103 2,066,123 42,382 SH DEFINED 01 02 42,382
SBC COMMUNICATIONS INC COM 78387G103 83,899 1,721 SH DEFINED 01 02 1,721
SCANA CORP COM 805898103 286,649 10,666 SH DEFINED 01 02 10,666
SCANA CORP COM 805898103 18,813 700 SH DEFINED 01 02 700
SCHERING PLOUGH CORP COM 806605101 1,554,442 36,683 SH DEFINED 01 02 36,683
SCHERING PLOUGH CORP COM 806605101 135,600 3,200 SH DEFINED 01 02 3,200
SCHERING PLOUGH CORP COM 806605101 2,117,945 49,981 SH DEFINED 01 02 49,981
SCHERING PLOUGH CORP COM 806605101 36,654 865 SH DEFINED 01 02 865
SCHLUMBERGER LTD COM 806857108 199,244 3,550 SH DEFINED 01 02 3,550
SCHLUMBERGER LTD COM 806857108 61,738 1,100 SH DEFINED 01 02 1,100
SCHLUMBERGER LTD COM 806857108 1,176,661 20,965 SH DEFINED 01 02 20,965
SCHWAB CHARLES CORP NEW COM 808513105 362,725 9,483 SH DEFINED 01 02 9,483
SCHWAB CHARLES CORP NEW COM 808513105 177,901 4,651 SH DEFINED 01 02 4,651
</TABLE>
Page 18
<PAGE>
FORM 13F INFORMATION TABLE
<TABLE>
<CAPTION>
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
SCOTTS CO CL A 810186106 1,350,589 33,555 SH DEFINED 01 02 33,555
SDL INC COM 784076101 696,510 3,195 SH DEFINED 01 02 3,195
SDL INC COM 784076101 (239,800) (1,100)SH DEFINED 01 02 (1,100)
SEAGATE TECHNOLOGY COM 811804103 632,312 13,580 SH DEFINED 01 02 13,580
SEAGATE TECHNOLOGY COM 811804103 2,328 50 SH DEFINED 01 02 50
SEAGATE TECHNOLOGY COM 811804103 11,641 250 SH DEFINED 01 02 250
SECTOR SPDR TR SBI INT-UTILS 81369Y886 1,784,139 63,400 SH DEFINED 01 02 63,400
SEMPRA ENERGY COM 816851109 29,538 1,700 SH DEFINED 01 02 1,700
SEMPRA ENERGY COM 816851109 498,663 28,700 SH DEFINED 01 02 28,700
SERVICE CORP INTL COM 817565104 78,562 11,325 SH DEFINED 01 02 11,325
SERVICE CORP INTL COM 817565104 915,448 131,966 SH DEFINED 01 02 131,366
SERVICE CORP INTL COM 817565104 53,900 7,770 SH DEFINED 01 02 7,770
SERVICE CORP INTL COM 817565104 932,055 134,360 SH DEFINED 01 02 134,360
SERVICEMASTER CO COM 81760N109 2,139,863 173,803 SH DEFINED 01 02 173,803
SHAW COMMUNICATIONS INC CL B CONV 82028K200 337,047 10,175 SH DEFINED 01 02 10,175
SIEBEL SYS INC COM 826170102 42,840 510 SH DEFINED 01 02 510
SIEBEL SYS INC COM 826170102 84,000 1,000 SH DEFINED 01 02 1,000
SIEBEL SYS INC COM 826170102 129,360 1,540 SH DEFINED 01 02 1,540
SMITH CORONA CORP COM NEW 831858204 20,090 11,909 SH DEFINED 01 02 11,909
SMITHKLINE BEECHAM PLC ADR REP ORD 832378301 28,856 450 SH DEFINED 01 02 450
SMITHKLINE BEECHAM PLC ADR REP ORD 832378301 220,590 3,440 SH DEFINED 01 02 3,440
SOLECTRON CORP COM 834182107 195,862 2,059 SH DEFINED 01 02 2,059
