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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13D
Under
THE SECURITIES EXCHANGE ACT OF 1934
(Amendment No. 1)
TRANS WORLD GAMING CORP.
(Name of Issuer)
One Penn Plaza, Suite 1503
New York, New York 10119-0002
Common Stock
(Title of Class of Securities)
893375105
(CUSIP number)*
Copy to:
Christopher P. Baker Christopher G. Karras
120 Boylston St. Dechert Price & Rhoads
Boston, Massachusetts 02116 4000 Bell Atlantic Tower
(617) 423-1080 1717 Arch Street
Philadelphia, Pennsylvania 19103-2793
(Name, address and telephone number
of Person Authorized to Receive
Notices and Communications)
January 30, 1996
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition which is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ]
Note: Six copies of this statement, including all exhibits, should be filed with
the Commission. See Rule 13d-1(a) for other parties to whom copies are to be
sent.
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
This information required on the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
<PAGE>
CUSIP NO. 853375105
- ------------------------------------------------------------------------------
1) Name of Reporting Person Christopher P. Baker
S.S. Or I.R.S. Identification
No. of Above person ###-##-####
- ------------------------------------------------------------------------------
2) Check the Appropriate Box (a) [ ]
if a Member of a Group (b) [ ]
- ------------------------------------------------------------------------------
3) SEC Use Only
- ------------------------------------------------------------------------------
4) Source of Funds PF
- ------------------------------------------------------------------------------
5) Check Box if Disclosure of
Legal Proceedings is Required
Pursuant to Items 2(d) or 2(e) [ ]
- ------------------------------------------------------------------------------
6) Citizenship or Place of Organization U.S.A.
- ------------------------------------------------------------------------------
Number of Shares 7) Sole Voting
Beneficially Owned By Power 1,702,638
Reporting Person With ----------------------------------
8) Shared Voting
Power 0
----------------------------------
9) Sole Dispositive
Power 1,702,638
----------------------------------
10) Shared Dispositive
Power 0
----------------------------------
- ------------------------------------------------------------------------------
11) Aggregate Amount Beneficially
Owned by Each Reporting Person 1,702,638
- ------------------------------------------------------------------------------
12) Check Box if the Aggregate Amount
in Row (11) Excludes Certain Shares. [X]*
- ------------------------------------------------------------------------------
13) Percent of Class Represented
by Amount in Row (11) 38.3%
- ------------------------------------------------------------------------------
14) Type of Reporting Person IN
- ------------------------------------------------------------------------------
- ---------------------
* Excludes 5,000 shares of Common Stock and a Warrant for 26,404 shares of
Common Stock owned by Mr. Baker's spouse. Mr. Baker disclaims beneficial
ownership of such securities.
Page 2 of 19
<PAGE>
CUSIP NO. 853375105
- ------------------------------------------------------------------------------
1) Name of Reporting Person C.P. Baker & Company, Ltd.
S.S. Or I.R.S. Identification
No. of Above person 04-3062259
- ------------------------------------------------------------------------------
2) Check the Appropriate Box (a) [ ]
if a Member of a Group (b) [ ]
- ------------------------------------------------------------------------------
3) SEC Use Only
- ------------------------------------------------------------------------------
4) Source of Funds WC
- ------------------------------------------------------------------------------
5) Check Box if Disclosure of
Legal Proceedings is Required
Pursuant to Items 2(d) or 2(e) [ ]
- ------------------------------------------------------------------------------
6) Citizenship or Place of Organization Massachusetts
- ------------------------------------------------------------------------------
Number of Shares 7) Sole Voting
Beneficially Owned By Power 197,039
Reporting Person With ----------------------------------
8) Shared Voting
Power 0
----------------------------------
9) Sole Dispositive
Power 197,039
----------------------------------
10) Shared Dispositive
Power 0
----------------------------------
- ------------------------------------------------------------------------------
11) Aggregate Amount Beneficially
Owned by Each Reporting Person 197,039
- ------------------------------------------------------------------------------
12) Check Box if the Aggregate Amount
in Row (11) Excludes Certain Shares. [ ]
- ------------------------------------------------------------------------------
13) Percent of Class Represented
by Amount in Row (11) 6.1%
- ------------------------------------------------------------------------------
14) Type of Reporting Person CO, BD
- ------------------------------------------------------------------------------
Page 3 of 19
<PAGE>
CUSIP NO. 853375105
