UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 3
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935 or
Section 30(f) of the Investment Company Act of 1940
(Print or Type Responses)
1. Name and Address of Reporting Person:
Four Partners
c/o Thomas J. Tisch
667 Madison Avenue
New York, NY 10021
2. Date of Event Requiring Statement (Month/Day/Year)
10/2/98
3. I.R.S. Identification Number of Reporting Person, if an entity (voluntary):
4. Issuer Name and Ticker or Trading Symbol:
Gunther International, Ltd. (SORT)
5. Relationship of Reporting Persons(s) to Issuer:
___ Director
___ Officer (give title below)
_X_ 10% Owner
___ Other (specify below)
6. If Amendment, Date of Original (Month/Day/Year)
3/30/95
7. Individual or Joint/Group Filing (Check Applicable Line)
___ Form filed by One Reporting Person
_X_ Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security
Common Stock, $.001 par value ("Common Stock")
2. Amount of Securities Beneficially Owned
494,189
3. Ownership Form: Direct (D) or Indirect (I)
D
4. Nature of Indirect Beneficial Ownership
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls
warrants, options, convertible securities)
1. Title of Derivative Security
Warrants Issued Dec. 20, 1993 ("IPO Warrants")
Warrants Issued Oct. 2, 1998 ("Loan Warrants")
2. Date Exercisable and Expiration Date (Month/Day/Year)
Date Exercisable
IPO Warrants - 12/20/94
Loan Warrants - 1/1/99
Expiration Date
IPO Warrants - 12/20/98
Loan Warrants - 10/2/03
3. Title and Amount of Securities Underlying Derivative Security
Title
IPO Warrants - Common Stock
Loan Warrants - Common Stock
Amount or Number of Shares
IPO Warrants - 115,000 shares
Loan Warrants - 2,105,688 shares
4. Conversion or Exercise Price of Derivative Security
IPO Warrants - $6.00 per share
Loan Warrants - $1.50 per share
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
IPO Warrants - D
Loan Warrants - I
6. Nature of Indirect Beneficial Ownership
Loan Warrants - As member of Gunther Partners, LLC
Explanation of Responses:
This amended Form 3 is being filed jointly by Four Partners
("FP"), a New York general partnership, Gunther Partners, LLC ("GP"), a
Delaware limited liability company, Robert Spiegel ("Spiegel") ,
Richard Spiegel 1987 Trust ("Spiegel Trust") and Thomas M. Steinberg
("Steinberg"). The Form 3 was originally filed by FP and is being
amended to add GP, Mr. Spiegel, Spiegel Trust and Mr. Steinberg as
joint filers. FP is the designated filer. Information reported herein
with respect to beneficial ownership of securities by FP is current
as of the filing of the amended Form 3.
The sole partners of FP are Andrew H. Tisch 1991 Trust, for
which Andrew H. Tisch is the managing trustee, Daniel R. Tisch 1991
Trust, for which Daniel R. Tisch is the managing trustee, James S.
Tisch 1991 Trust, for which James S. Tisch is the managing trustee, and
Thomas J. Tisch 1991 Trust, for which Thomas J. Tisch is the managing
trustee. Thomas J. Tisch has been appointed the Manager of FP.
The members of GP are FP, Mr. Spiegel, Spiegel Trust and Mr.
Steinberg.
The filing of this statement is not an admission by any
Reporting Person that such Reporting Person and any other person or
persons constitute a "group" for purposes of Section 13(d)(3) of the
Securities Exchange Act of 1934, as amended, or Rule 13d-5 thereunder
or that any Reporting Person is the beneficial owner of any securities
owned by any other person.
FOUR PARTNERS
By: /s/ Thomas J. Tisch
Thomas J. Tisch
Manager
Date: October 7, 1998
<PAGE>
Attachment To Form 3 of Four Partners
in Respect of Gunther International, Ltd. (SORT)