SOLECTRON CORP COM 834182107 29,489 310 SH DEFINED 01 02 310
SOLECTRON CORP COM 834182107 298,693 3,140 SH DEFINED 01 02 3,140
SOUTHWEST AIRLS CO COM 844741108 383,630 23,791 SH DEFINED 01 02 23,791
SOUTHWEST AIRLS CO COM 844741108 1,613 100 SH DEFINED 01 02 100
SOUTHWEST AIRLS CO COM 844741108 550,298 34,127 SH DEFINED 01 02 34,127
SPDR TR UNIT SER 1 78462F103 7,344 50 SH DEFINED 01 02 50
SPDR TR UNIT SER 1 78462F103 2,122,344 14,450 SH DEFINED 01 02 14,450
SPRINT CORP COM FON GROUP 852061100 716,132 10,639 SH DEFINED 01 02 10,639
SPRINT CORP COM FON GROUP 852061100 456,577 6,783 SH DEFINED 01 02 6,783
SPRINT CORP COM FON GROUP 852061100 4,039 60 SH DEFINED 01 02 60
SPRINT CORP PCS COM SER 1 852061506 200,388 1,955 SH DEFINED 01 02 1,955
SPRINT CORP PCS COM SER 1 852061506 100,655 982 SH DEFINED 01 02 982
SPRINT CORP PCS COM SER 1 852061506 2,050 20 SH DEFINED 01 02 20
STAPLES INC COM 855030102 241,509 11,639 SH DEFINED 01 02 11,639
STAPLES INC COM 855030102 459,301 22,135 SH DEFINED 01 02 22,135
STAPLES INC COM 855030102 2,283 110 SH DEFINED 01 02 110
STERIS CORP COM 859152100 191,880 18,720 SH DEFINED 01 02 18,720
STERIS CORP COM 859152100 3,075 300 SH DEFINED 01 02 300
STEWART INFORMATION SVCS CORP COM 860372101 9,318 700 SH DEFINED 01 02 700
STEWART INFORMATION SVCS CORP COM 860372101 654,285 49,150 SH DEFINED 01 02 49,150
STRATTEC SEC CORP COM 863111100 450,013 13,900 SH DEFINED 01 02 13,900
SUFFOLK BANCORP COM 864739107 206,253 7,820 SH DEFINED 01 02 7,820
SUN MICROSYSTEMS INC COM 866810104 1,676,356 21,648 SH DEFINED 01 02 21,648
SUN MICROSYSTEMS INC COM 866810104 34,847 450 SH DEFINED 01 02 450
SUN MICROSYSTEMS INC COM 866810104 9,892,887 127,754 SH DEFINED 01 02 127,754
SUN MICROSYSTEMS INC COM 866810104 15,487 200 SH DEFINED 01 02 200
SUN MICROSYSTEMS INC COM 866810104 (8,983) (116)SH DEFINED 01 02 (116)
SURGE COMPONENTS INC N Y WT A EX 073103 868908112 22,574 27,800 SH DEFINED 01 02 27,800
SWIFT ENERGY CO SB NT CV 6.25%06 870738AB7 1,931,250 25,000 PRN DEFINED 01 02 25,000
SYBRON INTL CORP COM 87114F106 4,338,246 175,730 SH DEFINED 01 02 175,230
SYBRON INTL CORP COM 87114F106 47,029 1,905 SH DEFINED 01 02 1,905
SYMANTEC CORP COM 871503108 270,261 4,610 SH DEFINED 01 02 4,610
</TABLE>
Page 19
<PAGE>
FORM 13F INFORMATION TABLE
<TABLE>
<CAPTION>
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
SYMBOL TECHNOLOGIES INC COM 871508107 1,804,970 28,397 SH DEFINED 01 02 28,397
SYMBOL TECHNOLOGIES INC COM 871508107 7,760,920 122,100 SH DEFINED 01 02 121,850