- ------------------------------------------------------------------------------
1) Name of Reporting Person CP Baker LLC
S.S. Or I.R.S. Identification
No. of Above person 04-3323325
- ------------------------------------------------------------------------------
2) Check the Appropriate Box (a) [ ]
if a Member of a Group (b) [ ]
- ------------------------------------------------------------------------------
3) SEC Use Only
- ------------------------------------------------------------------------------
4) Source of Funds WC
- ------------------------------------------------------------------------------
5) Check Box if Disclosure of
Legal Proceedings is Required
Pursuant to Items 2(d) or 2(e) [ ]
- ------------------------------------------------------------------------------
6) Citizenship or Place of Organization Delaware
- ------------------------------------------------------------------------------
Number of Shares 7) Sole Voting
Beneficially Owned By Power 739,000
Reporting Person With ----------------------------------
8) Shared Voting
Power 0
----------------------------------
9) Sole Dispositive
Power 739,000
----------------------------------
10) Shared Dispositive
Power 0
----------------------------------
- ------------------------------------------------------------------------------
11) Aggregate Amount Beneficially
Owned by Each Reporting Person 739,000
- ------------------------------------------------------------------------------
12) Check Box if the Aggregate Amount
in Row (11) Excludes Certain Shares. [ ]
- ------------------------------------------------------------------------------
13) Percent of Class Represented
by Amount in Row (11) 20.3%
- ------------------------------------------------------------------------------
14) Type of Reporting Person CO
- ------------------------------------------------------------------------------
Page 4 of 19
<PAGE>
CUSIP NO. 853375105
- ------------------------------------------------------------------------------
1) Name of Reporting Person Anasazi Partners, Limited Partnership
S.S. Or I.R.S. Identification
No. of Above person 04-3326588
- ------------------------------------------------------------------------------
2) Check the Appropriate Box (a) [ ]
if a Member of a Group (b) [ ]
- ------------------------------------------------------------------------------
3) SEC Use Only
- ------------------------------------------------------------------------------
4) Source of Funds WC
- ------------------------------------------------------------------------------
5) Check Box if Disclosure of
Legal Proceedings is Required
Pursuant to Items 2(d) or 2(e) [ ]
- ------------------------------------------------------------------------------
6) Citizenship or Place of Organization Massachusetts
- ------------------------------------------------------------------------------
Number of Shares 7) Sole Voting
Beneficially Owned By Power 739,000
Reporting Person With -----------------------------------
8) Shared Voting
Power 0
-----------------------------------
9) Sole Dispositive
Power 739,000
-----------------------------------
10) Shared Dispositive
Power 0
-----------------------------------
- ------------------------------------------------------------------------------
11) Aggregate Amount Beneficially
Owned by Each Reporting Person 739,000
- ------------------------------------------------------------------------------
12) Check Box if the Aggregate Amount
in Row (11) Excludes Certain Shares. [ ]
- ------------------------------------------------------------------------------
13) Percent of Class Represented
by Amount in Row (11) 20.3%
- ------------------------------------------------------------------------------
14) Type of Reporting Person PN
- ------------------------------------------------------------------------------
Page 5 of 19
<PAGE>
ITEM 1. SECURITY AND ISSUER
This Statement on Schedule 13D (the "Statement") relates to the Common
Stock $.001 par value (the "Common Stock") of Trans World Gaming Corp. (the
"Issuer"). The principal place of business of the Issuer is One Penn Plaza,
Suite 1503, New York, New York 10119-0002.
ITEM 2. IDENTITY AND BACKGROUND
(a) The names of the filing persons are:
Christopher P. Baker ("Mr. Baker")
C.P. Baker & Company Ltd., a corporation incorporated under the
laws of the Commonwealth of Massachusetts ("Baker Ltd."), and
whose directors and executive officers are Mr. Baker, Earl
Baker, Thomas Marturano and Robert Rafferty.
CP Baker LLC, a limited liability company organized under the
laws of the State of Delaware, and whose sole manager is Mr.
Baker.
Anasazi Partners, Limited Partnership, a partnership formed
under the laws of the Commonwealth of Massachusetts ("Anasazi
Partners"), and whose general partner is CP Baker LLC.
(b-c) Principal office and principal place of business for Mr. Baker,
Baker Ltd., CP Baker LLC, Anasazi Partners and Robert Rafferty:
120 Boylston Street
Boston, MA 02116
Principal office and principal place of business for Thomas
Marturano:
Hackensack Meadowlands Development Commission
1 Dekort Park Plaza
Lyndhurst, NJ 07071
Page 6 of 19
<PAGE>
Principal office and principal place of business for Earl
Baker:
Citadel Communications Corp.
