Page 1 of 53
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 3)* AND FINAL
Southern Financial Bancorp, Inc.
(Name of Issuer)
Common Stock, 8.00 par value per share
(Title of Class of Securities)
842870107
(CUSIP Number)
David S. Dodrill, c/o Geo. H. Rucker Realty Corp.
1355 Beverly Road, Suite 215, McLean, VA 22101
(Name, Address and Telephone Number of Persons Authorized
to Receive Notices and Communications)
November 19, 1997
(Date of Event Which Requires Filing of This Statement)
If the filing person has previously filed a statement on Schedule 13G to
report the acquisition which is the subject of this Schedule 13D, and is
filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box
[ ].
Check the following box if a fee is being paid with the statement [ ]. (A fee is
not required only if the reporting person: (1) has a previous statement on file
reporting beneficial ownership of more than five percent of the class of
securities described in Item 1; and (2) has filed no amendment subsequent
thereto reporting beneficial ownership of five percent or less of such class.)
(See Rule 13d-7).
Note. Six copies of this statement, including all exhibits, should be filed
with the Commission. See Rule 13d-1(a) for other parties to whom copies are to
be sent.
* The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which would
alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
<PAGE>
Schedule 13D
CUSIP No. 842871105 Page 2 of 53 Pages
1) Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Geo. H. Rucker Realty Corporation
2) Check the Appropriate Box if a Member of a Group*
(a) [ ]
(b) [ ]
3) SEC Use Only
4) Source of Funds*
PF
5) Check Box if Disclosure of Legal Proceedings is Required
Pursuant to Items 2(d)or 2(e) [ ]
6) Citizenship or Place of Organization
United States of America
Number of 7) Sole Voting Power 12,751.31
Shares
Beneficially
Owned by 8) Shared Voting Power 0
Each
Reporting
Person With 9) Sole Dispositive Power 12,751.31
10) Shared Dispositive Power 0
11) Aggregate Amount Beneficially Owned by Each Reporting Person
12,751.31
12) Check Box if the Aggregate Amount in Row (11) Excludes Certain
Shares* [ ]
13) Percent of Class Represented by Amount in Row (11)
0.78753
14) Type of Reporting Person*
EP
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE>
Schedule 13D
CUSIP No. 842871105 Page 3 of 53 Pages
1) Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Rucker Enterprises, Inc.
Deferred Profit Sharing Trust
2) Check the Appropriate Box if a Member of a Group*
(a) [ ]
(b) [ ]
3) SEC Use Only
4) Source of Funds*
PF
5) Check Box if Disclosure of Legal Proceedings is Required
Pursuant to Items 2(d)or 2(e) [ ]
6) Citizenship or Place of Organization
United States of America
Number of 7) Sole Voting Power 4071.71
Shares
Beneficially
Owned by 8) Shared Voting Power 0
Each
Reporting
Person With 9) Sole Dispositive Power 4071.71
10) Shared Dispositive Power 0
11) Aggregate Amount Beneficially Owned by Each Reporting Person
4071.71
12) Check Box if the Aggregate Amount in Row (11) Excludes Certain
Shares* [ ]
13) Percent of Class Represented by Amount in Row (11)
0.25147
14) Type of Reporting Person*
EP
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE>
Schedule 13D
CUSIP No. 842871105 Page 4 of 53 Pages
1) Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
David S. Dodrill
2) Check the Appropriate Box if a Member of a Group*
(a) [ ]
(b) [ ]
3) SEC Use Only
4) Source of Funds*
PF
5) Check Box if Disclosure of Legal Proceedings is Required
Pursuant to Items 2(d)or 2(e) [ ]
6) Citizenship or Place of Organization
United States of America
Number of 7) Sole Voting Power 4,832
Shares
Beneficially
Owned by 8) Shared Voting Power 0
Each
Reporting
Person With 9) Sole Dispositive Power 4,832
10) Shared Dispositive Power 0
11) Aggregate Amount Beneficially Owned by Each Reporting Person
4,832
12) Check Box if the Aggregate Amount in Row (11) Excludes Certain
Shares* [ ]
13) Percent of Class Represented by Amount in Row (11)
0.30974
14) Type of Reporting Person*
IN
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE>
Schedule 13D
CUSIP No. 842871105 Page 5 of 53 Pages
1) Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Dollie L. Dodrill
2) Check the Appropriate Box if a Member of a Group*
(a) [ ]
(b) [ ]
3) SEC Use Only
4) Source of Funds*
PF
5) Check Box if Disclosure of Legal Proceedings is Required
Pursuant to Items 2(d)or 2(e) [ ]
6) Citizenship or Place of Organization
United States of America
Number of 7) Sole Voting Power 2,200
Shares
Beneficially
Owned by 8) Shared Voting Power 0
Each
Reporting
Person With 9) Sole Dispositive Power 2,200
10) Shared Dispositive Power 0
11) Aggregate Amount Beneficially Owned by Each Reporting Person
2,200
12) Check Box if the Aggregate Amount in Row (11) Excludes Certain
Shares* [ ]
13) Percent of Class Represented by Amount in Row (11)
0.14102
14) Type of Reporting Person*
IN
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE>
Schedule 13D
CUSIP No. 842871105 Page 6 of 53 Pages
1) Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Lewis Dean Dodrill
2) Check the Appropriate Box if a Member of a Group*
(a) [ ]
(b) [ ]
3) SEC Use Only
4) Source of Funds*
PF
5) Check Box if Disclosure of Legal Proceedings is Required
Pursuant to Items 2(d)or 2(e) [ ]
6) Citizenship or Place of Organization
United States of America
Number of 7) Sole Voting Power 133
Shares
Beneficially
Owned by 8) Shared Voting Power 0
Each
Reporting
Person With 9) Sole Dispositive Power 133
10) Shared Dispositive Power 0
11) Aggregate Amount Beneficially Owned by Each Reporting Person
133
12) Check Box if the Aggregate Amount in Row (11) Excludes Certain
Shares* [ ]
13) Percent of Class Represented by Amount in Row (11)
(0.00852)
14) Type of Reporting Person*
IN
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE>
Schedule 13D
CUSIP No. 842871105 Page 7 of 53 Pages
1) Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Deborah Dodrill
2) Check the Appropriate Box if a Member of a Group*
(a) [ ]
(b) [ ]
3) SEC Use Only
4) Source of Funds*
PF
5) Check Box if Disclosure of Legal Proceedings is Required
Pursuant to Items 2(d)or 2(e) [ ]
6) Citizenship or Place of Organization
United States of America
Number of 7) Sole Voting Power 133
Shares
Beneficially
Owned by 8) Shared Voting Power 0
Each
Reporting
Person With 9) Sole Dispositive Power 133
10) Shared Dispositive Power 0
11) Aggregate Amount Beneficially Owned by Each Reporting Person
133
12) Check Box if the Aggregate Amount in Row (11) Excludes Certain
Shares* [ ]
13) Percent of Class Represented by Amount in Row (11)
0.00852
14) Type of Reporting Person*
IN
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE>
Schedule 13D
CUSIP No. 842871105 Page 8 of 53 Pages
1) Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Matthew Nathanial Dodrill, UGMAVA
2) Check the Appropriate Box if a Member of a Group*
(a) [ ]
(b) [ ]
3) SEC Use Only
4) Source of Funds*
PF
5) Check Box if Disclosure of Legal Proceedings is Required
Pursuant to Items 2(d)or 2(e) [ ]
6) Citizenship or Place of Organization