SYMBOL TECHNOLOGIES INC COM 871508107 31,781 500 SH DEFINED 01 02 500
SYNSORB BIOTECH INC COM 87160V104 29,438 15,700 SH DEFINED 01 02 15,700
SYNSORB BIOTECH INC COM 87160V104 1,500 800 SH DEFINED 01 02 800
SYSCO CORP COM 871829107 2,014,299 50,915 SH DEFINED 01 02 50,915
SYSCO CORP COM 871829107 109,587 2,770 SH DEFINED 01 02 2,770
TALK CITY INC COM 874263106 261,250 10,000 SH DEFINED 01 02 10,000
TCSI CORP COM 87233R106 44,946 14,103 SH DEFINED 01 02 14,103
TCW/DW TERM TR 2000 SH BEN INT 87234V106 214,189 22,400 SH DEFINED 01 02 22,400
TELECOMUNICACOES BRASILEIRAS S SPONSORED ADR 879287100 657 29,857 SH DEFINED 01 02 29,857
TELECOMUNICACOES BRASILEIRAS S SPONSORED ADR 879287100 107 4,853 SH DEFINED 01 02 4,853
TELECOMUNICACOES BRASILEIRAS S SPONSORED ADR 879287308 2,875,631 22,335 SH DEFINED 01 02 22,335
TELECOMUNICACOES BRASILEIRAS S SPONSORED ADR 879287308 367,324 2,853 SH DEFINED 01 02 2,853
TELECOMUNICACOES BRASILEIRAS S SPONSORED ADR 879287308 82,400 640 SH DEFINED 01 02 640
TELEDYNE TECHNOLOGIES INC COM 879360105 94,370 10,000 SH DEFINED 01 02 10,000
TELEFONICA S A SPONSORED ADR 879382208 12,768 162 SH DEFINED 01 02 162
TELEFONICA S A SPONSORED ADR 879382208 1,120,628 14,219 SH DEFINED 01 02 14,219
TELEPHONE & DATA SYS INC COM 879433100 229,950 1,825 SH DEFINED 01 02 1,825
TELEPHONE & DATA SYS INC COM 879433100 25,200 200 SH DEFINED 01 02 200
TELLABS INC COM 879664100 17,347,179 270,260 SH DEFINED 01 02 270,260
TELLABS INC COM 879664100 869,734 13,550 SH DEFINED 01 02 13,550
TELLABS INC COM 879664100 257 4 SH DEFINED 01 02 4
TEMPLATE SOFTWARE INC COM 879788107 0 20,200 SH DEFINED 01 02 20,200
TEMPLETON EMERG MKTS INCOME FD COM 880192109 29,798 3,200 SH DEFINED 01 02 3,200
TEMPLETON EMERG MKTS INCOME FD COM 880192109 287,583 30,883 SH DEFINED 01 02 30,883
TEVA PHARMACEUTICAL INDS LTD ADR 881624209 1,035,160 14,440 SH DEFINED 01 02 14,440
TEVA PHARMACEUTICAL INDS LTD ADR 881624209 35,844 500 SH DEFINED 01 02 500
TEXACO INC COM 881694103 127,633 2,350 SH DEFINED 01 02 2,350
TEXACO INC COM 881694103 10,862 200 SH DEFINED 01 02 200
TEXACO INC COM 881694103 681,616 12,550 SH DEFINED 01 02 12,550
TEXAS INSTRS INC COM 882508104 4,155,262 43,004 SH DEFINED 01 02 43,004
TEXAS INSTRS INC COM 882508104 58,458 605 SH DEFINED 01 02 605
TEXAS INSTRS INC COM 882508104 144,938 1,500 SH DEFINED 01 02 1,500
TEXAS INSTRS INC COM 882508104 1,120,850 11,600 SH DEFINED 01 02 11,600
THERMO ELECTRON CORP COM 883556102 39,750 2,650 SH DEFINED 01 02 2,650
THERMO ELECTRON CORP COM 883556102 3,600 240 SH DEFINED 01 02 240