1502 Wampanaug Trail
East Providence, RI 02915
Mr. Baker's principal occupation is President of Baker Ltd.
Robert Rafferty's principal occupation is Vice President of
Baker Ltd.
Earl Baker's principal occupation is Account Executive for
Citadel Communications Corp., which manages radio stations.
Thomas Marturano's principal occupation is Director of Solid
Waste Management of Hackensack Meadowlands Development
Commission, a solid waste disposal company.
Baker Ltd.'s principal business is acting as a broker-dealer.
CP Baker LLC's principal business is serving as the general
partner of Anasazi Partners.
Anasazi Partners' principal business is the investment in and
trading of capital stocks, warrants, bonds, notes, debentures
and other securities.
(d) During the last five years, none of Mr. Baker, Baker Ltd., CP
Baker LLC, Anasazi Partners, Earl Baker, Robert Rafferty or
Thomas Marturano has been convicted in a criminal proceeding.
(e) During the last five years, none of Mr. Baker, Baker Ltd., CP
Baker LLC, Anasazi Partners, Earl Baker, Robert Rafferty or
Thomas Marturano has been a party to a civil proceeding of a
judicial or administrative body of competent jurisdiction and
as a result of such proceeding was or is subject to a judgment,
decree or final order enjoining future violations of, or
prohibiting or mandating activities subject to, federal or
state securities laws or finding any violation with respect to
such laws.
(f) Each of Mr. Baker, Earl Baker, Thomas Marturano and Robert
Rafferty is a United States citizen.
Page 7 of 19
<PAGE>
ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION
On December 6, 1995, Baker Ltd. used its working capital to make open
market purchases of 4,250 shares of Common Stock at $1.38 per share and 1,000
shares of Common Stock at $1.44 per share.
On December 8, 1995, Baker Ltd. used its working capital to make an
open market purchase of 100 shares of Common Stock at $1.63 per share.
On December 8, 1995, Baker Ltd. made an open market sale of 35,000
warrants to purchase Common Stock ("Company Warrants") at $0.13 per warrant.
On December 21, 1995, Baker Ltd. used its working capital to make open
market purchases of 3,500 shares of Common Stock at $1.44 per share.
On December 26, 1995, Baker Ltd. used its working capital to make an
open market purchase of 500 shares of Common Stock at $1.44 per share.
On December 26, 1995, Mr. Baker made an open market sale of 5,000
Company Warrants at $0.25 per warrant.
On December 27, 1995, Mr. Baker used his personal funds to make an open
market purchase of 587 Company Warrants at $0.31 per warrant.
On December 27, 1995, Baker Ltd. made an open market sale of 587
Company Warrants at $0.31 per warrant.
On December 28, 1995, Baker Ltd. made an open market sale of 5,050
Company Warrants at $1.56 per warrant.
On December 28, 1995, Baker Ltd. made an open market sale of 73,150
shares of Common Stock at $1.56 per share.
On December 28, 1995, Baker Ltd. made an open market purchase of 78,200
shares of Common Stock at $1.56 per share.
On December 29, 1995, Mr. Baker made an open market purchase of 1,000
shares of Common Stock at $1.31 per share.
On January 30, 1996, Baker Ltd. used its working capital to make open
market purchases of 35,000 Company Warrants at $0.22 per warrant.
In February of 1996, C.P. Baker Partners, Limited Partnership ("Baker
Partners"), a partnership of which Mr. Baker was the general partner,
distributed 10,000 shares of Common Stock to one of its partners.
Page 8 of 19
<PAGE>
On March 18, 1996, Mr. Baker made an open market sale of 2,200 shares
of Common Stock at $1.16 per share.
On March 19, 1996, Mr. Baker made an open market sale of 5,000 Company
Warrants at $0.13 per warrant.
On March 21, 1996, Mr. Baker made open market sales of 7,800 shares of
Common Stock at $0.88 per share, 8,400 shares of Common Stock at $1.00 per
share, 3,000 shares of Common Stock at $1.03 per share and 300 shares of Common
Stock at $1.06 per share.
On March 26, 1996, Baker Ltd. used its working capital to make open
market purchases of 7,000 shares of Common Stock at $0.94 per share and 2,000
shares of Common Stock at $0.91 per share.
