SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Schedule 13D
Under the Securities Exchange Act of 1934
(Amendment No. 3)
HARVEYS CASINO RESORTS
(Name of Issuer)
Common Stock, $.01 Par Value
(Title of Class of Securities)
417826104
(CUSIP Number)
Nick G. Bouras
Richmont Capital Partners I, L.P.
4300 Westgrove
Dallas, Texas 75248
(214) 713-5000
with copies to:
Thomas W. Briggs
Kelly, Hart & Hallman, P.C.
201 Main Street, Suite 2500
Fort Worth, Texas 76102
(817) 332-2500
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
February 2, 1998
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to
report the acquisition which is the subject of this Schedule 13D, and is
filing this schedule because of Rule 13d-1(b)(3) or (4), check the following
box / /.
*The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which
would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that section
of the Act but shall be subject to all other provisions of the Act (however,
see the Notes).
**The total number of shares reported herein is 900 shares, which constitutes
less than one percent of the total number of shares outstanding. All
ownership percentages set forth herein assume that there are 9,840,069 shares
outstanding.
<PAGE>
1. Name of Reporting Person:
Richmont Capital Partners I, L.P.
2. Check the Appropriate Box if a Member of a Group:
(a) / /
(b) /X/
3. SEC Use Only
4. Source of Funds: WC
5. Check box if Disclosure of Legal Proceedings is
Required Pursuant to Items 2(d) or 2(e):
/ /
6. Citizenship or Place of Organization: Delaware
7. Sole Voting Power: -0-
Number of
Shares
Beneficially 8. Shared Voting Power: -0-
Owned By
Each
Reporting 9. Sole Dispositive Power: -0-
Person
With
10. Shared Dispositive Power: -0-
11. Aggregate Amount Beneficially Owned by Each Reporting
Person:
-0-
12. Check Box if the Aggregate Amount in Row (11) Excludes
Certain Shares: / /
13. Percent of Class Represented by Amount in Row (11): 0.0%
14. Type of Reporting Person: PN
<PAGE>
1. Name of Reporting Person:
Nick G. Bouras
2. Check the Appropriate Box if a Member of a Group:
(a) / /
(b) /X/
3. SEC Use Only
4. Source of Funds: PF
5. Check box if Disclosure of Legal Proceedings is
Required Pursuant to Items 2(d) or 2(e): / /
6. Citizenship or Place of Organization: USA
7. Sole Voting Power: -0-
Number of
Shares
Beneficially 8. Shared Voting Power: -0-
Owned By
Each
Reporting 9. Sole Dispositive Power: -0-
Person
With
10. Shared Dispositive Power: -0-
11. Aggregate Amount Beneficially Owned by Each Reporting
Person:
-0-
12. Check Box if the Aggregate Amount in Row (11) Excludes
Certain Shares: / /
13. Percent of Class Represented by Amount in Row (11): 0.0%
14. Type of Reporting Person: IN
<PAGE>
1. Name of Reporting Person:
Timothy M. Byrd
2. Check the Appropriate Box if a Member of a Group:
(a) / /
(b) /X/
3. SEC Use Only
4. Source of Funds: PF
5. Check box if Disclosure of Legal Proceedings is
Required Pursuant to Items 2(d) or 2(e): / /
6. Citizenship or Place of Organization: USA
7. Sole Voting Power: -0-
Number of
Shares
Beneficially 8. Shared Voting Power: -0-
Owned By
Each
Reporting 9. Sole Dispositive Power: -0-
Person
With
10. Shared Dispositive Power: -0-
11. Aggregate Amount Beneficially Owned by Each Reporting
Person:
-0-
12. Check Box if the Aggregate Amount in Row (11) Excludes
Certain Shares: / /
13. Percent of Class Represented by Amount in Row (11): 0.0%
14. Type of Reporting Person: IN
<PAGE>
1. Name of Reporting Person:
David B. Holl
2. Check the Appropriate Box if a Member of a Group:
(a) / /
(b) /X/
3. SEC Use Only
4. Source of Funds: PF
5. Check box if Disclosure of Legal Proceedings is
Required Pursuant to Items 2(d) or 2(e): / /
6. Citizenship or Place of Organization: USA
7. Sole Voting Power: 500
Number of
Shares
Beneficially 8. Shared Voting Power: -0-
Owned By
Each
Reporting 9. Sole Dispositive Power: 500
Person
With
10. Shared Dispositive Power: -0-
11. Aggregate Amount Beneficially Owned by Each Reporting
Person:
500
12. Check Box if the Aggregate Amount in Row (11) Excludes
Certain Shares: / /
13. Percent of Class Represented by Amount in Row (11):<0.1%
14. Type of Reporting Person: IN
<PAGE>
1. Name of Reporting Person:
Mark C. Landry
2. Check the Appropriate Box if a Member of a Group:
(a) / /
(b) /X/
3. SEC Use Only
4. Source of Funds: PF
5. Check box if Disclosure of Legal Proceedings is
Required Pursuant to Items 2(d) or 2(e): / /
6. Citizenship or Place of Organization: USA
7. Sole Voting Power: -0-
Number of
Shares
Beneficially 8. Shared Voting Power: -0-