United States of America
Number of 7) Sole Voting Power 266
Shares
Beneficially
Owned by 8) Shared Voting Power 0
Each
Reporting
Person With 9) Sole Dispositive Power 266
10) Shared Dispositive Power 0
11) Aggregate Amount Beneficially Owned by Each Reporting Person
266
12) Check Box if the Aggregate Amount in Row (11) Excludes Certain
Shares* [ ]
13) Percent of Class Represented by Amount in Row (11)
0.01705
14) Type of Reporting Person*
IN
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE>
Schedule 13D
CUSIP No. 842871105 Page 9 of 53 Pages
1) Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Nicholas Christopher Dodrill, UGMAVA
2) Check the Appropriate Box if a Member of a Group*
(a) [ ]
(b) [ ]
3) SEC Use Only
4) Source of Funds*
PF
5) Check Box if Disclosure of Legal Proceedings is Required
Pursuant to Items 2(d)or 2(e) [ ]
6) Citizenship or Place of Organization
United States of America
Number of 7) Sole Voting Power 553
Shares
Beneficially
Owned by 8) Shared Voting Power 0
Each
Reporting
Person With 9) Sole Dispositive Power 553
10) Shared Dispositive Power 0
11) Aggregate Amount Beneficially Owned by Each Reporting Person
553
12) Check Box if the Aggregate Amount in Row (11) Excludes Certain
Shares* [ ]
13) Percent of Class Represented by Amount in Row (11)
0.03416
14) Type of Reporting Person*
IN
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE>
Schedule 13D
CUSIP No. 842871105 Page 10 of 53 Pages
1) Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Alexander William Dodrill, UGMAVA
2) Check the Appropriate Box if a Member of a Group*
(a) [ ]
(b) [ ]
3) SEC Use Only
4) Source of Funds*
PF
5) Check Box if Disclosure of Legal Proceedings is Required
Pursuant to Items 2(d)or 2(e) [ ]
6) Citizenship or Place of Organization
United States of America
Number of 7) Sole Voting Power 533
Shares
Beneficially
Owned by 8) Shared Voting Power 0
Each
Reporting
Person With 9) Sole Dispositive Power 533
10) Shared Dispositive Power 0
11) Aggregate Amount Beneficially Owned by Each Reporting Person
533
12) Check Box if the Aggregate Amount in Row (11) Excludes Certain
Shares* [ ]
13) Percent of Class Represented by Amount in Row (11)
0.03416
14) Type of Reporting Person*
IN
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE>
Schedule 13D
CUSIP No. 842871105 Page 11 of 53 Pages
1) Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Alicia Dodrill, UGMAVA
2) Check the Appropriate Box if a Member of a Group*
(a) [ ]
(b) [ ]
3) SEC Use Only
4) Source of Funds*
PF
5) Check Box if Disclosure of Legal Proceedings is Required
Pursuant to Items 2(d)or 2(e) [ ]
6) Citizenship or Place of Organization
United States of America
Number of 7) Sole Voting Power 133
Shares
Beneficially
Owned by 8) Shared Voting Power 0
Each
Reporting
Person With 9) Sole Dispositive Power 133
10) Shared Dispositive Power 0
11) Aggregate Amount Beneficially Owned by Each Reporting Person
133
12) Check Box if the Aggregate Amount in Row (11) Excludes Certain
Shares* [ ]
13) Percent of Class Represented by Amount in Row (11)
0.00852
14) Type of Reporting Person*
IN
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE>
Schedule 13D
CUSIP No. 842871105 Page 12 of 53 Pages
1) Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
William L. Stone, III and Kathleen L. Stone
2) Check the Appropriate Box if a Member of a Group*
(a) [ ]
(b) [ ]
3) SEC Use Only
4) Source of Funds*
PF
5) Check Box if Disclosure of Legal Proceedings is Required
Pursuant to Items 2(d)or 2(e) [ ]
6) Citizenship or Place of Organization
United States of America
Number of 7) Sole Voting Power 0
Shares
Beneficially
Owned by 8) Shared Voting Power 147.98
Each
Reporting
Person With 9) Sole Dispositive Power 0
10) Shared Dispositive Power 147.98
11) Aggregate Amount Beneficially Owned by Each Reporting Person
147.98
12) Check Box if the Aggregate Amount in Row (11) Excludes Certain
Shares* [ ]
13) Percent of Class Represented by Amount in Row (11)
0.00948
14) Type of Reporting Person*
IN
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE>
Schedule 13D
CUSIP No. 842871105 Page 13 of 53 Pages
1) Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Sally Hart Hunt
2) Check the Appropriate Box if a Member of a Group*
(a) [ ]
(b) [ ]
3) SEC Use Only
4) Source of Funds*
PF
5) Check Box if Disclosure of Legal Proceedings is Required
Pursuant to Items 2(d)or 2(e) [ ]
6) Citizenship or Place of Organization
United States of America
Number of 7) Sole Voting Power 553
Shares
Beneficially
Owned by 8) Shared Voting Power 0
Each
Reporting
Person With 9) Sole Dispositive Power 553
10) Shared Dispositive Power 0
11) Aggregate Amount Beneficially Owned by Each Reporting Person
553
12) Check Box if the Aggregate Amount in Row (11) Excludes Certain
Shares* [ ]
13) Percent of Class Represented by Amount in Row (11)
0.03544
14) Type of Reporting Person*
IN
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE>
Schedule 13D
CUSIP No. 842871105 Page 14 of 53 Pages
1) Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Matthew Carter Hunt Trust
2) Check the Appropriate Box if a Member of a Group*
(a) [ ]
(b) [ ]
3) SEC Use Only
4) Source of Funds*
PF
5) Check Box if Disclosure of Legal Proceedings is Required
Pursuant to Items 2(d)or 2(e) [ ]
6) Citizenship or Place of Organization
United States of America
Number of 7) Sole Voting Power 152
Shares
Beneficially
Owned by 8) Shared Voting Power 0
Each
Reporting
Person With 9) Sole Dispositive Power 152
10) Shared Dispositive Power 0
11) Aggregate Amount Beneficially Owned by Each Reporting Person
152
12) Check Box if the Aggregate Amount in Row (11) Excludes Certain
Shares* [ ]
13) Percent of Class Represented by Amount in Row (11)
0.00974
14) Type of Reporting Person*
OO
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE>
Schedule 13D
CUSIP No. 842871105 Page 15 of 53 Pages
1) Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Lucy P. Jones 1991 Trust
2) Check the Appropriate Box if a Member of a Group*
(a) [ ]
(b) [ ]
3) SEC Use Only
4) Source of Funds*
PF
5) Check Box if Disclosure of Legal Proceedings is Required
Pursuant to Items 2(d)or 2(e) [ ]
6) Citizenship or Place of Organization
United States of America
Number of 7) Sole Voting Power 8,378
Shares
Beneficially
Owned by 8) Shared Voting Power 0
Each
Reporting
Person With 9) Sole Dispositive Power 8,378
10) Shared Dispositive Power 0
11) Aggregate Amount Beneficially Owned by Each Reporting Person
8,378
12) Check Box if the Aggregate Amount in Row (11) Excludes Certain
Shares* [ ]
13) Percent of Class Represented by Amount in Row (11)
0.53705
14) Type of Reporting Person*
OO
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE>
Schedule 13D
CUSIP No. 842871105 Page 16 of 53 Pages
1) Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Susan Jones Cooper
2) Check the Appropriate Box if a Member of a Group*
(a) [ ]
(b) [ ]
3) SEC Use Only
4) Source of Funds*
PF
5) Check Box if Disclosure of Legal Proceedings is Required
Pursuant to Items 2(d)or 2(e) [ ]
6) Citizenship or Place of Organization
United States of America
