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OMB APPROVAL
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OMB Number: 3235-0362
Expires: September 30, 1998
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U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 5
ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935 or
Section 30(f) of the Investment Company Act of 1940
[ ] Check this box if no longer subject of Section 16. Form 4 or Form 5
obligations may Continue. See Instructions 1(b)
[ ] Form 3 Holdings Reported
[X ] Form 4 Transactions Reported
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1. Name and Address of Reporting Person*
Roscoe Lawrence E.
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(Last) (First) (Middle)
Stratasys, Inc.
14950 Martin Drive
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(Street)
Eden Prairie MN 55344-2020
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(City) (State) (Zip)
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2. Issuer Name and Ticker or Trading Symbol
Stratasys, Inc. (SSYS-Nasdaq)
(SAS-Pacific)
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3. IRS Number of Reporting Person (Voluntary)
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4. Statement for Month/Year
12/97
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5. If Amendment, Date of Original (Month/Year)
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6. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
[ ] Director [ ] 10% Owner
[ X ] Officer (give title below) [ ] Other (specify below)
Vice President, Software Development
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7. Individual or Joint/Group Reporting
(Check applicable line)
[ X ] Form Filed by One Reporting Person
[ ] Form Filed by More than One Reporting Person
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TABLE I -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF,
OR BENEFICIALLY OWNED
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5. 6.
4. Amount of Owner-
Securities Acquired (A) or Securities ship
2. Disposed of (D) Beneficially Form: 7.
Transaction 3. (Instr. 3, 4 and 5) Owned at End Direct Nature of
Date Transaction ----------------------------- of Issuer's (D) or Indirect
1. (Month/ Code (A) Fiscal Year Indirect Beneficial
Title of Security Day/ (Instr. 8) Amount or Price (Instr. 3 (I) Ownership
(Instr. 3) Year) Code (D) and 4) (Instr.4) (Instr. 4)
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<S> <C> <C> <C> <C> <C> <C> <C> <C>
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</TABLE>
#132814
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FORM 5 (CONTINUED)
TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
(E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES)
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9. 10.
Number Owner-
of ship
2. Deriv- of
Conver- 5. 7. ative Deriv- 11.
sion Number of Title and Amount Secur- ative Nature
or Derivative 6. of Underlying 8. ities Secur- of
Exer- 4. Securities Date Securities Price Bene- ity: In-
cise 3. Trans- Acquired (A) Exercisable and (Instr. 3 and 4) of ficially Direct direct
Price Trans- action or Disposed Expiration Date ---------------- Deriv- Owned (D) or Bene-
1. of action Code of (D) (Month/Day/Year) Amount ative at End In- ficial
Title of Deriv- Date (Instr. (Instr. 3, ---------------- or Secur- of direct Owner-
Derivative ative (Month/ 8) 4 and 5) Date Expira- Number ity Year (I) ship
Security Secur- Day/ ------- ------------ Exer- tion of (Instr. (Instr. (Instr. (Instr.
(Instr. 3) ity Year) Code (A) (D) cisable Date Title Shares 5) 4) 4) 4)
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<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Employee Stock $15.00 7/30/97 A 7,000 (1) 7/29/03 Common 7,000 n/a 7,000 D n/a
Options Stock
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Employee Stock $15.00 7/30/97 A 750 (2) 7/29/02 Common 750 n/a 750 D n/a
Options Stock
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1. 7,000 options
will vest on
4/1/98
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2. 750 options
vested on 7/30/97
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Explanation of Responses:
/s/ Lawrence E. Roscoe 2/19/98
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Lawrence E. Roscoe Date
** Intentional misstatements or omissions of facts constitute Federal Criminal
Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed
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#132614 SEC 2270(7-96)