On March 26, 1996, Mr. Baker loaned the Issuer $90,000 of his personal
funds in exchange for a secured installment note and a non-dilutive warrant for
119,970 shares of Common Stock; Baker Ltd. loaned the Issuer $25,000 from its
working capital in exchange for a secured installment note and a non-dilutive
warrant for 33,325 shares of Common Stock; Baker Partners loaned the Issuer
$10,000 from its working capital in exchange for a secured installment note and
a non-dilutive warrant for 13,330 shares of Common Stock; and C.P. Baker Venture
Fund I, Limited Partnership ("C.P. Venture Fund I") loaned the Issuer $40,000
from its working capital in exchange for a secured installment note and a
non-dilutive warrant for 53,320 shares of Common Stock.
On April 26, 1996, Mr. Baker loaned the Issuer $25,000 of his personal
funds in exchange for a secured installment note and a non-dilutive warrant for
33,325 shares of Common Stock. On May 10, 1996, Mr. Baker loaned the Issuer
$25,000 of his personal funds in exchange for a secured installment note and a
non-dilutive warrant for 33,325 shares of Common Stock. On May 24, 1996, Mr.
Baker loaned the Issuer $50,000 of his personal funds in exchange for a secured
installment note and a non-dilutive warrant for 66,650 shares of Common Stock,
and Baker Ltd. loaned the Issuer $50,000 from its working capital in exchange
for a secured installment note and a non-dilutive warrant for 66,650 shares of
Common Stock.
Mr. Baker owns 99% of the common stock of Baker Ltd., and so may be
deemed to beneficially own the securities of the Issuer held by Baker Ltd. At
the time of the purchases described above, Baker Ltd. was the general partner of
Baker Partners. Baker Partners has since been dissolved, and Mr. Baker owns of
record all of the securities of the Company previously held by Baker Partners.
In addition, Baker Ltd. is the general partner of C.P. Venture Fund I, and so
Mr. Baker may be deemed to beneficially own the securities of the Company held
by C.P. Venture Fund I.
Due to certain provisions in the non-dilutive warrants described above,
such warrants are currently exercisable for 800,138 shares of Common Stock.
Page 9 of 19
<PAGE>
On July 1, 1996, Anasazi Partners purchased two (2) Units (as defined
below) pursuant to a private placement for a total purchase price of $1,000,000.
The funds for such purchase came from the working capital of Anasazi Partners.
CP Baker LLC is the general partner of Anasazi Partners and may thereby be
deemed to beneficially own the Units owned by Anasazi Partners. Mr. Baker is the
sole member and sole manager of CP Baker LLC and may thereby be deemed to
beneficially own the Units beneficially owned by CP Baker LLC. Each Unit issued
by the Issuer ("Unit") consisted of (i) one $500,000 principal amount 12%
secured convertible senior bond due June 30, 1999 ("Convertible Bond") and (ii)
one warrant to purchase 100,000 shares of Common Stock. Each Convertible Bond is
currently convertible into 200,000 shares of Common Stock.
On October 23, 1996, Mr. Baker made open market sales of 18,175 Company
Warrants at $0.31 per warrant.
On October 23, 1996, Baker Ltd. made open market sales of 2,000 Company
Warrants at $0.34 per warrant and 33,000 Company Warrants at $0.31 per warrant.
On October 23, 1996, Earl Baker made an open market sale of 109 Company
Warrants at $0.31 per share.
On November 5, 1996, Thomas Marturano used his personal funds to make
an open market purchase of 295 shares of Common Stock at $1.19 per share, and
made an open market sale of 1,670 Company Warrants at $0.22 per warrant.
On December 26, 1996, Mr. Baker used his personal funds to make an open
purchase of 9,000 shares of Common Stock at $1.00 per share.
On December 26, 1996, Baker Ltd. sold 9,000 shares of Common Stock at
$1.00 per share.
On February 5, 1997, Earl Baker made an open market sale of 800 shares
of Common Stock at $1.69 per share.
On September 11, 1997 and September 12, 1997, Mr. Baker made open
market purchases through Baker Ltd.'s profit sharing account of 20,000 shares of
Common Stock at $0.38 per share and 5,000 shares of Common Stock at $0.38 per
share, respectively.
On November 24, 1997, Mr. Baker used his personal funds to make an open
market purchase of 5,000 shares of Common Stock at $0.31 per share.