THERMO ELECTRON CORP COM 883556102 5,055 337 SH DEFINED 01 02 337
THERMO ELECTRON CORP COM 883556102 237,750 15,850 SH DEFINED 01 02 15,850
THERMOLASE CORP COM 883624108 1,937 1,000 SH DEFINED 01 02 1,000
THERMOLASE CORP COM 883624108 98,787 51,000 SH DEFINED 01 02 51,000
THOMAS & BETTS CORP COM 884315102 244,481 7,670 SH DEFINED 01 02 7,670
TIFFANY & CO NEW COM 886547108 2,243,745 25,140 SH DEFINED 01 02 25,140
TIFFANY & CO NEW COM 886547108 281,138 3,150 SH DEFINED 01 02 3,150
TIME WARNER INC COM 887315109 3,019,749 41,760 SH DEFINED 01 02 41,760
TIME WARNER INC COM 887315109 14,462 200 SH DEFINED 01 02 200
TIME WARNER INC COM 887315109 922,701 12,760 SH DEFINED 01 02 12,760
TOYS R US INC COM 892335100 87,089 6,085 SH DEFINED 01 02 6,085
TOYS R US INC COM 892335100 2,948 206 SH DEFINED 01 02 206
TOYS R US INC COM 892335100 55,960 3,910 SH DEFINED 01 02 3,910
TRANSOCEAN OFFSHORE INC CAYMON ORD G90076103 195,727 5,810 SH DEFINED 01 02 5,810
TRANSOCEAN OFFSHORE INC CAYMON ORD G90076103 10,106 300 SH DEFINED 01 02 300
TRICON GLOBAL RESTAURANTS COM 895953107 182,310 4,720 SH DEFINED 01 02 4,720
TRICON GLOBAL RESTAURANTS COM 895953107 7,725 200 SH DEFINED 01 02 200
</TABLE>
Page 20
<PAGE>
FORM 13F INFORMATION TABLE
<TABLE>
<CAPTION>
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
TRICON GLOBAL RESTAURANTS COM 895953107 16,956 439 SH DEFINED 01 02 439
TRICON GLOBAL RESTAURANTS COM 895953107 15,064 390 SH DEFINED 01 02 390
TRICON GLOBAL RESTAURANTS COM 895953107 1,159 30 SH DEFINED 01 02 30
TRIMEDYNE INC COM 896259108 35,714 15,873 SH DEFINED 01 02 15,873
TRITON ENERGY LTD ORD G90751101 5,105,719 247,550 SH DEFINED 01 02 246,300
TYCO INTL LTD NEW COM 902124106 774,072 19,848 SH DEFINED 01 02 19,848
TYCO INTL LTD NEW COM 902124106 143,442 3,678 SH DEFINED 01 02 3,678
TYCO INTL LTD NEW COM 902124106 603,330 15,470 SH DEFINED 01 02 15,470
TYCO INTL LTD NEW COM 902124106 2,730 70 SH DEFINED 01 02 70
U S OFFICE PRODS CO COM NEW 912325305 60,000 19,200 SH DEFINED 01 02 19,200
U S OFFICE PRODS CO SUB NT CV 5.5%01 912325AA5 207,750 3,000 PRN DEFINED 01 02 3,000
U S WEST INC NEW COM 91273H101 502,920 6,985 SH DEFINED 01 02 6,985
U S WEST INC NEW COM 91273H101 16,776 233 SH DEFINED 01 02 233
U S WEST INC NEW COM 91273H101 836,928 11,624 SH DEFINED 01 02 11,624
UAL CORP COM PAR $0.01 902549500 9,307 120 SH DEFINED 01 02 120
UAL CORP COM PAR $0.01 902549500 1,641,367 21,162 SH DEFINED 01 02 21,162
UNILEVER N V N Y SHS NEW 904784709 60,425 1,110 SH DEFINED 01 02 1,110
UNILEVER N V N Y SHS NEW 904784709 685,906 12,600 SH DEFINED 01 02 12,600