Number of 7) Sole Voting Power 1,637
Shares
Beneficially
Owned by 8) Shared Voting Power 0
Each
Reporting
Person With 9) Sole Dispositive Power 1,637
10) Shared Dispositive Power 0
11) Aggregate Amount Beneficially Owned by Each Reporting Person
1,637
12) Check Box if the Aggregate Amount in Row (11) Excludes Certain
Shares* [ ]
13) Percent of Class Represented by Amount in Row (11)
0.10493
14) Type of Reporting Person*
IN
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE>
Schedule 13D
CUSIP No. 842871105 Page 17 of 53 Pages
1) Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Susan Jones Cooper, IRA by
Prudential Securities, Custodian
2) Check the Appropriate Box if a Member of a Group*
(a) [ ]
(b) [ ]
3) SEC Use Only
4) Source of Funds*
PF
5) Check Box if Disclosure of Legal Proceedings is Required
Pursuant to Items 2(d)or 2(e) [ ]
6) Citizenship or Place of Organization
United States of America
Number of 7) Sole Voting Power 3,388
Shares
Beneficially
Owned by 8) Shared Voting Power 0
Each
Reporting
Person With 9) Sole Dispositive Power 3,388
10) Shared Dispositive Power 0
11) Aggregate Amount Beneficially Owned by Each Reporting Person
3,388
12) Check Box if the Aggregate Amount in Row (11) Excludes Certain
Shares* [ ]
13) Percent of Class Represented by Amount in Row (11)
0.21717
14) Type of Reporting Person*
IN
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE>
Schedule 13D
CUSIP No. 842871105 Page 18 of 53 Pages
1) Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Carleton R. Cooper, IRA
by Prudential Securities, Custodian
2) Check the Appropriate Box if a Member of a Group*
(a) [ ]
(b) [ ]
3) SEC Use Only
4) Source of Funds*
PF
5) Check Box if Disclosure of Legal Proceedings is Required
Pursuant to Items 2(d)or 2(e) [ ]
6) Citizenship or Place of Organization
United States of America
Number of 7) Sole Voting Power 3,388
Shares
Beneficially
Owned by 8) Shared Voting Power 0
Each
Reporting
Person With 9) Sole Dispositive Power 3,388
10) Shared Dispositive Power 0
11) Aggregate Amount Beneficially Owned by Each Reporting Person
3,388
12) Check Box if the Aggregate Amount in Row (11) Excludes Certain
Shares* [ ]
13) Percent of Class Represented by Amount in Row (11)
0.21717
14) Type of Reporting Person*
IN
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE>
Schedule 13D
CUSIP No. 842871105 Page 19 of 53 Pages
1) Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Henry C. Rucker, IRA
by DLJSC, Custodian
2) Check the Appropriate Box if a Member of a Group*
(a) [ ]
(b) [ ]
3) SEC Use Only
4) Source of Funds*
PF
5) Check Box if Disclosure of Legal Proceedings is Required
Pursuant to Items 2(d)or 2(e) [ ]
6) Citizenship or Place of Organization
United States of America
Number of 7) Sole Voting Power 5,847
Shares
Beneficially
Owned by 8) Shared Voting Power 0
Each
Reporting
Person With 9) Sole Dispositive Power 5,847
10) Shared Dispositive Power 0
11) Aggregate Amount Beneficially Owned by Each Reporting Person
5,847
12) Check Box if the Aggregate Amount in Row (11) Excludes Certain
Shares* [ ]
13) Percent of Class Represented by Amount in Row (11)
0.37480
14) Type of Reporting Person*
IN
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE>
Schedule 13D
CUSIP No. 842871105 Page 20 of 53 Pages
1) Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Heidi C. Rucker, IRA by DLJSC, Custodian
2) Check the Appropriate Box if a Member of a Group*
(a) [ ]
(b) [ ]
3) SEC Use Only
4) Source of Funds*
PF
5) Check Box if Disclosure of Legal Proceedings is Required
Pursuant to Items 2(d)or 2(e) [ ]
6) Citizenship or Place of Organization
United States of America
Number of 7) Sole Voting Power 1,093
Shares
Beneficially
Owned by 8) Shared Voting Power 0
Each
Reporting
Person With 9) Sole Dispositive Power 1,093
10) Shared Dispositive Power 0
11) Aggregate Amount Beneficially Owned by Each Reporting Person
1,093
12) Check Box if the Aggregate Amount in Row (11) Excludes Certain
Shares* [ ]
13) Percent of Class Represented by Amount in Row (11)
0.07006
14) Type of Reporting Person*
IN
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE>
Schedule 13D
CUSIP No. 842871105 Page 21 of 53 Pages
1) Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Harriet J. Rucker
2) Check the Appropriate Box if a Member of a Group*
(a) [ ]
(b) [ ]
3) SEC Use Only
4) Source of Funds*
PF
5) Check Box if Disclosure of Legal Proceedings is Required
Pursuant to Items 2(d)or 2(e) [ ]
6) Citizenship or Place of Organization
United States of America
Number of 7) Sole Voting Power 169
Shares
Beneficially
Owned by 8) Shared Voting Power 0
Each
Reporting
Person With 9) Sole Dispositive Power 169
10) Shared Dispositive Power 0
11) Aggregate Amount Beneficially Owned by Each Reporting Person
169
12) Check Box if the Aggregate Amount in Row (11) Excludes Certain
Shares* [ ]
13) Percent of Class Represented by Amount in Row (11)
0.01043
14) Type of Reporting Person*
IN
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE>
Schedule 13D
CUSIP No. 842871105 Page 22 of 53 Pages
1) Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Harriet J. Rucker, by DLJSC, Custodian
2) Check the Appropriate Box if a Member of a Group*
(a) [ ]
(b) [ ]
3) SEC Use Only
4) Source of Funds*
PF
5) Check Box if Disclosure of Legal Proceedings is Required
Pursuant to Items 2(d)or 2(e) [ ]
6) Citizenship or Place of Organization
United States of America
Number of 7) Sole Voting Power 2,420
Shares
Beneficially
Owned by 8) Shared Voting Power 0
Each
Reporting
Person With 9) Sole Dispositive Power 2,420
10) Shared Dispositive Power 0
11) Aggregate Amount Beneficially Owned by Each Reporting Person
2,420
12) Check Box if the Aggregate Amount in Row (11) Excludes Certain
Shares* [ ]
13) Percent of Class Represented by Amount in Row (11)
0.15512
14) Type of Reporting Person*
IN
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE>
Schedule 13D
CUSIP No. 842871105 Page 23 of 53 Pages
1) Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Derek P. Rucker
2) Check the Appropriate Box if a Member of a Group*
(a) [ ]
(b) [ ]
3) SEC Use Only
4) Source of Funds*
PF
5) Check Box if Disclosure of Legal Proceedings is Required
Pursuant to Items 2(d)or 2(e) [ ]
6) Citizenship or Place of Organization
United States of America
Number of 7) Sole Voting Power 3,933
Shares
Beneficially
Owned by 8) Shared Voting Power 0
Each
Reporting
Person With 9) Sole Dispositive Power 3,933
10) Shared Dispositive Power 0
11) Aggregate Amount Beneficially Owned by Each Reporting Person
3,933
12) Check Box if the Aggregate Amount in Row (11) Excludes Certain
Shares* [ ]
13) Percent of Class Represented by Amount in Row (11)
0.25211
14) Type of Reporting Person*
IN
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE>
Schedule 13D
CUSIP No. 842871105 Page 24 of 53 Pages
1) Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Derek P. Rucker, by DLJSC, Custodian
2) Check the Appropriate Box if a Member of a Group*
(a) [ ]
(b) [ ]
3) SEC Use Only
4) Source of Funds*
PF
5) Check Box if Disclosure of Legal Proceedings is Required
Pursuant to Items 2(d)or 2(e) [ ]