Owned By
Each
Reporting 9. Sole Dispositive Power: -0-
Person
With
10. Shared Dispositive Power: -0-
11. Aggregate Amount Beneficially Owned by Each Reporting
Person:
-0-
12. Check Box if the Aggregate Amount in Row (11) Excludes
Certain Shares: / /
13. Percent of Class Represented by Amount in Row (11): 0.0%
14. Type of Reporting Person: IN
<PAGE>
1. Name of Reporting Person:
Michael D. Weinberg
2. Check the Appropriate Box if a Member of a Group:
(a) / /
(b) /X/
3. SEC Use Only
4. Source of Funds: PF
5. Check box if Disclosure of Legal Proceedings is
Required Pursuant to Items 2(d) or 2(e): / /
6. Citizenship or Place of Organization: USA
7. Sole Voting Power: 400
Number of
Shares
Beneficially 8. Shared Voting Power: -0-
Owned By
Each
Reporting 9. Sole Dispositive Power: 400
Person
With
10. Shared Dispositive Power: -0-
11. Aggregate Amount Beneficially Owned by Each Reporting
Person:
400
12. Check Box if the Aggregate Amount in Row (11) Excludes
Certain Shares: / /
13. Percent of Class Represented by Amount in Row (11):<0.1%
14. Type of Reporting Person: IN
<PAGE>
<PAGE>
Pursuant to Rule 13d-2(a) of Regulation 13D-G of the General Rules and
Regulations under the Securities Exchange Act of 1934, as amended (the
"Act"), the undersigned hereby amend their Schedule 13D Statement dated April
18, 1996, as Amended by Amendment No. 1 thereto dated December 4, 1996 and
Amendment No. 2 dated December 4, 1996 ("Schedule 13D"), relating to the
Common Stock, par value $.01 per share, of Harveys Casino Resorts. Unless
otherwise indicated, all defined terms used herein shall have the same
meanings ascribed to them in the Schedule 13D.
Item 5. Interest in the Securities of the Issuer.
Item 5 is hereby amended and restated in its entirety to read as
follows:
(a)
DBH
The aggregate number of shares of the Common Stock that DBH owns
beneficially, pursuant to Rule 13d-3 under the Act, is 500, which constitutes
less than 0.1% of the 9,840,069 shares of the Common Stock outstanding.
MDW
The aggregate number of shares of the Common Stock that MDW owns
beneficially, pursuant to Rule 13d-3 under the Act, is 400, which constitutes
less than 0.1% of the 9,840,069 shares of the Common Stock outstanding.
Other than as set forth above, none of the Reporting Persons is the
beneficial owner of any shares of Common Stock.
(b)
DBH
DBH has the sole power to vote or to direct the vote and to dispose or
to direct the disposition of 500 shares of the Common Stock.
MDW
MDW has the sole power to vote or to direct the vote and to dispose or
to direct the disposition of 400 shares of the Common Stock.
Other than as set forth above, none of the Reporting Persons has any
power to vote or to direct the vote or to dispose or to direct the
disposition of any shares of Common Stock.
(c) During the past 60 days, the Reporting Persons have sold shares of
the Common Stock in transactions on the New York Stock Exchange, as follows:
NO. OF SHARES PRICE PER
PERSON DATE SOLD SHARE
RCPI 01-20-98 10,000 $21.59
RCPI 01-21-98 10,500 23.04
RCPI 01-21-98 7,000 22.47
RCPI 01-22-98 3,500 22.59
RCPI 01-23-98 13,000 22.61
RCPI 01-26-98 500 22.87
RCPI 01-27-98 5,000 22.93
RCPI 01-27-98 30,000 22.94
RCPI 02-02-98 103,800 26.69
RCPI 02-02-98 580,000 26.56
NGB 02-02-98 3,100 26.69
TMB 02-02-98 280 26.69
Except as set forth in this paragraph (c), to the best of the knowledge of
each of the Reporting Persons, none of the persons named in response to Item
2 has effected any transactions in shares of the Common Stock during the last
sixty (60) days.
(d) Except as set forth herein, each of the Reporting Persons
affirms that no person other than such Reporting Person has the right to
receive or the power to direct the receipt of dividends from, or the proceeds
from the sale of, the shares of the Stock owned by such Reporting Person.
(e) On February 2, 1998, the Reporting Persons ceased to beneficially
own more than 5% of the outstanding shares of Common Stock.
<PAGE>
<PAGE>
After reasonable inquiry and to the best of my knowledge and belief,
I certify that the information set forth in this statement is true, complete
and correct.
Dated this 4th day of February 1998
RICHMONT CAPITAL PARTNERS I, L.P.
By: J.R. Investments Corp.,
General Partner
By: /s/Nick G. Bouras
Nick G. Bouras,
Vice President
/s/ Nick G. Bouras
Nick G. Bouras
/s/ Nick G. Bouras
Nick G. Bouras
Attorney-in-Fact* for:
Timothy M. Byrd
David B. Holl
Mark C. Landry
Michael D. Weinberg
* Pursuant to Power of Attorney previously filed as Exhibit 99.1.