UNION PAC CORP COM 907818108 197,902 4,530 SH DEFINED 01 02 4,530
UNION PAC CORP COM 907818108 126,692 2,900 SH DEFINED 01 02 2,900
UNION PAC CORP COM 907818108 165,137 3,780 SH DEFINED 01 02 3,780
UNION PAC CORP COM 907818108 2,209,994 50,587 SH DEFINED 01 02 50,587
UNION PLANTERS CORP COM 908068109 118,311 3,000 SH DEFINED 01 02 3,000
UNION PLANTERS CORP COM 908068109 151,832 3,850 SH DEFINED 01 02 3,850
UNITED STATES CELLULAR CORP COM 911684108 370,439 3,670 SH DEFINED 01 02 3,670
UNITED STATES CELLULAR CORP COM 911684108 269,502 2,670 SH DEFINED 01 02 2,670
UNITED TECHNOLOGIES CORP COM 913017109 144,170 2,218 SH DEFINED 01 02 2,218
UNITED TECHNOLOGIES CORP COM 913017109 832,000 12,800 SH DEFINED 01 02 12,800
UNIVISION COMMUNICATIONS INC CL A 914906102 217,863 2,132 SH DEFINED 01 02 2,132
UNIVISION COMMUNICATIONS INC CL A 914906102 69,998 685 SH DEFINED 01 02 685
UNOCAL CORP COM 915289102 110,352 3,288 SH DEFINED 01 02 3,288
UNOCAL CORP COM 915289102 126,931 3,782 SH DEFINED 01 02 3,782
USINTERNETWORKING INC COM 917311805 407,022 5,825 SH DEFINED 01 02 5,825
USINTERNETWORKING INC COM 917311805 217,241 3,109 SH DEFINED 01 02 3,109
UTILICORP UTD INC COM 918005109 788,073 40,545 SH DEFINED 01 02 40,545
VAN KAMPEN MUN INCOME TR COM 920909108 152,500 20,000 SH DEFINED 01 02 20,000
VAN KAMPEN MUN TR SH BEN INT 920919107 39,589 3,105 SH DEFINED 01 02 3,105
VAN KAMPEN MUN TR SH BEN INT 920919107 206,550 16,200 SH DEFINED 01 02 16,200
VAN KAMPEN SENIOR INCOME TR COM 920961109 16,518 2,033 SH DEFINED 01 02 2,033
VAN KAMPEN SENIOR INCOME TR COM 920961109 3,193,125 393,000 SH DEFINED 01 02 393,000
VAN KAMPEN TR INVT GRADE MUNS COM 920929106 260,000 20,000 SH DEFINED 01 02 20,000
VASOMEDICAL INC COM 922321104 32,326 33,360 SH DEFINED 01 02 33,360
VERISIGN INC COM 92343E102 595,723 3,120 SH DEFINED 01 02 3,120
VERITAS SOFTWARE CO COM 923436109 8,731 61 SH DEFINED 01 02 61
VERITAS SOFTWARE CO COM 923436109 29,341 205 SH DEFINED 01 02 205
VERITAS SOFTWARE CO COM 923436109 734,804 5,134 SH DEFINED 01 02 5,134
VIACOM INC CL B 925524308 852,101 14,099 SH DEFINED 01 02 14,099
VIACOM INC CL B 925524308 55,844 924 SH DEFINED 01 02 924
VIACOM INC CL B 925524308 702,882 11,630 SH DEFINED 01 02 11,630
VICOR CORP COM 925815102 283,500 7,000 SH DEFINED 01 02 7,000
VIDAMED INC COM 926530106 1,812 1,000 SH DEFINED 01 02 1,000
VIDAMED INC COM 926530106 79,250 43,736 SH DEFINED 01 02 43,736
VIGNETTE CORP COM 926734104 233,090 1,430 SH DEFINED 01 02 1,430
VIRTUAL CMNTYS INC UNIT EX 021002 92825D200 88,775 17,755 SH DEFINED 01 02 17,755