6) Citizenship or Place of Organization
United States of America
Number of 7) Sole Voting Power 2,040
Shares
Beneficially
Owned by 8) Shared Voting Power 0
Each
Reporting
Person With 9) Sole Dispositive Power 2,040
10) Shared Dispositive Power 0
11) Aggregate Amount Beneficially Owned by Each Reporting Person
2,040
12) Check Box if the Aggregate Amount in Row (11) Excludes Certain
Shares* [ ]
13) Percent of Class Represented by Amount in Row (11)
0.13076
14) Type of Reporting Person*
IN
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE>
Schedule 13D
CUSIP No. 842871105 Page 25 of 53 Pages
1) Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Michael P. Rucker
2) Check the Appropriate Box if a Member of a Group*
(a) [ ]
(b) [ ]
3) SEC Use Only
4) Source of Funds*
PF
5) Check Box if Disclosure of Legal Proceedings is Required
Pursuant to Items 2(d)or 2(e) [ ]
6) Citizenship or Place of Organization
United States of America
Number of 7) Sole Voting Power 5,836
Shares
Beneficially
Owned by 8) Shared Voting Power 0
Each
Reporting
Person With 9) Sole Dispositive Power 5,836
10) Shared Dispositive Power 0
11) Aggregate Amount Beneficially Owned by Each Reporting Person
5,836
12) Check Box if the Aggregate Amount in Row (11) Excludes Certain
Shares* [ ]
13) Percent of Class Represented by Amount in Row (11)
0.36044
14) Type of Reporting Person*
IN
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE>
Schedule 13D
CUSIP No. 842871105 Page 26 of 53 Pages
1) Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Michael P. Rucker, IRA
2) Check the Appropriate Box if a Member of a Group*
(a) [ ]
(b) [ ]
3) SEC Use Only
4) Source of Funds*
PF
5) Check Box if Disclosure of Legal Proceedings is Required
Pursuant to Items 2(d)or 2(e) [ ]
6) Citizenship or Place of Organization
United States of America
Number of 7) Sole Voting Power 3,660
Shares
Beneficially
Owned by 8) Shared Voting Power 0
Each
Reporting
Person With 9) Sole Dispositive Power 3,660
10) Shared Dispositive Power 0
11) Aggregate Amount Beneficially Owned by Each Reporting Person
3,660
12) Check Box if the Aggregate Amount in Row (11) Excludes Certain
Shares* [ ]
13) Percent of Class Represented by Amount in Row (11)
0.23461
14) Type of Reporting Person*
IN
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE>
Schedule 13D
CUSIP No. 842871105 Page 27 of 53 Pages
1) Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Michael P. Rucker, Smith Barney Shearson-
SEP, Custodian
2) Check the Appropriate Box if a Member of a Group*
(a) [ ]
(b) [ ]
3) SEC Use Only
4) Source of Funds*
PF
5) Check Box if Disclosure of Legal Proceedings is Required
Pursuant to Items 2(d)or 2(e) [ ]
6) Citizenship or Place of Organization
United States of America
Number of 7) Sole Voting Power 2,131
Shares
Beneficially
Owned by 8) Shared Voting Power 0
Each
Reporting
Person With 9) Sole Dispositive Power 2,131
10) Shared Dispositive Power 0
11) Aggregate Amount Beneficially Owned by Each Reporting Person
2,131
12) Check Box if the Aggregate Amount in Row (11) Excludes Certain
Shares* [ ]
13) Percent of Class Represented by Amount in Row (11)
0.13660
14) Type of Reporting Person*
IN
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE>
Schedule 13D
CUSIP No. 842871105 Page 28 of 53 Pages
1) Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Phoebe Katherine Price Rucker Trust
Michael Rucker, Trustee
2) Check the Appropriate Box if a Member of a Group*
(a) [ ]
(b) [ ]
3) SEC Use Only
4) Source of Funds*
PF
5) Check Box if Disclosure of Legal Proceedings is Required
Pursuant to Items 2(d)or 2(e) [ ]
6) Citizenship or Place of Organization
United States of America
Number of 7) Sole Voting Power 161.87
Shares
Beneficially
Owned by 8) Shared Voting Power 0
Each
Reporting
Person With 9) Sole Dispositive Power 161.87
10) Shared Dispositive Power 0
11) Aggregate Amount Beneficially Owned by Each Reporting Person
161.87
12) Check Box if the Aggregate Amount in Row (11) Excludes Certain
Shares* [ ]
13) Percent of Class Represented by Amount in Row (11)
0.01037
14) Type of Reporting Person*
OO
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE>
Schedule 13D
CUSIP No. 842871105 Page 29 of 53 Pages
1) Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Charles D. Mason
2) Check the Appropriate Box if a Member of a Group*
(a) [ ]
(b) [ ]
3) SEC Use Only
4) Source of Funds*
PF
5) Check Box if Disclosure of Legal Proceedings is Required
Pursuant to Items 2(d)or 2(e) [ ]
6) Citizenship or Place of Organization
United States of America
Number of 7) Sole Voting Power 994
Shares
Beneficially
Owned by 8) Shared Voting Power 0
Each
Reporting
Person With 9) Sole Dispositive Power 994
10) Shared Dispositive Power 0
11) Aggregate Amount Beneficially Owned by Each Reporting Person
994
12) Check Box if the Aggregate Amount in Row (11) Excludes Certain
Shares* [ ]
13) Percent of Class Represented by Amount in Row (11)
0.06371
14) Type of Reporting Person*
IN
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE>
Schedule 13D
CUSIP No. 842871105 Page 30 of 53 Pages
1) Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Terry B. Light
2) Check the Appropriate Box if a Member of a Group*
(a) [ ]
(b) [ ]
3) SEC Use Only
4) Source of Funds*
PF
5) Check Box if Disclosure of Legal Proceedings is Required
Pursuant to Items 2(d)or 2(e) [ ]
6) Citizenship or Place of Organization
United States of America
Number of 7) Sole Voting Power 2,075.50
Shares
Beneficially
Owned by 8) Shared Voting Power 0
Each
Reporting
Person With 9) Sole Dispositive Power 2,075.50
10) Shared Dispositive Power 0
11) Aggregate Amount Beneficially Owned by Each Reporting Person
2,075.50
12) Check Box if the Aggregate Amount in Row (11) Excludes Certain
Shares* [ ]
13) Percent of Class Represented by Amount in Row (11)
0.13304
14) Type of Reporting Person*
IN
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE>
Page 31 of 53 Pages
Item 1. Security and Insurer
NO CHANGE
Item 2. Identity and Background
<TABLE>
<CAPTION>
Principal Business Name
and Address of
Organization Through
Name, Address and Principal Which Principal
Citizenship Occupation Occupation Conducted
- ------------------- ------------- --------------------------
<S> <C>
Geo. H. Rucker Realty Deferred Profit 1355 Beverly Road #215
Corp. Deferred Profit Sharing Plan McLean, VA 22101
Sharing Plan
1355 Beverly Road, #215
McLean, VA 22101
(Virginia Corporation)
For the benefit of:
David S. Dodrill
Susan Jones Cooper
Michael P. Rucker
Verna Siske
Richard C. Wolff
Rucker Enterprises, Inc. Deferred Profit Sharing 1355 Beverly Road, #215
Deferred Profit Sharing Trust McLean, Virginia 22101
Trust
1355 Beverly Road #215
McLean, VA 22101
(Virginia Corporation)
For the benefit of:
Dollie Dodrill
Joy Hilton
Carol Majors
Charles Mason
Thomas Light
John J. Wehauser
Cindy McGurgan
<PAGE>
Page 32 of 53 Pages
David S. Dodrill President, Geo. H. Rucker Geo. H. Rucker Realty
2469 N. Wakefield Ct. Realty Corp. Corp.
Arlington, VA 22207 1355 Beverly Road #215
American McLean, Virginia 22101
Dollie L. Dodrill Accounting Rucker Enterprises, Inc.