Date of Event Requiring Statement: 10/2/98
This amended Form 3 is being filed jointly by Four Partners
("FP"), a New York general partnership, Gunther Partners, LLC ("GP"), a Delaware
limited liability company, Robert Spiegel, Richard Spiegel 1987 Trust and Thomas
M. Steinberg.
Joint Filer Information
1. Name and Address of Reporting Person:
Gunther Partners, LLC
c/o Thomas J. Tisch
667 Madison Avenue
New York, NY 10021
2. Date of Event Requiring Statement (Month/Day/Year)
10/2/98
3. I.R.S. Identification Number of Reporting Person, if an entity (voluntary):
4. Issuer Name and Ticker or Trading Symbol:
Gunther International, Ltd. (SORT)
5. Relationship of Reporting Persons(s) to Issuer:
___ Director
___ Officer (give title below)
_X_ 10% Owner
___ Other (specify below)
6. If Amendment, Date of Original (Month/Day/Year)
3/30/95
7. Individual or Joint/Group Filing (Check Applicable Line)
___ Form filed by One Reporting Person
_X_ Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security
2. Amount of Securities Beneficially Owned
3. Ownership Form: Direct (D) or Indirect (I)
4. Nature of Indirect Beneficial Ownership
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls
warrants, options, convertible securities)
1. Title of Derivative Security
Warrants Issued Oct. 2, 1998 ("Loan Warrants")
2. Date Exercisable and Expiration Date (Month/Day/Year)
Date Exercisable
Loan Warrants - 1/1/99
Expiration Date
Loan Warrants - 10/2/03
3. Title and Amount of Securities Underlying Derivative Security
Title
Loan Warrants - Common Stock
Amount or Number of Shares
Loan Warrants - 2,591,616 shares
4. Conversion or Exercise Price of Derivative Security
Loan Warrants - $1.50 per share
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
Loan Warrants - D
6. Nature of Indirect Beneficial Ownership
GUNTHER PARTNERS, LLC
By: /s/ Thomas J. Tisch
Thomas J. Tisch
Manager
Date: October 7, 1998
<PAGE>
Attachment To Form 3 of Four Partners
in Respect of Gunther International, Ltd. (SORT)
Date of Event Requiring Statement: 10/2/98
This amended Form 3 is being filed jointly by Four Partners
("FP"), a New York general partnership, Gunther Partners, LLC ("GP"), a Delaware
limited liability company, Robert Spiegel, Richard Spiegel 1987 Trust ("Spiegel
Trust") and Thomas M. Steinberg.
Joint Filer Information
1. Name and Address of Reporting Person:
Robert Spiegel
19850 Beach Road
Tequesta, Florida 33469
2. Date of Event Requiring Statement (Month/Day/Year)
10/2/98
3. I.R.S. Identification Number of Reporting Person, if an entity (voluntary):
4. Issuer Name and Ticker or Trading Symbol:
Gunther International, Ltd. (SORT)
5. Relationship of Reporting Persons(s) to Issuer:
_X_ Director
___ Officer (give title below)
_X_ 10% Owner
___ Other (specify below)
6. If Amendment, Date of Original (Month/Day/Year)
3/30/95
7. Individual or Joint/Group Filing (Check Applicable Line)
___ Form filed by One Reporting Person
_X_ Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security
Common Stock, $.001 par value ("Common Stock")
2. Amount of Securities Beneficially Owned
117,000
3. Ownership Form: Direct (D) or Indirect (I)
D - 60,000 shares
I - 57,000 shares
4. Nature of Indirect Beneficial Ownership
15,500 shares by IRA, 40,000 shares by wife, 1,500 shares by
wife's IRA
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls
warrants, options, convertible securities))
1. Title of Derivative Security
Warrants Issued Dec. 20, 1993 ("IPO Warrants")
Warrants Issued Oct. 2, 1998 ("Loan Warrants")
2. Date Exercisable and Expiration Date (Month/Day/Year)
Date Exercisable
IPO Warrants - 12/20/94
Loan Warrants - 1/1/99
Expiration Date
IPO Warrants - 12/20/98
Loan Warrants - 10/3/03
3. Title and Amount of Securities Underlying Derivative Security
Title
IPO Warrants - Common Stock
Loan Warrants - Common Stock
Amount or Number of Shares
IPO Warrants - 115,000 shares
Loan Warrants - 388,742 shares
4. Conversion or Exercise Price of Derivative Security
IPO Warrants - $6.00 per share
Loan Warrants - $1.50 per share
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
IPO Warrants - D
Loan Warrants - I
6. Nature of Indirect Beneficial Ownership
Loan Warrants - As member of Gunther Partners, LLC
Explanation of Responses:
By virtue of his status as a trustee of Spiegel Trust (a trust for
the benefit of Richard Spiegel, Mr. Spiegel's son), Mr. Spiegel may be deemed to
be the beneficial owner of securities owned by Spiegel Trust.
