SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
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SCHEDULE 13D
(RULE 13d-101)
INFORMATION TO BE INCLUDED IN STATEMENT FILED PURSUANT
TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO
RULE 13d-2(a)
(AMENDMENT NO. 2)
HARVEYS CASINO RESORTS
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(Name of Issuer)
CLASS A COMMON STOCK, PAR VALUE $.01 PER SHARE
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(Title of Class of Securities)
NOT APPLICABLE
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(CUSIP Number)
JONATHAN H. GRUNZWEIG
C/O COLONY CAPITAL, LLC
360 N. CRESCENT DRIVE
BEVERLY HILLS, CALIFORNIA 90210
(310) 282-8800
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(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
with a copy to:
NICK P. SAGGESE, ESQ.
SKADDEN, ARPS, SLATE, MEAGHER & FLOM LLP
300 SOUTH GRAND AVENUE, SUITE 3400
LOS ANGELES, CALIFORNIA 90071-3144
(213) 687-5000
DECEMBER 18, 2000
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(Date of Event Which Requires Filing of This Statement)
If the filing person has previously filed a statement on Schedule 13G
to report the acquisition that is the subject of this Schedule 13D, and is
filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check
the following box: |_|
(Continued on following pages)
CUSIP No. NOT APPLICABLE 13D
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1 NAME OF REPORTING PERSON
COLONY HCR VOTECO, LLC
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) | |
(b) |X|
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3 SEC USE ONLY
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4 SOURCE OF FUNDS
OO
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEM 2(d) or 2(e) |_|
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
DELAWARE
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7 SOLE VOTING POWER
67,246
(Includes 28,446 shares which may be acquired upon
NUMBER OF conversion of the Series A Preferred) (See Item 3)
SHARES ----------------------------------------------------------
BENEFICIAL 8 SHARED VOTING POWER
LY OWNED -0-
BY EACH ----------------------------------------------------------
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON 67,246
WITH (Includes 28,446 shares which may be acquired upon
conversion of the Series A Preferred) (See Item 3)
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10 SHARED DISPOSITIVE POWER
-0-
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11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON
67,246
(Includes 28,446 shares which may be acquired upon conversion of
the Series A Preferred) (See Item 3)
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12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11)
EXCLUDES CERTAIN SHARES |_|
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13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
98.1%
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14 TYPE OF REPORTING PERSON
OO
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CUSIP No. NOT APPLICABLE 13D
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1 NAME OF REPORTING PERSON
THOMAS J. BARRACK, JR.
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) |_|
(b) |X|
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3 SEC USE ONLY
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4 SOURCE OF FUNDS
OO
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEM 2(d) or 2(e) |_|
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
USA
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7 SOLE VOTING POWER
-0-
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NUMBER OF 8 SHARED VOTING POWER
SHARES 67,246
BENEFICIAL (Includes 28,446 shares which may be acquired upon
LY OWNED conversion of the Series A Preferred) (See Item 3)
BY EACH ----------------------------------------------------------
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON -0-
WITH ----------------------------------------------------------
10 SHARED DISPOSITIVE POWER
67,246
(Includes 28,446 shares which may be acquired upon
conversion of the Series A Preferred) (See Item 3)
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11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON
67,246
(Includes 28,446 shares which may be acquired upon conversion of
the Series A Preferred) (See Item 3)
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12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11)
EXCLUDES CERTAIN SHARES |_|
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13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
98.1%
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14 TYPE OF REPORTING PERSON
IN
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CUSIP No. NOT APPLICABLE 13D
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1 NAME OF REPORTING PERSON
KELVIN L. DAVIS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) |_|
(b) |X|
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3 SEC USE ONLY
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4 SOURCE OF FUNDS
OO
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEM 2(d) or 2(e) |_|
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
USA
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7 SOLE VOTING POWER
NUMBER OF -0-
SHARES ----------------------------------------------------------
BENEFICIAL 8 SHARED VOTING POWER
LY OWNED -0-
BY EACH ----------------------------------------------------------
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON -0-
WITH ----------------------------------------------------------
10 SHARED DISPOSITIVE POWER
-0-
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11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON
-0-
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12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11)
EXCLUDES CERTAIN SHARES |_|
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13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.0%
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14 TYPE OF REPORTING PERSON
IN
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This Amendment No. 2 (this "Second Amendment") amends and
supplements the Schedule 13D, dated February 1, 1999 (the "Original
Schedule 13D"), and the Amendment No. 1 thereto, dated April 17, 2000 (the
"First Amendment" and, together with the Original Schedule 13D, as amended
by the First Amendment, the "Schedule 13D"), filed by Colony HCR Voteco, LLC
("Voteco"), Thomas J. Barrack, Jr. ("Mr. Barrack") and Kelvin L. Davis
("Mr. Davis") with respect to the Class A Common Stock, par value $.01 per
share (the "Class A Common"), of Harveys Casino Resorts, a Nevada
corporation (the "Issuer"). Capitalized terms used but not defined herein
shall have the respective meanings set forth in the Schedule 13D.
