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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. ____)
Southwest Bancorp, Inc.
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(Name of Issuer)
Common Stock, par value $1.00 per share
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(Title of Class of Securities)
844767 10 3
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(CUSIP Number)
James B. Wise, MD
3435 NW 56th St. BLDG. A
Suite A-1010
Oklahoma City, Oklahoma 73112
(405)751-0928
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(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
March 10, 1998
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(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition which is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(b)(3) or (4), check the following box. [_]
Note: Six copies of this statement, including all exhibits, should be filed
with the Commission. See Rule 13d-1(a) for other parties to whom copies are to
be sent.
(Continued on following pages)
(Page 1 of 7 Pages)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
Page 1 of 7 Pages
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SCHEDULE 13D
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CUSIP NO. 844767 10 3 PAGE 2 OF 7 PAGES
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1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
JAMES B. WISE
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [_]
(b) [_]
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3 SEC USE ONLY
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4 SOURCE OF FUNDS*
00
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) or 2(e) [_]
N/A
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
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7 SOLE VOTING POWER
114,686
NUMBER OF
SHARES -----------------------------------------------------------
8 SHARED VOTING POWER
BENEFICIALLY 696,311
OWNED BY
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EACH 9 SOLE DISPOSITIVE POWER
114,686
REPORTING
PERSON -----------------------------------------------------------
10 SHARED DISPOSITIVE POWER
WITH 696,311
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11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
810,997
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12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
[_]
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13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
21.39%
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14 TYPE OF REPORTING PERSON*
IN
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
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SCHEDULE 13D
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CUSIP NO. 844767 10 3 PAGE 3 OF 7 PAGES
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1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
ALLEN H. WISE
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [_]
(b) [_]
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3 SEC USE ONLY
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4 SOURCE OF FUNDS*
00
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) or 2(e) [_]
N/A
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
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7 SOLE VOTING POWER
100
NUMBER OF
SHARES -----------------------------------------------------------
8 SHARED VOTING POWER
BENEFICIALLY 696,311
OWNED BY
-----------------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
100
REPORTING
PERSON -----------------------------------------------------------
10 SHARED DISPOSITIVE POWER
WITH 696,311
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11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
696,411
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12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
[_]
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13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
18.37%
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14 TYPE OF REPORTING PERSON*
IN
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
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Item 1. Security and Issuer.
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The class of equity security to which this statement relates is the common
stock, $1.00 par value (the "Common Stock"), of Southwest Bancorp, Inc. (the
"Company"), whose executive offices are located at 608 South Main Street,
Stillwater, Oklahoma 74074.
Item 2. Identity and Background.
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(a) The name of the persons filing this statement are James B. Wise, MD,
and Allen H. Wise, each a co-executor of the estate of Paul C. Wise,
deceased.
(b) The business addresses of the persons filing this statement are:
James B. Wise, MD
3435 NW 56th St. BLDG. A
Suite A-1010
Oklahoma City, Oklahoma 73112
Allen H. Wise
Collection Division
Oklahoma Tax Commission
3017 N. Stiles
P.O. Box 26790
Oklahoma City, OK 73126-0790
(c) The principal occupations of the persons filing this statement are:
James B. Wise, MD --Physician
Allen H. Wise --Auditor and Case Worker
(d) Neither of the persons filing this report has been convicted in a
criminal proceeding (excluding traffic violations or similar
misdemeanors) during the last five years.
(e) Neither of the persons filing this report has, during the last five
years, been a party to a civil proceeding of a judicial or
administrative body of competent jurisdiction and as a result of
such proceeding was or is subject to a judgment, decree or final
order enjoining future violations of, or prohibiting or mandating
activities subject to, federal or state securities laws or finding
any violation with respect to such laws.
(f) Each of the persons filing this report is a citizen of the United
States.
Item 3. Source and Amount of Funds or Other Considerations.
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On March 10, 1998, James B. Wise and Allen H. Wise were qualified under
Oklahoma law as the executors of the estate of Paul C. Wise, deceased.
Item 4. Purpose of the Transaction
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As co -executors of the referenced estate, the persons filing this report
currently intend to sell some or all of the shares in the estate within the year
ended December 31, 1998.
Item 5. Interest in Securities of the Issuer
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Page 4 of 7 Pages
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(a) Please see item on the Cover Page. Voting and dispositive power
over shares in the referenced estate are shared, as co-executors, by
the persons filing this statement.
(b) Please see item on the Cover Page. Voting and dispositive power
over shares in the referenced estate are shared, as co-executors, by
the persons filing this statement.
(c) During the past 60 days, neither of the persons filing this
statement has effected a transaction in the class of securities to
which this statement relates, except as the qualification under
Oklahoma law as co-executors of the referred estate may constitute a
"transaction."
(d) No other person has any interest in the securities reported on
pursuant to this statement on Schedule 13D.
(e) Not applicable.
Item 6. Contracts, Arrangements, Understandings or Relationships With
Respect to Securities of the Issuer
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There are no contracts, arrangements, understandings or relationships
between the undersigned and any other person with respect to the issuer's
securities, including but not limited to the transfer or voting of securities,
finder's fees, joint ventures, loan or option arrangements, puts or calls,
guarantees of profits, division of profits or loss, the giving or withholding of
proxies or otherwise.
Item 7. Material to be Filed as Exhibits.
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Exhibit 1.1--Agreement Relating to Filing pursuant to Rule 13d-1(f).
Page 5 of 7 Pages
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Signature
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After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
March 16, 1998 /s/ James B. Wise
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Date James B. Wise
Page 6 of 7 Pages
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Signature
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After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
March 16, 1998 /s/ Allen H. Wise
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Date Allen H. Wise
Page 7 of 7 Pages
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EXHIBIT 1.1 TO SCHEDULE 13D
AGREEMENT AS TO FILING
March 16, 1998
The undersigned hereby agree that the Schedule 13D to which this Agreement
is an exhibit is filed on our behalf.
/s/ Allen H. Wise
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Allen H. Wise
/s/ James B. Wise
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James B. Wise