On November 26, 1997, Mr. Baker used his personal funds to make open
market purchases of 5,000 shares of Common Stock at $0.31 per share and 20,000
shares of Common Stock at $0.28 per share.
Page 10 of 19
<PAGE>
On November 26, 1997, Anasazi Partners made open market purchases of
50,000 shares of Common Stock at $0.31 per share. On December 1, 1997, Anasazi
Partners made open market purchases of 50,000 shares of Common Stock at $0.25
per share. On December 30, 1997, Anasazi Partners made an open market purchase
of 30,000 shares of Common Stock at $0.31 per share. On December 31, 1997,
Anasazi Partners made an open market purchase of 9,000 shares of Common Stock at
$0.31 per share. The funds for all such purchases came from Anasazi Partners'
working capital.
On January 27, 1998, Mr. Baker used his personal funds to make an open
market purchase of 5,000 shares of Common Stock at $0.70 per share.
On February 12, 1998, Baker Ltd. used its working capital to purchase
10,000 shares of Common Stock at $0.63 per share.
Mr. Baker's spouse, Adrienne Baker, has made open market purchases and
sales of Common Stock and warrants of the Issuer from time to time using her
personal funds and currently owns 5,000 shares of Common Stock and no such
warrants. In addition, on March 26, 1996, Mrs. Baker loaned the Issuer $10,000
of her personal funds in exchange for a secured installment note and a
non-dilutive warrant for 13,333 shares of Common Stock. Due to certain
anti-dilution provisions in such warrant, Mrs. Baker's warrant is currently
exercisable for 26,404 shares of Common Stock. Mr. Baker disclaims beneficial
ownership of such securities.
ITEM 4. PURPOSE OF TRANSACTION
The persons named in Item 2 have each acquired the Common Stock,
Warrants or Units, as the case may be, for investment purposes. The persons
named in Item 2 each intend to review, from time to time, his or its investment
in the Issuer on the basis of various factors, including but not limited to the
Issuer's business, financial condition, results of operations and prospects,
general economic and industry conditions, the securities market in general and
the market for the Issuer's securities in particular, as well as other
developments and other investment opportunities. Based upon those
considerations, the persons named in Item 2 each may decide to convert all or
some of the Convertible Bonds, Company Warrants and/or non-dilutive warrants
into Common Stock or to seek to acquire additional shares of Common Stock or
Company Warrants on the open market or in privately negotiated transactions, or
to dispose of all or a portion of the Common Stock that he or it owns.
Except as set forth above, none of the persons named in Item 2 has
formulated any plans or proposals of the types referred to in clauses (a)
through (j) of Item 4 of Schedule 13D.
ITEM 5. INTEREST IN SECURITIES OF THE ISSUER
(a-b) Mr. Baker may be deemed to be the beneficial owner with sole
power to vote and dispose of a total of 1,702,638 shares of Common Stock (or
38.3% of the outstanding Common Stock as calculated in accordance with Rule
13d-3(d)), which includes the following:
Page 11 of 19
<PAGE>
153,500 shares of Common Stock of which Mr. Baker is the record holder; 507,506
shares of Common Stock that may be acquired upon the exercise of the
non-dilutive warrants owned by Mr. Baker; 10,000 shares of Common Stock of which
Baker Ltd. is the record holder; 187,039 shares of Common Stock that may be
acquired upon exercise of the non-dilutive warrants owned by Baker Ltd.; 105,593
shares of Common Stock that may be acquired upon exercise of the non-dilutive
warrant owned by C.P. Baker Venture Fund I; 200,000 shares of Common Stock that
may be acquired upon exercise of the warrants owned by Anasazi Partners; 400,000
shares of Common Stock that may be acquired upon the conversion of the
Convertible Bonds owned by Anasazi Partners; and the 139,000 shares of Common
Stock held of record by Anasazi Partners.
Anasazi Partners may be deemed to be the beneficial owner with sole
power to vote and dispose of 739,000 shares of Common Stock (or 20.3% of the
outstanding Common Stock as calculated in accordance with Rule 13d-3(d)). CP
Baker LLC, the general partner of Anasazi Partners, may be deemed to be the
beneficial owner with sole power to vote and dispose of the same securities. The
739,000 shares of Common Stock include 139,000 shares of Common Stock held of
record by Anasazi Partners; 200,000 shares of Common Stock that may be acquired
upon exercise of the warrants owned by Anasazi Partners; and 400,000 shares of
Common Stock that may be acquired upon the conversion of the Convertible Bonds
owned by Anasazi Partners.