</TABLE>
Page 21
<PAGE>
FORM 13F INFORMATION TABLE
<TABLE>
<CAPTION>
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
VISX INC DEL COM 92844S105 56,408 1,090 SH DEFINED 01 02 1,090
VISX INC DEL COM 92844S105 164,565 3,180 SH DEFINED 01 02 3,180
VISX INC DEL COM 92844S105 119,025 2,300 SH DEFINED 01 02 2,300
VITESSE SEMICONDUCTOR CORP COM 928497106 251,435 4,795 SH DEFINED 01 02 4,795
VIVID TECHNOLOGIES INC COM 928538107 185,467 27,995 SH DEFINED 01 02 27,995
VLASIC FOODS INTL INC COM 928559103 75,068 13,200 SH DEFINED 01 02 13,200
VLASIC FOODS INTL INC COM 928559103 1,194 210 SH DEFINED 01 02 210
VODAFONE AIRTOUCH PLC SPONSORED ADR 92857T107 666,270 13,460 SH DEFINED 01 02 13,460
VODAFONE AIRTOUCH PLC SPONSORED ADR 92857T107 34,650 700 SH DEFINED 01 02 700
VODAFONE AIRTOUCH PLC SPONSORED ADR 92857T107 1,167,458 23,585 SH DEFINED 01 02 23,585
VOICESTREAM WIRELESS CORP COM 928615103 19,924 140 SH DEFINED 01 02 140
VOICESTREAM WIRELESS CORP COM 928615103 279,643 1,965 SH DEFINED 01 02 1,965
VORNADO RLTY TR SH BEN INT 929042109 243,750 7,500 SH DEFINED 01 02 7,500
WAL MART STORES INC COM 931142103 646,664 9,355 SH DEFINED 01 02 9,355
WAL MART STORES INC COM 931142103 41,475 600 SH DEFINED 01 02 600
WAL MART STORES INC COM 931142103 1,138,143 16,465 SH DEFINED 01 02 16,465
WALGREEN CO COM 931422109 1,030,244 35,222 SH DEFINED 01 02 35,222
WALGREEN CO COM 931422109 494,325 16,900 SH DEFINED 01 02 16,900
WARNER LAMBERT CO COM 934488107 2,039,740 24,894 SH DEFINED 01 02 24,894
WARNER LAMBERT CO COM 934488107 49,162 600 SH DEFINED 01 02 600
WARNER LAMBERT CO COM 934488107 1,069,933 13,058 SH DEFINED 01 02 13,058
WARNER LAMBERT CO COM 934488107 81,937 1,000 SH DEFINED 01 02 1,000
WASHINGTON MUT INC COM 939322103 117,188 4,529 SH DEFINED 01 02 4,529
WASHINGTON MUT INC COM 939322103 4,206,503 162,568 SH DEFINED 01 02 162,118
WASHINGTON MUT INC COM 939322103 101,301 3,915 SH DEFINED 01 02 3,915
WASHINGTON MUT INC COM 939322103 1,684,152 65,088 SH DEFINED 01 02 65,088
WASTE MGMT INC DEL COM 94106L109 201,638 11,732 SH DEFINED 01 02 11,732
WASTE MGMT INC DEL COM 94106L109 2,492 145 SH DEFINED 01 02 145
WASTE MGMT INC DEL COM 94106L109 139,455 8,114 SH DEFINED 01 02 8,114
WASTE MGMT INC DEL COM 94106L109 670,293 39,000 SH DEFINED 01 02 39,000
WASTE MGMT INC DEL COM 94106L109 51,561 3,000 SH DEFINED 01 02 3,000
WASTE MGMT INC DEL SUB NT CONV 4%02 94106LAA7 870,000 10,000 PRN DEFINED 01 02 10,000
WATSON PHARMACEUTICALS INC COM 942683103 615,608 17,190 SH DEFINED 01 02 17,190