2469 N. Wakefield Ct. 1355 Beverly Road, #215
Arlington, VA 22207 McLean, VA 22101
American
Lewis Dean Dodrill President Amteva Technologies, Inc.
12401 Northlake Place Amteva Technologies, Inc. 5040 Sadler Road #200
Richmond, VA 23233 Glen Allen, VA 23060
American
Deborah Dodrill Housewife 12401 Northlake Place
12401 Northlake Place Richmond, VA 23233
Richmond, VA 23233
American
Matthew Nathanial A minor 12401 Northlake Place
Dodrill Richmond, VA 23233
c/o Lewis D. Dodrill
12401 Northlake Place
Richmond, VA 23233
American
Nicholas Christopher A minor 12401 Northlake Place
Dodrill Richmond, VA 23233
c/o Lewis D. Dodrill
12401 Northlake Place
Richmond, VA 23233
American
Alexander William A minor 12401 Northlake Place
Dodrill Richmond, VA 23233
c/o Lewis D. Dodrill
12401 Northlake Place
Richmond, VA 23233
American
<PAGE>
Page 33 of 53 Pages
Alicia Dodrill A minor 12401 Northlake Place
c/o Lewis D. Dodrill Richmond, VA 23233
12401 Northlake Place
Richmond, VA 23233
American
William L. Stone, III and Retired M.D. 4807 37th Street, N
Kathleen L Stone, Housewife Arlington, VA 22207
Joint Tenants
4807 37th Street, N
Arlington, VA 22207
American
Sally Hart Hunt Housewife 7904 Bounding Bend Ct.
7904 Bounding Bend Ct. Rockville, MD 20855
Rockville, MD 20855
American
Matthew Carter Hunt Trust 7904 Bounding Bend Ct.
Trust, Sally Hart Hunt, Rockville, MD 20855
Trustee
7904 Bounding Bend Ct.
Rockville, MD 20855
Lucy P. Jones 1991 Trust Trust 2801 N. Brandywine St.
by Susan Jones Cooper, Arlington, VA 22207
Trustee
2801 N. Brandywine St.
Arlington, VA 22207
Susan Jones Cooper Secretary, Geo. H. Rucker 1355 Beverly Road, #215
(wife of Carleton R. Realty Corp. McLean, VA 22101
Cooper)
2801 N. Brandywine St.
Arlington, VA 22207
American
<PAGE>
Page 34 of 53 Pages
Carleton R. Cooper Government Contractor 1355 Beverly Road, #215
(husband of Susan Jones McLean, VA 22101
Cooper)
2801 N. Brandywine St.
Arlington, VA 22207
American
Henry C. Rucker, IRA IRA 1003 W. Centennial Dr.
by DLJSC, Custodian Peoria, IL 61614-2828
1003 W. Centennial Dr.
Peoria, IL 61614-2828
American
Heidi C. Rucker, IRA IRA 1003 W. Centennial Dr.
by DLJSC, Custodian Peoria, IL 61614-2828
1003 W. Centennial Dr.
Peoria, IL 61614-2828
American
Harriet J. Rucker Housewife 1003 W. Centennial Dr.
1003 W. Centennial Dr. Peoria, IL 61614-2828
Peoria, IL 61614-2828
American
Harriet J. Rucker, IRA IRA 1003 W. Centennial Dr.
by DLJSC, Custodian Peoria, IL 61614-2828
1003 W. Centennial Dr.
Peoria, IL 61614-2828
American
Derek P. Rucker Student 1003 W. Centennial Dr.
1003 W. Centennial Dr. Peoria, IL 61614-2828
Peoria, IL 61614-2828
American
Michael P. Rucker Executive 1003 W. Centennial Dr.
1003 W. Centennial Dr. Caterpillar Tractor Peoria, IL 61614-2828
Peoria, IL 61614-2828
American
<PAGE>
Page 35 of 53 Pages
Phoebe Katherine Price Trust 1003 W. Centennial Dr.
Rucker, Trust Peoria, IL 61614-2828
Michael P. Rucker, Trustee
1003 W. Centennial Dr.
Peoria, IL 61614-2828
Charles D. Mason Property Manager 1355 Beverly Road, #215
2755 Copper Creek Rd. Rucker Enterprises, Inc. McLean, VA 22101
Herndon, VA 22071
American
Terry B. Light Attorney P. O. Box 6986
9800 Spring Ridge McLean, Virginia 22106
Vienna, VA 22180
American
</TABLE>
None of the individuals or corporation by whom or which this Schedule
13d is filed, nor any of such corporations executive officers, directors or
controlling persons, during the last five years, (a) has been convicted in a
criminal proceeding (excluding traffic violations or similar misdemeanors) or
(b) was a party to a civil proceeding of a judicial or administrative body of
competent jurisdiction and as a result of such proceeding was or is subject to a
judgment, decree or final order enjoining future violations of, or prohibiting
or mandating activities subject to, federal or state securities laws or finding
any violation with respect to such laws.
<PAGE>
Page 36 of 53 Pages
Item 3. Source and Amount of Fund or Other Consideration
------- ------------------------------------------------
NO CHANGE - except that the following shares have been sold and
purchased:
<TABLE>
<CAPTION>
# of
Sold By: Date Shares Price
- -------- ---- ------ -----
<S> <C>
GHRRC 8/4/97 2,500 $16.25
8/5/97 2,500 16.25
8/12/97 2,600 17.00
9/19/97 3,500 20.00
10/27/97 2,000 20.25
11/19/97 3,714 19.25
11/19/97 300 19.50
</TABLE>
Purchased By:
- -------------
GHRRC Deferred 11/20/97 99.31
Profit Sharing Plan
Rucker Enterprises, Inc. 11/20/97 31.71
Deferred Profit Sharing Plan
Harriet J. Rucker since 6/23/97 23
Michael P. Rucker since 6/23/97 63
Item 4. Purpose of Transaction
- ------- ----------------------
NO CHANGE
<PAGE>
Page 37 of 53 Pages
Item 5. Interest in Securities of Issuer
- ------- --------------------------------
Set forth below is information relating to any beneficial ownership of
Shares by the Reporting Persons.
<TABLE>
<CAPTION>
Percent
Voting Power Disposition Power Total of
Name Sole / Shared Sole / Shared Shares Outstanding(2)
- ---- ------------- ----------------- ------ ------------
<S> <C>
GHRRC Deferred 12,751.31 / 0 12,751.31 / 0 12,751.31 (0.78753)
Profit Sharing Plan
Rucker Enterprises, 4,071.71 / 0 4,071.71 / 0 4,071.71 (0.25147)
Inc. Deferred Profit
Sharing Trust
David S. Dodrill 4,832 0 4,832 0 4,832 (0.29843)
Dollie L. Dodrill 2,200 0 2,200 0 2,200 (0.13587)
Lewis Dean Dodrill 133 0 133 0 133 (0.00821)
Deborah Dodrill 133 0 133 0 133 (0.00821)
Matthew Nathanial 266 0 266 0 266 (0.01642)
Dodrill, UGMAVA
Nicholas Christopher 533 0 533 0 533 (0.03291)
Dodrill, UGMAVA
Alexander William 533 0 533 0 533 (0.03291)
Dodrill, UGMAVA
Alicia Dodrill, 133 0 133 0 133 (0.00821)
UGMAVA
William L., III & 0 147.98 0 147.98 147.98 (0.00913)
Kathleen L. Stone
Sally Hart Hunt 553 0 553 0 553 (0.03415)
Matthew Carter Hunt 152 0 152 0 152 (0.00938)
Trust
Lucy P. Jones 1991 8,378 0 8,378 0 8,378 (0.51743)
Trust
Susan Jones Cooper 1,637 0 1,637 0 1,637 (0.10110)
- ----------------
2Based on 1,619,132 shares
<PAGE>
Page 38 of 53 Pages
Susan Jones Cooper, 3,388 0 3,388 0 3,388 (0.20924)
IRA by Prudential
Securities, Custodian
Carleton R. Cooper, 3,388 0 3,388 0 3,388 (0.20924)
IRA by Prudential
Securities, Custodian
Henry C. Rucker, IRA 5,847 0 5,847 0 5,847 (0.36111)
by DLJSC, Custodian
Heidi C. Rucker, IRA 1,093 0 1,093 0 1,093 (0.06750)
by DLJSC, Custodian
Harriet J. Rucker 169 0 169 0 169 (0.01043)
Harriet J. Rucker, by 2,420 0 2,420 0 2,420 (0.14946)
DLJSC, Custodian
Derek P. Rucker 3,933 0 3,933 0 3,933 (0.24290)
Derek P. Rucker, by 2,040 0 2,040 0 2,040 (0.12599)
DLJSC, Custodian
Michael P. Rucker 5,836 0 5,836 0 5,836 (0.36044)
Michael P. Rucker, IRA 3,660 0 3,660 0 3,660 (0.22604)
Michael P. Rucker, 2,131 0 2,131 0 2,131 (0.13161)
Smith Barney Shearson
SEP, Custodian
Phoebe Katherine Price 161.87 0 161.87 0 161.87 (0.00999)
Rucker Trust
Michael Rucker, Trustee
Charles D. Mason 994 0 994 0 994 (0.06139)
Terry B. Light 2,075.5 0 2,075.5 0 2,075.5 (0.12818)
_________________________________________________________________________________________________
TOTALS 73,442.39/147.98 73,442.39/147.98 73,590.37 (4.54)
</TABLE>
Transactions in Securities of Issuer in past sixty days:
See Item 3.