Baker Ltd. may be deemed to be the beneficial owner with sole power to
vote and dispose of 739,000 shares of Common Stock (or 6.1% of the outstanding
Common Stock as calculated in accordance with Rule 13d-3(d)). These shares
consist of 10,000 shares of Common Stock held by Baker Ltd. and 187,039 shares
of Common Stock that may be acquired upon exercise of the non-dilutive warrants
owned by Baker Ltd.
Thomas Marturano may be deemed to be the beneficial owner with sole
power to vote and dispose of 3,295 shares of Common Stock (or 0.1% of the
outstanding Common Stock as calculated in accordance with Rule 13d-3(d)).
Earl Baker and Robert Rafferty do not beneficially own any securities
of the Issuer.
(c) See Item 3 above.
(d) Not applicable.
(e) Not applicable.
ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT
TO SECURITIES OF THE ISSUER
There are no contracts, arrangements, understandings or relationships
(legal or otherwise) among the persons named in Item 2 and between such persons
and any person with respect to any securities of the Issuer, including but not
limited to transfer or voting of any
Page 12 of 19
<PAGE>
securities of the Issuer, finder's fees, joint ventures, loan or option
arrangements, puts or calls, guarantees of profits, division of profits or loss,
or the giving or withholding of proxies.
ITEM 7. MATERIAL TO BE FILED AS EXHIBITS
Exhibit 1 Agreement among Christopher P. Baker, C.P. Baker & Company,
Ltd., CP Baker LLC and Anasazi Partners, Limited Partnership
regarding the filing of Schedule 13D.
Page 13 of 19
<PAGE>
Signature
After reasonable inquiry and to the best knowledge and belief of the
undersigned, the undersigned certifies that the information set forth in this
statement is true, complete and correct.
Dated April 1, 1998 /s/Christopher P. Baker
-----------------------------------
CHRISTOPHER P. BAKER
Page 14 of 19
<PAGE>
Signature
After reasonable inquiry and to the best knowledge and belief of the
undersigned, the undersigned certifies that the information set forth in this
statement is true, complete and correct.
C.P. BAKER & COMPANY, LTD.
Dated April 1, 1998 By: /s/Christopher P. Baker
-------------------------------
Name: Christopher P. Baker
Title: President
Page 15 of 19
<PAGE>
Signature
After reasonable inquiry and to the best knowledge and belief of the
undersigned, the undersigned certifies that the information set forth in this
statement is true, complete and correct.
CP BAKER LLC
Dated April 1, 1998 By: /s/Christopher P. Baker
-----------------------------------
Name: Christopher P. Baker
Title: President
Page 16 of 19
<PAGE>
Signature
After reasonable inquiry and to the best knowledge and belief of the
undersigned, the undersigned certifies that the information set forth in this
statement is true, complete and correct.
ANASAZI PARTNERS, LIMITED
PARTNERSHIP
By: CP BAKER LLC, its general partner
Dated April 1, 1998 By: /s/Christopher P. Baker
--------------------------------------
Name: Christopher P. Baker
Title: President
Page 17 of 19
<PAGE>
EXHIBIT INDEX
Exhibit 1 Agreement among Christopher P. Baker, C.P.
Baker & Company, Ltd., CP Baker LLC and Anasazi
Partners, Limited Partnership regarding the
filing of Schedule 13D.
Page 18 of 19
<PAGE>
Exhibit 1
AGREEMENT
---------
The undersigned each agree to the filing of a single Schedule 13D with
respect to their respective ownership interests in Trans World Gaming Corp.
Dated April 1, 1998 /s/Christopher P. Baker
-----------------------------------
CHRISTOPHER P. BAKER
C.P. BAKER & COMPANY, LTD.
Dated April 1, 1998 By: /s/Christopher P. Baker
-------------------------------
Name: Christopher P. Baker
Title: President
CP BAKER LLC
Dated April 1, 1998 By: /s/Christopher P. Baker
-------------------------------
Name: Christopher P. Baker
Title: President
ANASAZI PARTNERS, LIMITED
PARTNERSHIP
By: C.P. BAKER LLC, its general partner
Dated April 1, 1998 By: /s/Christopher P. Baker
-------------------------------
Name: Christopher P. Baker
Title: President
Page 19 of 19