ITEM 2. IDENTITY AND BACKGROUND.
Item 2 of the Schedule 13D is hereby amended and
supplemented by adding the following paragraph at the end thereof:
Pursuant to the Assignment Agreement by and between Mr.
Davis and Mr. Barrack, dated December 18, 2000 (the "Assignment
Agreement"), Mr. Barrack purchased Mr. Davis' entire interest in Voteco. As
a result of the purchase, Mr. Barrack holds a 100% interest in Voteco and
is the sole member and manager of Voteco. As a result of the purchase, Mr.
Davis no longer has an interest in Voteco and, therefore, is no longer
deemed to beneficially own the Shares of Class A Common beneficially owned
by Voteco. The Reporting Persons are making this joint filing because they
may be deemed to constitute a "group" within the meaning of Section
13(d)(3) of the Exchange Act, although neither the fact of this filing nor
anything contained herein shall be deemed to be an admission by the
Reporting Persons that such a group exists.
ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION.
Item 3 of the Schedule 13D is hereby amended and supplemented
by incorporating herein by reference the response to item 2 hereof and by
adding the following paragraph at the end of Item 3 of the Schedule 13D:
On October 3, 2000, the Issuer filed a Certificate of
Amendment to the Certificate of Designation of the Series A Preferred and
the Series B Preferred (the "Certificate of Amendment") that amended the
conversion rate of the Series A Preferred and the Series B Preferred.
Pursuant to the Certificate of Amendment, each share of Series A Preferred
is initially convertible into 2,844.6452000 shares of Class A Common and
each share of Series B Preferred is initially convertible into 28.44929681
shares of Class B Common. As a result, Voteco has the right to convert the
10 shares of Series A Preferred owned by it into 28,446 shares of Class A
Common, and Colony III has the right to convert the 99,990 shares of Series
B Preferred owned by it into 2,844,645 shares of Class B Common.
ITEM 5. INTEREST IN SECURITIES OF THE ISSUER.
Item 5 of the Schedule 13D is hereby amended and supplemented
by incorporating herein by reference the responses to Items 2 and 3 hereof.
ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH
RESPECT TO SECURITIES OF THE ISSUER.
Item 6 of the Schedule 13D is hereby amended and supplemented
by incorporating herein by reference the responses to Items 2 and 3 hereof.
ITEM 7. MATERIAL TO BE FILED AS EXHIBITS.
Item 7 of the Schedule 13D is hereby amended and supplemented
by adding the following immediately at the end thereof:
Exhibit 6 Assignment Agreement, dated as of December 18, 2000, by
and between Kelvin L. Davis and Thomas J. Barrack, Jr.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is true,
complete and correct.
COLONY HCR VOTECO, LLC
Date: December 18, 2000 By: /s/ Thomas J. Barrack, Jr.
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Thomas J. Barrack, Jr.
Member
SIGNATURE
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is true,
complete and correct.
Date: December 18, 2000 /s/ Thomas J. Barrack, Jr.
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THOMAS J. BARRACK, JR.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is true,
complete and correct.
Date: December 18, 2000 /s/ Kelvin L. Davis
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KELVIN L. DAVIS
EXHIBIT INDEX
Page No.
Exhibit 6 Assignment Agreement, dated as of December 18, 2000, by
and between Kelvin L. Davis and Thomas J. Barrack, Jr. 11