<PAGE>
Page 39 of 53 Pages
Item 6. Contracts, Arrangements, Understandings or Relationship with
- ------- ------------------------------------------------------------
respect to Securities of the Issuer. - NONE
------------------------------------
Item 7. Material to be Filed as Exhibits. - NONE
- ------- ---------------------------------
<PAGE>
Page 40 of 53 Pages
SIGNATURE
After reasonable inquiry and to the best of our knowledge and belief,
we certify that the information set forth in this statement is true, complete
and correct.
<TABLE>
<S> <C>
/s/ DAVID S. DODRILL (SEAL) 1/16/98
- -------------------------------------------- -----------------
Geo. H. Rucker Realty Corporation, Date
Deferred Profit Sharing Plan
by David S. Dodrill, Trustee
/s/ DAVID S. DODRILL (SEAL) 1/16/98
- -------------------------------------------- -----------------
Rucker Enterprises, Inc. Date
Deferred Profit Sharing Trust
by Dollie L. Dodrill, Trustee
by David S. Dodrill, her Attorney-in-Fact
/s/ DAVID S. DODRILL (SEAL) 1/16/98
- -------------------------------------------- -----------------
David S. Dodrill Date
/s/ DAVID S. DODRILL (SEAL) 1/16/98
- -------------------------------------------- -----------------
Dollie L. Dodrill, by David S. Date
Dodrill her Attorney-in-Fact
/s/ DAVID S. DODRILL (SEAL) 1/16/98
- -------------------------------------------- -----------------
Lewis Dean Dodrill by David S. Dodrill, Date
his Attorney-in-Fact
/s/ DAVID S. DODRILL (SEAL) 1/16/98
- -------------------------------------------- -----------------
Deborah Dodrill by David S. Dodrill, Date
her Attorney-in-Fact
<PAGE>
Page 41 of 53 Pages
/s/ DAVID S. DODRILL (SEAL) 1/16/98
- -------------------------------------------- -----------------
Matthew Nathanial Dodrill, UGMAVA Date
by Lewis Dean & Deborah Lynn Dodrill
as Custodians, by David S. Dodrill,
their Attorney-in-Fact
/s/ DAVID S. DODRILL (SEAL) 1/16/98
- -------------------------------------------- -----------------
Nicholas Christopher Dodrill, UGMAVA Date
by Lewis Dean & Deborah Lynn Dodrill
as Custodians, by David S. Dodrill,
their Attorney-in-Fact
/s/ DAVID S. DODRILL (SEAL) 1/16/98
- -------------------------------------------- -----------------
Alexander William Dodrill, UGMAVA Date
by Lewis Dean & Deborah Lynn Dodrill
as Custodians, by David S. Dodrill,
their Attorney-in-Fact
/s/ DAVID S. DODRILL (SEAL) 1/16/98
- -------------------------------------------- -----------------
Alicia Dodrill, UGMAVA Date
by Lewis Dean & Deborah Lynn Dodrill
as Custodians, by David S. Dodrill,
their Attorney-in-Fact
/s/ DAVID S. DODRILL (SEAL) 1/16/98
- -------------------------------------------- -----------------
William L., III and Kathleen L. Stone, Date
Joint Tenants, by David S. Dodrill,
their Attorney-in-Fact
/s/ DAVID S. DODRILL (SEAL) 1/16/98
- -------------------------------------------- -----------------
Sally Hart Hunt, by David S. Dodrill, Date
her Attorney-in-Fact
<PAGE>
Page 42 of 53 Pages
/s/ DAVID S. DODRILL (SEAL) 1/16/98
- -------------------------------------------- -----------------
Matthew Carter Hunt Trust, Date
Sally Hart Hunt, Trustee
by David S. Dodrill, her Attorney-in-Fact
/s/ DAVID S. DODRILL (SEAL) 1/16/98
- -------------------------------------------- -----------------
Lucy P. Jones 1991 Trust Date
by Susan Jones Cooper, Trustee
by David S. Dodrill, her Attorney-in-Fact
/s/ DAVID S. DODRILL (SEAL) 1/16/98
- -------------------------------------------- -----------------
Susan Jones Cooper by David S. Date
Dodrill, her Attorney-in-Fact
/s/ DAVID S. DODRILL (SEAL) 1/16/98
- -------------------------------------------- -----------------
Carleton R. Cooper, by David S. Date
Dodrill his Attorney-in-Fact
/s/ DAVID S. DODRILL (SEAL) 1/16/98
- -------------------------------------------- -----------------
Henry C. Rucker, IRA by DLJSC, Custodian Date
by David S. Dodrill his Attorney-in-Fact
/s/ DAVID S. DODRILL (SEAL) 1/16/98
- -------------------------------------------- -----------------
Heidi C. Rucker, IRA by DLJSC, Custodian Date
by David S. Dodrill her Attorney-in-Fact
/s/ DAVID S. DODRILL (SEAL) 1/16/98
- -------------------------------------------- -----------------
Harriet J. Rucker, by David S. Dodrill Date
her Attorney-in-Fact
/s/ DAVID S. DODRILL (SEAL) 1/16/98
- -------------------------------------------- -----------------
Derek P. Rucker, by David S. Dodrill, Date
his Attorney-in-Fact
<PAGE>
Page 43 of 53 Pages
/s/ DAVID S. DODRILL (SEAL) 1/16/98
- -------------------------------------------- -----------------
Michael P. Rucker, by David S. Dodrill, Date
his Attorney-in-Fact
/s/ DAVID S. DODRILL (SEAL) 1/16/98
- -------------------------------------------- -----------------
Michael P. Rucker, Smith Barney Date
Shearson-SEP, Custodian
by David S. Dodrill, his Attorney-in-Fact
/s/ DAVID S. DODRILL (SEAL) 1/16/98
- -------------------------------------------- -----------------
Phoebe Katherine Price Rucker Trust Date
by Michael P. Rucker, Trustee
by David S. Dodrill, his Attorney-in-Fact
/s/ DAVID S. DODRILL (SEAL) 1/16/98
- -------------------------------------------- -----------------
Charles D. Mason, by David S. Dodrill, Date
his Attorney-in-Fact
/s/ DAVID S. DODRILL (SEAL) 1/16/98
- -------------------------------------------- -----------------
Terry B. Light by David S. Dodrill Date
his Attorney-in-Fact
</TABLE>
<PAGE>
Page 44 of 53 Pages
EXHIBIT A
The undersigned agree that the Schedule 13D attached hereto is filed on
behalf of each of the undersigned.