WATSON PHARMACEUTICALS INC COM 942683103 23,278 650 SH DEFINED 01 02 650
WATSON PHARMACEUTICALS INC COM 942683103 87,202 2,435 SH DEFINED 01 02 2,435
WATSON PHARMACEUTICALS INC COM 942683103 143 4 SH DEFINED 01 02 4
WEATHERFORD INTL INC COM 947074100 7,987 200 SH DEFINED 01 02 200
WEATHERFORD INTL INC COM 947074100 801,695 20,074 SH DEFINED 01 02 20,074
WEBS INDEX FD INC GERMANY WEBS 92923H608 2,369,806 88,800 SH DEFINED 01 02 88,800
WELLS FARGO & CO NEW COM 949746101 357,584 8,843 SH DEFINED 01 02 8,843
WELLS FARGO & CO NEW COM 949746101 739,391 18,285 SH DEFINED 01 02 18,285
WELLS FARGO & CO NEW COM 949746101 5,055 125 SH DEFINED 01 02 125
WENDYS INTL INC COM 950590109 575,972 27,675 SH DEFINED 01 02 27,675
WHITMAN CORP NEW COM 96647R107 31,819 2,368 SH DEFINED 01 02 2,368
WHITMAN CORP NEW COM 96647R107 71,861 5,348 SH DEFINED 01 02 5,348
WHITMAN CORP NEW COM 96647R107 32,114 2,390 SH DEFINED 01 02 2,390
WHX CORP COM 929248102 171,972 19,108 SH DEFINED 01 02 19,108
WILLAMETTE INDS INC COM 969133107 320,880 6,910 SH DEFINED 01 02 6,910
WILLIAMS COS INC DEL COM 969457100 55,012 1,800 SH DEFINED 01 02 1,800
WILLIAMS COS INC DEL COM 969457100 169,313 5,540 SH DEFINED 01 02 5,540
WILLIAMS COS INC DEL COM 969457100 2,654,310 86,850 SH DEFINED 01 02 86,850
WMX TECHNOLOGIES INC SUB NTS CV 2%05 92929QAF4 2,137,500 19,000 PRN DEFINED 01 02 19,000
WOLVERINE WORLD WIDE INC COM 978097103 214,748 19,635 SH DEFINED 01 02 19,635
XEROX CORP COM 984121103 738,689 32,560 SH DEFINED 01 02 32,560
</TABLE>
Page 22
<PAGE>
FORM 13F INFORMATION TABLE
<TABLE>
<CAPTION>
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
XEROX CORP COM 984121103 851,330 37,525 SH DEFINED 01 02 37,525
XILINX INC COM 983919101 40,376 888 SH DEFINED 01 02 888
XILINX INC COM 983919101 477,425 10,500 SH DEFINED 01 02 10,500
YAHOO INC COM 984332106 534,368 1,235 SH DEFINED 01 02 1,235
YAHOO INC COM 984332106 604,896 1,398 SH DEFINED 01 02 1,398
YAHOO INC COM 984332106 12,981 30 SH DEFINED 01 02 30
YANKEE CANDLE INC COM 984757104 130,496 8,000 SH DEFINED 01 02 8,000
YANKEE CANDLE INC COM 984757104 68,103 4,175 SH DEFINED 01 02 4,175
YELLOW CORP COM 985509108 436,944 25,990 SH DEFINED 01 02 25,990
YORK RESH CORP COM 987048105 114,375 30,500 SH DEFINED 01 02 30,500
YOUBET COM INC COM 987413101 129,360 30,000 SH DEFINED 01 02 30,000
ZALE CORP NEW COM 988858106 1,935 40 SH DEFINED 01 02 40
ZALE CORP NEW COM 988858106 2,370,229 48,997 SH DEFINED 01 02 48,897
ZALE CORP NEW COM 988858106 8,949 185 SH DEFINED 01 02 185
</TABLE>
Page 23