/s/ Robert Spiegel
Robert Spiegel
Date: October 7, 1998
<PAGE>
Attachment To Form 3 of Four Partners
in Respect of Gunther International, Ltd. (SORT)
Date of Event Requiring Statement: 10/2/98
This amended Form 3 is being filed jointly by Four Partners
("FP"), a New York general partnership, Gunther Partners, LLC ("GP"), a Delaware
limited liability company, Robert Spiegel, Richard Spiegel 1987 Trust and Thomas
M. Steinberg.
Joint Filer Information
1. Name and Address of Reporting Person:
Robert Spiegel, Trustee
Richard Spiegel 1987 Trust
19850 Beach Road
Tequesta, Florida 33469
2. Date of Event Requiring Statement (Month/Day/Year)
10/2/98
3. I.R.S. Identification Number of Reporting Person, if an entity (voluntary):
4. Issuer Name and Ticker or Trading Symbol:
Gunther International, Ltd. (SORT)
5. Relationship of Reporting Persons(s) to Issuer:
___ Director
___ Officer (give title below)
_X_ 10% Owner
___ Other (specify below)
6. If Amendment, Date of Original (Month/Day/Year)
3/30/95
7. Individual or Joint/Group Filing (Check Applicable Line)
___ Form filed by One Reporting Person
_X_ Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security
Common Stock
2. Amount of Securities Beneficially Owned
15,000 shares
3. Ownership Form: Direct (D) or Indirect (I)
D
4. Nature of Indirect Beneficial Ownership
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls
warrants, options, convertible securities)
1. Title of Derivative Security
Warrants Issued Oct. 2, 1998 ("Loan Warrants")
2. Date Exercisable and Expiration Date (Month/Day/Year)
Date Exercisable
Loan Warrants - 1/1/99
Expiration Date
Loan Warrants - 10/2/03
3. Title and Amount of Securities Underlying Derivative Security
Title
Loan Warrants - Common Stock
Amount or Number of Shares
Loan Warrants - 64,790 shares
4. Conversion or Exercise Price of Derivative Security
Loan Warrants - $1.50 per share
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
Loan Warrants - I
6. Nature of Indirect Beneficial Ownership
Loan Warrants - As member of Gunther Partners LLC
RICHARD SPIEGEL 1987 TRUST
By: /s/ Robert Spiegel
Robert Spiegel
Trustee
Date: October 7, 1998
<PAGE>
Attachment To Form 3 of Four Partners
in Respect of Gunther International, Ltd. (SORT)
Date of Event Requiring Statement: 10/2/98
This amended Form 3 is being filed jointly by Four Partners
("FP"), a New York general partnership, Gunther Partners, LLC ("GP"), a Delaware
limited liability company, Robert Spiegel, Richard Spiegel 1987 Trust and Thomas
M. Steinberg.
Joint Filer Information
1. Name and Address of Reporting Person:
Thomas M. Steinberg
199 Aycrigg Avenue
Passaic Park, New Jersey 07055
2. Date of Event Requiring Statement (Month/Day/Year)
10/2/98
3. I.R.S. Identification Number of Reporting Person, if an entity (voluntary):
4. Issuer Name and Ticker or Trading Symbol:
Gunther International, Ltd. (SORT)
5. Relationship of Reporting Persons(s) to Issuer:
_X_ Director
_X_ Officer (give title below)
_X_ 10% Owner
___ Other (specify below)
Chairman of the Board
6. If Amendment, Date of Original (Month/Day/Year)
3/30/95
7. Individual or Joint/Group Filing (Check Applicable Line)
___ Form filed by One Reporting Person
_X_ Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security
2. Amount of Securities Beneficially Owned
3. Ownership Form: Direct (D) or Indirect (I)
4. Nature of Indirect Beneficial Ownership
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls
warrants, options, convertible securities)
1. Title of Derivative Security
Warrants Issued Oct. 2, 1998 ("Loan Warrants")
2. Date Exercisable and Expiration Date (Month/Day/Year)
Date Exercisable
Loan Warrants - 1/1/99
Expiration Date
Loan Warrants - 10/2/03
3. Title and Amount of Securities Underlying Derivative Security
Title
Loan Warrants - Common Stock
Amount or Number of Shares
Loan Warrants - 32,395 shares
4. Conversion or Exercise Price of Derivative Security
Loan Warrants - $1.50 per share
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
Loan Warrants - I
6. Nature of Indirect Beneficial Ownership
Loan Warrants - As member of Gunther Partners, LLC
Explanation of Responses:
/s/ Thomas M. Steinberg
Thomas M. Steinberg
Date: October 7, 1998