The undersigned further understand that under the rules of the
Securities and Exchange Commission, the undersigned are responsible for the
timely filing of this schedule and any amendments thereto, and for the
completeness and accuracy of the information relating to them therein, but that
the undersigned are not responsible for the completeness or accuracy of
information herein relating to other persons, unless the undersigned know or
have reason to believe that such information is inaccurate.
IN WITNESS WHEREOF, the undersigned have hereunto signed their names.
<TABLE>
<S> <C>
/s/ DAVID S. DODRILL (SEAL) 1/16/98
- ------------------------------------------------- -------------------
Geo. H. Rucker Realty Corporation, Date
Deferred Profit Sharing Plan
by David S. Dodrill, Trustee
/s/ DAVID S. DODRILL (SEAL) 1/16/98
- ------------------------------------------------- -------------------
Rucker Enterprises, Inc. Date
Deferred Profit Sharing Trust
by Dollie L. Dodrill, Trustee
by David S. Dodrill, her Attorney-in-Fact
/s/ DAVID S. DODRILL (SEAL) 1/16/98
- ------------------------------------------------- -------------------
David S. Dodrill Date
/s/ DAVID S. DODRILL (SEAL) 1/16/98
- ------------------------------------------------- -------------------
Dollie L. Dodrill, by David S. Date
Dodrill her Attorney-in-Fact
/s/ DAVID S. DODRILL (SEAL) 1/16/98
- ------------------------------------------------- -------------------
Lewis Dean Dodrill by David S. Dodrill, Date
his Attorney-in-Fact
<PAGE>
Page 45 of 53 Pages
/s/ DAVID S. DODRILL (SEAL) 1/16/98
- ------------------------------------------------- -------------------
Deborah Dodrill by David S. Dodrill, Date
her Attorney-in-Fact
/s/ DAVID S. DODRILL (SEAL) 1/16/98
- ------------------------------------------------- -------------------
Matthew Nathanial Dodrill, UGMAVA Date
by Lewis Dean & Deborah Lynn Dodrill
as Custodians, by David S. Dodrill,
their Attorney-in-Fact
/s/ DAVID S. DODRILL (SEAL) 1/16/98
- ------------------------------------------------- -------------------
Nicholas Christopher Dodrill, UGMAVA Date
by Lewis Dean & Deborah Lynn Dodrill
as Custodians, by David S. Dodrill,
their Attorney-in-Fact
/s/ DAVID S. DODRILL (SEAL) 1/16/98
- ------------------------------------------------- -------------------
Alexander William Dodrill, UGMAVA Date
by Lewis Dean & Deborah Lynn Dodrill
as Custodians, by David S. Dodrill,
their Attorney-in-Fact
/s/ DAVID S. DODRILL (SEAL) 1/16/98
- ------------------------------------------------- -------------------
Alicia Dodrill, UGMAVA Date
by Lewis Dean & Deborah Lynn Dodrill
as Custodians, by David S. Dodrill,
their Attorney-in-Fact
/s/ DAVID S. DODRILL (SEAL) 1/16/98
- ------------------------------------------------- -------------------
William L., III and Kathleen L. Stone, Date
Joint Tenants, by David S. Dodrill,
their Attorney-in-Fact
/s/ DAVID S. DODRILL (SEAL) 1/16/98
- ------------------------------------------------- -------------------
Sally Hart Hunt, by David S. Dodrill, Date
her Attorney-in-Fact
<PAGE>
Page 46 of 53 Pages
/s/ DAVID S. DODRILL (SEAL) 1/16/98
- ------------------------------------------------- -------------------
Matthew Carter Hunt Trust, Date
Sally Hart Hunt, Trustee
by David S. Dodrill, her Attorney-in-Fact
/s/ DAVID S. DODRILL (SEAL) 1/16/98
- ------------------------------------------------- -------------------
Lucy P. Jones 1991 Trust Date
by Susan Jones Cooper, Trustee
by David S. Dodrill, her Attorney-in-Fact
/s/ DAVID S. DODRILL (SEAL) 1/16/98
- ------------------------------------------------- -------------------
Susan Jones Cooper by David S. Date
Dodrill, her Attorney-in-Fact
/s/ DAVID S. DODRILL (SEAL) 1/16/98
- ------------------------------------------------- -------------------
Carleton R. Cooper, by David S. Date
Dodrill his Attorney-in-Fact
/s/ DAVID S. DODRILL (SEAL) 1/16/98
- ------------------------------------------------- -------------------
Henry C. Rucker, IRA by DLJSC, Custodian Date
by David S. Dodrill his Attorney-in-Fact
/s/ DAVID S. DODRILL (SEAL) 1/16/98
- ------------------------------------------------- -------------------
Heidi C. Rucker, IRA by DLJSC, Custodian Date
by David S. Dodrill her Attorney-in-Fact
/s/ DAVID S. DODRILL (SEAL) 1/16/98
- ------------------------------------------------- -------------------
Harriet J. Rucker, by David S. Dodrill Date
her Attorney-in-Fact
/s/ DAVID S. DODRILL (SEAL) 1/16/98
- ------------------------------------------------- -------------------
Derek P. Rucker, by David S. Dodrill, Date
his Attorney-in-Fact
<PAGE>
Page 47 of 53 Pages
/s/ DAVID S. DODRILL (SEAL) 1/16/98
- ------------------------------------------------- -------------------
Michael P. Rucker, by David S. Dodrill, Date
his Attorney-in-Fact
/s/ DAVID S. DODRILL (SEAL) 1/16/98
- ------------------------------------------------- -------------------
Michael P. Rucker, Smith Barney Date
Shearson-SEP, Custodian
by David S. Dodrill, his Attorney-in-Fact
/s/ DAVID S. DODRILL (SEAL) 1/16/98
- ------------------------------------------------- -------------------
Phoebe Katherine Price Rucker Trust Date
by Michael P. Rucker, Trustee
by David S. Dodrill, his Attorney-in-Fact
/s/ DAVID S. DODRILL (SEAL) 1/16/98
- ------------------------------------------------- -------------------
Charles D. Mason, by David S. Dodrill, Date
his Attorney-in-Fact
/s/ DAVID S. DODRILL (SEAL) 1/16/98
- ------------------------------------------------- -------------------
Terry B. Light by David S. Dodrill Date
his Attorney-in-Fact
</TABLE>
Page 48 of 53 Pages
EXHIBIT B
DISCLAIMER OF BENEFICIAL OWNERSHIP
The undersigned Reporting Persons do hereby expressly declare that the
filing of this Schedule 13-D amendment with respect to the stock of Southern
Financial Federal Savings Bank shall not be construed as an admission that such
persons are, for the purposes of Section 13(d), or 13(g) of the Securities and
Exchange Act of 1934, the beneficial owners of any securities covered by
Schedule 13-D and this amendment except those shares attributed to the
undersigned in Item 3 of Schedule 13- D of this amendment.
<TABLE>
<S> <C>
/s/ DAVID S. DODRILL (SEAL) 1/16/98
- ------------------------------------------------- -------------------
Geo. H. Rucker Realty Corporation, Date
Deferred Profit Sharing Plan
by David S. Dodrill, Trustee
/s/ DAVID S. DODRILL (SEAL) 1/16/98
- ------------------------------------------------- -------------------
Rucker Enterprises, Inc. Date
Deferred Profit Sharing Trust
by Dollie L. Dodrill, Trustee
by David S. Dodrill, her Attorney-in-Fact
/s/ DAVID S. DODRILL (SEAL) 1/16/98
- ------------------------------------------------- -------------------
David S. Dodrill Date
/s/ DAVID S. DODRILL (SEAL) 1/16/98
- ------------------------------------------------- -------------------
Dollie L. Dodrill, by David S. Date
Dodrill her Attorney-in-Fact
/s/ DAVID S. DODRILL (SEAL) 1/16/98
- ------------------------------------------------- -------------------
Lewis Dean Dodrill by David S. Dodrill, Date
his Attorney-in-Fact
/s/ DAVID S. DODRILL (SEAL) 1/16/98
- ------------------------------------------------- -------------------
Deborah Dodrill by David S. Dodrill, Date
her Attorney-in-Fact
<PAGE>
Page 49 of 53 Pages
/s/ DAVID S. DODRILL (SEAL) 1/16/98
- ------------------------------------------------- -------------------
Matthew Nathanial Dodrill, UGMAVA Date
by Lewis Dean & Deborah Lynn Dodrill
as Custodians, by David S. Dodrill,
their Attorney-in-Fact
/s/ DAVID S. DODRILL (SEAL) 1/16/98
- ------------------------------------------------- -------------------
Nicholas Christopher Dodrill, UGMAVA Date
by Lewis Dean & Deborah Lynn Dodrill
as Custodians, by David S. Dodrill,
their Attorney-in-Fact
/s/ DAVID S. DODRILL (SEAL) 1/16/98
- ------------------------------------------------- -------------------
Alexander William Dodrill, UGMAVA Date
by Lewis Dean & Deborah Lynn Dodrill
as Custodians, by David S. Dodrill,
their Attorney-in-Fact
/s/ DAVID S. DODRILL (SEAL) 1/16/98
- ------------------------------------------------- -------------------
Alicia Dodrill, UGMAVA Date
by Lewis Dean & Deborah Lynn Dodrill
as Custodians, by David S. Dodrill,
their Attorney-in-Fact
/s/ DAVID S. DODRILL (SEAL) 1/16/98
- ------------------------------------------------- -------------------
William L., III and Kathleen L. Stone, Date
Joint Tenants, by David S. Dodrill,
their Attorney-in-Fact
/s/ DAVID S. DODRILL (SEAL) 1/16/98
- ------------------------------------------------- -------------------
Sally Hart Hunt, by David S. Dodrill, Date
her Attorney-in-Fact
<PAGE>
Page 50 of 53 Pages
/s/ DAVID S. DODRILL (SEAL) 1/16/98
- ------------------------------------------------- -------------------
Matthew Carter Hunt Trust, Date
Sally Hart Hunt, Trustee
by David S. Dodrill, her Attorney-in-Fact
/s/ DAVID S. DODRILL (SEAL) 1/16/98
- ------------------------------------------------- -------------------
Lucy P. Jones 1991 Trust Date
by Susan Jones Cooper, Trustee
by David S. Dodrill, her Attorney-in-Fact
/s/ DAVID S. DODRILL (SEAL) 1/16/98
- ------------------------------------------------- -------------------
Susan Jones Cooper by David S. Date
Dodrill, her Attorney-in-Fact
/s/ DAVID S. DODRILL (SEAL) 1/16/98
- ------------------------------------------------- -------------------
Carleton R. Cooper, by David S. Date
Dodrill his Attorney-in-Fact
/s/ DAVID S. DODRILL (SEAL) 1/16/98
- ------------------------------------------------- -------------------
Henry C. Rucker, IRA by DLJSC, Custodian Date
by David S. Dodrill his Attorney-in-Fact
/s/ DAVID S. DODRILL (SEAL) 1/16/98
- ------------------------------------------------- -------------------
Heidi C. Rucker, IRA by DLJSC, Custodian Date
by David S. Dodrill her Attorney-in-Fact
/s/ DAVID S. DODRILL (SEAL) 1/16/98
- ------------------------------------------------- -------------------
Harriet J. Rucker, by David S. Dodrill Date
her Attorney-in-Fact
/s/ DAVID S. DODRILL (SEAL) 1/16/98
- ------------------------------------------------- -------------------
Derek P. Rucker, by David S. Dodrill, Date
his Attorney-in-Fact
<PAGE>
Page 51 of 53 Pages
/s/ DAVID S. DODRILL (SEAL) 1/16/98
- ------------------------------------------------- -------------------
Michael P. Rucker, by David S. Dodrill, Date
his Attorney-in-Fact
/s/ DAVID S. DODRILL (SEAL) 1/16/98
- ------------------------------------------------- -------------------
Michael P. Rucker, Smith Barney Date
Shearson-SEP, Custodian
by David S. Dodrill, his Attorney-in-Fact
/s/ DAVID S. DODRILL (SEAL) 1/16/98
- ------------------------------------------------- -------------------
Phoebe Katherine Price Rucker Trust Date
by Michael P. Rucker, Trustee
by David S. Dodrill, his Attorney-in-Fact
/s/ DAVID S. DODRILL (SEAL) 1/16/98
- ------------------------------------------------- -------------------
Charles D. Mason, by David S. Dodrill, Date
his Attorney-in-Fact
/s/ DAVID S. DODRILL (SEAL) 1/16/98
- ------------------------------------------------- -------------------
Terry B. Light by David S. Dodrill Date
his Attorney-in-Fact
</TABLE>
<PAGE>
Page 52 of 53 Pages
AUTHORIZATION/POWER OF ATTORNEY
An Authorization/Power of Attorney by the following individuals
appointing David S. Dodrill their attorney-in-fact for purposes of executing and
filing Schedule 13D of the Securities Exchange Act of 1934, and any amendment
thereto have previously been filed with the Commission and are incorporated
herein by this reference:
1. Geo. H. Rucker Realty Corp. Deferred Profit Sharing Plan
2. Rucker Enterprises, Inc. Deferred Profit Sharing Trust
3. Dollie L. Dodrill
4. Lewis Dean Dodrill
5. Deborah Dodrill
6. Matthew Nathanial Dodrill, UGMAVA
7. Nicholas Christopher Dodrill, UGMAVA
8. Alexander William Dodrill, UGMAVA
9. Alicia Dodrill, UGMAVA
10. William L., III & Kathleen L. Stone
11. Sally Hart Hunt
12. Matthew Carter Hunt Trust
13. Lucy P. Jones 1991 Trust
14. Susan Jones Cooper
15. Carleton R. Cooper
16. Henry C. Rucker
17. Heidi C. Rucker
18. Harriet J. Rucker
19. Derek P. Rucker
20. Michael P. Rucker
21. Phoebe Katherine Price Rucker Trust
22. Charles D. Mason
23. Terry B. Light
<PAGE>
Page 53 of 53 Pages
AUTHORIZATION/POWER OF ATTORNEY
The undersigned hereby authorizes and appoints David S. Dodrill as
his/her/it's attorney-in-fact to sign and file on behalf of the
undersigned this Schedule 13D under the Securities Exchange Act of 1934,
and any amendment thereto which relates to the beneficial ownership by
the undersigned and certain other persons of shares of Southern
Financial Federal Savings Bank.
The undersigned understands that under the rules of the Securities and
Exchange Commission, the undersigned is responsible for the timely
filing of this schedule and any amendments thereto, and for the
completeness and accuracy of the information relating to the undersigned
therein, but that the undersigned is not responsible for the
completeness or accuracy of information therein relating to other
persons, unless the undersigned knows or has reason to believe that
such information is inaccurate.
IN WITNESS WHEREOF, the undersigned has hereunto signed this ____ day of
_________________, 19__.
_________________________ (SEAL)
